Appendix A-5 DSF Demonstration Scenario No.5: China Dams Mekong River Commission - Water Utilisation Project Component A: Development of Basin Modelling Package and Knowledge Base (WUP-A) Technical Reference Report:: DSF 650 DSF Testing and Evaluation Contents 5 Demonstration Scenario 5: Impact of Proposed China Dams 5.1 Scenario Objective 5.2 Specification of Scenarios in the DSF 5.2.1 Climate Component 5.2.2 System Demand Component 5.2.3 Assumed Interventions Component 5.3 Model Setup 5.3.1 SWAT Models 5.3.2 IQQM Model 5.3.3 iSIS Model 5.4 Demonstration Scenario 3: Impact of China Dams – Test Results: Primary Level 5.5 Scenario 5: China Dams – Test Results: Secondary Level 5.5.1 Test 1: Acceptable Minimum Monthly Dry Season Flow 5.5.2 Test 2: Acceptable Reverse flow of Tonle Sap in Wet Season 5.5.3 Test 3: Average Daily Peak Main Stream Flow in the Flood Season 5.5.4 Test 4: Extent and Duration of Flooding 5.5.5 Test 5: Extent and Duration of Saline Intrusion 5.5.6 Test 6: Irrigated agriculture performance 5.5.7 Test 7: Degree of Connection for Fisheries Purposes 5.5.8 Impacts on flows in the tidal areas 5.6 Conclusions and Recommendations 106727594 A.5-ii 5 5 5 5 5 6 6 6 6 8 9 11 11 19 21 23 26 27 27 27 30 Mekong River Commission - Water Utilisation Project Component A: Development of Basin Modelling Package and Knowledge Base (WUP-A) Technical Reference Report:: DSF 650 DSF Testing and Evaluation Figures Figure A 5-1: China Dams verses Baseline Scenario flows at Vientiane (1997 – 2000) 11 Figure A 5-2: China Dams verses Baseline Scenario flows at Kratie (1997 – 2000) 12 Figure A 5-3: Dry season flow duration curves for Vientiane and Kratie (dry season; 1 Dec – 31 May data period; 1 Dec 1985 – 31 Dec 2000) 16 Figure A 5-4: Percentile flow distribution of 90 %, 50% and 10% at Vientiane with comparisons to Baseline conditions for 50% and 10% (dotted lines) – truncated vertical axis 16 Figure A 5-5: Percentile flow distribution of 90 %, 50% and 10% at Kratie with comparisons to Baseline conditions (dotted lines) 17 Figure A 5-6: Percentile flow distribution of 90 %, 50% and 10% at Kratie with comparisons to Baseline conditions (dotted lines) – truncated vertical axis 17 Figure A 5-7: Annual flood frequency at Kratie Figure A 5-8: Daily flows showing high flows for Vientiane and Kratie (Feb 1985 – Dec 2000) 21 Figure A 5-9 Map showing the difference in inundated area downstream Kratie for peak flood conditions in year 2000 (Baseline Conditions verses China Dams) 24 Figure A 5-10 Map showing the difference in the depth-duration >0.5 m for year 2000 (Baseline Conditions verses China Dams) 20 25 Figure A 5-11: Map of maximum inundated area in the year 2000 for the China Dams Scenario 26 Figure A 3-11 Comparison of flows at Chau Doc for year 2000 (Baseline Conditions versus China dams scenario) 27 Figure A 3-12 Comparison of flows at Tan Chau for year 2000 (Baseline Conditions versus China dams scenario) 106727594 A.5-iii 27 Mekong River Commission - Water Utilisation Project Component A: Development of Basin Modelling Package and Knowledge Base (WUP-A) Technical Reference Report:: DSF 650 DSF Testing and Evaluation Figure A 3-13 Comparison of flows at Phnom Penh (Mekong) for year 2000 (Baseline Conditions versus China dams scenario) 28 Tables Table A 5-1: Between scenario comparison of annual minimum daily flows (cumec) over 15 years (1986 – 2000) .........................................................................................................13 Table A 5-2: Mean daily dry season flow for each month of the dry season ...............................14 Table A 5-3: Mean start and end of the dry season based on the Baseline Scenario’s median annual flow (Oct 1985 – Dec 2000) .............................................................................17 Table A 5-4: Duration of Stable Flow Conditions relative to the Baseline Scenario (days) (Oct 1985 – Dec 2000) ............................................................................................................19 Table A 5-5: Mean annual peak daily flow at Kratie.........................................................................20 Table A 5-6: Comparison of Highest and Average Annual Peak Daily Flows ............................22 Table A 5-7: Comparison of flood return periods for mainstream monitoring sites ..................23 Table A 5-8: Maximum inundation areas by depth class in the year 2000 ....................................25 Table A 5-9: Maximum dry-season salinity intrusion areas .............................................................26 Table A 3-12: Impacts of China dams scenario on flows and water levels at Chau Doc, Tan Chau and Phnom Penh (Mekong) for year 2000 .......................................................29 106727594 A.5-iv All assessments are made for DEMONSTRATION purposes only 5 Mekong River Commission - Water Utilisation Project Component A: Development of Basin Modelling Package and Knowledge Base (WUP-A) Technical Reference Report:: DSF 650 DSF Testing and Evaluation Demonstration Scenario 5: Impact of Proposed China Dams 5.1 Scenario Objective This demonstration scenario represents the impact of an additional large dam in the Yunnan Province of the People’s Republic of China; based on the bigger of those proposed or under construction, i.e. Nuozhadu. The purpose of both these dams is hydro-power generation. It is believed that at least one dam is currently under construction. The impact of these dams will be additional to the two existing dams on the mainstem of the Mekong River in Yunnan. Of concern is the potential increase in dry season flows, decrease in peak wet season flows and a delay in the on-set of the wet season. The scale these impacts will be a function of the dams’ active storage capacity relative to the annual flow. 5.2 Specification of Scenarios in the DSF 5.2.1 Climate Component Climate conditions prevailing for the Demonstration Scenario 1: Baseline Conditions were utilised also for this demonstration scenario. Consequently, no changes were required to the evapo-transpiration, precipitation or temperature parameters or model configuration. 