Hong Kong Education Policy and Practice Topic 2 Policy Studies in Education: Definition of the Field A. Policy: In Search of Definition 1. Thomas Dye’s Definition: The action and/or the inaction of the state 2. Stuart S, Negal’s Definition: Goals, means, relations and conclusions 3. The Interactionist Definition: A process of interaction and decision 4. Aron Wildavsky’s Definition: as both process and product 5. Stephen Ball’s Definition: The authoritative allocation of values B. Constituents of Public Policy 1. The Decision Makers 2. The Actors a. Administrative officials b. Program administrators b. Front-line service deliverers c. Primary policy recipients d. Stakeholders 3. The Policy Goals 4. The Policy Means 5. The Policy Conclusions 6 The Policy Implementation a. The stick b. The carrot c. The sermon 7. The Policy Outcome and Evaluation 8. The Values Prevailed a. Policy as text b. Policy as signifier c. Policy as ideological apparatus C. Policy Study: Definition of the Field 1. Study of the Policy a. Study of the policy substabce b. Study of the policy process c. Study of the policy outcome d. Study of the values authoritatively allocated e. Study of the policy discourse 2. Study for the Policy a. Study for policy making - Causal analysis - Feasibility analysis - Cost-effectiveness analysis - Cost-benefit analysis - Cost-utility analysis b. Study for policy advocacy c. Study for policy criticism W.K.Tsang HK Education Policy & Practice D. Perspectives in Policy Studies in Education 1. Analytical-technical perspective in policy studies in education a. Epistemological assumptions i. Empirically, realities under study are observable, recordable, measurable and calculable ii. Analytically, the phenomena under study are dividable into causally connected parts, which in turn form a comprehensive whole iii. Methodologically, propositions under investigation are verifiable or even repeatable similar to laboratorial experiments in natural sciences iv. Results and conclusion drawn from studies are universally applicable to great varieties of situations b. Practical assumptions i. Policy makings are technical and rational choices of the best solutions to the well identified and defined problems ii. Technical procedures of intervention can therefore be specified and even standardized iii. Policy means and measures used to intervene can manipulated and engineered iv. The policy environments to be engineered will respond and react according to engineering designs v. Designed policy effects are recordable and calculable neutrally and objectively as stock taking and auditing c. Hence, policy studies and practices are comprehended as scientific and engineering projects 2. Interpretative-political perspective in policy studies in education a. Epistemological assumptions i. Realities under study are socially and culturally constructed realities rather than objectively and naturally preexisting realities ii. Phenomena under study are embedded with socially and culturally attributed or even imputed meanings and values iii. Methodologically, policy studies are to understand the meanings and valued embedded in policy environments and phenomena b. Practical assumptions i. Policy makings are political deliberations, negotiation, checks and balances and building consensuses of different or even contradictory interpretations of policy realities and phenomena ii. Policy implementations are processes of (second round) negotiation, persuasions, and team-building in which policy mandates are specified and localized into social, political and cultural environments which policy measures are supposed to take holds and materialized iii. Responses and reactions of policy environments are not automatic but are open to negotiations, resistances or even deliberately alterations iv. Policy evaluations are yet another round of interpretations and negotiations on the effectiveness, benefits, and pitfalls of the policy measures concerned c. Hence, policy studies and practices are political projects of negotiations, checks and balances, compromises and trade-offs W.K.Tsang HK Education Policy & Practice 3. Discursive-critical perspective in policy studies in education 1. Epistemological assumptions a. Realities under study are socially and culturally constructed realities hypostatized, frozen and probably distorted by given historical, social and political institutions b. Phenomena under study are assumed to be power-hypostatized and institution-biased in favor and/or against different groupings in given historical and social contexts c. Methodologically, policy studies are to reveal and critique the systemic distortions and biases hypostatized and legitimatized in given policy phenomena 2. Practical assumptions a. Policy makings are processes of finding and constituting resolutions to rectify the systemic distortions and biases embedded in given policy realities b. Policy implementations are coercive processes of redistributions of resources and powers in favor of the “suppressed” groups and against the “suppressing groups” existing in particular policy phenomena 3. Hence, policy studies and practices are critical projects of critiques and rectifications of systemic distortions and biases in given policy realities W.K.Tsang HK Education Policy & Practice