CONTINUOUS IMPROVEMENT AND FOCUSED MONITORING PROCESS DIVISION OF EDUCATIONAL IMPROVEMENT AND ASSISTANCE OFFICE OF STUDENT AND SCHOOL PERFORMANCE FOCUS MONITORING COMPONENT DATE OF ON-SITE MONITORING: March 5-8, 2007 SUMMARY OF FINDINGS Caddo Parish School System Ollie Tyler, Superintendent Nadalie Thomas, Director of Special Education ON-SITE TEAM LEADERS Sherlyn Ezell Powell and Kay Rone ON-SITE TEAM MEMBERS Laura Nettles Lisa Robinson Becky Burney Barbara McGuffee Cynthia Ramagos June Street Introduction A team of eight monitors conducted an on-site visit to Caddo Parish School System on March 58, 2007 as a component of the state’s Continuous Improvement and Focused Monitoring Process. Caddo Parish School System was selected for on-site monitoring under the “Focus” category due to a low High School Diploma rate. The team also followed up on two issues from a previous monitoring visit: 1) Denial of FAPE during In-school Suspension and 2) Previous IEP Goals not addressed/closed-out at the annual IEP review conference. Data reviews prior to the on-site visit indicated that investigations should also be conducted in the areas of Drop-out Rate, FAPE in the LRE, Discipline, and Performance on Statewide Assessment. The percentage of students with disabilities who drop out of school is more than double the state average. The percentage of suspensions, both out-of-school and in-school, is above the state average. Students’ performance on assessment is below the state average for LEAP, ELA and Math in both 4th and 8th grades. The GEE ELA student performance is also below the state average. Demographic and performance information regarding Caddo Parish School System can be found in the State Special Education Data Profile publication and the school performance profiles located on the department’s website at www.louisianaschools.net/lde/specialp/2115.html. Monitoring Strategies, Methods and Activities Review of 105 student records, including focused and purposeful reviews of students’ IEPs, evaluation reports, report cards, and class schedules. Review of the Special Education Policies and Procedures Handbook and forms currently in use. Review of disciplinary records at school sites and central office (for data validation purposes). Interviews with 42 school-site personnel, including administrators, regular educators, special educators, and paraeducators in 12 schools in the school system. Interviews with 7 central office personnel. Observations of services being provided to students through on-site visits to schools, including 1 preschool, 3 elementary schools, 5 junior high schools, and 3 high schools. Gather information from 38 parents who attended a parent focus meeting. Interviews by telephone with 73 parents, including follow-up calls to parents who attended the parent meeting. (A parent focus group meeting was conducted on March 5, 2007. This meeting was open to parents of students with disabilities and monitoring team members. Notes taken during the parent meeting were considered in the investigative process.) The Louisiana Department of Education collects data on adolescent transition services for reporting in the 2008 Annual Performance Report (APR) to the federal government and reporting for a 2006-07 Performance Indicator to the Louisiana State Legislature. In Caddo Parish, 100% (35 of 35) of the records reviewed of students ages 16 and above were found to have coordinated, measurable, annual IEP goals and transition services that should reasonably enable students to meet post-secondary goals. Validation on site of data being reported to the state and federal government by the Caddo Parish School System was also a monitoring activity. Data on the removal of students with disabilities for code of conduct violations showed no inconsistencies in tracking in 4 of the 8 schools in the sample. The Annual Report of Children Served, Table 5, Section B, Columns 3A, 3B, and 3C were accurate. 2 Specific Evidence of Non-Compliance was found in the following areas: §401.C; §444.E.1-2; FAPE – IEP Content and Format. Progress and benefit from the general curriculum-effective supports and services §401.C; §519.E.2; §444.B.1; FAPE – Discipline – IEP Content and Form §401.C; §445.A-B; §904 Assistive Technology Service 4-6; §904 Audiology 3.,5; FAPE – IEP Accountability, Related Services - Assistive Technology for Students with Hearing Impairments, Audiology Services §401.C; §446.A-C; §464.B; FAPE – Least Restrict Environment – Program Accessibility §490.A. Special Education Student Data are not recorded and/or maintained accurately for some students with disabilities. Note: The Student-Specific Findings of Non-Compliance pages in this report contain confidential information and should be deleted from the report when copies are made for the general public. 3 Findings of Non-Compliance Caddo Parish School System Reg. Ref. # §401.C. §444.E.1-2. Description of Finding FAPE – IEP Content and Format – Students are not receiving effective supports and services with accommodations, which enable them to benefit from and make progress in the general curriculum. Supporting Evidence Review of 49 records of students who were currently failing 2 or more subjects in the general curriculum were purposefully reviewed to examine the effectiveness of supports and services with accommodations that were provided for the students. Twenty of the 49 records had no documentation that the students’ failures had been addressed in any way. There was no indication that meetings, conferences, written or oral communications of any kind had been utilized. There was no documentation that accommodations or modifications were examined or adjusted to deal with student failure. Seven of the 49 records had evidence that there had been meetings, but the only change made to the IEP was a new IEP date. Comments Purposeful interviews with 13 of 17 special education teachers expressed that student failures had not been appropriately monitored nor had accommodations been changed to address the problem. Reasons given for the lack of services were: time constraints for collaborating with general education teachers; excessive absenteeism; students’ reading and math levels too low for them to be successful in general education classes; and students’ lack of motivation. Nine of 12 general education teachers interviewed revealed that they were aware that the students were failing but had not requested additional accommodations or modifications to assist students to be successful in their general education classes. The nine teachers expressed that no new accommodations or modifications had been tried. All nine teachers stated that they were presently using all the prescribed accommodations and modifications such as preferential seating, extended time, proximity control, and allowing students to go to a special education teacher to take tests. Reasons given for lack of student success were: failure to address students’ needs early enough for them to catch up; lack of student effort; 4 Findings of Non-Compliance Caddo Parish School System Reg. Ref. # Description of Finding Supporting Evidence lack of support from home/homework completion; not enough one-on-one