Alaska Sustainable Salmon Fund Statement of Work Revision #1: Add SFY12 to SOW budget table & budget narrative I. Project Title: Westward Region Limnology II. Project Number: 45884 III. Principal Investigator: Heather Finkle, Fisheries Biologist II, PI ADF&G, Commercial Fisheries Division 351 Research Court Kodiak, AK 99615 Phone: (907) 486-1872 Email: heather.finkle@alaska.gov NOAA Category: RM&E Steve Schrof, Fisheries Biologist III, Co-PI ADF&G, Commercial Fisheries Division 351 Research Court Kodiak, AK 99615 Phone: (907) 486-1852 Email: steve.schrof@alaska.gov IV. Project Period: 5/1/09 – 3/31/12 V. Project Description 1. Introduction This project addresses the need to collect spatial and temporal data on abiotic and biotic water quality components of freshwater habitats that affect the rearing, migration, and survival of wild juvenile sockeye salmon in the Westward Region (Kodiak Archipelago and Alaska Peninsula). Specifically, this project will establish baseline limnology data and continue baseline data collection for numerous sockeye salmon systems within the Westward Region using standard limnology sampling procedures and an Autonomous Underwater Vehicle (AUV). Limnology data include physical data (temperature, light penetration, dissolved oxygen content, pH), nutrient data (concentrations of nitrogen, phosphorous, and chlorophyll a), and zooplankton abundance and biomass estimates. Each of these components can offer a snapshot of how trophic levels interact, which in turn can point to a limitation in a rearing environment or to a sustainable level of production. Physical data can indicate when freshwater conditions change relative to climatic or seasonal changes, geological events, or other stochastic events. For example, seasonal increases in water temperature may affect growth rates of rearing sockeye salmon and also zooplankton reproduction rates. Nutrient data can indicate if phosphorous and nitrogen are adequately available for photosynthesis and therefore phytoplankton production, and thus the ability of a lake to sustain a sockeye salmon forage base of zooplankton. Zooplankton data can indicate forage limitations for Westward Region Limnology 45884 REV1 Approved by AKSSF: page 1 of 10 Date: 2/12/2016 rearing juvenile sockeye salmon caused by overgrazing, which is revealed by small zooplankton size and low biomass or limitations in phytoplankton (the food of zooplankton) production. Each of the factors warrant monitoring, as substantial changes to any one of these factors can affect the rearing and migratory behavior of rearing juvenile sockeye salmon, and thus their survival. Currently within the Westward Region, 30 sockeye salmon stocks along the Alaska Peninsula and Kodiak Archipelago have established escapement goals and are actively managed for sustainability. Since the early 1980s, limnology data has been intermittently collected to serve as components of management recommendations, restoration projects, and habitat assessments within the Westward Region. Presently, 17 lakes (14 in the Kodiak Archipelago; 3 in the Alaska Peninsula) are sampled for limnology data. Many other systems within the Westward Region lack a current baseline of water quality data. Of the 17 lakes currently sampled, this project continues baseline sampling of Bear Lake on the Alaska Peninsula and Karluk Lake on Kodiak Island. Similarly, this program initiates baseline sampling in three additional lakes including Red (Ayakulik), Akalura, and Uganik lakes on Kodiak Island. At present, a paucity of sufficient, descriptive biological data exists to adequately identify critical migration or rearing habitats and assess stock productivity in most Westward Region lake systems, let alone provide baseline data in those systems. Specifically, catch and escapement data for sockeye salmon are often the only available data for assessing escapement goals and estimating adult returns. These data are often confounded by a lack of contrast in the data or an inability of the data to fit well with standard spawner-recruit models for escapement goal reviews or sibling relationship regression models for forecasting; therefore, ancillary data have become increasingly valuable in those assessments as new relationships must be found to assess escapement. In systems that are presently sampled for limnology data, the baselines are often nascent and lack the depth to provide robust analyses. Additionally, adult