1 Dilemmas of difference, inclusion and disability: international perspectives Brahm Norwich School of Education and Lifelong Learning, University of Exeter. Paper presented at the British Educational Research Association Annual Conference, University of Warwick, 6-9 September 2006 Introduction This paper will examine theoretical and empirical aspects about dilemmas of difference as they apply to education and specifically to the area of disability (special educational needs). The basic dilemma is whether to recognise or not to recognise differences, as either way there are some negative implications or risks associated with stigma, devaluation, rejection or denial of relevant opportunities. The study is based on the assumption that there are hard decisions or dilemmas about difference and differentiation. This is because there are positive and negative conceptions in plural democratic societies about human differences and what we call differentiation in education. The negative perspective is that ‘difference’ reflects lower status, less value, perpetuating inequalities and poor quality provision and unfair treatment. The positive perspective is that ‘difference’ reflects the recognition of individuality and individual needs and interests. It is this tension between these conceptions of difference that leads us to confront dilemmas of difference. The specific origins of the notion of dilemmas of difference are political ideas about ideological dilemmas (Dahl, 1982, Berlin, 1990) and US socio-legal analyses about how all kinds of difference are handled in the legal systems which are committed to egalitarian values (Minow, 1985, 1990). Though dilemmas of difference have relevance to other aspects of diversity, beyond disability, and in areas of society, beyond education, the focus in this paper is disability in the area of education. There has been a notable lack of theoretical analysis of educational matters from the perspective of dilemmas. Though the term ‘dilemma’ is often seen in educational theory and research, this use is just as an alternative way of referring to problems or issues. As Judge (1981) has pointed out, the term ‘dilemma’ refers to something more specific, a situation when there is choice between alternatives when neither is favourable. In this sense Judge defended the idea that in education generally that ‘our purposes are conflicting, contradictory and largely unexamined’ (page 111). He identified the following dilemmas: 1. utility v. culture 2. fair selection v. comprehensive and universality in school examinations 3. common v. diverse school curriculum 4. management v. autonomy 5. function or profession as regards teachers’ roles. Though 25 years old, this line of analysis resembles later dilemmatic views – that tensions need to be addressed, not avoided, that they need to be thought through and that the form that the tension takes reflects historical factors. Another point to note about Judge’s analysis is that his dilemmas map closely to Dahl’s broader analysis of dilemmas of plural democracy (Dahl, 1982). Though Judge does not refer to these political analyses, this is an example of where major themes 2 come to be represented in different disciplines. Dahl argues that in a plural democracy, individuals and organisations ought to have some autonomy, but at the same time also be controlled, as they have the potential to increase injustice, to foster egoism and even weaken democracy. He identifies six forms of this dilemma in: i. rights v. utility: ii. a more exclusive v more inclusive demos iii. equality among individuals v. equality among organisations iv. uniformity v. diversity v. centralisation v. decentralisation vi. concentration v. dispersal of power and political resources. The links between these versions of dilemmas is clear. Judge’s dilemma of management v. autonomy corresponds to Dahl’s basic dilemma of autonomy v. control, and Judge’s dilemma of common v. diverse school curriculum is a specific version of Dahl’s more general dilemma of uniformity v. diversity. Dahl argues that recognising dilemmas is no justification for inaction, but provides ‘considerations to be taken into account in clarifying alternatives before us’ (page 107). But, what he does not focus on are the implications and losses associated with his dilemmatic views. This is where the political analyses of Isaiah Berlin are relevant, as they acknowledge the agonising over alternatives in value dilemmas (Berlin, 1990). Berlin’s position is that not all human values either now or in the past are necessarily compatible with each other. For him this means that there are no final solutions where tensions and conflicts are resolved once and for all: ‘The notion of the perfect whole, the ultimate solution, in which all good things coexist, seems to be not merely unattainable - that is a truism – but conceptually incoherent; I do not know what is meant by harmony of this kind. Some of the Great goods cannot live together. That is a conceptual truth. We are doomed to choose, and every choice may entail an irreparable loss.’ ((page 13) Dahl’s uniformity v. diversity dilemma might be better phrased as the diversity v. commonality dilemma, which is clearly linked to the notion of dilemmas of difference which arises from a US socio-legal perspective (Minow, 1985, 1990). Minow has analysed US legislation relating to equality to reveal that the problems of inequality can be aggravated either by treating members of a minority as the same as the majority or by treating them as different. Minow’s analysis of the pervasiveness of the dilemmas of difference in the US context shows how these hard questions and choices are reflected in constitutional matters with respect to equal protection, due process and statutory interpretations of civil rights. She points out how these controversies extend beyond the legal sphere into the world of education, employment, housing etc.: These controversies enact the political dramas of a diverse society committed to equality and pluralism. I suggest that the dilemma of difference is not an accidental problem in this society. The dilemma of difference grows from the ways in which this society assigns individuals to categories and, on that basis, determines whom to exclude from political, social and economic activities. (Minow, 1990, p.21) Minow’s stance to the dilemma of difference in her 1990 book is not only to point to the pervasiveness of the dilemma, but to the sources of the dilemma in a way that she considers to offer productive responses to challenge it. So, not only is difference recreated though colour or gender or disability blindness and in affirmative action, it can also be reflected in Government neutrality and Government preferences. She then 3 sets out 5 unstated assumptions which she identifies as underlying the difference dilemma, that need to be made explicit and questioned from what she calls a relational approach. In so doing she contends that other choices and responses to difference are made possible, so challenging or renovating the dilemmas. 1: difference is intrinsic, not a comparison. 2: the norm need not be stated. 3: the observer can see without a perspective 4: other perspectives are irrelevant 5: the status quo is natural, un-coerced and good In making these five assumptions explicit and the questioning them, she intends to show that the differences that lead to dilemmas arise from relationships in social contexts which are alterable. Her position is that this is the way to introduce new possibilities for change, though she does also recognise that making these assumptions explicit in specific cases and situations is more difficult than an abstract presentation of them. In her 1990 book Minow tries to illustrate how her social constructionist turn opens up promising ways of approaching dilemmas of difference. Though there is not space in this paper to go into detail, tensions seem to persist, though perhaps less sharply, in the examples she uses. It is notable that at the end of this book, she recognises that her approach only goes so far, as she talks about the dilemma becoming ‘less paralysing’ (page 375) if we try to look at the issues from another point of view. She argues that it is possible to ‘replace a norm that excludes with a norm that includes’ (page 377), but then admits that the ‘resolution is not a solution, but a shift in assumptions’ (page 383). At about the same time as Judge’s dilemmatic analysis, Berlak and Berlak (1981) wrote a book about dilemmas of schooling which used the same language and assumptions. Here were two Americans, from St Louis, Missouri, who developed an analysis of everyday primary teaching issues from a study of British primary schools. Their aim was to represent the process of classroom teaching and learning in terms of a number of dilemmas and their resolutions. These authors came to the UK at the time of US interest in open education to find out how the British system of informal primary schools worked and what lessons it had for developments in the USA. They found that their experiences of the UK primary schools did not correspond with the literature about informal and open educational practices. Their difficulty in finding a way to represent the complexity of what they experienced, led them to use the language of dilemmas. Their study is a demonstration of how three sets of dilemmas help to make sense of the context, issues and processes of teaching that they observed while in the UK. They identified 16 distinct dilemmas that they organised into 3 broad sets, in terms of i. control, ii. curriculum and iii. societal themes. i. Control set: 1. whole child v. child as student. 2. teacher v. child control (time) 3. teacher v. child control (operations) 4. teacher v child control (standards Curriculum set: 5. personal v. public knowledge. 