GEORGE MASON UNIVERSITY Graduate Council NEW Certificate, Concentration, Tack or Degree Program Coordination/Approval Form (Please complete this form and attach any related materials. Forward it as an email attachment to the Secretary of the Graduate Council. A printed copy of the form with signatures should be brought to the Graduate Council Meeting. If no coordination with other units is requires, simply indicate “None” on the form. Title of Program/Certificate,etc: Doctoral Program in Music — Doctor of Musical Arts (D.M.A.) Three program area specializations are included: Performance, Conducting, and Composition. This is #2 of two proposed degrees. The other is a Ph.D. in Music Education. Level (Masters/Ph.D.): Doctoral (D.M.A.) Please Indicate: X Program ______ Certificate _______ Concentration _____ Track Description of certificate, concentration or degree program: Please attach a description of the new certificate or concentration. Attach Course Inventory Forms for each new or modified course included in the program. For new degree programs, please attach the SCHEV Program Proposal submission. Please list the contact person for this new certificate, concentration, track or program for incoming students: Dr. Lisa Billingham, Director of Graduate Studies, Department of Music Approval from other units: — Please list those units outside of your own who may be affected by this new program. Each of these units must approve this change prior to its being submitted to the Graduate Council for approval. Unit: Head of Unit’s Signature: Date: Unit: Head of Unit’s Signature: Date: Unit: Head of Unit’s Signature: Date: Unit: Head of Unit’s Signature: Date: Submitted by: ____________________________________________ Email: ____________ Graduate Council approval: __________________________________ Date: _____________ Graduate Council representative: ______________________________ Date: _____________ Provost Office representative: _______________________________ Date: _____________ 1 STATE COUNCIL OF HIGHER EDUCATION FOR VIRGINIA PROGRAM PROPOSAL COVER SHEET 1. Institution George Mason University 2. Program action (Check one): Spin-off proposal _____ New program proposal XXX . 3. Title of proposed program — Doctor of Musical Arts Program Areas: Performance, Composition, Conducting 4. CIP code 50.0999 5. Degree designations — Doctor of Musical Arts (DMA) [This is #2 of 2 proposed doctoral degrees in music.] 6. Term and year of initiation Fall 2008 7. Term and year of first graduates — Fall 2011 8. For community colleges: date approved by local board 9. Date approved by Board of Visitors 10. For community colleges: date approved by State Board for Community Colleges 11. If collaborative or joint program, identify collaborating institution(s) and attach letter(s) of intent/support from corresponding chief academic officers(s) 12. Location of program within institution (complete for every level, as appropriate). If any organizational unit(s) will be new, identify unit(s) and attach a revised organizational chart and a letter requesting an organizational change (see Organizational Changes--hotlink). George Mason University; College of Visual and Performing Arts; Department of Music Campus (or off-campus site) Fairfax Distance Delivery (web-based, satellite, etc.) 13. Name, title, telephone number, and e-mail address of person(s) other than the institution’s chief academic officer who may be contacted by or may be expected to contact Council staff regarding this program proposal. Dr. James Gardner, Chair, Department of Music (703) 993-3574 JGviolin@gmu.edu Dr. Victoria N. Salmon, Director of Graduate Studies, CVPA (703) 993-4541 vsalmon@gmu.edu 1 TABLE OF CONTENTS PART A — DESCRIPTION OF THE PROPOSED PROGRAM . . . . . . . . . . . . . . . . . . . . . . . OVERVIEW . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . CURRICULUM . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . FACULTY . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ASSESSMENT . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . BENCHMARKS OF SUCCESS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . EXPANSION OF AN EXISTING PROGRAM? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . COLLABORATIVE OR STANDALONE PROGRAM? . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 3 4 8 9 11 11 13 PART B — JUSTIFICATION FOR THE PROPOSED PROGRAM . . . . . . . . . . . . . . . . . . . 14 RESPONSE TO CURRENT NEEDS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . SPIN-OFF PROPOSAL . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . EMPLOYMENT DEMAND . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . STUDENT DEMAND . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . DUPLICATION . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . SUMMARY OF PROJECTED ENROLLMENTS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14 18 18 19 19 22 PART C — PROJECTED RESOURCE NEEDS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23 PART D — CERTIFICATION STATEMENTS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27 APPENDICES APPENDIX A — EXECUTIVE SUMMARY OF THE PROPOSAL . . . . . . . . . . . . . . . . . . . APPENDIX B — BRIEF FACULTY BIOS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . APPENDIX C — JOB ANNOUNCEMENTS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . APPENDIX D — SURVEY INSTRUMENT & RESULTS . . . . . . . . . . . . . . . . . . . . . . . . APPENDIX E — ASSUMPTIONS USED IN DEVELOPING RESOURCE PROJECTIONS . . . . APPENDIX F — SYLLABI OF NEW COURSES NECESSARY FOR THIS PROPOSAL . . . . . . APPENDIX G — HIGHER EDUCATION DATA SERVICES (HEADS): CONTEXTS . . . . . APPENDIX H — DIRECT INQUIRY DATA . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . A–1 B–1 C–1 D–1 E–1 F–1 G–1 H–1 2 PART A — DESCRIPTION OF THE PROPOSED PROGRAM OVERVIEW — George Mason University seeks approval to offer the Doctor of Musical Arts degree (D.M.A.). The University has offered master’s-level degrees in music since Fall 1982. The Department of Music, with over 60 faculty members, is recognized nationally for the positive quality of its faculty, students, and graduates. This proposal is a direct response to the needs of the Northern Virginia and the Washington metropolitan regions, the research and creative profiles of the faculty, and the cost structures necessary to deliver the instruction. This proposal for a Doctor of Musical Arts (D.M.A. — with three areas of program specialization — Performance, Conducting, and Composition) is one of two projected doctoral degrees in music. The other is a proposal for a Ph.D. in Music Education (see other material). Some aspects of the four degree plans overlap even as there are important distinctions. The United States Network for Education Information of the Department of Education describes both degrees as research degrees common in the field of music. The Reston-based National Association of Schools of Music (NASM), the accrediting agency for the discipline, encourages a measure of standardization regarding degrees in music. Doctoral programs in music education, especially when characterized by quantitative study, are usually offered as Ph.D. in Music Education degrees. Doctoral programs in Performance, Conducting, and Composition are most typically found within D.M.A. degrees. This overall doctoral initiative in music does not create the six or eight majors that one might find at a large public research university (even though Mason is a large public research university). These four programs (Performance, Conducting, Composition, and Music Education) are integrated in important ways and they support the viability of one another. These four (Performance, Conducting, Composition, and Music Education) are the most widelysubscribed doctoral majors in music, accounting for 82.1% of doctoral enrollment nationally. (See excerpts from the 2005–2006 Higher Education Arts Data Services Report in Appendix G.) These programs will make an important impact on Virginia and beyond. In addition to a graduate music student headcount of over 50, the university also offers significant post-graduate continuing education opportunities to over 100 music professionals each year. Many people (current students, alumni, and professionals participating in postmaster’s-level continuing education) have expressed strong interest in doctoral study in music at Mason. The academic and curricular foundation for doctoral studies in music is positive. Adding a doctoral program in music will continue natural growth toward a leadership school of music for the region. A consequence of the current strong graduate courses in music is that a doctoral program will require a minimal number of new courses, new faculty, and other new resources. Syllabi for new courses are included in Appendix F. See Part C of this proposal for more detail of necessary resources for this proposal. The National Association of Schools of Music (NASM) articulates important learning outcomes (knowledge and skills) for doctoral graduates. As a full member of the association, the university is committed to achieving these outcomes. This proposed D.M.A. adheres to the professional and academic requirements of NASM. 3 CURRICULUM — This proposal for a Doctor of Musical Arts degree