5.2.2 System Demand Component The new Chinese hydro-power dams effectively introduced an instream demand, simulated through the operational release rules for those dams. These release rules are included in the new dam nodes in the extended IQQM model. Apart from location, the only known parameter of the proposed dams was their proposed maximum storage volumes. Hence all other parameters were simplified assumptions, including the release rates for power production and during times of spillway flow. 106727594 A.5- 5 All assessments are made for DEMONSTRATION purposes only Mekong River Commission - Water Utilisation Project Component A: Development of Basin Modelling Package and Knowledge Base (WUP-A) Technical Reference Report:: DSF 650 DSF Testing and Evaluation Consumptive water demands within the LMB were not altered from Baseline Conditions for any water use sector, i.e. irrigation, urban or industrial. This allows the potential positive and negative impacts of the new Chinese dams to be quantified at all reporting sites without complication by various changes in use due to altered water availability. 5.2.3 Assumed Interventions Component Little is known of the structural and operational parameters of the eight proposed dams in Yunnan Province PDR of China. Two of these dams are either under construction, or are imminent. Apart from their approximate total capacity and approximate location, no other information was known, hence a number of assumptions were made with respect to turbine and spillway release rates, active storage, etc. Consequently, only one dam was introduced to represent these two possible dams. It is based on the bigger of the two, i.e. Nuozhadu Dam. 5.3 Model Setup 5.3.1 SWAT Models Model Configuration No changes were required to the configuration of SWAT models Model Input Variables No changes were required to the variables used in the Baseline Conditions. 5.3.2 IQQM Model Model Configuration The Baseline scenario IQQM model did not include representation of the existing dams in China due to lack of data on those dams. Given the minimal available data on the storage or operational parameters, of both the existing dams and proposed dams (modelled as one), some major simplifications were made in simulating the two new dams. 106727594 A.5- 6 All assessments are made for DEMONSTRATION purposes only Mekong River Commission - Water Utilisation Project Component A: Development of Basin Modelling Package and Knowledge Base (WUP-A) Technical Reference Report:: DSF 650 DSF Testing and Evaluation First it was noted that the two new dams are both upstream of the existing dams. Therefore to properly simulate the new dams, the existing dams should also be modelled. However, with the limited data and time, it was decided that this type of scenario could be adequately demonstrated by assuming that both new dams were downstream of the existing dams. This allowed the existing China inflow data at the upper end of the LMB to be used as inputs to the new dams. The existing upstream Kratie IQQM model was extended upstream by the addition of new river nodes and a new dam node to represent the new dam. The flows routed by these nodes then formed the input to the previous upstream limit of the model. Model Input Variables Apart from the introduction of the new river and dam nodes, no changes were required to the input variables. The following parameters were assumed for the new dam: Assumed total storage 24.7 x 103 MCM Assumed dead storage 12.7 x 103 MCM These figures are close to figures quoted in Plinston and Daming. In addition: Storage curve, valve release curves, and spillway characteristics were based on the volume of a prism formula (based on an Excel spreadsheet, "Dam Calcsheet.xls" used for Nam Ngum dam in Laos PDR) Hydropower release rate was assumed to be 1200 m3/s, which is approximately equal to the median daily flow at the Chinese Border Evaporation and precipitation on the storage was assumed to be zero A key simplification in introducing the new dam, was that it was placed at the Laos border. This was because the current demonstration Baseline Scenario does not model flows in China. Therefore, as noted above, if the new dam had been placed in the true geographic position, it would have been upstream of existing dams and would have commanded only a fraction of the catchment upstream of the Laos border. There is no information on which to base the portion of flows that would be captured by the dam at that location, nor the release rules and other structural parameters of the existing dams. In effect, it would have required not just the 106727594 A.5- 7 All assessments are made for DEMONSTRATION purposes only Mekong River Commission - Water Utilisation Project Component A: Development of Basin Modelling Package and Knowledge Base (WUP-A) Technical Reference Report:: DSF 650 DSF Testing and Evaluation introduction of the new dam, but the existing ones as well. This was beyond the intent of the demonstration scenario and well beyond any reasonable assumptions that could be made with the information at hand. The decision was made to introduce the simple dam outlined above, such that the general nature of the impacts could be demonstrated. 5.3.3 iSIS Model Model Configuration No changes were required. Model Input Variables No changes were required. 