6. knowledge as content v. process 7. knowledge as given v. problematical 8. intrinsic v extrinsic motivation 9. learning as holistic v. molecular 10. each child unique v. children have shared 4 11. learning as social v. individual 12. child as person v. client Societal set: 13. childhood as continuous v. unique 14. equal v. differential allocation of resources 15. equal justice under the law v. ad hoc applications of rules 16. common culture v. sub-group consciousness. What is interesting about these three sets of teaching dilemmas is their focus on the classroom, by contrast with Judge’s dilemmas that focus on systemic issues. The Berlak’s theoretical analysis is based on what they call a dialectical account of teacher action based on symbolic interactionism. They argue that a dilemmatic approach represents the thought and action of teachers as the ongoing dynamic of behaviour and consciousness and that dilemmas imply a focus on acts and their consequences. Their approach had similarities to a more recent social psychological attempt to understand everyday thinking, including that of teachers, in terms of ideological dilemmas (Billig et al. 1988). Billig’s approach resembles the Berlak’s in that he also rejects the sociological view that individuals are simply shaped by ideology. Billig assumes that individuals are not only acted on, but also think and initiate actions. They think about ideological matters of basic values, and this involves considering the contrary and conflicting aspects of this thinking. Billig illustrated his position by drawing on the work of Edwards and Mercer (1987), who explored the thinking and practice of primary school 'progressive' teachers. This study showed that teachers tended to draw on elements of the opposing ideologies, at times from a discourse of exploratory and experiential learning, and at others, a discourse which attributed failure to innate, personal and social factors, not to inappropriate teaching and learning conditions. There was also evidence that teachers felt a dilemma themselves in being aware of the competition between different educational ideologies and having to find a resolution and balance between them There has also been relatively little work on dilemmas in special education. Artiles has been someone who has drawn attention in the USA to a silence about other dimensions of difference within special educational research circles, in particular ethnic and social class differences (Artiles, 2000). He has drawn on Minow’s notion of a dilemma of difference (Artiles, 1998) and also highlighted points she has made in her questioning of the 5 assumptions about difference (see above). From a UK perspective, Dyson, (2001) has also used a dilemmatic perspective to make sense of special education policy and practice historically drawing on Norwich (1994) and Artiles (1998). Dyson’s use of the dilemma of difference is interesting because of its focus on a historical perspective and the way he traces recent historical developments over the last quarter century in the UK. Another relevant study is one by Croll and Moses (2000) who examined English professional and administrators’ views about inclusion. They found tensions between widespread expressions of support for the principle of inclusion and the continuing level of support for separate school provision. There was widespread support for inclusion as an educational ideal amongst those more directly involved in special education, what they called a ‘pragmatic’ view. These authors also found a clear expression of the educational ideal of individual care in the views of their respondents. This is an interesting study from several perspectives. First, its focus on tensions in professional views and so has similarities to an earlier study (Norwich, 1993), which will be discussed below. Secondly, though Croll and Moses make no reference to dilemmas of difference, their 5 findings can be interpreted in these terms. Thirdly, they do interpret their findings in terms of contemporary ideas about utopian thinking and the social and personal functions of such thinking. In a recent US paper Ho has identified a dilemma about labelling children as having a learning disability (Ho, 2004). Though she references Minow’s 1990 book on dilemmas of difference, she makes no reference to this notion, though it is clear that she is dealing with a version of the dilemma of difference in her recognition of the risks associated with identification in this area of special education. Her proposed resolution to the dilemma of disability labels is to adopt the assumption that all children learn in unique ways and to apply this in how we design and manage our educational system. This resolution veers strongly towards the commonality option, in her terms ‘refrain from pathologising academic difficulties as much as possible’ (page 90). However, this is an incomplete resolution, as she does not say how far it is possible to refrain from identifying difficulties and disorders, to use a less negative sounding term than ‘pathologising’. This paper is very relevant to this study as one of the dilemmas which was studied across the three countries was this identification dilemma. Terzi (2006) has argued that the capability approach developed by Amartya Sen provides a perspective that ‘takes the educational debate beyond the dilemma of difference in significant ways’ (page 1). The capability approach is a framework for assessing inequality and it proposes that equality/inequality be judged in terms of capabilities, rather than other factors, such as income, welfare etc. By capabilities, Sen means the real freedoms that people have to achieve their own well-being. It is clear that this focus on capabilities requires an analysis of the interaction between individuals and their social circumstances. Terzi uses this interactionist assumption to argue against the false opposition between individual and social causal accounts of disability, what are often called the medical versus the social model. She also shows how the capability approach supports a re-conceptualisation of disability by starting with the question ‘equality of what’? By talking about equality of capabilities, she explains that this is about the freedom to achieve valued functioning. This links equality to the freedom to choose and distinguishes between valued functionings (reading, walking eating etc) and capabilities (potential functionings). So in this approach, what is key is what people are actually able to do or be, even if they choose not to use these freedoms. The reason why Sen’s capability approach is so useful for the area of disability is that it builds diversity into its framework and has a multi-factor model of the origins of functionings and capabilities. For Sen, there is diversity in 3 basic ways: i. differences in personal characteristics (gender, age, abilities, proneness to illness and so on.), ii. differences in external circumstances (inherited wealth, environmental factors, social arrangements and so on) and iii. the ability to convert resources into valued functionings. As Terzi points out, one of the benefits of the capability approach is that judgements about equality/inequality become a matter of capabilities, not about the causal origins of their disabilities. What matters is not the causes of the disabilities, but that disabilities are limitations on relevant capabilities. Though Terzi argues that the capability approach ‘resolves the dilemma of difference by significantly addressing the tensions at its core’ (page 11), it is not made clear exactly how this is done. The capability approach does provide justifications for differential resources to those with disabilities, but how it relates to the implications of this differential allocation is not addressed. It can be argued that by providing a justification for 6 differential resources and provision for children with disabilities that the capability approach promotes a more positive image of disability. In this sense the capability approach presents a framework that treats all children alike in terms of common allocation principles that take account of different requirements and so supports a balance between common and different aspects. This is an interesting and original framework, but it is one thing to conceptualise difference in positive terms, it is another to deal with the reality of stigma and devaluation associated with exceptional areas of difference. The precursor to the studied reported in this paper was a study into ideological dilemmas in special needs education (Norwich, 1993). In that study I explored the idea that key policy issues in special needs education took the form of ideological dilemmas. Its aim was to investigate how educators responded to the possibility that there might be dilemmas in various areas of special education and how they might resolve the dilemmas if recognised. The focus was on the sense made of the negative consequences of alternatives to each dilemma and how they deliberated about the nature of these difficulties and ways of resolving them. Four areas were chosen in which different social values were relevant – equality, individuality and powersharing. These areas were: i. what to learning - common curriculum dilemma – whether children with disabilities and difficulties would have the same learning content as other children or some different content ii. whether to identify – identification dilemma – whether and how to identify children with as needing special education provision, iii. relative influence of parents and professionals – parent-professional dilemma – whether and how parents and professionals can share power or not relating to decisions about children with difficulties and disabilities, iv. where to learn - integration dilemma –whether and to what extent children with disabilities and difficulties would learn in regular classes or not Two groups of professionals from rural and urban areas of Pennsylvania, USA (n=38) and Northampton, England (n=43) were interviewed. In both areas, the 81 participants included teachers and senior teachers in ordinary/regular schools (primary and secondary) and in special schools, advisory teachers, support staff (psychologists, specialist teachers). The findings indicated that the identification, curriculum and integration dilemmas were seen most frequently as at least a significant dilemma in both countries. In the USA, the identification dilemma was seen most frequently as a considerable dilemma and there were many more participants who saw a significant curriculum dilemma than in the England. However, in both countries the presented parent-professional dilemma was not seen most frequently as a dilemma. As regards resolutions, most participants, who recognised the dilemma to some extent, also saw a significant resolution in all four areas. For the integration dilemma almost twice as many English participants saw a significant resolution as US participants. The reasons for their responses to recognising dilemmas or not and ways of resolving them were also similar across the two country groups, though there were some themes which were specific to each country group. So this earlier study was taken as showing that a sample of professional educators in different national systems not only recognised the contrary aspects to some key issues in the field, but resolved the dilemmas in similar ways, despite differences in national contexts. 