calls for 60 credits beyond the master’s degree in music. This is typical and standard for doctoral degree programs in music. This proposal for a Doctor of Musical Arts degree has three program areas: Performance, Conducting, and Composition. Each shares important required course work, and each is distinct at certain points. Admission to the Doctor of Musical Arts — All D.M.A. coursework requires significant prerequisite and entrance requirements. Application deadlines are as published by the university. Applicants must have an earned master’s degree in music from an accredited college or university for admission consideration. Students in Performance and Conducting must schedule a formal audition. Composition students must present a portfolio of recent compositions and recordings of performances of their recent work. In addition, the following materials must be submitted: Completed application form A non-refundable application fee The application for Virginia In-State Tuition Rates, if applicants are Virginia residents The appropriate international paperwork, as required by the University Official transcripts from each undergraduate and graduate program attended GPA of 3.50 in graduate music courses in the proposed area of specialization (Performance, Conducting, or Composition) Three letters of recommendation from faculty members, or those who can evaluate the applicant’s academic potential A sample of academic writing about music, such as a graduate-level paper from a Musicology or Music History course taken during M.M. studies During the first semester of study, the Director of Graduate Studies of the Department of Music will select the Faculty Committee for the student. Normally the committee will have five faculty members: two from the student’s area of specialization (Performance, Conducting, or Composition), one from music theory, one from music history, and one at-large. The student’s Major Professor will serve as chair of the committee. The Director of Graduate Studies of the Department of Music may be part of the committee; if not, he or she will serve ex-officio. The Committee will evaluate the progress of the student each year. Continuation in the program is subject to the endorsement of this group. Performance and composition recitals and projects moving toward the dissertation are also subject to approval of this group. Financial assistance may be available to a D.M.A. student. Support for students may be in the form of teaching assistantships, graduate research assistantships, and/or externally-funded scholarships. 4 Course Work — This proposed D.M.A. degree builds on the largest master’s-level degree program in music among the public universities of the Commonwealth. The requirements for this degree program include three categories of courses: foundation studies in music (18 credits), studies in the concentration (Performance, Conducting, or Composition —29 credits), and the proposal/dissertation (13 credits). Rigorous coursework reflects expectations for the potential intellectual contributions Mason students will offer to the field. Courses will be offered on a rotational basis, allowing the doctoral student to complete the classes in a timely manner. A complete listing of the requirements is also presented in the Executive Summary in Appendix A. Program of Study: D.M.A. — Performance, Conducting, or Composition Foundation Studies in Music 18 Credits Courses in Music History/Literature 9 Courses in Music Theory 6 Advanced History or Theory 3 Course Number MUSI 830 plus 630, 640, and/or 730 MUSI 810 plus 610 or 710 or 712 MUSI 610, 611, 613, 614, 630, 640, 710, 712, or 730 Program Area Studies: Performance, Conducting, or Composition (29 credits) Performance 29 Credits Doctoral Private Music Instruction 15 Courses in Ensemble Performance 4 Chamber Music or Accompanying 2 Course in Pedagogy 3 Recitals 2 Advisor Approved Electives 3 Course Number MUSI 82x MUSI 880 MUSI 885 and/or 720 MUSI 770 MUSI 890 600, 700, and/or 800-level MUSI Conducting 29 Credits Doctoral Private Music Instruction 15 Courses in Ensemble Performance 4 Course in Pedagogy 3 Recitals 2 Advisor Approved Electives 5 Course Number MUSI 829 MUSI 880 MUSI 770 MUSI 890 600, 700, and/or 800-level MUSI Composition 29 Credits Doctoral Private Music Instruction 15 New Music Ensemble 4 Doctoral Major Ensemble 1 Additional Doctoral Seminar in Analysis 3 Music Theory Pedagogy 3 Recitals 2 Advisor Approved Elective 1 Course Number MUSI 828 MUSI 885 MUSI 880 MUSI 810 MUSI 770 MUSI 890 600, 700, and/or 800-level MUSI Dissertation Studies Dissertation Proposal Dissertation 13 Credits Course Number 1 MUSI 998 12 MUSI 999 5 NASM expectations for learning outcomes are in two dimensions: breadth of knowledge/skills in music and depth in the area of specialization (Performance, Conducting, or Composition). All graduates of doctoral programs in music are expected to have strong knowledge and skills in common areas of study (music theory and music history/literature) as well as advanced knowledge and skill in their major area (Performance, Conducting, or Composition). These expectations have given rise to the specific course requirements for this proposed doctoral program. The specific courses in the degree plans proposed at Mason are designed to equip the students toward successful accomplishments in the profession and thereby make important positive contributions to society. NASM standards include the following general areas of knowledge and skills for all doctoral students in music: a knowledge of the techniques of music theory sufficient to perform advanced musical analysis, a knowledge of representative literature and composers of each major period of music history, and a knowledge of general bibliographical resources in music (National Association of Schools of Music 2003–2004 Handbook, page 110). These areas of general knowledge are foundational to the specialized knowledge and skills that lead to the dissertation project. The required coursework is built on important prerequisite and entrance requirements. These are designed to ensure that the doctoral student is ready to function within the advanced theory and history courses. This includes abilities to communicate in written and oral formats, to absorb and understand material in at least one language other than English, and to master contemporary research materials and techniques. Thus, the anticipated outcomes in foundational areas of advanced knowledge in music theory and in music history are matched by the nature of the required courses in the degree plan. Over one-fourth of the required coursework of the proposed degree plan focuses on foundational points of knowledge/skill. The doctoral student can take additional courses in performance, music theory, and/or music history by appropriate selections of electives. In a similar way, NASM-articulated expectations for learning outcomes related to the program area specialization (Performance, Conducting, or Composition) are matched by the nature of the curricular structure. These expectations center on depth of knowledge and skills in the practice and scholarship of Performance, Conducing, or Composition. The required courses focus on these expectations. The urban location of George Mason University is an important advantage for students with a strong commitment to the performing aspects of music — a vital part of the professional world of each of the three DMA program area specializations: Performance, Conducting, and Composition. There is potential for a natural integration of academic, artistic, and professional activities in this region. Summary of Knowledge, Skills, and Experiences Graduates Will Have Appropriate Depth of Insight into the Style of Music from Major Eras Appropriate Breadth of Knowledge of Specific Repertoire from Major Eras 6 Appropriate Knowledge of Principal Developments in Musical Performance, Musical Leadership, or Musical Composition Demonstrated Ability/Skill in Musical Analysis: Standard & Pedagogical Repertoire Demonstrated Ability to Communicate Verbally and in Writing about Musical Style Demonstrated Ability to Communicate Verbally and in Writing about the Program Area Specialization (Performance, Conducting, or Composition) Demonstrated Ability/Skill to Perform Musically in Ensembles and/or Solo at a level consistent with the Program Area Specialization Conducting Area Specialization: Demonstrated Ability to Effectively Conduct and Lead a Variety of Musical Groups Composition Area Specialization: Demonstrated Ability to Compose Effective Music for a Variety of Groups Accomplishment of a Dissertation that makes an original contribution to the field of Performance, Conducting, or Composition Advancement to Candidacy — The final steps for completion of the D.M.A. include the research proposal (MUSI 998) and the dissertation (MUSI 999). The student who has successfully completed all course work, a signed program of study that reflects any changes from the original course of study, and candidacy examinations may submit a request to the Director of Graduate Studies of the Department of Music to convene the Dissertation Committee. This group will be the student’s Faculty Committee as described above plus a faculty member