1 Final Risk Class: ____________ 1 GM Committee Ref: ____________ 1 Biol. Services. Ref: ____________ HSE Ref (if appropriate): 1___________ 1 = all to be allocated by GM-BSO Generation and use of genetically modified cell cultures GM Centre number: 318 GM-BSO: Dr Stuart Nicklin GM-BSO - Contact details: BHF GCRC, 126 University Place, University of Glasgow G12 8TA. Tel: 0141-330-2521; Fax: 0141-330-6997; Email: stuart.a.nicklin@clinmed.gla.ac.uk 1. SUMMARY Title of Project: ………………………………………………………………. ………………………………………………………………. ................................................................................. Name of Proposer: ………………………………………………………………. Contact details: ..................................................................................... ..................................................................................... ..................................................................................... ..................................................................................... Head of Unit/Group: ………………………………………………………………. Personnel involved: ………………………………………………………………. ………………………………………………………………. ................................................................................. Department: ………………………………………………………………. Facilities employed for the work: ……………………………………………. Proposed class of work (1, 2 or 3): …………………… Does the project use animals: yes/no If yes please give details and review and attach the generic risk assessment for rodent work: 1 1. Overview: Please give sufficient background to the project for committee members to understand the work to be undertaken. This should include but is not limited to the type of vector and any attenuating mutations and/ or modifications to tropism, the expected phenotype of the encoded insert and the nature of the work (including in vivo work) that is planned 2. Hazard identification with respect to human health - predicted properties of the GMMO: (a) (b) (c) (d) (e) Consider in turn: the host or recipient organism, the vector used to insert the genetic sequence, e.g. mobilisability, origin of the genetic material, activities of the inserted genetic sequence and of the product, the resultant GMMO - overall and following the above, is it more, equal or less hazardous than original host, such as increase/decrease in oncogenicity, pathogenicity or extended tropism? Some factors to consider will include: disease, allergy or toxicity to humans; refer to classification systems such as the ACDP’s “Categorisation of biological agents according to hazard and categories of containment”. Adverse effects resulting from: inability to treat human disease/off prophylaxis, establishment or dissemination of GMMO, inadvertent transfer of inserted genetic material to other organisms where it could give ....................................................................... rise to harm, presence of adventitious agents. 3. Evaluate the likelihood of the harm to human health, if exposure were to occur: From the identified hazards, what is the probability of and the severity of harmful consequences actually occurring (= risk). For example, the ability of the GMMO to establish an in-vivo infection and any subsequent propagation. Consider theoretical risks and the justification why these risks may not occur or are infinitely small. 4. Determine provisional containment level: Read across from the table of Schedule-8 and determine class of activity. The highest stringency level equates to class, i.e. where level-2 plus level -3 measures are required that directs to a class-3 project. 5. Consideration of the nature of the work with respect to human health and assignment of additional controls: Based on the (uncertain) nature of the GMMO, are additional measures required? Are there any particular hazardous or non-standard operations to be performed, e.g. sonication, maceration, large-scale, in-vivo, which could increase the risks to practitioners? Will this require revision of the provisional containment measures (CMs)/risk class? 6. Risk Assessment for environmental harm (escape from containment): Evaluate the identified hazards and the severity and likelihood of harmful consequences occurring, (risk), if the organism was to escape from containment 2 including during waste disposal. Harm is defined as affecting numbers or functioning of organisms in an ecosytem. Follow the same sequence as above: hazard identification, determine probability of hazards being realised, consequences of the hazards being manifest and risk of harm occurring (probability x consequences). Determine the measures that will be necessary to control any harm being realised and justify as appropriate. Factors to consider will include: capacity of GMMO to survive, establish, disseminate and or displace other GMMOs, potential for gene transfer to other organisms, e.g. increased plasmid transfer rates. Pathogenicity to animals/plants, (e.g. MAFF/SERAD classification of Specified Animal Pathogens and Plant Health Orders), gene expression products that are toxic to other organisms, phenotypic and genetic stability, no. of organisms released and the potential for exposure, characteristics of environment. Are the hazards/risks sufficiently controlled, effectively to zero risk, (include justification if necessary), if not what additional CMs are required (Schedule-8)? 7. Consideration of the nature of the work to be undertaken and a detailed review of the control measures: Are there any non-standard procedures that might increase risk? What control measures and monitoring procedures are to be used? Please discuss decontamination procedures and methods and routes of waste disposal. 8. Final classification of proposal: Revise provisional classification to take account of all the other factors in stages 5 and 6 of the risk assessment (RAs). Read across from the Table the measures necessary to apply. (Note that measures adopted for factors unrelated to the RAs such as convenience, product protection, are irrelevant when determining classification). What Notification requirements then follow? Is derogation against certain measures or for reduced classification required or worth pursuing? FOR COMMITTEE USE ONLY Date proposal examined by Genetic Modification Safety Committee: Approved Not approved (DELETE ONE) Signature of GM-BSO: Date: 3