7 Aims, design and methods Aims and rationale The primary aim of this study was to examine the perspectives of education practitioners and policy makers in specific school systems in the UK (England), USA and the Netherlands about recognising and resolving dilemmas of difference in relation to special and inclusive education. There were two secondary aims, one was to compare these perspectives to the SEN/disability dilemmas with those from similar groups in the UK and USA from the early 1990s, and the other, to examine perspectives about the possibility of related dilemmas or tensions about educational differentiation in other areas of difference, such as gender, social class, ethnic and cultural/religious differences. Data relevant to the second of the secondary aims cannot be reported in this paper. As argued in the 1993 study (Norwich, 1993), it is possible to identify these difference dilemmas applying to the SEN/disability field in three areas: i. Whether and how to identify children with significant difficulties in learning as having SEN/disabilities or not – the identification dilemma; ii. Whether children with SEN/disabilities should learn the same common curriculum content as other children without SEN/disabilities or not – the curriculum dilemma; and iii. Whether and to what extent children with SEN/disabilities should learn in ordinary classrooms or not – location dilemma. A similar research orientation was used in this study as 13 years before for the same reasons that applied then. This involved an exploratory semi-structured interview to generate both quantitative and qualitative data. The aim was to engage participants in explanations and justifications of their positions and perspectives and to see how they responded to contrary positions, in what can be called an argumentative model. Participants 50 English, 50 US and 32 Dutch professionals and policy makers (total of 132) involved in the special needs/inclusive education field participated in the study. The countries were chosen to represent similarities in policy development and legislative systems (USA and UK) and differences in the historical organisation of schooling (USA and UK v. Netherlands). Participants worked in regular and special schools/settings, in primary and secondary schools, were class and senior teachers from two areas (urban and rural) in each country. Some were also local and national government administrators/advisers. Table 1: Breakdown of participants by area and level across the 3 countries USA Netherlands England Area / level No % No % No % Urban District/Authority/Board 23 46 24 75 22 44 Rural District/Authority/Board State/ Regional / National 19 8 38 16 4 4 12.5 12.5 21 7 42 14 Totals 50 100 32 100 50 100 Totals No % 69 52.3 44 19 132 33.3 13.4 100 8 Table 1 shows the number of participants interviewed in the urban and rural areas and at national, state or regional levels. The plan was to interview 50 participants in each country from each of these levels. This was done for the USA and England, but for the Netherlands it was only possible to interview 4 participants in the rural area. There were two reasons for this, first, that the rural area selected was very small and second, that it was very much more difficult to arrange access to interviewing in the Netherlands and this reduced the number of interviews in the time available. Table 2: Breakdown of participants by role across the 3 countries Roles SE resource teacher/SE supervisor in regular school/SEN Co-ordinator Senior teacher regular school Class teacher regular school Senior teacher special school/center Class teacher special school Resource teacher special school / center Counselor / psychologist / therapist Teaching assistant School district/ LEA /Board administrator Administrators / advisers in State / National SE department Totals USA No. 9 % 18 Netherlands No. % 4 12.5 England No. % 8 16 Total No. % 21 15.9 2 5 5 4 10 10 3 2 4 9.4 6.3 12.5 4 3 7 8 6 14 9 10 16 6.8 7.6 12.1 7 4 14 8 5 3 15.5 9.4 7 2 14 4 19 9 14.4 6.8 7 14 3 9.4 6 12 16 12.1 1 2 2 4 / 4 / 12.5 3 3 6 6 4 9 3.0 6.8 8 16 4 12.5 7 14 19 14.4 50 100 32 100 50 100 132 100 Table 2 shows the breakdown of the participants in the study in terms of their work settings and roles. This table shows that the plan to cover the range of roles was successfully implemented. Methods: An exploratory semi-structured interview method was used in which general statements of the 3 dilemmas were presented. There were several reasons for using general statements. One was that this approach had been used in the 1993 study and using a similar one this time would assist in comparing the results. Second, it enabled participants to structure their own responses and third it made it possible to use the same presentation across the 3 countries (with minor changes for local terms). As in that earlier study this put much emphasis on the methods of interviewing, in particular to engage participants in considering various perspectives that differed from their own perspectives. This style of argumentative style of interviewing pursued participants’ responses by asking for their reasons for not accepting different perspectives and positions. See appendix for the formulation of the 3 dilemmas (Figure 1). Participants were provided with a booklet which set out the dilemmas in written form. In the Netherlands, where the interviews were all conducted in English, participants were provided with a Dutch and English version of the dilemmas. Following each dilemma statement in the booklets, participants were provided with two rating scales for them to give their rating of the degree of recognition of the dilemma and degree of resolution, only if they had recognised it. See appendix for rating scales (Figure 2). 9 Interviewing procedures and ethical issues Interviews took between 45 –60 minutes and were conducted on an individual basis, except on two occasions when there were more involved (in one case, 2 teachers and another 4 State administrators). This was done because of the pressure of time. All participants consented to the interviews on the basis of an explanation of the purposes of the study and what would happen to the interviews. Confidentiality and anonymity were assured. It was explained that this meant that there would be no reference to themselves as individuals, their service or school or their authority, district or State. They were promised a report on the findings before any publications about the study. These conditions have all been fulfilled. Participants also consented to tape recordings, except in 3 cases in the USA when hand written notes of their responses had to be taken. At the start of the interviews participants were shown the first page of the booklet which set out the form of the dilemmas. This was used to explain what was meant by a dilemma in the study (see appendix for Figure 3). Analysing the data Dilemma recognition and resolution ratings were transferred from the interview transcripts to a SPPS data file and then analysed in terms of their distributions and some simple bi-variate relationships. The qualitative data, which constituted about 600,000 words or about 1,200 pages of single spaced transcribed interview text across the 3 countries, were analysed at several levels using the NVIVO programme. For each country the transcriptions were analysed in terms of 6 areas, made up of 3 (dilemma areas) x 2 (recognition and resolution responses). The US interviews were the first to be analysed for first level themes using a grounded style of comparing responses in each of the 6 areas to identify distinct themes which applied across the responses of the range of participants. In terms of Drisko’s approaches to qualitative data analysis, the first level involved an editing approach, which emphasised the interpretation of meanings in the text in a grounded theory style. (Drisko, 2000). Table 3 shows the number of distinct first level themes that were identified for the 6 areas across the 3 countries. Table 3: Frequencies of first level themes across the 3 countries identification curriculum 38 31 Recognition USA themes 49 48 England 37 39 Netherlands 30 29 Resolution USA themes 39 41 England 30 32 Netherlands location 54 75 52 47 68 49 In generating first level themes for the Netherlands data, relevant US themes were used where they fitted, otherwise new themes were generated. For the English transcriptions relevant US and Netherlands themes were used, otherwise new ones were generated. Table 3 shows that the numbers of themes across the 6 areas were similar for the USA and Netherlands data, but there were consistently more themes in the English data. This could be due to the much greater length of the English (279,000 words) than the US (175,000 words) and Netherlands (144,000 words) transcripts. 10 The first level coding of the data then made it possible to derive the frequencies with which these themes were used in the 6 areas across the 3 countries. This was done by setting up SPSS data files for each of the 6 areas across each country (18 files) to cross reference the themes used by each of the participants. From these data files it was possible to identify not only the overall frequency of use of the first level themes, but the frequency of use of themes for different levels of dilemma recognition and resolution. Given the extensive range of distinct themes used to explain and justify recognition and resolutions of these dilemmas, it was decided to develop a 2nd level of thematic analysis. The aim was to identify commonalities across the first level themes within each area, which might also relate to a conceptual analysis of the kinds of possible responses to these dilemmas. Second level themes were generated by comparing first level themes and relating these to this conceptual analysis. In terms of Drisko’s approaches, this 2nd level of thematic analysis involved a template approach, which uses themes derived from top down (conceptual analysis) and bottom up influences (emergent first level themes) (Drisko, 2000). The conceptual analysis of responses to dilemmas is illustrated below in Figure 4. Figure 4: Map of conceptual analysis of different responses to a dilemma in form presented in study Choice made despite hard choice through some balancing RESOLVED TENSION Question validity of dilemma i link between A and x ii link between not A and y DENY OR MODERATE DILEMMA Hard choice experienced and recognised Form of dilemma: TENSION If not A, then y (x and y have negative consequences) Identify other outcomes to A or not A n- negative and positive outcomes OTHER OUTCOMES If A, then x Four broad alternative responses can be identified to a dilemma in the form of the one used in this study. One alternative is that the hard choice is recognised and experienced, called ‘tension’. Another assumes that there is still some tension but a choice has been made through some balancing, called ‘resolved tension’. The third alternative questions the validity of the dilemma through questioning the link between option and negative outcome. This can be done for one or both options, but doubt about either one is enough to ‘deny or moderate the dilemma’. The fourth alternative presents other outcomes for either option, which could be more negative outcomes or some positive ones, called ‘other outcomes’. The 2nd level thematic analysis integrated this conceptual analysis with the emergent analysis of the first level recognition themes. The theoretical input into the derivation of the 2nd level themes 11 for resolving the dilemmas also followed from dilemmatic assumptions. First, it was assumed that there would be some recognition of the persistence of issues in the resolutions. Second, it was assumed that some resolutions would take the form of either balancing or trading off between options or giving priority to certain options. Table 4 shows that for all 3 dilemmas there was a ‘continuing issues’ 2nd level theme and that there were instance of balancing between and prioritising options. Table 4 shows the 2nd level themes across the 3 dilemmas. Table 4: Breakdown of second level themes for recognition and resolution of dilemmas across the 3 countries Identification dilemma Tensions Resolved tensions Other positive consequences Curriculum dilemma Recognition Tensions Resolved tension Other positive consequences Other negative consequences Other negative consequences Negative consequences by other means Moderate or deny devaluation consequences Moderate or deny resources consequences Depends Comments Moderate relevance/individual needs consequence Moderate lower status consequence Wider then SEN tensions Continuing issue Reduce special education identification Change attitude to disability/SEN National/local developments Go beyond negative labels Depends Comments Resolution Continuing issues Balance common/different aspects Priority to individual relevance Priority to common aspects Choice Promote positive aspects of difference Enhance staffing/resources Communication System development Comment Participation Comments Location dilemma Tension Resolved tension Moderate/deny reduced specialist provision Moderate/deny feel excluded Positive aspects inclusion Positive aspects separation Depends Comment Continuing issue Balance included/separate provision Student and parent participation Accept separate specialist provision Limits to inclusion Promote positive contacts, attitudes, reduce feelings of exclusion Enhance flexible specialist services/staffing in regular schools Systemic/national changes Depends Comments Findings Limited space means that only a selection of the findings will be presented in this section. The selected findings will set out the following: i. breakdown of the recognition and resolution ratings across the 3 dilemmas across the 3 countries, ii. comparison of 2nd level themes for recognising and resolving location dilemma across the 3 countries and iii. excerpts from the transcriptions of the most frequent 1st level themes used in the recognition and resolution of the location dilemma in each of the 3 countries. 