from beyond the Department of Music. The Director of Graduate Studies of the Department of Music will assemble the Dissertation Committee in consultation with relevant members of the faculty. The members of the Dissertation Committee will have terminal degrees and/or extensive professional experience in fields related to the student’s research. Once the committee is appointed, the student works directly with the committee for guidance and direction for the research and proposal. The committee members consult and meet with the student on a regular basis to: * Advise in topic selection including appropriateness and overall academic value; * Determine if the selected research procedures are appropriate and effective, especially relative to the document; * Guide the student in the proposal writing process; and * Ensure that appropriate performance and musicianship standards are in full evidence for each step of the process. A student is permitted to register for Dissertation (MUSI 999) after advancing to candidacy and successfully defending the proposal for the project. The dissertation chair (professor of record) and committee will * Provide guidance and evaluation during the research and writing stages and in preparation of the musical material for public performance; * Meet with the student during the dissertation registration semesters; * Read and review the document drafts in a timely manner; 7 * Offer substantive and clear recommendations regarding musical artistry; * Make qualitative judgments about the candidate's musical work; * Approve the performance for public presentation; and * Approve the final draft of the document prior to the defense. The dissertation is the culmination of a student's doctoral program of study and must make an original contribution to knowledge and practice in Performance, Conducting, or Composition. To this end, dissertations demonstrate rigorous processes relative to musical creativity, leadership, and public presentation. Holders of the doctorate are expected to contribute to the discipline through independent scholarship and artistry. The dissertation provides students with first-hand experience in making such a musical contribution, including a written summary of that inquiry, noting how the findings make an original contribution to the field. FACULTY — Over sixty persons are on the music faculty at George Mason University. This includes nationally and internationally prominent educators, scholars, performers, composers, and conductors. Brief biographies are included in Appendix B. The music faculty includes individuals who are full-time tenured, and tenure-track; term; and adjunct to the department. Ten of the sixteen full-time faculty members have an earned doctorate, with an eleventh graduating with a D.M.A. from the University of North Texas in December 2007. (Note that in some components of the academic music world, the Master of Music is the terminal degree, especially among persons who have been in the profession for a number of decades.) The full-time faculty includes individuals with important prominence in the profession, with impact nationally and internationally. Full-time term faculty members (on nontenure-track appointments) also provide significant leadership. Faculty who are successfully immersed in the profession provide important value to doctoral students. Research during doctoral study should be ground-breaking and insightful, but it also needs to be actual and effective. The balance of full-time faculty among research-intensive tenure-track individuals and profession-intensive non-tenure-track individuals is an important value. Part-time faculty members are vital components of the instructional resources for this proposed program. Their instructional impact is particularly important in applied music as well as in specialized professional and research courses. Fifty-four persons are regular part-time faculty members in music. It is anticipated that 30 of this group will be teaching and guiding doctoral students (see Appendix B). Fifteen of the 54 hold a doctoral degree. George Mason University is fortunate in being located in the metropolitan region of the nation’s capital. This creates significant opportunities for students to study with some of the best musicians of the region and the nation. This is especially significant in areas of musical performance. The parttime music faculty also includes individuals who are fully engaged in other aspects of the profession and who teach at Mason as adjuncts. These persons have important links to the Library of Congress, the Smithsonian, the Department of Education, the National Association of Music Educators, and similar entities. They are thought leaders of the profession — at the national and the international level. 8 ASSESSMENT — Both the progress of individual students and the overall effectiveness of the program are subject to assessment. Student assessment relates to the progress of individual students and their achievement of the skills and knowledge goals of the curriculum. Programmatic assessment relates to the overall effectiveness and quality of this proposed doctoral program. Student Assessment — The skills and knowledge expected of graduates of the program are listed above in the Curriculum section. Required course work is designed to address achieving those general goals. Normal course grading processes thereby interface with the accomplishment of the skills and knowledge goals central to the purposes of the degree. Regular internal assessment of individual students in the program is also present in a more comprehensive manner via yearly certification of appropriate progress toward completion. This assessment is made by the student’s faculty committee and is based on the student’s overall academic, professional, and artistic progress in meeting the goals of the degree program. This includes attention to both the foundational areas of advanced research and knowledge and to the development of the specialized knowledge and skills that will culminate in the dissertation. In addition to student assessment methodologies within courses (with traditional activities such as examinations and research papers), assessment of the D.M.A. student’s progress will include significant attention to juried performances (Performance and Conducting students) and juried portfolio reviews (Composition students). Evaluating the student’s achievement in meeting the goals of the curriculum is at the heart of the annual certification of appropriate progress toward completion. This is the key internal assessment process for students during the pre-candidacy phase of the D.M.A. degree program. Course Evaluations — Course evaluations are conducted in every course, each term, providing students’ perspectives on course effectiveness. Evaluation results are published online by the university. Program Assessment: Internal — The College of Visual and Performing Arts (CVPA) has a regular process of program review that correlates with University and external evaluations. The purpose of the program review is to evaluate the quality of the program, to stimulate program development, and to assess the role of the program in fulfilling institutional mission. The program review may result in strategic decisions about the program, may identify areas of potential improvement, may make resource recommendations, may articulate considerations for expansion or consolidation, and may consider other aspects of programmatic quality. The review includes consideration of policies and practices relative to: Student recruitment, admissions, advising, and retention; 9 Enrollment projections including consideration of the context of the SCHEV 5-year benchmark and other on-going enrollment targets; Faculty profile, specializations, and creative/research activity; Course descriptions and implementation; Curriculum changes and development; Support staff and personnel; Facilities; Interface with and effectiveness of the Library and other institutional resources; Internal and external funding; and Description of strengths and weaknesses with attention to points of action for the future. Program Assessment: External — External assessment is provided through continuing accreditation by the National Association of Schools of Music (NASM). The university’s commitment to the accreditation process includes annual submission of data that is reviewed by a group of scholars and leaders from the profession. In addition, there is an intense periodic process of Self Study and evaluation by external visitors. The Self Study process takes place every ten years, with the next point occurring during the 2012–2013 academic year. That will be the fifth year of these proposed doctoral programs. The NASM process will include a visit from an evaluation team during the Spring 2013 or Fall 2013 semester. The visitors are persons from leading institutions who have received special training and who are experienced in this kind of activity. The institution’s Self Study, the Visitor’s Report, and our Institutional Response are presented to Commission on Accreditation of the National Association. The Commission makes decisions about re-accreditation. The primary focus of its deliberation is an overall assessment of the vitality of each degree program in music offered by the university. In conjunction with the department’s periodic NASM Self Study, external visitors will engage the following methods of assessment: Direct observation of classes, rehearsals, and applied music lessons; Interview students; faculty; and administrators at the department, college, and university level; Listen to students perform; Interview and/or observe student teachers (undergraduate); Listen to large and small ensembles in rehearsal and/or performance; Inspect facilities and equipment (instruments, audio facilities, practice rooms, etc.); Examine libraries (books, periodicals, scores, recordings, information technologies, ensemble music, etc.); Examine items such as final projects, theses, dissertations, performance tapes, and compositions submitted in fulfillment of requirements for each degree or program offered; Evaluate web sites and recruiting material applicable to the music unit; Examine and evaluate student transcripts; and Inspect academic advising records of students’ performance examinations and repertoire. 