instruction from special services; students in classes four or more years above their academic instructional level; excessive absenteeism. Comments Eleven parent interviews also revealed a lack of utilization of appropriate accommodations and modifications to address student failures. §401.C. §519.E.2. §444.B.1. FAPE – Discipline – IEP Content and Form – Effective strategies including positive behavioral intervention strategies and supports to address behaviors that impede students’ progress in the general curriculum and IEP implementation are not addressed through the students’ instructional program. Records of Behavior Intervention Plans (BIPs) were reviewed for 35 students who had been suspended from school during the present academic year. While positive behavioral supports were indicated in the BIPs, there was no documentation that the positive behavioral supports written in the plans had been implemented in 21of the 35 plans. Weekly progress reports were not maintained to reflect the implementation of interventions identified on the plans. After thorough examination of the 21 records and interviewing 15 school personnel concerning this matter it was determined that inappropriate student behaviors were not changed as a result of the behavior plans for these students. The records reviewed indicated that the BIPs were not effectively revised when students’ inappropriate behaviors continued and/or escalated. Twelve records had no documentation that the BIPs had been implemented at all. Even when IEP teams documented that the IEPs had been reconvened, there was no evidence of any changes in the BIPs even though changes were warranted. Ten of the 11 on-site personnel purposefully interviewed corroborated that the BIPs are usually not implemented across settings. When asked questions about discipline and high suspension rates, eight of the 11 on5 Findings of Non-Compliance Caddo Parish School System Reg. Ref. # Description of Finding Supporting Evidence site personnel expressed that suspensions did not deter infractions as evidenced by repeat infractions. They also stated that students’ inappropriate classroom behaviors impede their academic and social learning and that these behaviors are not currently being addressed through the instructional program in a manner that has results in behavior change; thus, the inappropriate behaviors continue and student learning is impeded. The school personnel expressed that students who return from suspensions often immediately engage in the inappropriate behaviors for which they were suspended because there are a lack of effective positive supports in place through the instructional program. Comments Seven parents of students who exhibited behavior problems were interviewed. All seven parents reported that they felt that the behavior interventions conducted by the school system were not effective based on repeat infractions of the children. The team determined that effective strategies including positive behavioral intervention strategies and supports to address behaviors that impede students learning are not addressed through the students’ instructional program for all students. §401.C. §445.A-B. §904 Assistive Technology 4-6. §904 Audiology 3., 5. FAPE – IEP Accountability – Assistive Technology Services and Audiology Services are not provided to some students with Hearing Impairments that would enable students to IEPs are not implemented in one preschool class because there is a longterm substitute providing instruction. According to an interview with the substitute teacher, she only has a high school diploma and does not know sign language. Purposeful interviews with three of three teachers expressed that students with hearing impairments in other preschool and elementary classes are not served at a level that would allow students to make adequate educational progress. 6 Findings of Non-Compliance Caddo Parish School System Reg. Ref. # Description of Finding make adequate educational progress. Supporting Evidence Upon investigation, interviews revealed that assistive technologies such as FM sound field systems are not made available to students, not even for some students whose IEPs state: “FM system available at school.” Comments Interviews also revealed that audiologists’ support is lacking for some students who have ear molds ordered for them; the audiologists have never fit the ear molds for the children so they could be used as intended. §401. §446.A-C. §464.B. FAPE – Least Restrictive Environment (LRE) – Program Accessibility – Students 3-5 were not placed in their LRE. Purposeful interviews with 6 school personnel (three special educators, one administrator, two general educators) were conducted to gather information about placement /LRE decisions for preschool students. Each of the six interviewees expressed that there were pre-school children who were in self-contained settings who could benefit from more interactions with their non-disabled peers, especially in the area of communication. Reasons stated for lack of integration were: “Central office Title I personnel will not allow special education children in regular education classes;” Students who are not fully potty trained are asked to leave the general education program; General education teachers are not trained to “deal” with students with special needs; “Staffing issues no longer allow us to team-teach as we once were able to do.” In interviews, five of six parents of preschool children expressed that they felt that their children could benefit from spending time with non-disabled peers, but they were told that there was no place or “spot” for him/her in general education classes. Three of three Site Determination forms examined were marked to indicate that the placement sites were comparable to and integrated with regular classes for students, although according to teachers, these three students were not integrated with their non-disabled peers. 7 Findings of Non-Compliance Caddo Parish School System Reg. Ref. # Description of Finding Supporting Evidence Twenty-five records of preschool students who were placed in selfcontained special education classrooms were examined. Interviews with their teachers revealed they thought 20 of the 25 children would benefit from integration with their non disabled peers if staffing arrangements were made to accommodate the students’ needs. §490.A. Maintenance of Special Education Student Data Seventeen of 20 records randomly selected had excessive White-Out Liquid Paper used to cover portions of the records. Some of these records had pages which were ½ to ¾ covered with the White-Out substance. Interviews with seven of seven school personnel revealed that the use of White-Out is an acceptable, common practice in Caddo schools. Special Education Student Data are not recorded and/or maintained accurately for some students with disabilities. Comments §490.A. Randomly selected student information data sheets had incorrect contact information for 100% of the students listed on the data forms. Upon investigation, hundreds of students had incorrect contact information listed on their data forms. There is no standard of acceptability evident for student records. 8