12 Recognition and resolution ratings across the 3 dilemmas across the 3 countries The detailed breakdown of the ratings for recognising and resolving the 3 dilemmas across the 3 countries (Tables 5-10) are in the appendix. Table 11 and 12 summarise some key aspects of the 6 tables. Table 11 shows some lower recognition of the dilemmas in the USA for the identification dilemmas (modal rating as marginal) compared to the curriculum and location dilemmas (modal rating as significant). For the Netherlands all 3 dilemmas the modal rating was significant. This was also found for the English participants, except that for the identification dilemma, there were two modal ratings, significant and not at all. In the US sample, for the marginal modal rating of the identification dilemma there was a significant modal resolution level. But, for the curriculum dilemma, which had a significant modal recognition rating, the resolution was marginal. In the Netherlands sample the modal resolution ratings were significant in the identification and curriculum areas, but only marginal in the location area. In the English sample the modal resolution level was significant for all 3 dilemma areas. Table 11: Summary of most frequent recognition and resolution ratings across the dilemmas in 3 countries (% of all participants in brackets) Identification USA Marginal (34%) Netherlands Significant (38%) Curriculum Location Identification Curriculum Location Significant (44%) Significant (26%) Significant (30%) Marginal (26%) Significant(20%) Significant (35%) Significant (41%) Significant (41%) Significant (35%) Marginal (25%) Recognition Resolution England Not at all (26%)+ significant (26%) Significant (46%) Significant (42%) Significant (24%) Significant (30%) Significant (36%) Table 12 below shows that only a minority across all 3 countries did not recognise all the dilemmas. The mean ‘not at all’ level was 17% in England (range 12-26), 15% in the Netherlands (range 13-16) and 13%. in the USA (range 10-16). Split responses, where participants distinguished between two aspects (for example, mild v. severe disability or special v ordinary schools and uncertain responses also represented overall a minority of participants. The remaining participants made up 2/3rds or more of participants in each country for recognising all 3 dilemmas. The majority of participants across the 3 countries recognised the 3 dilemmas to some extent, either marginally, significantly or considerably. Table 12 also shows the summary data for resolving the dilemmas with percentages worked out in terms of those who recognised the dilemmas. This shows that there were overall very few participants who recognised a dilemma and saw no resolution – means of 1% for the Netherlands and English and 6% in the US participants. Uncertain resolutions were also low in the US (0%) and Netherlands (4%) groups, but higher in the English sample (18%). Mean split resolutions were consistently higher across the 3 countries - 15% in US, 23 in the Netherlands and 17% in the English samples. Overall the majority of participants reported that they saw some degree of resolving these dilemmas – 68% in the US, 72% in the Netherlands and 64% of the English participants. 13 uncertain Split No rating Other rating Levels Uncertain split No rating Other rating levels 10 16 14 13 78 68 64 70 2 0 10 4 10 16 12 13 16 13 16 15 71 71 62 68 0 0 0 0 13 16 22 17 26 12 14 17 56 70 74 67 0 8 6 5 18 10 6 11 1016 6478 010 1016 1316 6271 0 1322 1226 5674 0-8 618 Resolution 7 10 2 6 74 64 67 68 7 7 16 10 12 19 14 15 0 0 4 1 85 79 52 72 0 4 7 4 15 18 37 23 0 2 2 1 57 66 70 64 14 20 19 18 30 11 9 17 264- 7- 12- 0-4 530- 15- 0-2 57- 1410 74 16 19 85 7 37 70 20 (% in resolution cells represent proportion out of those who recognised the dilemma, not total sample) 930 Second level themes for recognising and resolving location dilemma Tables 13 and 14 summarise the percentage use of the 2nd level themes only for recognising and resolving the location dilemmas. There was not enough space to show the similar data for the other 2 dilemmas. Two aspects of these data need to be noted. First, a participant was identified as using a 2nd level theme if s/he used at least one 1st level theme covered by the 2nd level theme. However, most 2nd level themes were indicated by more than one 1st level theme, so in this analysis no distinction was made between those using only one 1st level theme and those using several 1st level themes related to a particular 2nd level theme. Second, the percentages in these tables do not add up to 100% as participants could use more than one 2nd level theme to explain their recognition or resolutions positions. Table 13 shows those 2nd level themes across the 3 countries which were used by more than 30% of participants, a cut-off that will be taken as worthy of comment. The most frequently used 2nd level theme was ‘tensions’ across all 3 countries. This theme represents different ways in which participants recognised tensions in their responses to the presented location dilemma The second most frequently used 2nd level theme by the US participants was ‘resolved tensions’. This theme represents the various policies and practices which were reported as ways of dealing with the issues raised in this dilemma. ‘Resolved tensions’ was used by English and Netherlands participants but by less than by 30% of them. The second most frequently used 2nd level theme for English participants was ‘other negative aspects of inclusion’, which was also used by just over 30% of the Netherlands participants. The fourth most frequently used 2nd level theme by Netherlands participants was ‘positive aspects of separation’, which was not used so frequently by the US and English participants. The themes that questioned the consequences of the options presented in the location dilemma (reduced specialist provision and feeling excluded) were hardly used by Netherlands participants. But, the US participants used the ‘moderate /deny feeling excluded split Other rating levelss Recognition Identification Curriculum Location Mean Range Identification Curriculum Location Mean Range uncertain No rating Table 12: Summary of percentage of participants for all dilemmas with a no rating , some degree rating, uncertain and split ratings % of participants in each USA Netherlands England country sample 14 consequence’(32%) and the English participants used the ‘moderate/deny specialist provision consequence’ (30%). Table 13: Comparison of second level themes for recognising location dilemma across the 3 countries (first number-number participants using second level theme; % of all participants in brackets; % of all second level themes used; themes used by 30% or more of participants in bold) USA Netherlands England Tensions N=30(60%) 26% of 2nd level themes N=28(88%) 38% of 2nd level themes N=34(68%) 27% of 2nd level themes Resolved tensions N=17(34%) 15% of 2nd level themes N=9(28%) 12% of 2nd level themes N=13(26%) 10% of 2nd level themes Moderate/deny reduced specialist provision consequence Moderate/deny feeling excluded consequence Positive aspects inclusion Positive aspects separation 14(28%) 12% of 2nd level themes N=7 (22%) 10% of 2nd level themes 15(30%) 12% of 2nd level themes 16(32%) 14% of 2nd level themes N=2(6%) 3% of 2nd level themes N=10(20%) 8% of 2nd level themes N=3(6%) 3% of 2nd level themes N=0 N=2(4%) 2% of 2nd level themes N=8(16%) 7% of 2nd level themes N=12(38%) 16%of 2nd level themes N=14(28%) 11% of 2nd level themes other negative aspects inclusion 7(14%) 6% of 2nd level themes N=10(31%) 14% of 2nd level themes N=23(46%) 18% of 2nd level themes Depends N=4(8%) 3% of 2nd level themes N=3(9%) 4% of 2nd level themes N=5(10%) 4% of 2nd level themes Comments N=18(36%) 15% of 2nd level themes N=2(6%) 3% of 2nd level themes N=9(18%) 7% of 2nd level themes Table 14 shows that the most frequently used 2nd level themes across the 3 countries was ‘balance included and separate provision’, though this was more so by the Netherlands and English than the US participants. The only other 2nd level theme used by more than 30% of US participants was ‘enhance flexible services and staffing’, which was also used frequently by English and Netherlands participants. But, more than 30% of only the English and Netherlands participants used the ‘continuing issues’ theme compared to only 16% by US participants. This theme was used most frequently by the Netherlands participants, which was consistent with 44% of these participants also using the ‘limits to inclusion’ theme. Nevertheless, more than 30% of the Netherlands participants used the ‘systems/local developments’ theme, the only participants to do so. 15 Table 14: Comparison of second level themes for resolving location dilemma across the 3 countries (first number-number participants using second level theme; % of all participants in brackets, % of all second level themes used; themes used by more than 30% of participants in bold) USA Netherlands England Continuing issues N=8(16%) 9% of 2nd level themes N=12(38%) 16% of 2nd level themes 15(30%) 16% of 2nd level themes Balance included/separate provision N=19(38%) 22% of 2nd level themes N=20(63%) 26% of 2nd level themes N=28(56%) 29% of 2nd level themes Student and parent participation in decisions Accept separate specialist provision N=5(10%) 6% of 2nd level themes N=0 N=3(6%) 3% of 2nd level themes N=6(12%) 7% of 2nd level themes N=3(9%) 4% of 2nd level themes N=5(10%) 5% of 2nd level themes Limits to inclusion N=5(10%) 6% of 2nd level themes N=14(44%) 18% of 2nd level themes 10(20%) 11% of 2nd level themes Promote positive contacts N=2(4%) 2% of 2nd level themes N=0 N=5(10%) 5% of 2nd level themes Enhance flexible services and staffing N=17(34%) 20% of 2nd level themes N=12(38%) 16% of 2nd level themes N=15(30%) 16% of 2nd level themes Systems/local changes 8(16%) 9% of 2nd level themes N=11(34%) 14% of 2nd level themes N=8(16%) 8% of 2nd level themes Depends N=6(12%) 7% of 2nd level themes N=0 N=5(10%) 5% of 2nd level themes Comments N=8(16%) 9% of 2nd level themes N=5(16%) 6% of 2nd level themes N=1(%) 1% of 2nd level themes Most frequent first level themes in recognising and resolving the location dilemma English participants The most frequent 2nd level theme used to explain recognition of this dilemma was ‘tensions’. The 1st level theme ‘problems building capacity in regular class’ which was used frequently, is an instance of this 2nd level theme. Here are 2 examples of this 1st level theme: I think specialist services would be a problem, in terms mostly of health services. I have to say, for speech and language therapy, physiotherapy, occupational therapy, I don’t see that there is any understanding of the levels which are required to fund those services. I would say that for children with moderate and severe disabilities in mainstream school there is the issue of access to higher expectations and specialist services in terms of the specialist services that a skilled teacher brings in to every classroom. I think a skilled teacher in every classroom is a very specialist service in many ways. Having said that I think the skilled teacher feels very deskilled at the point of meeting a child with moderate and severe disabilities and that I believe the inclusion support service is going on a journey with that teacher to support the teacher in 16 developing the skills, and I would like to see longer with individual teachers who are really trying to include children. So we go regularly in to ‘What are the problems you’ve encountered? What do you want to know? Can we brainstorm that together?’ because it's a lonely place to be. (psychologist, rural area) Absolutely, yes, I mean my major dilemma is getting them in to school to begin with because that is limited and I know that we do have a lot of children that we believe firmly, and the Head will talk about this, and it works very much when you have that package that comes with the child. When you don’t then it presents all sorts of difficulties for the class teacher who, with twenty eight, thirty other children, cannot manage that child's needs when emotionally they can't access the class and they’ve got their head down on the table, or they're under the table kicking and screaming and throwing chairs, and we’ve experienced all this. But I would agree that if they're not taught in general classrooms then they do feel excluded, they do feel not accepted, but there's a huge amount of work to be done around social skills and acceptance to allow this to happen for them to be in class. So if you spoke to a class teacher they would have very different views to mine. Because they are managing children within the classroom and they would say ‘I do not have time to deal with the extent of this child's difficulty.’ (SEN advisory teacher, urban area) Two 1st level themes indicating the more frequent 2nd level theme ‘other negative aspects of inclusion’ were ‘full inclusion creates exclusion feeling and stigma’ and ‘students stand out and are isolated in regular classes’. Here are examples of both themes: ‘full inclusion creates exclusion feeling and stigma’: It might not be, and of course there's been the wholesale push for inclusion which happened in our authority when our present director was made director he stopped all things that were going on including the building of a new school because he was questioning whether we needed special schools cause his idea of inclusion, I feel, was ten years old, ten years out of date - the wholesale ‘they all go in to mainstream schools’. That is not going to work, that will create even more stigma because mainstream staff aren’t trained, they haven't got the experience and they're frightened of the unknown, as we all would be, it's not their fault. (senior teacher, special school, rural area) ‘students stand out and are isolated in regular classes’ (2) I think they're going to feel excluded by being in the lessons because they…well because they feel they're different, they can't cope. It doesn’t mean anything to them and they're not doing what their friends are doing and they begin then sometimes to withdraw and become quite isolated and become bullied and picked on. (teacher, special school, urban area) There were, nevertheless, some English participants who used the theme ‘for some, build support in regular class’. This was a more frequent indicator of the 2nd level theme ‘moderate/deny reduced specialist provision consequence’, which questions the validity of the consequence of one of the presented options. Here is an example of this theme. ‘for some, build support in regular class’: I'm not sure that I entirely accept that they are less likely to have access to scarce and specialist resources, you know, in terms of, certainly locally the services are looking at how they can be provided within mainstream schools, so speech and language therapy services, for example, it isn’t necessarily easier to access those in a specialist setting than in a mainstream. (psychologist, urban area) As regards resolving the location dilemma, the most frequently used 2nd level theme was ‘balance included and separate provision’ which was indicated most often by the 1st level theme ‘mixed models’. Here are two examples of this theme: I just see a solution really, I mean we’ve got the ideal solution here, it's what parents have said, it's the best of both worlds because they’ve got access to their peers in mainstream for 17 some things where it's appropriate and they’ve got a high staffing ratio for one to one working here and they’ve got play time, and I wish you’d have seen one of our play times where apart from the different colour of the t-shirts, you wouldn’t know any difference. And I wish you’d have been here yesterday lunchtime when one of the mainstream children was over talking to our children after the lunch, which is normal, (...) wow you know, that blows you away, so that's why I'm saying yes there is a tension there but there is a solution and we are living it. (senior teacher, special school, rural area) Absolutely, and it's through ignorance, it's through not understanding what real inclusion is about, it's through actually saying ‘my idea of inclusion is that that child is in there and stays in there no matter whether they hate it or not, and that’s inclusion.’ And you know, that child, I've got Connor here in the mainstream, he goes to every single lesson, he's in the mid stream now in his abilities and he actually is, always comes back from that lesson and chills, because that’s what he needs to do. He was one of the most violent autistic children I've come across and he hasn’t had one single outburst, well maybe two in the last two years. (SEN advisory teacher, urban area) One of the second most frequently used 2nd level theme was ‘enhance flexible specialist services/staffing in regular schools’. Here are two 1st level theme which indicate this 2nd level theme: ‘improve training teachers and administrators’ improve the capability of the mainstream school to take on and educate effectively the children with specific, you know, with special educational needs, and quite complex learning needs and so forth. For example we are expecting our mainstream schools to educate children with moderate learning difficulties and it needs a high level of training and understanding for them to be able to do that. (local administrator, urban area) ‘appropriate specialist services in regular schools’ Well I think, I mean certainly our experience so far going into it is that actually we are already working in some of those areas looking at an integrated disabled children's service which would include health. Part of it is the bit about, that we do have in our mainstream schools some children with severe physical difficulties and some of the tension there is actually about how do we get the occupational therapy, physiotherapy etc in within that mainstream setting. And so it's just working more tightly together to enable services that have historically gone to one school because of the children being in those…(local administrator, rural area) The other second most frequently used 2nd level theme was ‘continuing issues’, which is indicated by the 1st level theme ‘problems with special-regular school link scheme’. Here is an example of this theme: Absolutely, there are people who have been reporting in our local paper recently, they’ve been investigated because their SATs results have gone down and they say that with the children you’ve had in the last two years, what do you expect? People need to understand all those things, I think we’re going the wrong way to measure what is a good school and I think it's counter productive to special, to those who are at the moment in special education. We have two satellite classes, as you know, here, and they are struggling so hard to get any integration into the other classes. (class teacher, special school, urban area) Netherlands participants The most frequent 2nd level theme used to explain recognising the location dilemma was ‘tensions’. One of the most frequent 1st level themes under this 2nd level theme was ‘experienced tensions’. Here are 2 examples of this 1st level theme: I think there is a group who are pleased to be there (separate setting) and they are very happy and I think it's very important to interview the children themselves and study how the children feel when they were in the regular school and in special education. And, I think the most important thing is that the child is happy of course, the parents will be happy as well when the 18 child is happy in the school and he is learning. When it's getting better in our school the deputy can say ‘ok maybe now it's time to go back to the regular school with special treatment and special education or support from the special teachers.’ And I think that I can't say that it's better for a child to go back into the school or it's better for a child in a special school, it depends on the handicap, on the child, on everything, and you look very, you have to look very well to all that, what are the best things for these children? And I think it's a hard choice, it's a hard decision. Yeah I think, but of course it's a dilemma all the time, what's the best place for this child to learn, in a special school or a regular school in a special class? (advisory teacher, urban area) It depends, if the school can cope with the children with severe learning difficulties I would prefer to keep it in a regular school, but if in the IEP the goals that are there can only be reached by placing outside the classroom, then what's the difference between a regular school and a special school? That’s a tension. (psychologist, urban area) Another more frequent 2nd level theme used by Netherlands participants in their response to the location dilemma was ‘positive aspects of separation’. One of the more frequent 1st level themes ‘severe disability like, feel relieved and comfortable in separate settings’ is covered by this 2nd level theme. Here is an example of this 1st level theme: Yeah, and there is also this solidarity between the pupils here because when they are in a regular setting they are always the exception, and here they see everybody is an exception so that makes them normal, being surrounded with, everybody has this problem and they can relate to each other with this being different. I think that in the regular field which I come from we also see this and you see the unhappiness and you feel your own inability to help, and I think also what we, pupils who are coming here, they are, sometimes they are so happy to come here, they can't wait because it's a relief. (senior teacher special school urban area) The other more frequently used 2nd level theme used in response to this dilemma was ‘other negative aspects of inclusion’. The 1st level theme ‘students with moderatesevere disability feel excluded in regular schools’ was covered by this 2nd level theme. Here is an example of this 1st level