10 Summary of Assessment Processes Individual Student Assessment: Required Courses — accomplishing required knowledge and skills Annual Certification — verifying appropriate progress toward completion Programmatic Assessment: CVPA Program Review process Annual submission of data to NASM Correlation of GMU data with activities at other NASM institutions Periodic Self Study and Visitors process, culminating in judgment by the Commission (NASM) regarding continuing accreditation BENCHMARKS OF SUCCESS — Benchmarks for doctoral study include performance standards within the discipline, enrollment goals, and professional placement of graduates. If the program does not meet articulated standards, adjustments will be made. Success may be measured by the ways the program affects academic goals, career goals, and future job mobility. While studying in the Doctor of Musical Arts program, successful students and faculty will develop their talents and abilities in music performance, conducting, or composition; and construct and create knowledge that serves a variety of music constituencies. Performance standards within the profession are fundamental to achieving other benchmarks of success (enrollment goals and placement of graduates). Standards within the degree programs are articulated within accreditation norms. The assessment process of the National Association of Schools of Music (NASM) as described above will be the means embraced to evaluate this benchmark. At the doctoral level one should expect full professional engagement of graduates. One strong dimension of a doctoral program in music at Mason is the outstanding professional and scholarly climate of the region. There is an assumption that many students will be part-time during part of their doctoral work. It is anticipated that they will already have professional appointments and are seeking doctoral study because accomplishing doctoral study is significant for their continuing professional vitality and advancement. Faculty, administrators, students, and alumni will participate in periodic evaluation of the success of the program in meeting these benchmarks. These are the persons who contribute to the various processes of assessment as described above. A continuing process of evaluation and responsive adjustment is anticipated to keep the program in a posture of dynamic success. This is vital for any strong doctoral program to remain innovative and competitive. EXPANSION OF AN EXISTING PROGRAM — This proposal for a D.M.A. is not a direct expansion of an existing doctoral program in music. However, it is a natural expansion of other 11 graduate programs at Mason. The most significant launching point for doctoral programs is the vitality of master’s-level programs. In this regard Mason is well-prepared. The current Master of Music (M.M.) program is the largest among public universities in Virginia, and the summer professional continuing education program is one of the largest and most highly respected in the nation for the training of music educators and teachers. Though the present proposals (this D.M.A. and the Ph.D. in Music Education documents) are not direct expansions of an existing doctoral program in music there are important existing programs in the university that have informed and shaped these proposals. In particular, two current doctoral programs have been formative to this process. These two programs are the Ph.D. in Education (College of Education and Human Development — CEHD) and the Doctor of Arts in Community College Education (College of Humanities and Social Sciences — CHSS). The Ph.D. in Education (CEHD) occasionally enrolls musicians who can include up to 18 approved credits in music toward the overall degree requirements. Over the years this has included some important students in the Curriculum and Instruction program and also in the Educational Psychology program. Some of these students sought a “music” doctoral degree; and when it was not present at Mason, they began this Ph.D. program. This program is a positive academic and professional experience for them, but a more focused program in music is needed to fulfill the goals of many music educators. Ph.D. in Education programs typically prepare individuals for a variety of leadership positions in the education field. Leadership in Music Education typically requires a more focused degree. Doctoral degrees in Music Education include more musical content than can be accommodated by the structure of a strong Ph.D. in Education program. Accreditation standards articulate the need for particular skills and knowledge in music that cannot normally be gained without the scope of musical courses present in the proposal for a Ph.D. in Music Education (see other material). Some music educators will continue to be drawn to the important values present in existing Ph.D. programs in areas such as Curriculum/Instruction and in Educational Psychology. But even more prospective students are currently not being served because their professional appetites await the more focused and developed program of a doctorate in Music Education. In comparison with the Ph.D. in Education, a larger group of “music” students is currently in the existing Doctor of Arts in Community College Education program. This degree has the potential of more course work in music than the 18 credits currently available on the Ph.D. in Education program. However, it is not a “music” degree and does not create all of the strengths in the discipline necessary for strong advancement in the profession. It does have important value for a group of students, but even more students await the opportunity for specifically “music” doctoral programs. This proposal for a new Doctor of Musical Arts degree is built on the direct experiences with these two existing programs. The hunger of students for doctoral studies in music is a strong indicator of the need for this proposal. Our academic experience with courses and research activities for students in the existing programs is demonstrating an appropriate capacity for expansion into the focused degree programs in music presented in these doctoral proposals. Few programs and institutions that might contemplate adding doctoral studies in a given discipline have had this kind of pre-proposal process. 12 Please note that this proposal will not result in eliminating those healthy and important programs but could result in some shifts in patterns of enrollment in coming years. However, please also note that the “music” numbers within the Ph.D. in Education (1 to 2 per year) and the Doctor of Arts (4 to 6) are a small percentage of the vitality of those programs. It is quite possible that the presence of healthy doctoral programs in music may even spur additional enrollment in those programs as prospective doctoral music students would have the benefit of a strong diversity of doctoral options available to match their particular professional and artistic aspirations. COLLABORATION OR STAND-ALONE PROGRAM — This program is within George Mason University. It is not a collaborative program with another institution. However, students in the D.M.A. program may (under certain circumstances) take courses within the Consortium of Universities of the Washington Metropolitan Area. Members of the Consortium whose academic programs may be relevant to this proposed degree include: The Catholic University of America; Howard University; and the University of Maryland, College Park. In order to participate in this connection with other institutions, graduate students must be in good standing and any specific course taken through the Consortium must (1) be approved by the department chair and dean, (2) be relevant to the program of study, (3) not be offered at Mason, and (4) the visited institution must have space available. Other restrictions may apply. No more than 6 credits may be taken in the Consortium. 