return data alone often fail to describe why sockeye salmon stocks wax and wane. The collection of water quality data, therefore, has become increasingly valuable on multiple levels for providing information to describe salmon survival and production. This project will make use of an AUV, a free-swimming robot with multiple onboard sensors that collect geo-referenced (latitude, longitude, and depth) data on water temperature, dissolved oxygen concentration, pH, chlorophyll-a, and blue-green algae fluorescence. In addition, the AUV is capable of simultaneously collecting bathymetry information as well as perform habitat mapping and fish detection duties with side scan sonar, which will be evaluated for its potential as a cost- and timesaving method to estimate relative abundance of juvenile sockeye salmon in lakes. This technology also allows autonomous and rapid mapping of whole-lake conditions, not just the extrapolation of conditions from a few dispersed data points. This project will demonstrate this technology and water quality mapping capability in lake systems that support extensive sport and commercial salmon fisheries in the Westward Region. Realistically, logistic constraints alone will prevent the AUV Westward Region Limnology 45884 REV1 Approved by AKSSF: page 2 of 10 Date: 2/12/2016 from being deployed to all the specified sampling locations within a single sampling season. However, by prioritizing the deployment of the AUV to systems with no or infrequent limnology databases, valuable high-resolution suites of data for those systems providing a greater understanding of the factors that drive salmon survival and production will be gained. The AUV data may also be compared to water quality data collected by standard collection methods to indicate data accuracy and possibly to model lake-wide trends over space and time for systems limited to less than three sampling stations. 2. Project Summary This project will collect spatial and temporal baseline water quality data and conduct the analysis and reporting of these baseline data from eight sockeye salmon nursery lakes of the Alaska Peninsula (two lakes) and Kodiak Archipelago (six lakes). It will monitor and describe rearing site characteristics and ecological factors that may limit or enhance sockeye salmon production and fisheries management, and improve the assessment of current escapement goals and forecasts via the incorporation and development of limnology models or data relative to current climatic conditions. This project will maintain the continuity of six previously established baseline data sets throughout the Westward Region and help establish baseline data for three systems that have not been examined. See related AKSSF projects 45854, 445xx. 3. AKSSF Objective Westward: 1A-3 VI. Objectives 1. Project Objectives The objectives of this project apply to six Kodiak area (Akalura, Frazer, Karluk, Red, Uganik, and Upper Station) and two Alaska Peninsula area (Bear and Orzinski) lakes. The objectives are as follows for each lake: a. describe the physical characteristics including substrate, pH, temperature, dissolved oxygen, and light penetration profiles; b. describe the nutrient availability; c. describe the available zooplankton forage base; d. describe the distribution of juvenile salmon within the lakes as imaged with the hi-resolution sonar; and e. create updated bathymetric maps for Westward Region lakes from bathymetric data collected by the AUV. 2. Justification Each of the objectives represents a trophic level of a lake’s food web. Sockeye salmon are most susceptible to mortality in their freshwater juvenile stages. By examining the morphology and each trophic level of a lake’s food web during the most vulnerable stages of a sockeye salmon’s life, it can be determined if adult production will be affected by poor freshwater rearing conditions or if conditions are favorable for growth and survival, and how these conditions affect the life history strategy of the fish. Specifically, the following will be assessed: a. Physical characteristics: Westward Region Limnology 45884 REV1 Approved by AKSSF: page 3 of 10 Date: 2/12/2016 Temperature greatly affects growth in fish, which may affect survival, and temperature data can be incorporated into forecasting adult returns. Additionally, temperature can serve as cues for salmonid migration, indicating changes in life history patterns. The dissolved oxygen content of