theme: We did have some research on this subject and in the Netherlands it's not that if a child with a handicap is within a mainstream school or a mainstream class it's more accepted by his co pupils. What was found was that they were feeling more excluded if they were in the regular classroom. I think it's mostly to do with multiple handicaps and the mental handicaps, yes because blind and deaf children, they are accepted quite well ... and Down Syndrome and things like that. … (national administrator/adviser) As regards resolving the location dilemma, the most frequent 2nd level theme was ‘balance between included and separate provision’. The 1st level theme ‘mixed model’ was used frequently as an example of this 2nd level theme. Here is an example of the ‘mixed model’ theme: There is inclusion, in fact there is effective inclusion but the question is what type of children can we involve and how far can we go? So full inclusion in Holland is not an option.Well I don’t think there is, that the resolution is choosing for full inclusion or for no inclusion, it's a kind of mix, what will the school, the regular schools, what can they handle, what do they want to handle? That’s a part of it. (national administrator/adviser) Another more frequent 2nd level theme used to explain resolving this dilemma was ‘continuing issues’. The 1st level themes ‘gap between theory/ideals and practice’ and ‘hard issue – continuing issue’ are instances of this 2nd level theme. Here are examples of these 1st level themes: ‘gap between theory/ideals and practice’ 19 The teachers and the principals and the teachers who are at the schools that are doing it, have a positive attitude towards the children and towards the opportunities of the students, but that's not a general feeling, I don’t think so. But this is where, because when you talk to people, teachers, they say ‘oh yeah ok that’s a possibility,’ and then when there is the child knocking on their door they say ‘oh wait a second.’ (national administrator/adviser) ‘hard issue – continuing issue’ I think that's a difficult question because what do we do with all the people? Put them in a house! And so are we prepared to accept people that are different and do we want to have them in our society or do we pretend that we want it and people pretend that we want it, so we put all the children in the classroom and nothing happens. So I think I don’t know how to…(national administrator. / adviser) Below is an excerpt which illustrates the 1st level themes ‘hard issue’ and ‘mixed model’: No I don’t see that as a resolution, not total inclusion. Inclusion is getting better in Holland now with the backpack. But total inclusion could be nice, but I don’t see a resolution for that. I think there will always be children who need… or maybe in a big, big building you can call it… I think all schools have to be special schools with all the teachers inside to teach the children well. But I think I heard about inclusion in Denmark ... but now they are getting special schools back and they open them again. They're retaining a group of children that need special classes, but maybe in the same building. I don’t know, what is a special school? You can put together a big school and regular classes, special classes, some children can get in the regular class some time in the special class, that’s ok.. (advisory teacher, urban area) Another more frequent 2nd level theme was ‘limits to inclusion’. The 1st level theme ‘some willing, other unwilling to change’ is an instance of this 2nd level theme. Here is an example of this 1st level theme: Yes but I can't blame them because they have not been trained to help these children, and some of them, especially the older teachers, lets say fifty years or more, very strongly feel that, well these children are thrown upon them and it's government policy and I want, I just want to teach chemistry (senior teacher, regular secondary school). Two of the 2nd level themes that involved ways of resolving this location dilemma related to ‘systems/local developments’ and ‘enhancing flexible services and staffing’. The following two 1st level themes are instances of these 2nd level themes respectively, ‘legislation for more inclusion’ and ‘improve training of teachers and administrators’: ‘legislation for more inclusion’ That’s my problem, I say we don’t need them (special schools), but maybe for a very little group of children, for some blind children, for some deaf children or combinations you can have a discussion about it, or very severe behavioural problems, you can have a discussion about it, but otherwise what I try to show schools is that when you make a new arrangement, you get the money to make it possible in your own school because you have also the facilities, that way of thinking, the teacher thinking. Some schools understand it, a lot of schools think ‘oh ... my school,’ so the motivation stops at a certain level, but then we need legislation to make it possible (local administrator, urban area). ‘improve training of teachers and administrators’ By having all kinds of meetings, it's a kind of training. The problem with this type of training is that you have to repeat it quite frequently, I think because it's not just a one or two hour course, and you have to learn in practice, so it should be a kind of video training or things like that, so it would cost a lot of time….I can't see a situation in which every child can go to an ordinary school because you can have lots of specialist help, especially specialist help is usually after school hours, after the ordinary lessons, and what we need is the knowledge of how to deal with these children during the lessons, that’s a critical thing. I don’t think we have 20 that expertise and we’re not going to get it because then we need, here in these four buildings, I think we’ve got about two hundred and twenty teachers, this would imply that we’d have to train two hundred and twenty teachers, I think that’s impossible (senior teacher, regular secondary school). US participants The most frequent 2nd level theme that was used to explain recognising the location dilemma was ‘tensions’. The 1st level theme ‘severe disability not get what they need in regular classes’ was a more frequently used 1st level theme that illustrates this 2nd level theme. Here are two examples: ‘Well for some children that have moderate to severe disabilities, they definitely need to have specialist facilities just to survive ... adaptive skills, self help skills, visualisation skills, they may need to be in that particular classroom because otherwise it's not safe for them, it's not really appropriate for them.’ (psychologist, special school urban district) ‘Yes, like I said, from an education stand point I look at the fact ‘are they getting the education that they need?’ and if we here as general educators can't provide it in a regular school setting then, I don’t think it's fair to keep the child here and deny them what they need.’ (class teacher, regular class, rural district) Another frequently used 2nd level theme was ‘resolved tensions’. The 1st level theme ‘part-time in general class inclusion possible’ was a more frequently used 1st level theme that is an instance of this 2nd level theme. Here is an example of this 1st level theme: Well I think the resolution is you have to, I mean some people are (...) for putting special ed kids in the mainstream completely and I really don’t think that that’s the best for all students, there are still some students who need specialised instruction and those three main areas are in reading and language and math and so I think, you have to meet their needs by providing them with what they need and not just doing all or nothing, one way or the other, either completely pulling them out or completely putting them in, I think you have to do a… (resource teacher, middle school rural area) Some participants questioned the validity of this dilemma by using the 2nd level theme ‘moderate/deny feeling excluded consequence’. A 1st level theme that illustrated this 2nd level theme was ‘severe disabilities were unaware of being separate. Here is an example of this 1st level theme: ‘I don’t think they're aware of it, not necessarily aware of it because they get math, they get their math, they get their reading, we include them in the trips we take and they take their own trips, but I don’t think they feel like they are, they're being excluded or… I really don’t because as I said, a lot of kids go in and work with them and I don’t think they… I think they are aware of what they're doing, for example they do their math, they don’t know some of the kids in the building are doing algebra, I don’t think they realise that some of the kids are doing a different type of work, I think they just have to do their work.’ (senior teacher, regular school, urban district) The other 2nd level theme that participants used more frequently was ‘comments’. The 1st level theme ‘full inclusion is not least restrictive environment’ is an example of this 2nd level theme. Here is an example: There are always going to be children at each end of that continuum and every stop along the way. You're talking about full inclusion, that’s different to inclusion, we’re talking about children being in the least restrictive environment in which their needs can be best met and in order to do that there has to be that full continuum of services which the law requires and so, well we support the least restrictive environment, inclusion is just one method that we can do that in my view. (State administrator) 21 As regards resolving location dilemma, US participants used the ‘balance between included and separate provision’ theme most frequently. The 1st level theme ‘mixed model; include as much as possible’ is a more frequently used instance of this 2nd level theme. Here are two examples of the theme ‘mixed model; include as much as possible’: ‘I think doing what we do is trying to get the kids out as much as we can’. (special ed. teacher, regular school, rural district) ‘It’s a mixed model and with the goal of the kid as much as possible, being socialised appropriately….so, it’s not in the regular classroom, that’s not practical always… . ’ (administrator, Federal department) The other more frequently used 2nd level theme to explain resolving this dilemma was ‘enhance flexible services and staffing’. The 1st level theme ‘improved staff communication and collaboration’ and ‘better staffing, resourcing and planning’ were more frequently used 1st level themes which illustrate this 2nd level theme. Here are examples of these themes:: ‘improved staff communication and collaboration’ ‘I suppose if your school has the services to offer, then yes I suppose it could be done as long as you have a classroom teacher and special educator that are willing to partner and work very closely. I have not had experience with that simply because I've never worked at (a resourced regular school) But I'm sure it could be done.’