106727594 A.5- 8 Mekong River Commission - Water Utilisation Project Component A: Development of Basin Modelling Package and Knowledge Base (WUP-A) Technical Reference Report:: DSF 650 DSF Testing and Evaluation All assessments are made for DEMONSTRATION purposes only 5.4 Demonstration Scenario 3: Impact of China Dams – Test Results: Primary Level Tests 1 to 3 : MRC Agreement, Article 6 requirements Tests against Article 6 Scenario conforms? Most Critical Location? By how much? Test 1: Acceptable Minimum Monthly Dry Season Flow No Kratie Flows decrease by up to 6% in January Test 2: Acceptable Reverse flow of Tonle Sap in Wet Season Yes Kratie* Mean annual peak flows not changed Test 3: Average Daily Peak Main Stream Flow in the Flood Season Yes N/A Mean annual peak flows not changed by more than 1% at any site * As defined in the 1995 Mekong Agreement Test 4: Extent and Duration of Flooding (km2) – downstream of Kratie Flooded Area >0.5 m by Duration (km2) Year 2000 (Wet Year) Scenario > 1 day > 1 mth > 2 mths > 4 mths > 6 mths Baseline Conditions 59,300 55,444 51,687 43,679 29,650 Scenario 5: China Dams 59,233 55,402 51,630 43,570 29,617 Difference Area (km2) -67 -42 -57 -109 -33 Difference Percent (%) -0.1 -0.1 -0.1 -0.2 -0.1 Test 5: Extent of Saline Intrusion (km2) – in the delta. Potential Saline Areas by Salinity Class (km2) Jan 2000 – June 2000 Scenario Baseline Conditions > 1 g/l China Dams Scenario 106727594 Difference Area (km2) Difference Percent (%) > 4 g/l > 8 g/l > 15 g/l 19,153 17,593 16,786 15,253 19,153 0 17,593 0 16,786 0 15,253 0 0.0 0.0 0.0 0.0 A.5- 9 Mekong River Commission - Water Utilisation Project Component A: Development of Basin Modelling Package and Knowledge Base (WUP-A) Technical Reference Report:: DSF 650 DSF Testing and Evaluation All assessments are made for DEMONSTRATION purposes only Test 6: Irrigated agriculture performance Total Deficit Upstream of Kratie (million hectare days) Baseline Conditions 42.77 Scenario Illustrations of approach in Scenarios (1) – (3) Difference (million hectare days) - Difference (%) - Test 7: Degree of Connection for Fisheries Purposes Maximum Connected River Length (km) Maximum Flooded Area (>0 m) (downstream Kratie) (km2) Baseline Conditions 45,571 26,918 Scenario 5: China Dams 45,571 26,973 106727594 Difference (hectare days) 0 54.9 Difference (%) 0 0.2 A.5- 10 Mekong River Commission - Water Utilisation Project Component A: Development of Basin Modelling Package and Knowledge Base (WUP-A) Technical Reference Report:: DSF 650 DSF Testing and Evaluation All assessments are made for DEMONSTRATION purposes only 5.5 Scenario 5: China Dams – Test Results: Secondary Level 5.5.1 Test 1: Acceptable Minimum Monthly Dry Season Flow Figure A 5-1 and Figure A 5-2 display daily flows for the last three years for Vientiane and Kratie. The difference between them is shown by the residual series (lowest black line). The negative values of the residual line indicate that the impact of the new China Dams is to substantially lower the early wet season flows, sometimes by over 4,000 cumec. This volume is redistributed to the dry season, as evidenced by the higher dry season flows. Time Series Analysis Tool 17,000 16,000 15,000 14,000 13,000 12,000 11,000 Flow(cumecs) 10,000 9,000 8,000 7,000 6,000 5,000 4,000 3,000 2,000 1,000 0 -1,000 -2,000 -3,000 -4,000 26/03/1998 24/07/1998 21/11/1998 21/03/1999 19/07/1999 16/11/1999 15/03/2000 13/07/2000 10/11/2000 01/Feb/1985 - 31/Dec/2000 Figure A 5-1: 106727594 China Dams verses Baseline Scenario flows at Vientiane (1997 – 2000) A.5- 11 All assessments are made for DEMONSTRATION purposes only Mekong River Commission - Water Utilisation Project Component A: Development of Basin Modelling Package and Knowledge Base (WUP-A) Technical Reference Report:: DSF 650 DSF Testing and Evaluation Time Series Analysis Tool 50,000 45,000 40,000 Flow(cumecs) 35,000 30,000 25,000 20,000 15,000 10,000 5,000 0 26/11/1997 26/03/1998 24/07/1998 21/11/1998 21/03/1999 19/07/1999 16/11/1999 15/03/2000 13/07/2000 10/11/2000 01/Feb/1985 - 31/Dec/2000 Figure A 5-2: China Dams verses Baseline Scenario flows at Kratie (1997 – 2000) Differences between the Baseline and China Dams Scenarios’ lowest minimum flows, on an annual basis, are presented in Table A 5-1. The table compares both the extreme lowest daily flow over the entire 16 years, as well as the mean annual lowest flow. The new China Dams cause a dramatic increase in lowest and mean minimum annual dry season flows at all but Kratie where the increase is just 2% and 4% respectively. At all other sites, the increase is well over 10%, becoming 250% and 68% respectively at Chiang Saen. This is due to the steady release of water from the dams for hydropower generation during the dry season that was stored from the previous wet season. 106727594 A.5- 12 Mekong River Commission - Water Utilisation Project Component A: Development of Basin Modelling Package and Knowledge Base (WUP-A) Technical Reference Report:: DSF 650 DSF Testing and Evaluation All assessments are made for DEMONSTRATION purposes only Table A 5-1: Between scenario comparison of annual minimum daily flows (cumec) over 15 years (1986 – 2000) Chiang Saen Lowest Annual Minimum Baseline Flow China Dams Lowest Annual Min. Flow Difference in lowest (cumec) Difference in lowest (%) Baseline Mean Annual Minimum Flow China Dams Mean Annual Min. Flow Difference in mean (cumec) Difference in mean (%) Luang Prabang Vientiane Nakhom Phanom Mukdahan Pakse Stung Treng 338 582 680 909 975 1,014 1,328 1,324 1,182 844 250 713 1,198 486 68 1,156 574 99 803 1,245 442 55 1,085 404 59 844 1,158 314 37 1,187 278 31 1,220 1,489 269 22 1,191 217 22 1,235 1,499 265 21 