13 PART B — JUSTIFICATION FOR THE PROPOSED PROGRAM RESPONSE TO CURRENT NEEDS — This proposal is a direct response to requests from prospective students and reflects national trends in graduate programs in music. The National Association of Schools of Music, Higher Education Arts Data Services (HEADS), offers clear, public analysis of enrollments for degree granting and non-degree granting institutions in the Arts. An overall evaluation of the profession is evident in the enrollment projections in Part B below. This includes an evaluation of the appetite for music doctoral programs among individuals who are in the profession, an evaluation of existing parallel programs (including their capacity to meet the needs for doctoral study in music), and a consideration of the professional placement of graduates after completion of the degree (that is, the capacity of the market to absorb graduates in meaningful ways). In a sense the profession is a pipeline that needs to have appropriate capacity at each phase of its existence. The scope of this proposal is designed to match this understanding of the profession in the national context of HEADS data. This proposal incorporates enrollment goals for both the doctoral program and the overall music program. All dimensions of enrollment — undergraduate and graduate — work together. Doctoral programs require a depth of academic and artistic activity (a community of scholarship and creativity). Critical markers of appropriate programmatic depth include: (1) the overall number of music major students; (2) musical activity among non-music majors, especially at the undergraduate level; (3) number of music major students at the master’s level; (4) total number of music students at the doctoral level [in both this proposed D.M.A. and the proposed Ph.D.], and (5) the quantity and quality of musical performances on campus given by professionals, faculty, and students. Each of these markers is important in creating an appropriate community of scholarship and creativity foundational to an effective doctoral program. This doctoral proposal is part of an overall plan for the department that projects a music program with a strong commitment to (1) non-majors at the undergraduate level, (2) music majors at the undergraduate level, (3) a vigorous master’s level program, and (4) advanced study as present in both doctoral proposals in music (this Ph.D. and the D.M.A.). The headcount for undergraduate and graduate music majors is envisioned becoming 1.5% to 2.0% of the overall university headcount, approximately 450–500 music majors. (Fall 2006 numbers are approximately 330 music majors out of an overall headcount of about 30,000 — or 1.1% of the institutional total.) This projection of overall music students reflects an assessment of the appetite of the Commonwealth, the needs of this region, and the national/international context of the George Mason University. Distributing academic programs to the three levels (undergraduate, master’s, and doctoral) creates appropriate critical mass for each component of activity. Specific enrollment targets for the doctoral program are presented in Part B below and in Appendix E. Meeting articulated enrollment goals is very important to the functional viability of the entire music program. The Higher Education Data Services (HEADS) provide a variety of data related to enrollment productivity. Selected data from the 2005–2006 reports are included in Appendix G. One enrollment benchmark suggested in the HEADS data is the percentage of overall music major enrollments (headcount) who are doctoral students. Nationally, this is 5.4% of all music 14 major students, or 24 doctoral students for a program with 450 music majors. The enrollment projections for both of the proposed doctoral degrees in music (this proposed D.M.A. and the proposed Ph.D. in Music Education) are combined in Appendix E. That data suggests that Mason will reach this benchmark percentage by approximately the seventh year of operation. The Music department anticipates this positive productivity due to the urban nature of the doctoral constituency in this region. Interested applicants from the Washington, D.C. area will not need to relocate, and this program anticipates that a significant portion of the students will be part-time during part of their coursework study. The HEADS data was also used to inform projections for numbers of graduates and other aspects of programmatic development such as needed full-time faculty and FTE faculty. That data affirms the “normalcy” of these overall proposals: there are 40 NASM-accredited public institutions in America with music major enrollment of 400 and above, and 70% of them have doctoral degree programs in music. This is an important benchmark for the Commonwealth. Virginia is currently deficient. This proposed program at Mason is the best and most costefficient way for the Commonwealth to meet this national measure of cultural and scholarly infrastructure. State and Regional Needs — The reality of strong demand for doctoral study is consistent with the character of this region. Northern Virginia has one of the highest concentrations of persons with doctoral and professional degrees among regions of the nation. This might lead one to think that since so many persons (proportionally speaking) already have advanced degrees, no more are needed. But the reality is that individuals in this community expect to lead and expect to have the educational background to give them leadership knowledge and skills. And a characteristic of this region is its mobility. Individuals enrich the area with their service for a period of time and often depart to other parts of the country and the world. (This pattern is probably typical of other regions as well.) Virginia residents need significant access to the highest levels of academic and professional training in order to successfully compete in this region, and, more importantly, to be able to make the kinds of contributions to society that will result in a better future for all. In the area of music, advanced study at the doctoral level is increasingly expected. It is not uncommon for individuals in professional orchestras to have doctoral degrees. Indeed: advanced academic work was fundamental in equipping them to win the audition that got them the job. Other aspects of the music profession also show a move toward doctoral credentials as common or even as a norm. Higher education continues to move toward the doctorate as the standard entry-qualification for music faculty members. Even at the elementary and secondary levels, music educators who are leaders in the profession often have the doctoral degree, especially teachers who are themselves in younger age brackets. Again, doctoral study was a vital vehicle for these individuals to obtain the knowledge and skills that empowered their leadership roles. Training leaders is a primary goal of a doctoral program and many individuals in this region are leaders or aspire to be leaders. Thus it is logical that a significant demand for doctoral study in music exists at Mason. 15 It is possible to demonstrate need for this proposed program with articulations of logical analyses (as above) and with positive survey results (see Appendix D). But perhaps the best demonstrations of need are unsolicited inquiries. Mason regularly receives inquiries about doctoral study in music — phone calls, e-mails, and contacts with individuals who walk into the office. These vary from casual queries to persons who are ready to register today, write a check for tuition, and start the program. For many years Mason has had a parade of persons even in the latter description. As this proposal was initiated, the department began keeping more careful track of individuals in order to assess prospective enrollment. The enrollment projections given below are based, in part, on this kind of information. These numbers are relatively firm, perhaps more substantial than demonstrations of logic or survey data from groups such as current students, alumni, or members of the profession. In the three months from August through October 2006 over three dozen individuals expressed strong interest in beginning doctoral studies in music at Mason. (See Appendix H.) As delightful as that “firm” number sounds, for purposes of planning it seems prudent to be more conservative. Appendix E includes enrollment projections for this proposed D.M.A. as well as the Ph.D. in Music Education. As can be noted in Appendix E, a total of ten individuals are anticipated enrolling in both doctoral music programs in the first year — beginning in Fall 2008. Note that these projections are split between individuals interested in the proposed D.M.A. (as presented in this document — see Summary of Projected Enrollment below) and the proposed Ph.D. in Music Education (as presented in other material). For planning purposes, the total numbers are split two-thirds and one-third between this proposed D.M.A. and the proposed Ph.D. This proportionality reflects an evaluation of the inquiries. Prospective Students — It can be helpful to understand the nature of the pool of prospective students for doctoral study in music at Mason. In this region there are four initial groups of prospective students. A fifth additional aspect of the need for the program is a consequence of the international reach of the region and its institutions. Prospective students in the proposed