(class teacher, regular school, rural district) ‘better staffing, resourcing and planning’ ‘.. you would need a common planning time with that special educator so that you could sit down and make sure that you're working towards the same goals. …‘here's how we’re going to do this, here's how we’re going to include this child in this activity or in this group’. So that’s, as a classroom teacher that would be my biggest concern, having two teachers that are willing to do that. You know, if you put someone in there that says ‘yes I’ll go in the classroom’ but then they don’t want to communicate with you’, it's not much help to us. (class teacher, regular school, rural district) Discussion and conclusions Though there has had to be a selection of the full data from this study in this paper, there is enough to illustrate the general kinds of findings. This study does show that the assumption about dilemmas of difference can be subjected to empirical scrutiny. This is contrary to Clough’s position that the dilemma of difference is an unfalsifiable assumption (Clough, 2005). Had the participants across the 3 countries responded to the presented dilemmas by mainly denying tensions, then there would have been some evidence to question the validity of the assumption. On the contrary, the analysis of the modal recognition ratings showed that for all 3 dilemmas in the 3 countries there was some recognition of the dilemmas. A majority (between 67-70%) across the 3 countries recognised dilemmas to some degree. Resolution levels were similarly high across the 3 dilemmas in the 3 countries. In terms of those who recognised dilemmas, a majority (64-72%) reported that they saw some resolution of these dilemmas. The differences in recognising and resolving the dilemmas are interesting and can be related to the national contexts of policy and practices. Though most English participants saw a significant dilemma, there was an equal percentage who saw no identification dilemma. Analysis of the recognition themes shows (this evidence could not presented in this paper) that these participants questioned the devaluation consequence of identification in the presented dilemma. Nevertheless, Table 12 does show that more than half of the English participants recognised the identification to 22 some degree. It was also notable that many more English compared to US and Netherlands participants were uncertain about their resolution ratings for all the dilemmas (mean of 18% v means of 10% and 4% respectively). One can conjecture whether this may reflect current uncertainties in the UK about policy directions in the special needs/inclusive education field (Warnock, 2005; House of Commons, 2006). Where the Netherlands participants departed from significant modal ratings was for resolving the location dilemma. Their modal resolution rating was marginal for the location dilemma. This can be understood in terms of the most frequently used 2nd level themes to explain their resolutions. Though almost 2/3rds supported a balance between included and separate provision, and suggested enhanced flexibility of services and staffing and systems and local changes, prominent 2nd level themes were about continuing issues and limits to inclusion, at higher levels than the other two countries. This is also consistent with the historical system of separate provision in the Netherlands which has not been challenged and reformed to the extent found in England and the USA (Vislie, 2003). US participants had lower modal recognition of the identification dilemma (marginal level) than for the curriculum and location dilemmas (significant level). The US participants saw significant resolutions in the identification and location, but only marginal resolutions in the significant dilemma area (curriculum). The lower identification recognition level can be understood in terms of their 2nd level identification recognition themes (this evidence could not presented in this paper). This shows that most US participants questioned the devaluation consequences of identification. That the modal ratings for recognising the curriculum dilemma was significant and for resolving this dilemma was marginal can be understood in terms of current national concerns in special educational circles about the academic standards agenda as expressed in the No Child Left Behind legislation ((Thurlow, 2002; McDonnel, McClaughlin and Morison, 1997). This is also consistent with the specific 1st level themes used by US participants (e.g. ‘academic curriculum not meet needs’, ‘problems in using the same standards and tests’), which criticise the overly academic nature of the performance standards required in the annual testing system required across the USA. Comparison of the 2nd level themes for recognising and resolving the location dilemma across the 3 countries also reinforces some of the above interpretations. Though the most frequently used 2nd level location recognition theme in all 3 countries was ‘tensions’, indicating a common perspective on the issues about placement of children with more severe disabilities/SEN in ordinary classrooms, the percentage of Netherlands participants using this theme was higher than for US and English participants. This is in line with the relatively high use by Netherlands participants of the other 2nd level themes, which identify positive aspects of separate provision and negative aspects of ordinary class inclusion. It is also consistent with the finding that not one Netherlands participant used the 2nd level them ‘positive aspects of inclusion’, which includes 1st themes like ‘others and families accept disability’ and ‘regular teachers welcome them’, which were used by at least some US and English participants. 23 The most frequently used 2nd level location resolution themes which were used in all 3 countries was about finding a balance between included and separate provision for children with more severe disabilities/SEN, though this theme was used more by English and Netherlands than US participants. This may be because in the State in the USA where the study was conducted, they had already developed provision which struck a balance between these aspects. Only 18% (2004 census data) of students in this State who received special education spent more than 60% of their time in separate provision (in the two districts in the study the comparable figures were 27% and 8% for the urban and rural districts respectively). Another 2nd level theme that was used frequently in all 3 countries was about enhancing flexible services and staffing. However, it was only in the Netherlands where the other 2nd level theme about systems and local change was used more frequently. This theme includes 1st level themes about schools’ commitment to restructure for inclusion, the need for more pilot inclusion trials, more legislation for inclusion and support for schools to be more inclusive. These themes can be understood in terms of the relatively less developed system of inclusive education in the Netherlands. Table 15: Modal ratings for recognition and resolution of dilemmas in the USA and England for the 1993 and 2005 studies Recognition Identification Curriculum Location Resolution Identification Curriculum Location significant significant Significant Significant English 2005 study significant and not at all Significant significant Significant significant significant significant significant Significant Marginal Significant Significant Significant Significant 1993 study significant US 2005 study Marginal 1993 study Significant significant significant significant Caution is required in drawing conclusions from a comparison of the findings from the 1993 study and this one for the English and US professionals. Though similar materials, with some changes, were used across the 12 years, different areas in each country were involved. Nevertheless, the comparisons are interesting as shown in Table 15 above. For both recognition and resolution of the 3 dilemmas, the 1993 picture was one of consistently significant modal ratings compared to the 2005 study reported in this paper. US participants moved from a significant to marginal modal recognition level for the identification dilemma, but not for the curriculum and location dilemmas. This contrasts with the English findings which showed no change from significant modal ratings over time, with one key difference. The same percentage of participants did not recognise the identification dilemma as saw a significant dilemma. One interpretation of the change in recognition of the identification dilemma in both countries is that there has been a change in social and education beliefs about disability/SEN from less to more positive images. Though there were qualitative data in the 1993 study, the way these were analysed does not make it possible to compare them to the themes used in the current study. But, the themes used in this study to explain the US marginal and English dual significant/not at all recognition of the 24 identification dilemma, show some questioning of the negative consequences of disability identification – this is reflected in some current use in both countries of the 2nd level theme which questions the validity of the identification dilemma through 1st level themes, such as, ‘stigma has reduced’, ‘disability has positive image’ and ‘labels do not lead to devaluation’. These findings are therefore consistent with the development of more positive social and educational images of disability in the USA and England over the last decade. That the US participants in the recent study only saw a marginal resolution to the curriculum dilemma compared to a significant one in the 1993 study indicates that the current US concerns lie in this area, as discussed above. One final point to be discussed in this paper concerns the relationship between recognition and resolution ratings and the explanations given in resolving these dilemmas in the 1st and 2nd level themes. Most English participants in the recent study recognised a significant location dilemma, for example, and also saw a significant resolution. However, 56% of them opted for a ‘mixed model’ of provision in their resolution, which balanced included and separate provision and 10% accepted separate specialist provision – by contrast with a full inclusion model. Also, 30% of them saw continuing issues about placing children with severe disabilities in ordinary classrooms and 20% saw limits to inclusion – therefore not seeing final solutions, but resolutions based on balancing. This might be interpreted as less than a significant resolution, though of course this depends on the interpretation participants put on terms like significant. In the Netherlands most participants used the term marginal to describe their resolution, and this may be because of their historical and current special education policy context. However, no English participants saw a considerable resolution of the location dilemma. So, perhaps it is this finding that suggests that the use of significant is compatible with seeing the persistence of tensions about inclusive placements. This kind of interpretation of responses to this particular dilemma by English participants could be applied to the other dilemmas in England and the other two countries. This suggests that these teachers and administrators did recognise dilemmas related to the difference of disability and proposed resolutions that were not final solutions, but ways forward in which tensions persisted. This study was conducted because it was evident that despite much talk about dilemmas, tensions and issues in the field, there has been little interest in a dilemmatic perspective. The reason for conducting this particular study of professional perspectives to dilemmas of difference after 12 years was to find out if there was still evidence for the recognition of such dilemmas. Despite interesting country specific variations and some possible changes