1,232 218 22 1,298 1,551 253 19 1,556 227 17 1,814 2,061 248 14 1,353 28 2 1,819 1,896 77 4 Using Test 1.1, the mean daily dry season flows for each month of the dry season are tabulated below in Table A 5-2. Whilst the differences do not exceed one standard deviation, there are some percentage increases in excess of 10% between the Baseline and China Dams scenarios at all sites for two or more months of the dry season. All sites except Kratie show a greater than one standard deviation increase in mean monthly flows for at least the three months February to April, with the March increase of 39% at Chiang Saen being the maximum change. The maximum increase at other sites is also felt in March, except for Mukdahan where the April increase is marginally higher and at Kratie, where its 11% increase is also in April. It is this lag in flows down the river due to travel time that results in the maximum effect of the dams being felt at Kratie one month after the Baseline’ minimum annual flow, thereby explaining why the increases in the Kratie’s annual minimum flows (Table A 5-1 above) is so small relative to the other sites, particularly Stung Treng not far upstream. Opposing these increases are smaller decreases earlier in the dry season, not exceeding 6%. From Nakhon Phnom downstream flows decrease slightly in January. For Kratie they decrease in January and March, remaining unchanged in February. 106727594 A.5- 13 Kratie Mekong River Commission - Water Utilisation Project Component A: Development of Basin Modelling Package and Knowledge Base (WUP-A) Technical Reference Report:: DSF 650 DSF Testing and Evaluation All assessments are made for DEMONSTRATION purposes only Table A 5-2: Mean daily dry season flow for each month of the dry season Station Name Scenario Chiang Saen Base Line mean B-L Std Dev China Dams Dec Difference (cumec) Luang Prabang Difference (cumec) Difference (%) Base Line mean B-L Std Dev China Dams Difference (cumec) Nakhon Phanom Difference (cumec) Mukdahan Difference (cumec) Pakse - Difference (%) Base Line mean B-L Std Dev China Dams Difference (cumec) Difference (%) 106727594 - Difference (%) Base Line mean B-L Std Dev China Dams Difference (cumec) Kratie - Difference (%) Base Line mean B-L Std Dev China Dams Difference (cumec) Stung Treng - Difference (%) Base Line mean B-L Std Dev China Dams - Mar 1150 149 1,294 944 137 1,216 66 144 272 April May 876 137 1,215 939 169 1,234 339 295 1421 302 1,433 12 4 12 29 39 31 1 2182 344 2,229 1436 239 1,600 1105 174 1,279 980 169 1,246 1126 197 1,394 1778 416 1,953 47 164 174 266 268 175 2 11 16 27 24 10 2170 351 2,183 1383 241 1,529 1065 132 1,279 975 158 1,246 1145 165 1,394 1897 467 1,953 13 146 214 271 249 Difference (%) Base Line mean Standard Deviation China Dams Feb 1580 224 1,646 Difference (%) Base Line mean B-L Std Dev China Dams Vientiane Jan 56 1 11 20 28 22 3 3053 464 2,985 1888 400 2,038 1462 189 1,665 1362 228 1,630 1614 243 1,879 2908 772 3,031 68 150 203 268 265 123 -2 8 14 20 16 4 3111 474 3,025 1907 413 2,056 1473 192 1,675 1389 232 1,658 1676 256 1,946 3063 785 3,196 86 149 202 269 270 133 -3 8 14 19 16 4 3600 530 3,442 2046 471 2,197 1537 212 1,741 1474 264 1,745 1969 367 2,240 3795 1233 3,937 151 204 271 271 142 158 -4 7 13 18 14 4 5482 688 5,277 3077 753 3,281 2259 384 2,498 2025 359 2,322 2512 501 2,810 4724 1747 4,917 204 239 297 298 193 205 -4 7 11 15 12 4 5618 760 5,289 3130 794 3,119 2283 406 2,240 2044 370 2,153 2552 532 2,839 4851 1830 5,049 109 287 198 329 -6 11 0 43 -2 5 11 A.5- 14 4 Mekong River Commission - Water Utilisation Project Component A: Development of Basin Modelling Package and Knowledge Base (WUP-A) Technical Reference Report:: DSF 650 DSF Testing and Evaluation All assessments are made for DEMONSTRATION purposes only Test 1.2 compares the dry season flow duration curves (daily flows between 1 Dec and 31 May) for two representative mainstream primary reporting stations, Vientiane and Kratie (Figure A 5-3). The curves present the cumulative duration (frequency) of flows equal to or greater than each flow level. It can be seen that whilst there are differences in flows between the two scenarios at both sites, they are most noticeable at Vientiane where they can be seen best in the truncated annual distribution plot (Figure A 5-4). Figure A 5-4 to Figure A 5-6 provide a between scenario comparison for the 90, 50 and 10 percentile flow volumes by month (in million cubic metres, MCM) over the whole year for Vientiane and Kratie respectively. Whilst these curves are generated directly in the DSF, the data they draw on is effectively obtained by ‘reading off’ values from the types of flow duration curves shown in Figure A 5-3, but calculated for each month not the entire dry season. The vertical axis in Figure A 5-4 and Figure A 5-6 are truncated to highlight the differences in dry season flows. These curves confirm that the greatest dry season differences in the between the Baseline and China Dams Scenarios are at Vientiane. They also show that the changes at Vientiane are of the same scale for both the 50th and 90th percentile flows and somewhat less for the 10th percentile flows. cumecs Flow: Exceedence-Probability 10,000 9,500 9,000 8,500 8,000 7,500 7,000 6,500 6,000 5,500 5,000 4,500 4,000 3,500 3,000 2,500 2,000 1,500 1,000 500 0 5 10 15 20 25 g b c d e f b c d e f g b c d e f g b c d e f g 106727594 30 35 40 45 50 55 60 65 Cumulative Exceedence Probability % 70 75 80 85 90 95 100 [S12] Vientiane ([01/Dec-31/May], 85-00) [S12] Kratie ([01/Dec-31/May], 85-00) [S7] Kratie ([01/Dec-31/May], 85-00) [S7] Vientiane ([01/Dec-31/May], 85-00) A.5- 15 Mekong River Commission - Water Utilisation Project Component A: Development of Basin Modelling Package and