D.M.A. program areas are anticipated from each of these groups, especially those described in items 1, 2, and 5 below. (1) Every metropolitan area has important cultural resources in its professional musical ensembles. In Northern Virginia this includes the National Symphony Orchestra, Washington National Opera, Fairfax Symphony, and the Virginia Opera (partially resident in Fairfax). Individuals in these groups are potential students in doctoral programs in music, and employment in these entities is a possible destination for graduates of the program. Academic study at the doctoral level can empower individuals to climb the professional ladder within institutions such as these. (2) Northern Virginia is distinct from other metropolitan areas in that as the nation’s capital it is home to the leadership military musical institutions. These include the Marine Band (the President’s Own — the nation’s oldest professional ensemble), the Navy Band, the Air Force Band, and the Army Band (Pershing’s Own). These musicians 16 are among the very best in the country and the world. With over 400 individuals in the most elite of these groups, this region has the largest concentration of outstanding woodwind, brass, and percussion professionals in the world. [As noted in the brief biographies in Appendix B, these professional ensembles — military and independent — are also an important source of some of the excellent parttime persons on the music faculty. The artistic vitality of the region is significant.] Individuals in these ensembles are selected via stringent auditions and come from some of the leading undergraduate and graduate programs in the country, including George Mason University. Their careers can follow a variety of trajectories. Some stay with the groups for decades, then retire and begin a second career in higher education. Others are in the groups for a period of time, then migrate into the professional symphonic world where salaries can be higher — but certain stresses are higher as well. Others are in the ensembles for a period of time, then leave to teach in elementary music education, secondary music education, or in higher education. There is a strong pattern of placement from the military ensembles into teaching positions. But advanced degrees are often a key to that success. Thus having access to doctoral studies in music is important for these individuals. Currently doctoral programs in music are available in this region at The Catholic University of America (a private institution in the District of Columbia) and at the University of Maryland. Relatively close institutions with important doctoral programs include the Peabody Conservatory of the Johns Hopkins University in Baltimore and Shenandoah Conservatory in Winchester. Virginia residents in this region do not have access to a public institution with doctoral music programs. Given the level of military salaries, the private institutions, even with their vigorous scholarship programs, are often financially out of reach for this group of potential students. This places these Virginians at a professional disadvantage. (3) This region is a leading area for Music Education. The public schools of Northern Virginia include some of the nation’s largest and most highly-recognized music programs. Music Teachers in Northern Virginia are a significant part of prospective students for this doctoral initiative. Many of the individuals who have expressed specific interest in a doctoral program in music at Mason are in currently teaching in this region. Doctoral study is important for any individual in public education who aspires to significant leadership. The advanced training and research present in a doctoral program can equip these persons to continue the trajectory of their careers to include national leadership. Thought-leaders of the profession are often found in districts like those in Northern Virginia. The missing link in that national (and international) impact is access of those individuals to advanced research-based study in music. This proposed program can equip those Virginians to more closely achieve their potential. (4) The first three groups of persons expressing current need for this proposed doctoral program in music are, in a sense, already in the profession. They need this kind of program to be more effective and to advance the quality of the profession in Virginia. 17 The fourth category of persons is more general: those individuals aspiring to positions in performing institutions and in teaching institutions. Doctoral study is a necessary part of their career. They are often already resident in Northern Virginia. Their family ties and/or spousal employment keep them here. Without a doctoral program in a public university in Northern Virginia (i.e., George Mason University) these individuals will have difficulty advancing in their chosen profession. Again, this group of persons is part of the group of individuals who have been routinely seeking doctoral study in music at Mason. They are ready to advance. This proposal seeks to empower them. (5) As mentioned above, these first four groups of persons form a strong expression of current need for this proposed program. In addition to the prospective pool of students they represent, the international reach of the region should be noted. Many individuals from throughout the world are attracted to the prospect of living in the nation’s Capital Region. This is an opportunity for Virginia to attract outstanding performers, conductors, composers, scholars, and educators to Mason for doctoral study — and to have their presence in our region contribute to the vitality of the Commonwealth. The international reach of academic programs at Mason is an important part of their contribution to global culture and development. SPIN-OFF PROPOSAL — This is not a spin-off proposal, though it is built on existing programs of important strength. See previous comments above in Section A: Expansion of An Existing Program. EMPLOYMENT DEMAND — Virtually, all of the music jobs in higher education in American universities specify the Doctorate as required or preferred. It is the terminal degree in the profession. And especially as institutions hire younger faculty members — having a doctorate is a vital part of an applicant’s background. See Appendix C: Job Announcements. Higher Education is facing a challenge in hiring faculty members to replace persons who are expected to retire in coming years. (For example, see an article in the Chronicle of Higher Education: chronicle.com/weekly/v46/i28/28a01801.htm.) Education in general is one of the brightest spots for prospective employment. (See various data points in Bureau of Labor Statistics published materials and web site.) It should be noted that general comments about prospective employment of new professors to replace retiring baby boomers and comments about positive job prospects for education do not get to the level of detail one might want. Data does not exist about “Music Professors” and “Music Teachers” even though it does exist for the more general aspects of the professions. Music is a vital part of our national economy, but it is not tracked in detail. For example, the Virginia Employment Commission projects a “positive” prospect for employment demand in arts education: see http://velma.virtuallmi.com/ then navigate to “Labor Market Analysis,” “Occupational Employment by Industry,” “Virginia Statewide,” “Occupation 18 by Group: Education and Training Occupations,” then (finally) “Art, Music, and Drama Teachers — Postsecondary.” However, this data point blends a wide variety of anticipated needs into one chart. Specific data related to music is not precisely available. Perhaps the best articulation of need is the record of job announcements for candidates with a D.M.A. in the three areas of program specialization as proposed in these documents. As noted above, Appendix C presents a sample of job announcements specific to this degree. A major source for this data is the College Music Society — the principle clearing-house for positions in higher education in music. The significant number of openings, especially targeted at persons such as individuals currently in the military ensembles, may be surprising. A solid doctoral program in music is vital to these persons and to the professional health of our region. STUDENT DEMAND — See comments above in the section “Response to Current Needs.” DUPLICATION — This doctoral proposal in Music from Mason is distinct from existing and emerging programs in Virginia and in the region in important ways. The following music related doctoral programs exist in Virginia and the Washington metropolitan area: The Catholic University of America (private institution, Washington, D.C. relatively small music doctoral student enrollment) — does not offer a Ph.D. in Music Education; does offer the Ph.D. in Musicology and in Music Theory; does offer the D.M.A. in Performance, in Composition, in Pedagogy, and in Sacred Music. University of Maryland (public institution for Maryland residents) — offers the Ph.D. in Music Education, Musicology, Ethnomusicology, and Music Theory; offers the D.M.A. in Performance, in Conducting, and in Composition. Peabody