water can cause stress and even mortality in juvenile fish when at low levels. Changes in pH can also stress fish and change the composition of available phytoplankton and zooplankton species with changes in acidity. Light penetration defines the volume of water available for photosynthesis, and therefore the availability of food (phytoplankton) for zooplankton. Light penetration data can also be modeled to estimate the carrying capacity of a system and its optimal escapement level. Substrate type and availability can affect the abundance of benthic forage and the survival of salmon eggs and fry. b. Nutrient availability and primary production: Nutrients such as nitrogen (N) and phosphorous (P) are necessary for photosynthesis in phytoplankton. Ratios of N and P may indicate if amounts of these elements are adequately available for primary production of phytoplankton. Chlorophyll a is a pigment required for photosynthesis; by measuring the concentration of chlorophyll a, limitations to photosynthesis, and therefore limitations in zooplankton forage for rearing salmon, may also be examined. c. Zooplankton forage base: Zooplankton are the primary forage of rearing juvenile sockeye salmon. The abundance, species composition, and biomass of zooplankton may serve as an indicator of overgrazing by juvenile salmon or limitations in primary production. Zooplankton biomass data may also be used to estimate escapement levels by indicating a level of juvenile production that a plankton population can maintain as a forage base. d. Juvenile salmon distribution: This project will determine the feasibility of estimating juvenile salmon abundance with the AUV. A hydroacoustic population survey requires two people, gear, and a boat, and it takes about ten days to complete the data analysis for one lake. This project will test if comparable results can be obtained with the AUV. e. Bathymetric maps: ADF&G currently uses bathymetric maps that were produced over 35 years ago. Sediment influx from rivers, changes in water level, or flow rate (due to differences in annual precipitation) can cause the bathymetry to change areas suitable for salmon spawning and juvenile salmon rearing. In calculating lake productivity, it is preferred and more useful to know the exact surface and volume of the lake. 3. Project Outcomes Data from this project will establish or maintain baseline water quality datasets for numerous Westward Region salmon nursery lakes enabling the assessment of salmon life history strategies and limnological production models. Seasonally, these data may affect the management of fisheries in these systems by how the escapement goals are targeted based on the available zooplankton forage base in each nursery lake. This project will also produce updated bathymetric maps for lakes which have not been mapped in the last 35 years. Westward Region Limnology 45884 REV1 Approved by AKSSF: page 4 of 10 Date: 2/12/2016 4. Methods/Modeling Travel to each sampling location will occur by boat or float plane. In May 2010, sampling stations will be established on each lake. Each station’s location will be logged with a global positioning system (GPS) and marked with a buoy. Water and zooplankton sampling will occur once every four weeks from May through September from 2010 to 2011. 1. Dissolved oxygen, light, and temperature: Water temperature (°C) and dissolved oxygen (mg/L) levels will be measured with a YSI dissolved oxygen/temperature meter. Readings will be recorded at specified intervals. A mercury thermometer will be used to ensure the meter’s calibration. Measurements of photosynthetically active wavelengths (kLux) will be taken with a photometer. Readings will occur at specified intervals until the lake bottom or 0 kLux light penetration is reached. The mean euphotic zone depth (EZD) will be determined for each lake and incorporated into a model for estimating sockeye salmon fry production. One-meter temperature and dissolved oxygen measurements will be compared to assess the physical conditions in the euphotic zones of each lake. Secchi disc readings will be collected from each station to measure water transparency. 