Knowledge Base (WUP-A) Technical Reference Report:: DSF 650 DSF Testing and Evaluation All assessments are made for DEMONSTRATION purposes only Figure A 5-3: Dry season flow duration curves for Vientiane and Kratie (dry season; 1 Dec – 31 May data period; 1 Dec 1985 – 31 Dec 2000) Flow: Percentile Distribution 10,000 9,500 9,000 8,500 8,000 Monthly Total [MCM] 7,500 7,000 6,500 6,000 5,500 5,000 4,500 4,000 3,500 3,000 2,500 2,000 1,500 Jan Feb g b c d e f b c d e f g b c d e f g Figure A 5-4: Mar Apr May Jun Jul b c d e f [S12] Vientiane 50%ile (85-00) g b c d e f [S12] Vientiane 90%ile (85-00) g b c d e f [S12] Vientiane 10%ile (85-00) g Aug Sep Oct Nov Dec [S7] Vientiane 50%ile (85-00) [S7] Vientiane 90%ile (85-00) [S7] Vientiane 10%ile (85-00) Percentile flow distribution of 90 %, 50% and 10% at Vientiane with comparisons to Baseline conditions for 50% and 10% (dotted lines) – truncated vertical axis Flow: Percentile Distribution 120,000 110,000 100,000 Monthly Total [MCM] 90,000 80,000 70,000 60,000 50,000 40,000 30,000 20,000 10,000 Jan Feb g b c d e f b c d e f g b c d e f g 106727594 Mar Apr May Jun b c d e f [S12] Kratie 10%ile (85-00) g b c d e f [S12] Kratie 50%ile (85-00) g b c d e f [S12] Kratie 90%ile (85-00) g Jul Aug Sep Oct Nov Dec [S7] Kratie 10%ile (85-00) [S7] Kratie 50%ile (85-00) [S7] Kratie 90%ile (85-00) A.5- 16 Mekong River Commission - Water Utilisation Project Component A: Development of Basin Modelling Package and Knowledge Base (WUP-A) Technical Reference Report:: DSF 650 DSF Testing and Evaluation All assessments are made for DEMONSTRATION purposes only Figure A 5-5: Percentile flow distribution of 90 %, 50% and 10% at Kratie with comparisons to Baseline conditions (dotted lines) Flow: Percentile Distribution 19,000 18,000 17,000 16,000 15,000 Monthly Total [MCM] 14,000 13,000 12,000 11,000 10,000 9,000 8,000 7,000 6,000 5,000 4,000 3,000 Jan Feb g b c d e f b c d e f g b c d e f g Figure A 5-6: Mar Apr May Jun b c d e f [S12] Kratie 10%ile (85-00) g b c d e f [S12] Kratie 50%ile (85-00) g b c d e f [S12] Kratie 90%ile (85-00) g Jul Aug Sep Oct Nov Dec [S7] Kratie 10%ile (85-00) [S7] Kratie 50%ile (85-00) [S7] Kratie 90%ile (85-00) Percentile flow distribution of 90 %, 50% and 10% at Kratie with comparisons to Baseline conditions (dotted lines) – truncated vertical axis Low flow variability is quantified by Test 1.3. One part of this test is provided by Table A 5-3 which tabulates the start, end and duration of the dry season (where the definition of the dry season is based on the flows below the median flow under Baseline Conditions). Only at Chiang Saen is there an increase greater than 10% in the duration of the dry season, although there are also minimal increases at Luang Prabang, Vientiane and Kratie. The other sites display either no change or a slight reduction in durations. Table A 5-3: Mean start and end of the dry season based on the Baseline Scenario’s median annual flow (Oct 1985 – Dec 2000) Reporting Site Chiang Saen (Sc1 median = 1,768) Luang Prabang (Sc1 median = 2,355) 106727594 Baseline Start Date End Date Duration (days) Start Date End Date 9-Dec 27-May 168 8-Dec 4-Jun China Dams 6-Dec 4-Jun 179 6-Dec 8-Jun Difference (days) -3 8 11 -2 4 A.5- 17 All assessments are made for DEMONSTRATION purposes only Reporting Site Vientiane (Sc1 median = 2,416) Nakhon Phanom (Sc1 median = 3,869) Mukdahan (Sc1 median = 4,028) Pakse (Sc1 median = 4,972) Stung Treng (Sc1 median =7, 189) Kratie (Sc1 median = 7,369) Mekong River Commission - Water Utilisation Project Component A: Development of Basin Modelling Package and Knowledge Base (WUP-A) Technical Reference Report:: DSF 650 DSF Testing and Evaluation Baseline Duration (days) Start Date End Date Duration (days) Start Date End Date Duration (days) Start Date End Date Duration (days) Start Date End Date Duration (days) Start Date End Date Duration (days) Start Date End Date Duration (days) 178 5-Dec 3-Jun 180 30-Nov 1-Jun 183 29-Nov 31-May 184 28-Nov 29-May 182 4-Dec 1-Jun 179 4-Dec 1-Jun 180 China Dams 184 5-Dec 4-Jun 181 29-Nov 29-May 181 28-Nov 29-May 182 26-Nov 27-May 182 2-Dec 1-Jun 181 30-Nov 1-Jun 184 Difference (days) 6 0 1 1 -1 -3 -2 -1 -2 -2 -2 -2 0 -2 0 2 -4 0 4 Relative flow height changes are analysed by the low flow variability tool. Table A 5-4 shows the median duration of events where the flow does not change by more than 10% of the median annual flow for at least 30 days. Chiang Saen, Luang Prabang, Pakse and Stung Treng all exhibit substantially longer mean durations of stable events, with smaller increases at other sits, except Mukdahan which displays a decrease of eight days. The increases at Luang Prabang and particularly Chiang Saen at double the Baseline’s mean duration, are dramatic. They are evidence of the stable flow conditions imposed by artificially high dry season flows created by the hydro-power releases from the new China dams. The peak in higher durations at Pakse and Stung Treng can not easily be explained, but are probably due to the lag in flows down the system that cause the new mainstream flows to be more, or less coincident with tributary inflows, thereby evening out the mainstream flow at these locations. 