Conservatory of the Johns Hopkins University (private institution in Baltimore) — offers the D.M.A. in Performance, in Conducting, and in Composition. Shenandoah University (private institution VA, 29 headcount in Fall 2004 SHEV report) — offers the D.M.A. with program area specializations in Music Education and in Performance. See additional comments below. University of Virginia (small Ph.D. program with program area specializations in Music Criticism and in Composition/Technology. See comments below. James Madison University (SCHEV action in Fall 2006 for a Fall 2007 initiation) — approved for D.M.A. with program area specializations in Performance/Pedagogy, in Conducting, and in Music Education. See comments below. Of public universities in the Commonwealth, only the University of Virginia has an existing doctoral program in music. That program is focused and is small in proportion to the scope of current needs. The UVA program is a Ph.D. in Music with two program areas: Music Criticism and Composition/Music-Technology. No graduates from that program are reported on the 19 SCHEV web-site. The site reports a headcount of nine in Fall 2004, the most recent reported data point. In Fall 2006 James Madison University was authorized to begin three D.M.A. degree programs: Music Education, Performance, and Conducting. These programs could be perceived as a more direct overlap with this proposal from George Mason University. However, even with this emerging program at Madison and the existing program at UVA, the Commonwealth is far below national norms in programs for doctoral study in music. (See below.) Also, the relative geographic isolation of both of those institutions creates a limit in terms of attracting students to those programs. In addition, it should be noted that Madison’s D.M.A.—Music Education has important roots in the practice of music education rather than the research focus anticipated in the Ph.D. in Music Education as proposed by Mason. Research focus is an important match for the institutional profile of Mason. Also proximity to large population centers is a vital part of the capacity of faculty and students to accomplish original research in music education. Mason is a stronger place to propose this kind of research-intensive program. Among private institutions in Virginia, only Shenandoah University has a doctoral program in music. They offer degree programs in Music Education and in Performance. Again, the size of the program (Fall 2004 SCHEV-reported a headcount of 29) and relative geographic isolation limits the ability of this existing program to respond to the full scope of current need. National data from the Reston-based Higher Education Data Services (HEADS) report that there were 5323 doctoral music students in NASM-accredited universities in Fall 2005. (See charts and summaries in Appendix G.) This is .001796% of the 2005 national population as estimated by the Census Bureau. If Virginia were to be only “average” in that commitment to doctoral music study, there would be 136 doctoral music students in the state. Of course many students cross state borders for advanced study. But Virginia, as a state with important national leadership in many areas, should have as many (or more) students coming to our institutions as we have students departing the Commonwealth for more substantial opportunities. These doctoral proposals by Mason are an important step in adding capacity to the state’s public universities in order to stem the “brain drain” of artistic leadership — people who do not now have the opportunity to study music at the doctoral level in Virginia. Both of the public institutions with existing and approved doctoral programs in music (UVA and JMU) continue to offer important contributions to the cultural vitality of the Commonwealth. But the scope of need and the opportunities present in Northern Virginia call for a program at Mason — especially given the population density of the region, existing professional musical institutions, and the international impact of activities in the national capital region. Individuals at the professional level who need doctoral study are not often able to relocate to relatively remote locations in order to pursue advanced study. There are significant advantages to their being able to stay in vibrant touch with the profession while accomplishing the advanced research and study present in doctoral degree work. 20 In addition, the vitality of the master’s program in music at Mason is well beyond other public institutions in Virginia. The size and scope of the M.M. and of continuing education programs in music at Mason creates the strongest foundation for a doctoral program in music in the Commonwealth. A doctoral program in music is a vital step in building the kind of great university that continues to lead the Northern Virginia area, and Music is an active part of the lives of our constituents. Virginia and the Mid-Atlantic region are among the most culturally vigorous in the country. The immediate community has many professionals who are ready to participate in the kind of advanced training represented by a doctoral program in music. Moreover, cultural activities in this region have a significant impact throughout the Commonwealth, and this impact continues vigorously to the international level. This is a current need. George Mason University is uniquely positioned to meet this important need. As faculty and administration wrestled with the notion of a doctoral program, the excitement of the prospect of advanced music research and performance has been tempered by an understanding of fiscal and physical limits. In that context this proposal presents the kind of doctoral program that will best serve this region — yet a program that begins with current resources in the context of increasing institutional and community commitments to music. This year, 2007, the Commonwealth celebrated the 500th anniversary of the founding of Jamestown. Contrasts have been drawn with previous large-scale commemorations, especially the 450th in 1957. In just fifty years economic and cultural conditions have changed dramatically in Virginia. In key measurements of economic vitality and educational accomplishment we have progressed from near the bottom of the states to near the top. Probably no state has made a more dramatic relative shift. Yet in the context of that change, infrastructure in vital areas such as enrollment in advanced degrees in the arts still has significant catching up to do. Virginia is becoming a place for leadership in other disciplines and professions. Regarding doctoral study in music, the Commonwealth is poised to take a positive place in leadership for the region and nation. Building scholarly, artistic, and cultural infrastructure is vital to equipping Virginia. This proposal for a doctoral program in Music at Mason is an important step toward that positive future. 21 STATE COUNCIL OF HIGHER EDUCATION FOR VIRGINIA SUMMARY OF PROJECTED ENROLLMENTS IN PROPOSED PROGRAM Instructions: • Enter the appropriate dates at the top of each column • Provide fall headcount enrollment (HDCT) and annual full-time equivalent student (FTE) enrollment. Round the FTE to the nearest whole number. Note: Target Year refers to the year the institution anticipates the program will have achieved full enrollment. The Council will review for possible closure any program that has not met SCHEV’s productivity standards within five years of the date of first program graduates. Programs that do not anticipate meeting SCHEV productivity standards should not be proposed. Projected enrollment: Year 1 Year 2 Year 3 Year 4 Target Year 2008–2009 2009–2010 2010–2011 2011–2012 2012–2013 HDCT FTES HDCT FTES HDCT FTES HDCT FTES HDCT FTES GRAD 7 5 10 7 11 8 13 9 14 10 4 Definitions HDCT — fall headcount enrollment FTES — annual full-time equated student enrollment GRAD — annual number of graduates of the proposed program 22 PART C — PROJECTED RESOURCE NEEDS George Mason University is well-positioned to propose doctoral study in music. As mentioned above, the cultural vitality and expectations of the region are very strong. Mason is itself a major part of the rich artistic quality of the region. The performing arts series hosted at the university is at the cultural heart of Northern Virginia. Thousands of persons attend campus concerts by professionals, faculty, and students each month. This personal involvement in the Arts at Mason is accompanied by important financial contributions to music. These contributions are having a profoundly transformational impact on the academic programs. This includes new spaces, new links with the community, and new artistic accomplishments. A key example of this vital partnership between the public and private sector is the recent accomplishment of transforming the institution into an “All-Steinway” school. A major purchase of vital equipment (excellent pianos) is being accomplished via strategic links between contributors in the private sector and resources in the public sector. This kind of partnership sets the stage for important future accomplishments. The commencement of doctoral studies in music will continue this positive trajectory. Doctoral students