2. Water sampling: Four to eight liters of water will be collected from each station with a Van Dorn bottle from a depth of 1 m and from a depth of 29 m in lakes deeper than 28 m. Water samples will be stored in polyethylene (poly) carboys and refrigerated until initial processing. One-liter samples will be passed through 4.25-cm diameter 0.7-m Whatman GF/F filters for particulate N and P analyses. For chlorophyll-a analysis, one liter of lake water from each depth sampled will be filtered through a 4.25-cm diameter 0.7-m Whatman GF/F filter, adding approximately 5 ml of MgCO3 solution to the last 50 ml of the sample water during the filtration process. Upon completion of filtration, all filters will be placed in individual petri dishes, labeled and stored frozen for further processing at the Near Island Laboratory in Kodiak. The water chemistry parameters of pH and alkalinity will also be assessed with an Oakton pH meter. Water analyses will be performed at the ADF&G Near Island laboratory for total phosphorous (TP), total ammonia (TA), nitrate + nitrite, chlorophyll a, and phaeophytin a. Total Kjeldahl nitrogen (TKN) will be processed by the Olsen Biochemistry Lab at South Dakota State University. Nutrient data will be analyzed via linear regression and compared to published ratio values. 3. Zooplankton: One vertical zooplankton tow will be made at each limnology station with a 0.2-m diameter, 153-micron net from one meter above the lake bottom to the surface. Each sample will be preserved with a 10% buffered formalin solution. Subsamples of zooplankton will be keyed to family or genus and counted on a Sedgewick-Rafter counting slide. This process will be replicated three times per sample, then counts will be averaged and extrapolated over the entire sample. For each plankton tow, mean length (0.01 mm) will be measured for each family or Westward Region Limnology 45884 REV1 Approved by AKSSF: page 5 of 10 Date: 2/12/2016 genus with a sample size derived from a student’s t-test to achieve a confidence level of 95%. Biomass will be calculated via species-specific linear regression equations between weight and unweighted and weighted length measurements. Zooplankton data will be compared to physical and nutrient data via linear regression and published values of length and biomass. 4. AUV sampling: Pending the success of the AUV’s initial 2009 deployment to Frazer and Karluk lakes as outlined in AKSSF project 45854 Autonomous Salmon Lake Mapping, this project will deploy the AUV to several lakes. Two sampling events would occur between May and September in two lakes on the Kodiak Archipelago (Ayakulik and Karluk lakes) in 2010 and in another two lakes (Akalura and Uganik lakes) in 2011. Upon each deployment, physical parameters will be measured along a sampling grid throughout each lake. Deployments of the unit will be coordinated with ADF&G lake survey and fish pass projects to minimize flight cost and ensure data comparability. VII. Results/Deliverable Products Season summaries and bathymetric maps will be drafted upon completion of processing all water and zooplankton samples (~two to four months following the conclusion of the field season). Results and findings will be presented as requested by the public and interested parties following the completion of the season summary. PI will submit semiannual, PCSRF performance metrics, and project completion reports according to the AKSSF schedule, as well as copies of any other report/product/deliverable produced with this funding. Any report or product distributed as a result of this funding will include the following language: This [report/video/website] was prepared by [recipient/author name] under award #NA07NMF4380288 from the National Oceanic and Atmospheric Administration, U.S. Department of Commerce, administered by the Alaska Department of Fish and Game. The statements, findings, conclusions, and recommendations are those of the author(s) and do not necessarily reflect the views of the National Oceanic and Atmospheric Administration, the U.S. Department of Commerce, or the Alaska Department of Fish and Game. VIII. Benefits to Salmon/Salmon Fisheries/Salmon Fishermen/Communities This project will establish water quality baselines that will help ADF&G better understand the interdependencies of different trophic levels in the freshwater salmon rearing environment, which is a prerequisite for ecosystem based fisheries management. The water quality data will indicate if systems are overtaxed or underutilized by sockeye salmon, allowing ADF&G to assess and recommend escapement goals and management strategies to maximize the sustainable yield based on biological data. Benefits of improved management will be