106727594 A.5- 18 All assessments are made for DEMONSTRATION purposes only Table A 5-4: Mekong River Commission - Water Utilisation Project Component A: Development of Basin Modelling Package and Knowledge Base (WUP-A) Technical Reference Report:: DSF 650 DSF Testing and Evaluation Duration of Stable Flow Conditions relative to the Baseline Scenario (days) (Oct 1985 – Dec 2000) (Where flows change by < 10% of the Baseline Condition’s mean annual flow for events of at least 30 days duration) Reporting Site Baseline Annual Median Flow (cumec) Mean Number of Days of Stable Flow per event Baseline Conditions China Dams Difference Difference (days) (%) Chiang Saen 1,768 50 151 101 203 Luang Prabang 2,355 44 53 9 21 Vientiane 2,416 56 61 5 9 Nakhom Phanom 3,869 57 59 2 3 Mukdahan 4,028 62 57 -5 -8 Pakse 4,972 62 69 7 11 Stung Treng 7,189 57 65 9 15 Kratie 7,369 56 58 2 4 5.5.2 Test 2: Acceptable Reverse flow of Tonle Sap in Wet Season Test 2.1 compares the mean peak annual wet season (daily) flows and standard deviation for Baseline Conditions with the development scenario at Kratie. The 1995 Mekong Agreement defines wet season flows at Kratie as the basis for determining if acceptable inundation level in Tonle Sap lake is achieved. Consequently, the difference between mean peak annual wet season flows at Kratie are compared for Baseline and China dam conditions in Table A 5-5. Surprisingly, there is only a 0.2% decrease in mean annual flow, whereas a larger decrease might have been expected. Obviously, the impact of the dams filling at the commencement of the wet season each year does not impact on the peak flows on average. Figure A 5-7 displays the relationship of peak annual discharge with the average annual return period. Tabular values are presented in Table A 5-7. 106727594 A.5- 19 Mekong River Commission - Water Utilisation Project Component A: Development of Basin Modelling Package and Knowledge Base (WUP-A) Technical Reference Report:: DSF 650 DSF Testing and Evaluation All assessments are made for DEMONSTRATION purposes only Table A 5-5: Mean annual peak daily flow at Kratie Reporting Site Baseline Conditions Mean Annual Peak Flow (cumec) 44,651 Kratie China Dams Standard Deviation (cumec) 9,785 Difference Mean Annual Peak Flow (cumec) 44,748 cumec 97 Annual Flood Frequency Analysis Kratie K = 0.152: Flow (Simulated flow) (cumecs) 105,000 100,000 95,000 90,000 85,000 80,000 75,000 70,000 65,000 60,000 55,000 50,000 45,000 40,000 35,000 30,000 25,000 20,000 15,000 10,000 5,000 0 1 2 g b c d e f b c d e f g 4 5 10 20 25 Return Period (years) [S12] Kratie - Gringorten (1985-2000) c d e f g 50 100 200 500 [S12] EV1 Kratie - Gringorten (1985-2000) [S12] GEV Kratie - Gringorten (1985-2000) Figure A 5-7: Annual flood frequency at Kratie The peak water levels and Tonle Sap inundated area is shown in Error! Reference source not found. for the wet season of the year 2000 (an above average wet season flood of about 1 in 15 years return period under Baseline Conditions). 106727594 A.5- 20 % -0.2 All assessments are made for DEMONSTRATION purposes only 5.5.3 Mekong River Commission - Water Utilisation Project Component A: Development of Basin Modelling Package and Knowledge Base (WUP-A) Technical Reference Report:: DSF 650 DSF Testing and Evaluation Test 3: Average Daily Peak Main Stream Flow in the Flood Season A portion of the daily flow time-series data are plotted in Figure A 5-8 to provide a visual reference as the scale of changes between the Baseline and China dam Scenarios. Only two stations have been plotted to retain clarity. Time Series Analysis Tool 55,000 50,000 45,000 Flow(cumecs) 40,000 35,000 30,000 25,000 20,000 15,000 10,000 5,000 0 26/11/1997 26/03/1998 24/07/1998 21/11/1998 21/03/1999 19/07/1999 16/11/1999 15/03/2000 13/07/2000 10/11/2000 g b c d e f b c d e f g b c d e f g b c d e f g Vientiane: Flow (Simulated flow) [WUPA Scenario 5 - China Dams] Kratie: Flow (Simulated flow) [WUPA Scenario 5 - China Dams] Vientiane: Flow (Simulated flow) [WUPA Scenario 1 - Baseline] Kratie: Flow (Simulated flow) [WUPA Scenario 1 - Baseline] 01/Feb/1985 - 31/Dec/2000 Figure A 5-8: Daily flows showing high flows for Vientiane and Kratie (Feb 1985 – Dec 2000) As can be seen from Table A 5-6 the highest annual flood over the 16 year period decreased by no more than 3% under the China Dams scenario and then only at the two most upstream sites. The highest peak flow increased by 3% and 2% at Luang Prabang and Vientiane, whilst slight decreases or no change were felt and the other sites. Mean annual flood peaks display effectively no change, the greatest difference being 1% or less. The impact of the China Dams is therefore confined to the early part of the wet season, with no discernable impact on peak flows. 106727594 A.5- 21 Mekong River Commission - Water Utilisation Project Component A: Development of Basin Modelling Package and Knowledge Base (WUP-A) Technical Reference Report:: DSF 650 DSF Testing and Evaluation All assessments are made for DEMONSTRATION purposes only Table A 5-6: Baseline China Dams Comparison of Highest and Average Annual Peak Daily Flows Highest Annual Peak Flow Highest Annual Peak Flow Difference - highest (cumec) Difference - highest (%) Baseline Mean Annual Peak Flow China Dams Mean Annual Peak Flow Difference in means (cumec) Difference - means (%) Chiang Saen Luang Prabang Vientiane Nakhom Phanom Mukdahan Pakse Stung Treng Kratie 13,300 17,997 17,830 31,654 35,195 47,212 66,067 67,268 12,889 18,599 18,139 31,496 35,000 47,030 65,917 67,122 -411 603 309 -158 -195 -183 -151 -145 -3 3 2 -1 -1 -0.4 -0.2 -0.2 9,754 14,058 14,733 23,828 25,827 34,035 43,502 44,651 9,775 14,158 14,925 23,837 25,847 34,001 43,556 44,748 21 100 192 9 20 -34 54 97 0.2 1 1 0.0 0 -0.1 0.1 0.2 In addition to the comparison of average annual flood peaks, Table A 5-7 shows the changes in peak flows for different return periods for each mainstream monitoring site. As would be expected, the changes in peak flows (cumec) for each return period are zero or nearly zero for most sites. They largely mirror the changes in mean and extreme peak values shown above in Table A 5-6. The exception is Chiang Saen, which shows an increasing reduction in peak annual flows at less frequent return periods, cumulating in a 6% reduction for the 100 year event. Figure A 5-7 above provides a graphical representation of the Annual Flood Frequency Curve at Kratie, this being a critical location for determining changes in flooding in both the Tonle Sap Lake and the Cambodian and Vietnamese floodplain areas. 