will enrich the accomplishments of research in music and in the artistic quality of the performing ensembles. Doctoral students will also be a vital part of the teaching resources of the university. These individuals are natural leaders in teaching a variety of undergraduate courses for non-majors and for majors. Many aspects of a doctoral program in music will help leverage existing resources into more effective patterns of expenditure. Of course, however, doctoral study in music will require additional resources and shifts in some current patterns of expenditure within the department and beyond. All meaningful instruction requires resources. George Mason University already has an important academic program in music (as well as in the other arts). This quality program is being built without all of the resources that one might normally expect. We are fortunate in having access to the resources of a region of extraordinarily high professionalism. The Capital Region of Northern Virginia has one of the highest doctoral and professional degrees per capita in the country. This results in a terrific pool of potential adjunct faculty, thus a significant cost savings to the institution and the Commonwealth. (This regional profile is also creating the student demand for the program, as discussed above.) However, many institutional leaders have also articulated that some aspects of current expenditure patterns are not necessarily sustainable. In particular, the ratio of full-time faculty to numbers of majors is unique among institutions accredited by the National Association of Schools of Music. (See Appendix G for charts and data that place the Mason music program in national contexts of productivity and effectiveness.) This creates great productivity figures (numbers of music major students per full-time faculty, for example), yet probably does not suggest our best future. There is a need to adjust the balance between numbers of full-time and part-time faculty. Creating a more appropriate number of full-time positions in music suggests a significant opportunity. With this need already present in the existing programs, and already being addressed in important increments by recent institutional decisions, it is clear that with just a bit more energy (money) a critical mass of faculty members can be assembled that will be able to 23 implement and sustain a solid doctoral program. (The ability of doctoral students to take on some of the teaching tasks currently given to adjuncts is also part of this calculation.) Thus there are faculty costs related to a doctoral program. The institution is engaged in an adjustment mode relative to numbers of full-time faculty; adding a doctoral program will probably require a slight amount of additional commitment to that overall trajectory, but a doctoral program will also create some savings via the doctoral students’ teaching capacity. And the doctoral program is a significant response to needs of the Commonwealth and the region. This same kind of calculation is at work in dimensions of cost beyond the numbers of fulltime faculty positions. In long-range planning exercises the department has projected growth to 450–500 majors. That growth creates new FTE students (via SCH productivity). Enrollment growth is a natural occasion for potential additions to the faculty. In addition, new numbers of music major students creates additional teaching load. Overall, the most recent long-range plan articulated a need for ten additional faculty positions, only three of which are particular to the doctoral proposals (this proposal for a D.M.A. and the proposed Ph.D. in Music Education). Again, note that most of the “new” positions are already needed due to the existing academic programs. In addition, it is quite probable that some of the “new” positions could be formed by converting existing teaching assignments of adjunct faculty. Combining these part-time assignments and the funding associated with them can mitigate the overall cost of a “new” fulltime position, though shifting from part-time to full-time is clearly a net cost to the institution. Three additional staff positions are requested; only one of which is particular to a doctoral program. In the same manner, an institution needs certain spaces for a music program of note; having some of those students at the doctoral level does not increase the aggregate amount of needed space. It does perhaps add a compelling argument in favor of making the commitment for the space, but the costliness of necessary music spaces is driven by the undergraduate student population, including the presence of effective activities for non-majors. The principal areas of cost are: full-time faculty positions; full-time staff positions; scholarships/assistantships; library faculty/staff; library acquisitions; and facilities. For planning purposes each new course necessary for the overall doctoral proposals (this D.M.A. and the Ph.D. in Music Education) was listed, with enrollment and frequency of course offering corollary with faculty loads. This generated an articulation of needed faculty FTE. Potential doctoral teaching assistants were also factored in as an impact on the departmental adjunct FTE and costs. Similar projections were engaged for other components of programmatic cost: space, staff, and library assets. This background material is summarized in Appendix E. Note that a primary dynamic of providing these resources is the natural processes of enrollment growth, both in terms of doctoral FTE students and overall SCH productivity. It should be noted that even with robust additions imagined and envisioned (those occasioned by this doctoral proposal and those independent of this proposed development) the institution will still be extraordinarily productive and efficient. There is no other institution in the Commonwealth that can deliver a solid and exciting doctoral program in music with as little overall cost to the taxpayers and contributors. 24 PROJECTED RESOURCE NEEDS FOR PROPOSED PROGRAM Part A: Answer the following questions about general budget information. Has or will the institution submit an addendum budget request to cover one-time costs? Yes_____ No_____ Has or will the institution submit an addendum budget request to cover operating costs? Yes_____ No_____ Will there be any operating budget requests for this program that would exceed normal operating budget guidelines (for example, unusual faculty mix, faculty salaries, or resources)? Yes_____ No_____ Will each type of space for the proposed program be within projected guidelines? Yes_____ No_____ Will a capital outlay request in support of this program be forthcoming? Yes_____ No_____ Part B: Fill in the number of FTE positions needed for the program. Program initiation year 2008 - 2009 Full-time faculty On-going and reallocated 1.5 Added (New) Total expected by target enrollment year 2012 - 2013 On-going and reallocated 2.5 Added (New) 2 Part-time faculty Graduate Assistants 1 Classified Positions TOTAL 1.5 1 .5 3.5 3.5 25 Part C: Estimated $$ resources to initiate and operate the program. Program initiation year 2008 - 2009 Full-time faculty $45,000 Total expected by target enrollment year 2012 - 2013 $215,000 Part-time faculty Graduate assistants $30,000 Classified positions $67,500 Fringe benefits $13,500 $87,045 Total personnel costs $58,500 $399,545 Targeted financial aid $40,000 $80,000 Equipment Library $8,000 $20,000 Telecommunication costs $60,000 $4,000 Other resource needs (specify) TOTAL $118,500 $551,545 26 Part D: Certification Statement(s) The institution will require additional state funding to initiate and sustain this program. _____ Yes _______________________________________________ Signature of Chief Academic Officer _____ No _______________________________________________ Signature of Chief Academic Officer If “no,” please complete Items 1, 2, and 3 below. 1. Estimated $$ and funding source to initiate and operate the program. Funding Source Reallocation within the department or school (Note below Program initiation year 2008 - 2009 Target enrollment year 2012 - 2013 the impact this will have within the school or department.) Reallocation within the institution (Note below the impact this will have within the school or department.) Other funding sources (Please specify and note if these are currently available or anticipated.) 2. Statement of Impact/Other Funding Sources. ______________________________________________________________________________ ______________________________________________________________________________ ______________________________________________________________________________ ______________________________________________________________________________ ______________________________________________________________________________ 3. Secondary Certification. If resources are reallocated from another unit to support this proposal, the institution will not subsequently request additional state funding to restore those resources for their original purpose. _____ Agree _______________________________________________ Signature of Chief Academic Officer _____ Disagree _______________________________________________ Signature of Chief Academic Officer 27