over the last decade, there is still some evidence that professional beliefs fit this kind of framework. But, the lack of interest in a dilemmatic approach may have deeper roots. As some political theorists have noted (Berlin, 1990), adopting a dilemmatic position involves accepting some crucial losses, social situations which are less than perfect and the giving up of a certain kind of purist hope for the future. In all the research and theorising about special needs and inclusive education over the last 12 years since the initial 1993 study, I have found low levels of receptiveness to the dilemmatic framework, mainly by ignoring it. One conclusion to draw is that the lack of interest by not even criticising it is probably because it is threatening and challenging to many committed to the field. However, it has and can be argued, as I would, that acknowledging and taking account of dilemmas provides an alternative more realistic and authentic form of hope about an 25 inclusive and humane education. It is form of hope based on analysing, clarifying and examining options before us, finding ways of having it both ways as far as possible in a morally acceptable and decent ways. References Artiles, A.J. (1998) The dilemma of difference: enriching the disproportionality discourse with theory and context. Journal of Special Education, 32(1) 322-36 Artiles, A.J. (2000) The inclusive education movement and minority representation in special education: trends, paradoxes and dilemmas. Paper to ISEC International Conference, Manchester, UK. Berlin, I. (1990) The crooked timber of humanity. London, Fontana Press Berlak, A. and Berlak, H. (1981) Dilemmas of schooling: teaching and social change. London and New York, Methuen. Billig, M., Condor, S., Edwards, D., Gane, M., Middleton, D. and Radley, A. (1988) Ideological dilemmas: a social psychology of everyday thinking. London, Sage. Clough, P. (2005) Review of ‘Moderate learning difficulties and the future of inclusion’ by Norwich (2004), European Journal of Special Needs Education xxxx Croll, P. and Moses, D. (2000) Ideologies and utopias: education professionals’ views of inclusion. European Journal of Special Needs Education, 15, 1, 1-12 Dahl, R.A. (1982) Dilemmas of pluralist democracy: autonomy and control. New Haven, Yale University Press. Drisko, J.W.(2000) Qualitative data analysis: it’s not just anything goes!. Charleston SC: Society from Social Work and research Conference, 30 Jan. 458 Dyson, A, (2001) Special needs in the twenty-first century: where we’ve been and where we’re going. British Journal of Special Education, 28, 1, 24-29 Edwards, D. and Mercer, N. M. (1987) Common knowledge : the development of understanding in the classroom. London: Methuen. Ho, A. (2004) To be labelled or not to be labelled: that is the question. British Journal of Learning Disabilities, 32, 86-92 House of Commons (2006) SEN Report. HC478-1. Judge, H. (1981) Dilemmas in education, Journal of Child Psychology and Psychiatry, 22, 11-116 McDonell, L.M., McClaughlin, M.J. and Morison, P. (1997) Educating one and all: students with disabilities and standards based reform. Washington, D.C., National Academy Press. Minow, M. (1985) Learning to live with the dilemma of difference: bilingual and special education., in Bartlett, K.T. and Wegner, J.W. (eds.) Children with special needs. Boulder, Transaction Books. Minow, M. (1990) Making all the difference: inclusion, exclusion and American Law. Ithica, Cornell University Press. Norwich, B. (1993) Ideological dilemmas in special needs education: practitioners’ views. Oxford Review of Education, 19, 4, 527-545 Norwich, B. (1994) Differentiation: from the perspective of resolving tensions between basic social values and assumptions about individual differences. Curriculum Studies, 2(3) 289-308 Terzi, L (2006) Beyond the dilemma of difference: the capability approach to disability and special educational needs, in Florian, L. and McClaughlin, M. (eds.) Book on Classification (in press). Thurlow, M. (2002) Positive educational results for all students. Remedial and Special Education, 23, 4, 195-202 26 Vislie, L (2003) From integration to inclusion: focusing global trends and changes in the western European societies. European Journal of Special Needs Education, 18, 1, 17-35 Warnock, M. (2005) Special educational needs : a new look. Impact 27 Appendix : Figure 1: Formulation of three dilemmas Identification: - If children experiencing difficulties in learning are identified and labelled as having a disability (needing special education), then they are likely to be treated as different, devalued and stigmatised; - If children experiencing difficulties in learning are NOT identified as having a disability (needing special education), then it is less likely additional educational resources will be identified and ensured for them. Curriculum: - If children identified as having a disability (needing special education) are offered the same learning experiences as other children, they are likely to be denied the opportunity to have learning experiences relevant to their individual needs, - If children identified as having a disability (needing special education) are NOT offered the same learning experiences as other children, then they are likely to be treated as a separate lower status group and be denied equal opportunities. Location: - If children with moderate and severe disabilities (needing special education) are taught in general classrooms, then they are less likely to have access to scarce and specialist services and facilities, - If children with moderate and severe disabilities (needing special education) are NOT taught in general classrooms, then they are more likely to feel excluded and not be accepted by other children. Figure 2: Dilemma recognition and resolution rating scales 1. To what extent do these statements represent a dilemma for you? Choose one of the answers: Cannot Decide Not at all Marginal Extent Significant Extent Considerable Extent 2. If you see a dilemma, how would you resolve the dilemma? Choose one of the answers: Cannot Decide Not at all Marginal Extent Significant Extent Considerable Extent Figure 3: Account presented about the nature of dilemmas Dilemmas: Involve decision situations where there are options (1 and 2) and each has negative consequences or risks; If do 1, then there is a risk of a negative consequence; If do 2, then there is also a risk of a negative consequence; 28 Table 5: Breakdown of identification recognition across 3 countries USA Netherlands England 10 (20%) 5 (16%) Not at all (not) 13 (26%) 2 (6%) 7 (14%) Marginal 17 (34%) 0 0 2 (4%) Marginal/significant 13 (26%) 11 (22%) 11 (22%) Significant 12 (38%) 2 (4%) 6 (12%) 1 (3%) 9 Significant/ considerable (28%) 4 (8%) 8 (25%) 8 (16%) Considerable 1 (2%) 0 0 Uncertain 5 (10%) 4 (13%) 9 (18%) Split responses Not-sig 1 Not-mar 1 Not-marg 1 Not-con 1 Not-sig 2 Not-sig 6 Not1 Marg-con 1 Marg-sig 2 marg Marg-sig 2 50 (100%) 32 (100%) 50 (100%) Totals (uncertain - participants were reluctant to indicate a degree; not applicable – when dilemma not recognised, resolution question is not applicable; split responses – participants interpreted issue by responding in different ways) Table 6: Breakdown of identification resolution ratings across 3 countries USA Netherlands England 3 (6%) 0 0 Not at all (not) 11 (22%) 9 (28%) 4 (8%) Marginal (marg) 2 (4%) 1 (3%) 2 (4%) 12 (24%) Marginal/significant 15 13 (41%) (30%) 13 (26%) 12 (38%) 10 (20%) Significant (sig) 1 (2%) 3 0 1 2 (4%) 5 Significant/ (6%) (3%) (10%) considerable 2 (4%) 1 (3%) 3 (6%) Considerable (con) 3 (6%) 0 5 (10%) Uncertain (unc) 5 (10%) 4 (13%) 11 (22%) Split responses N/a1 N/a-marg 1 N/a-no 1 marg Con-unc 1 Sig-sig 1 N/a-marg 1 Sig-unc 1 N/a-sig 2 N/a-sig 4 Marg-sig 1 N/a-unc 1 Marg-sig 2 Sig-sig 2 10 (20%) 5 (10%) 13 (26%) Not applicable (n/a) 50 (100%) 32 (100%) 50 (100%) Totals (uncertain - participants were reluctant to indicate a degree; not applicable – when dilemma not recognised, resolution question is not applicable; split responses – participants interpreted issue by responding in different ways) 29 Table 7: Breakdown of curriculum dilemma recognition ratings across 3 countries USA Netherlands England 8 (16%) 4 (13%) 6 (12%) Not at all (not) 6 (12%) 9 (16%) 10 (20%) Marginal (marg) 0 3 (9%) 12 (35%) 0 23 (46%) Marginal/significant 22 (44%) 22(44%) 9 (26%) 23 46%) Significant (sig) 0 6 1 (3%) 3 (9%) 0 2 Significant/ (12%) (4%) considerable 6(12%) 2 (6%) 2 (4%) Considerable (con) 0 0 4 (8%) Uncertain (unc) 8 (16%) 5 (16%) 5 (10%) Split responses Not-sig 7 Not-sig 2 Not-sig 4 Not-con 1 Not-con 1 Sig-con 1 Marg-sig 1 Marg-con 1 50 (100%) 32 (100%) 50 (100%) Totals (uncertain - participants were reluctant to indicate a degree; not applicable – when dilemma not recognised, resolution question is not applicable; split responses – participants interpreted issue by responding in different ways ) Table 8: Breakdown of curriculum dilemma resolution ratings across 3 countries USA Netherlands England 4 (8%) 0 1 (2%) Not at all (not) 9 (26%) 13 (26%) Marginal (marg) 13 (26%) 0 11 (22%) 3 (9%) 0 Marginal/significant 12 (35%) 15 (30%) 11 (22%) 9 (26%) 15 (30%) Significant (sig) 3 (6%) 1 (3%) 1 (2%) Considerable (con) 3 (6%) 1 (3%) 9 (18%) Uncertain (unc) 8 (16%) 5 (16%) 5 (10%) Split responses N/a-not 1 N/a-sig 8 N/a-sig 2 N/a-marg 1 marg-sig 2 Marg-sig 1 N/a-sig 1 Marg-marg 1 Miss-marg 1 8 (16%) 4 (13%) 6(12%) Not applicable 50 (100%) 32 (100%) 50 (100%) Totals (uncertain - participants were reluctant to indicate a degree; not applicable – when dilemma not recognised, resolution question is not applicable; split responses – participants interpreted issue by responding in different ways) 30 Table 9: Breakdown of location dilemma recognition ratings across 3 countries USA Netherlands England 7 (14%) 5 (16%) 7 (14%) Not at all (not) 1 (2%) 11 (22%) 0 2 0 11 (22%) Not at all/marginal (6%) 11 (22%) 10 20%) 2 (6%) Marginal (marg) 2 (4%) 0 0 21 (42%) Marginal/significant 12 13 (41%) 24%) 10 (20%) 13 (41%) 21 (43%) Significant (sig) 2 (4%) 8 (16%) 0 5 0 4 (8%) Significant/ (16%) considerable 6 12%) 5 (16%) 4 (8%) Considerable (con) 5 (10%) 0 3 (6%) Uncertain (unc) 6 (12%) 7 (22%) 3 (6%) Split responses Not-sig 5 Not-sig 6 Not-sig 2 Marg-con 1 Not-con 1 Marg-con 1 50 (100%) 32 (100%) 50 (100%) Totals (uncertain - participants were reluctant to indicate a degree; not applicable – when dilemma not recognised, resolution question is not applicable; split responses – participants interpreted issue by responding in different ways ) Table 10: Breakdown of location dilemma resolution ratings across 3 countries USA Netherlands England 1 (2%) 1 (3%) 1 (2%) Not at all (not) 1 (2%) 13 (26%) 0 0 12 (24%) Not at all/ marginal 8 (25%) 12 (24%) 8 (25%) 12 (24%) Marginal (marg) 2 (4%) 0 5 2 (4%) 18 (36%) Marginal/significant 15 (13%) 16 (32%) (30%) 13 (26%) 5 (13%) Significant (sig) 1 (2%) 1 (3%) 0 Considerable (con) 7 (14%) 2 (6%) 8 (16%) Uncertain (unc) 6 (12%) 10(16%) 4 (8%) Split responses Not-sig 1 N/a-marg 3 N/a-sig 2 Not-unc 1 N/a-unc 1 Marg-sig 1 N/a-not 1 Unc-unc 1 Marg2 sig Unc-sig 1 N/a-sig 1 Sig-con 1 N/a-con 1 Marg-con 1 Marg-sig 1 Not-sig 1 7 (14%) 5 (16%) 7 (14%) Not applicable 50 (100%) 32 (100%) 50 (100%) Totals (uncertain - participants were reluctant to indicate a degree; not applicable – when dilemma not recognised, resolution question is not applicable; split responses – participants interpreted issue by responding in different ways)