106727594 A.5- 22 Mekong River Commission - Water Utilisation Project Component A: Development of Basin Modelling Package and Knowledge Base (WUP-A) Technical Reference Report:: DSF 650 DSF Testing and Evaluation All assessments are made for DEMONSTRATION purposes only Table A 5-7: Comparison of flood return periods for mainstream monitoring sites (Changes >10% highlighted in bold) Main Stations Scenarios Return Periods (years) 2 Chiang Saen Luang Prabang Vientiane Nakhon Phanom Mukdahan Pakse Stung Treng Kratie 5.5.4 Baseline China Dams % change Baseline China Dams % change Baseline China Dams % change Baseline China Dams % change Baseline China Dams % change Baseline China Dams % change Baseline China Dams % change Baseline China Dams % change 10,126 10,161 0.3 15,112 15,011 -1 15,914 15,927 0.1 24,500 24,439 -0.3 26,092 26,084 -0.0 33,803 33,682 -0.4 42,795 42,750 -0.1 43,989 43,983 -0.0 5 11,815 11,553 -2 16,922 16,746 -1 17,265 17,361 1 27,817 27,902 0.3 30,321 30,439 0.4 40,261 40,180 -0.2 51,347 51,210 -0.3 52,622 52,514 -0.2 10 20 50 100 12,449 12,030 -3 17,402 17,241 -1 17,556 17,709 1 29,091 29,280 1 32,265 32,464 1 43,678 43,686 0.0 56,199 56,101 -0.2 57,476 57,405 -0.1 12,844 12,318 -4 17,631 17,492 -1 17,676 17,865 1 29,896 30,173 1 33,672 33,943 1 46,435 46,555 0.3 60,327 60,323 -0.0 61,578 61,600 0.0 13,159 12,553 -5 17,769 17,652 -1 17,737 17,952 1 30,551 30,922 1 35,003 35,355 1 49,373 49,666 1 64,998 65,180 0.3 66,184 66,391 0.3 13,305 12,553 -6 17,816 17,711 -1 17,754 17,979 1 30,858 31,284 1 35,731 36,136 1 51,189 51,620 1 68,062 68,417 1 69,182 69,561 1 Test 4: Extent and Duration of Flooding Figure A 5-9 shows the difference in inundated area for peak flood conditions in the year 2000. As would be expected from the above time-series analysis results, there is little difference between the two scenarios, with the differences in depth being not more than a 0.1 m reduction in peak flood levels throughout the area downstream of Kratie. 106727594 A.5- 23 All assessments are made for DEMONSTRATION purposes only Figure A 5-9 Mekong River Commission - Water Utilisation Project Component A: Development of Basin Modelling Package and Knowledge Base (WUP-A) Technical Reference Report:: DSF 650 DSF Testing and Evaluation Map showing the difference in inundated area downstream Kratie for peak flood conditions in year 2000 (Baseline Conditions verses China Dams) Figure A 5-10 shows the difference in the duration of inundation of depth greater than 0.5 m for the wet season of the year 2000. Half a metre was chosen for the analysis, as at this depth water begins to be a substantial influence on agriculture and transport. Again, as would be expected from the above time-series analysis results, there is little difference between the two scenarios. The differences are not more than 7 days more or less than the Baseline in either direction. 106727594 A.5- 24 Mekong River Commission - Water Utilisation Project Component A: Development of Basin Modelling Package and Knowledge Base (WUP-A) Technical Reference Report:: DSF 650 DSF Testing and Evaluation All assessments are made for DEMONSTRATION purposes only Figure A 5-10 Map showing the difference in the depth-duration >0.5 m for year 2000 (Baseline Conditions verses China Dams) The actual area of each depth class and the differences to the Baseline Conditions are tabulated in Table A 5-8. There is less than a 2% change in the area of any depth class. Table A 5-8: Maximum inundation areas by depth class in the year 2000 Flooded Area by depth class (km 2) Year 2000 (Wet Year) Scenario >0m Baseline Conditions China Dams Scenario 106727594 (km2) Difference Area Difference Percent (%) >0.5 m > 1.0 m > 2.0 m 26,918 25,594 22,203 13,255 26,973 54.9 25,625 30.8 22,220 17.1 13,232 -22.3 0.2 0.1 0.1 -0.2 A.5- 25 Mekong River Commission - Water Utilisation Project Component A: Development of Basin Modelling Package and Knowledge Base (WUP-A) Technical Reference Report:: DSF 650 DSF Testing and Evaluation All assessments are made for DEMONSTRATION purposes only 5.5.5 Test 5: Extent and Duration of Saline Intrusion Figure A 5-11 below shows the maximum saline intrusion area in the year 2000. The lack of any differences between the two scenarios is clear from Table A 5-9 which tabulates the area of each salinity exceedance class and the differences with the Baseline Scenario. Figure A 5-11: Map of maximum inundated area in the year 2000 for the China Dams Scenario Table A 5-9: Maximum dry-season salinity intrusion areas Maximum Saline Inundation by Salinity Class (km 2) Jan 2000 – June 2000 Scenario Baseline Conditions > 1 g/l China Dams Scenario 106727594 Difference Area (km2) Difference Percent (%) > 4 g/l > 8 g/l > 15 g/l 19,153 17,593 16,786 15,253 19,153 0 17,593 0 16,786 0 15,253 0 0.0 0.0 0.0 0.0 A.5- 26 Mekong River Commission - Water Utilisation Project Component A: Development of Basin Modelling Package and Knowledge Base (WUP-A) Technical Reference Report:: DSF 650 DSF Testing and Evaluation All assessments are made for DEMONSTRATION purposes only 5.5.6 Test 6: Irrigated agriculture performance See Scenarios (1) – (3) for demonstration of this test. 5.5.7 Test 7: Degree of Connection for Fisheries Purposes There is no change in the maximum longitudinal fish migration network extent within the LMB, as the China dams are located upstream of it. 5.5.8 Impacts on flows in the tidal areas Impacts