realized by commercial, subsistence, and sport fishing user groups that rely upon this resource for income, food, or recreation. Presentation of the results to the public and interested parties will also hopefully foster another level of stewardship for the salmon resources by their user groups. Westward Region Limnology 45884 REV1 Approved by AKSSF: page 6 of 10 Date: 2/12/2016 IX. Project Milestones and Timelines The field seasons will run from May through September 2010 and 2011 for standard limnology sampling. Funds allocated in FY 09 are for pre-sampling season purchases of project supplies. The lag of the initial sampling season until FY10 is to allow ample time for establishing the ADF&G project budget codes and to become proficient in using the AUV. Samples will be processed upon receipt at the ADF&G Near Island Limnology Lab in Kodiak. A season summary will be published following analysis of the data after each field season. Data will be incorporated into escapement goal reviews in accordance with Board of Fisheries cycles and for annual forecasting for each respective area. Results will be presented to the public and interested parties upon request. Prior to commencement of project activity, PI will obtain ADF&G employee collection, Fish Resource, Fish Transport, and/or other required permits, as appropriate. All invoices must be submitted for payment in approvable form within 30 days of project end date. X. Partners: Kodiak Regional Aquaculture Association XI. Budget Original Budget Summary Table 100 Personnel 200 Travel 300 Contractual 400 Supplies 500 Equipment Total Direct Costs ADF&G 3% Project Total FY09 FY10 $0 $0 $0 $6,160 $0 $6,160 $94,000 $2,000 $33,800 $3,150 $0 $132,950 FY11 $98,730 $2,000 $33,800 $2,500 $0 $137,030 Total $192,730 $4,000 $67,600 $11,810 $0 $276,140 $8,284 $284,424 Original Budget Narrative: Line 100 (personnel) Fisheries Biologist II (Steve Thomsen; PCN 11-1434). A total of five months per fiscal year (FY 10 $7,860/month; FY 11 $8,086/month) of time is calculated for this position based on a 37.5 hour work week. This position will collect limnology samples from stations in the Kodiak Archipelago. This position will also process samples and maintain limnology databases for Westward Region samples and will supervise one Fish and Wildlife Technician (FWT) III assisting in the collection and processing of lab samples. Fisheries Biologist I (PCN TBD). A total of five months per fiscal year (FY 10 $7,000/month; FY 11 $7,400/month) of time is calculated for this position based on a 37.5 hour work week. This position will collect limnology samples from the Alaska Peninsula and prepare and ship samples to the Near Island Limnology Lab for processing Westward Region Limnology 45884 REV1 Approved by AKSSF: page 7 of 10 Date: 2/12/2016 by PCN 11-1434, and may also assist in the processing of water samples and data analysis upon return to Kodiak at the end of the field season. Fish and Wildlife Technician III (PCN TBD). A total of four months per fiscal year (FY 10 $4,925/month; FY 11 $5,325/month) of time is calculated for this position based on a 37.5 hour work week. This position will assist the FB I (PCN 11-1434) in the collection of limnology samples from the Kodiak Archipelago sites and with the processing of all Westward Region limnology samples. Line 200 (travel) Airfare for project leader (Heather Finkle; PCN 11-1332) to travel to the Alaska Peninsula to train personnel in the collection of samples and to collect samples (2/year * $1,000/trip = $2,000/year * 2 years = $4,000). Line 300 (contracts) Freight for shipping samples to Kodiak from the Alaska Peninsula ($600 each for FY10 and FY11). Processing of samples for total Kjeldahl nitrogen (TKN) by the Olsen Biochemistry Lab at South Dakota State University ($3,200 for each FY10 and FY11). Air charter costs to collect samples from Kodiak Archipelago lakes ($30,000 each for FY10 and FY11 at $600/hr for 50 hours of projected flight time). Line 400 (project supplies) Plankton tow nets Light Meter DO Meter Buoys Anchor line Nalgene Bottles Whatman Filters Reagents Rite-N-Rain Paper Rain Gear/Boots Fuel Batteries AA Labels FY 09 170.00 1,800.00 900.00 350.00 500.00 720.00 1,000.00 400.00 100.00 150.00 20.00 50.00 $ $ $ $ $ $ $ $ $ $ $ $ $ FY 10 $ $ $ $ $ $ $ $ $ $ $ $ $ 400.00 100.00 150.00 2,500.00 - FY 11 $ $ $ $ $ $ $ $ $ $ $ $ $ 2,500.00 - Totals: FY 09: $6,160; FY 10: $3,150; FY 11: $2,500 Line 500 (equipment): None Westward Region Limnology 45884 REV1 Approved by AKSSF: page 8 of 10 Date: 2/12/2016 Revision #1 Budget Summary 100 Personnel 200 Travel 300 Contractual 400 Supplies 500 Equipment Total Direct Costs ADF&G 3% Project Total FY09 FY10 $0 $0 $0 $2,989 $0 $2,989 $44,700 $2,000 $15,000 $3,668 $0 $65,368 FY11 $98,730 $2,000 $33,800 $3,903 $0 $138,433 FY12 $49,300 $0 $18,800 $1,250 $0 $69,350 Total $192,730 $4,000 $67,600 $11,810 $0 $276,140 $8,284 $284,424 Revision #1 Budget Narrative: Revision #1 adds FY12 budget and narrative inadvertently omitted during original processing. Line 100 (Personnel) Fisheries Biologist II (Darin Ruhl; PCN 11-1447). A total of 10 man months for all budgeted fiscal years, composed of 2.5 months for each FY10 and FY12 and five months for FY11 (FY10 $7,160/month; FY11 $8,086/month; FY12 $8,560/month) of time is calculated for this position based on a 37.5 hour work week. This position will collect limnology samples from stations in the Kodiak Archipelago. This position will also process samples and maintain limnology databases for Westward Region samples and will supervise one Fish and Wildlife Technician (FWT) III assisting in the collection and processing of lab samples. Fisheries Biologist I (PCN TBD). A total of 10 man months for all budgeted fiscal years, composed of 2.5 months for each FY10 and FY12 and five months for FY11 (FY10 $6,800/month; FY11 $7,400/month; FY12 $7,200/month) of time is calculated for this position based on a 37.5 hour work week. This position will collect limnology samples from the Alaska Peninsula and prepare and ship samples to the Near Island Limnology Lab for processing by PCN 11-1434, and may also assist in the processing of water samples and data analysis upon return to Kodiak at the end of the field season. Fish and Wildlife Technician III (PCN TBD). A total of 8 man months for all budgeted fiscal years, composed of 2 months for each FY10 and FY12 and four months for FY11 (FY10 $4,900/month; FY11 $5,325/month; FY12 $4,950/month) of time is calculated for this position based on a 37.5 hour work week. This position will assist the FB I (PCN 111434) in the collection of limnology samples from the Kodiak Archipelago sites and with the processing of all Westward Region limnology samples. Line 200 (Travel) Airfare for project leader (Heather Finkle; PCN 11-1332) to travel to the Alaska Peninsula to train personnel in the collection of samples and to collect samples in FY10 and FY11 (2 trips/year * $1,000/trip = $2,000/year * 2 years = $4,000). Lodging and food will be provided by state field camps. Westward Region Limnology 45884 REV1 Approved by AKSSF: page 9 of 10 Date: 2/12/2016 Line 300 (Contracts) Freight for shipping samples to Kodiak from the Alaska Peninsula ($600 each for FY11 and FY12). Processing of samples for total Kjeldahl nitrogen (TKN) by the Olsen Biochemistry Lab at South Dakota State University ($3,200 for each FY11 and FY12). Air charter costs to collect samples from Kodiak Archipelago lakes ($15,000 each for FY10 and FY 12 and $30,000 for FY11 @ $600/hr for 50 hours of projected flight time). Line 400 (Supplies) FY09 Plankton tow nets Light Meter DO Meter Buoys Anchor line FY10 $170 FY11 FY12 $1,903 $841 Nalgene Bottles Whatman Filters Reagents Rite-N-Rain Paper Rain Gear/Boots Fuel Batteries AA Labels Total $245 $2,989 $153 $250 $720 $500 $300 $100 $155 $1,250 $20 $50 $3,668 $153 $250 $500 $300 $100 $100 $2,500 $1,250 $3,903 $1,250 Line 500 (Equipment) None Budget adjustments between line items are allowed for amounts equal to or less than 10% of the total award without prior AKSSF approval; any amount above 10% requires prior AKSSF approval. All costs in lines 100-500 must represent actual cash expenditures. All requests for reimbursement shall be adequately documented with both documentation of expense and proof of payment. Examples of expense documentation include copies of invoices, pay stubs, receipts, etc. Documentation of proof of payment includes copies of checks, check numbers, credit card receipts, etc. All invoices must be submitted for payment in approvable form within 30 days of project end date. Invoices submitted after that deadline will not be reimbursed. Invoices for expenses incurred after the project end date will not be reimbursed. Approved by AKSSF: ____________________ Date: __________ Westward Region Limnology 45884 REV1 Approved by AKSSF: page 10 of 10 Date: 2/12/2016