of China dams scenario on flows below Kratie are illustrated by reference to representative flows in the year 2000 at Chau Doc, Tan Chau and Phnom Penh (Mekong) in the figures and table below. Figure A 5-12 Comparison of flows at Chau Doc for year 2000 (Baseline Conditions versus China dams scenario) Time Series Analysis Tool 9,000 8,000 Flow(cumecs) 7,000 6,000 5,000 4,000 3,000 2,000 1,000 15/01/2000 15/03/2000 14/05/2000 13/07/2000 [S1] Chau Doc: Flow 11/09/2000 10/11/2000 [S5] Chau Doc: Flow 01/Jan/2000 - 30/De c/2000 Figure A 5-13 Comparison of flows at Tan Chau for year 2000 (Baseline Conditions versus China dams scenario) 106727594 A.5- 27 Mekong River Commission - Water Utilisation Project Component A: Development of Basin Modelling Package and Knowledge Base (WUP-A) Technical Reference Report:: DSF 650 DSF Testing and Evaluation All assessments are made for DEMONSTRATION purposes only Time Series Analysis Tool 28,000 26,000 24,000 22,000 Flow(cumecs) 20,000 18,000 16,000 14,000 12,000 10,000 8,000 6,000 4,000 2,000 15/01/2000 15/03/2000 14/05/2000 13/07/2000 [S1] Tan Chau: Flow 11/09/2000 10/11/2000 [S5] Tan Chau: Flow 01/Jan/2000 - 30/De c/2000 Figure A 5-14 Comparison of flows at Phnom Penh (Mekong) for year 2000 (Baseline Conditions versus China dams scenario) 106727594 A.5- 28 Mekong River Commission - Water Utilisation Project Component A: Development of Basin Modelling Package and Knowledge Base (WUP-A) Technical Reference Report:: DSF 650 DSF Testing and Evaluation All assessments are made for DEMONSTRATION purposes only Time Series Analysis Tool 40,000 38,000 36,000 34,000 32,000 30,000 Flow(cumecs) 28,000 26,000 24,000 22,000 20,000 18,000 16,000 14,000 12,000 10,000 8,000 6,000 4,000 2,000 15/01/2000 15/03/2000 14/05/2000 13/07/2000 [S1] Phnom Penh (Mekong): Flow 11/09/2000 10/11/2000 [S5] Phnom Penh (Mekong): Flow 01/Jan/2000 - 30/De c/2000 Table A 5-10: Impacts of China dams scenario on flows and water levels at Chau Doc, Tan Chau and Phnom Penh (Mekong) for year 2000 Flow (m3/s) 106727594 Stage (mAD) Max Value Max Date Min Value Min Max Value Max Date Min Value Min Date Phnom Penh Mekong upstream – China Dams 40,799 18/07 1,888 03/04 9.96 16/09 0.86 02/04 Phnom Penh Mekong upstream - Baseline 40,815 18/07 1,632 03/04 9.98 16/09 0.79 02/04 Phnom Penh Mekong upstream - Difference -16 0 days 256 0 days -0.02 0 days 0.07 0 days Tan Chau – China Dams 27, 991 20/9 2,050 07/04 5.60 19/09 0.40 01/04 Tan Chau - Baseline 28,063 20/9 1,826 03/04 5.61 19/09 0.37 01/04 Tan Chau - Difference -72 0 days 224 4 days -0.01 0 days 0.03 0 days Chau Doc - China Dams 9,782 23/09 100 06/04 4.90 22/09 0.19 29/04 Chau Doc - Baseline 9,813 23/09 73 06/04 4.92 22/09 0.18 29/04 Chau Doc - Difference -31 0 days 27 0 days -0.02 0 days 0.01 0 days Date A.5- 29 All assessments are made for DEMONSTRATION purposes only 5.6 Mekong River Commission - Water Utilisation Project Component A: Development of Basin Modelling Package and Knowledge Base (WUP-A) Technical Reference Report:: DSF 650 DSF Testing and Evaluation Conclusions and Recommendations The introduction of two new large hydro-power dams in China’s Yunnan province, having a combined storage area of 27.3 million cubic meters in storage volume, has noticeable effects on the hydrology of the mainstream. Technically, the scenario marginally fails the ‘acceptable low flows in the dry season’ test, as mean daily flows decrease by up to 6% in January at Kratie. However, at Kratie and more substantially at upstream sites, monthly mean flows increase, with the highest increases of 39% being observed at Chiang Saen in March. In fact, for the months of February, March and April, flows increase by more than one standard deviation from the Baseline’s mean monthly flows for all sites but Kratie. These monthly change are mirrored on an annual basis, except that there are no decreases in either the mean minimum, or lowest minimum, annual flow. With the exception of Kratie, increases in the lowest minimum annual flow range from 250% at Chiang Saen to 17% at Stung Treng. The corresponding mean annual minimum flow increases are 68% and 14% respectively. Peak annual daily flows are essentially unchanged by the new China Dams, the impact being limited to the rising limb of the flood. Neither the highest annual peak flow over the 16 years of the simulation, nor the mean annual peak flow, show more than a 3% and 1% change respectively at any site. The flood frequency analysis does show a slightly larger change at Chiang Saen for floods of infrequent occurrence. Peak flows are reduced by up to 6% for a 1 in 100 year event at Kratie, but only by 3% for a 10 year event. Because peak wet season flows are not substantially changed at Kratie, the scenario passes the test for ‘acceptable Tonle Sap flow reversal’. The new China dams do not reduce the LMB’s maximum longitudinal fish migration network, as they are located upstream of the area defined as the LMB. Of course, fish do not recognise international borders and any analysis of dams in China should include the effects on fish migration networks in this area to be complete. 106727594 A.5- 30 All assessments are made for DEMONSTRATION purposes only Mekong River Commission - Water Utilisation Project Component A: Development of Basin Modelling Package and Knowledge Base (WUP-A) Technical Reference Report:: DSF 650 DSF Testing and Evaluation The spatial analyses clearly show the lack of any significant changes in flooding or dry-season salinity intrusion in the area downstream of Kratie. The effect of dams in China progressively lessens in the downstream direction, being unobservable for changes in salinity in the delta for the maximum penetration conditions. 106727594 A.5- 31