Insert Company Logo Here PARTICIPANT RESPONSE PACK – SECOND STAGE CONSULTATION MSATS PROCEDURES: CATS Procedure Principles and Obligations Version 3.3 Procedure for the Management of Wholesale, Interconnector, Generator and Sample (WIGS) NMIs Version 3.3 Participant: [insert name here] Completion Date: [insert date here] Table of Contents I. PROPOSED CHANGES ...................................................................................................................3 A. B. PROPOSED CHANGES TO THE CATS PROCEDURE............................................................................3 PROPOSED CHANGES TO THE WIGS PROCEDURE............................................................................7 116096746 Page 2 of 9 MSATS Procedures: CATS & WIGS Procedures v3.3 I. Proposed Changes This section lists the changes proposed by participants or by AEMO since the last completed consultation [MSATS Procedures: CATS procedure Principles and Obligations Version 3.2 (Final Determination) and MSATS Procedures: Procedure for the Management of Wholesale, Interconnector, Generator and Sample (WIGS) NMIs Version 3.2 (Final Determination)]. Table A covers the proposed changes to the CATS Procedure and Table B covers the proposed changes to the WIGS Procedure. A. Item Proposed Changes to the CATS Procedure QC ID1 1 1.1 Description Participant Response to Initial Consultation PROPOSED/ REQUESTED CHANGES 741 Chapter 42: AEMO Only – Change Role, TNI or DLF Code – Bulk Change Tool (BCT) – Small or Large Participants require an ability to manage bulk updates to NMI standing data such as change of metering service providers. The requirement to action bulk updates results from various scenarios such as Trade Sales, consolidation of Participant IDs held under different ABNs, etc. After understanding the Participants’ requirements and reviewing various solution options, the PDRG has unanimously agreed to include the following proposed changes to the CATS Procedures: Table 42-A - Request/Authorise/Implementation processes ProcessScenari Request Authorise Implement o Mergers & Acquisitions Participants AEMO AEMO TNI & DLF code updates Participants AEMO AEMO 1 The PDRG uses the "Industry" Quality Centre (QC) database as a tool to manage its enhancements. This column shows the corresponding assigned identification number from Quality Centre 116096746 Page 3 of 9 MSATS Procedures: CATS & WIGS Procedures v3.3 Item 1.2 QC ID1 741 Description Participant Response to Initial Consultation ROLR Events AEMO/Jurisdictions AEMO AEMO Any Other ProcessScenario AEMO/Jurisdictions /Participants AEMO AEMO Chapter 42: AEMO Only – Change Role, TNI or DLF Code – Bulk Change Tool (BCT) – Small or Large The following changes are proposed to the CATS Procedures: Clause 42.3 AEMO Obligations AEMO must: (a) Where the BCT is to be used as a result of a participant request eEnsure all affected participants have provided approval for change in cases where the BCT is to be used as a result of a participant request (excluding ROLR events). 1.3 741 Chapter 42: AEMO Only – Change Role, TNI or DLF Code – Bulk Change Tool (BCT) – Small or Large The following additional clause is proposed to the CATS Procedures: Clause 42.3 AEMO Obligations AEMO must: (b) Ensure all affected participants are aware of the proposed use of the BCT and its criteria where initiated by a Jurisdiction. 1.4 741 Chapter 42: AEMO Only – Change Role, TNI or DLF Code – Bulk Change Tool (BCT) – Small or Large The following changes are proposed to the CATS Procedures: 116096746 Page 4 of 9 MSATS Procedures: CATS & WIGS Procedures v3.3 Item QC ID1 Description Participant Response to Initial Consultation Clause 42.5 Impacted Participant/s Obligations The Impacted Participant/s must: (a) Provide AEMO acceptance or rejection of with the reason for declining or approval with the criteria set by the Initiating Participant for use with the BCT (other than a ROLR event). 1.5 741 Chapter 42: AEMO Only – Change Role, TNI or DLF Code – Bulk Change Tool (BCT) – Small or Large The following changes are proposed to the CATS Procedures: Clause 42.5 Impacted Participant/s Obligations The Impacted Participant/s must: (b) Advise AEMO if COM notifications will be required (i.e. which role/s in what role status etc.). 1.6 741 Chapter 42: AEMO Only – Change Role, TNI or DLF Code – Bulk Change Tool (BCT) – Small or Large The following additional clause is proposed to the CATS Procedures: Clause 42.5 Impacted Participant/s Obligations The Impacted Participant/s must: (b) Where rejecting the criteria set by the Initiating Participant for use with the BCT, provide AEMO reasonable justification for the rejection. 1.7 N/A Effective Date of the CATS Procedures The proposed effective date of the CATS Procedures is 25 October 2010. Effective Date: 26 May 2010 116096746 Page 5 of 9 MSATS Procedures: CATS & WIGS Procedures v3.3 Item QC ID1 Description Participant Response to Initial Consultation Effective Date: 25 October 2010 116096746 Page 6 of 9 MSATS Procedures: CATS & WIGS Procedures v3.3 B. Item Proposed Changes to the WIGS Procedure QC ID2 2 2.1 Description Participant Response to Initial Consultation PROPOSED/ REQUESTED CHANGES 741 Chapter 24: AEMO Only – Change - Role TNI or DLF– Bulk Change Tool (BCT) Participants require an ability to manage bulk updates to NMI standing data such as change of metering service providers. The requirement to action bulk updates results from various scenarios such as Trade Sales, consolidation of Participant IDs held under different ABNs, etc. After understanding the Participants’ requirements and reviewing various solution options, the PDRG has unanimously agreed to include the following proposed changes to the CATS Procedures: Table 24-A - Request/Authorise/Implementation ProcessScenari Request Authorise o Mergers & Participants AEMO Acquisitions 2.2 741 Implement AEMO TNI & DLF updates Participants AEMO AEMO ROLR Events AEMO/Jurisdictions AEMO AEMO Any Other ProcessScenario AEMO/Jurisdictions /Participants AEMO AEMO Chapter 24: AEMO Only – Change Role, TNI or DLF Code – Bulk Change Tool (BCT) 2 The PDRG uses the "Industry" Quality Centre (QC) database as a tool to manage its enhancements. 116096746 Page 7 of 9 MSATS Procedures: CATS & WIGS Procedures v3.3 Item QC ID2 Description Participant Response to Initial Consultation The following changes are proposed to the CATS Procedures: Clause 24.3 AEMO Obligations AEMO must: (a) Where the BCT is to be used as a result of a participant request eEnsure all affected participants have provided approval for change in cases where the BCT is to be used as a result of a participant request (excluding ROLR events). 2.3 741 Chapter 24: AEMO Only – Change - Role TNI or DLF– Bulk Change Tool (BCT) The following additional clause is proposed to the CATS Procedures: Clause 24.3 AEMO Obligations AEMO must: (b) Ensure all affected participants are aware of the proposed use of the BCT and its criteria where initiated by a Jurisdiction. 2.4 741 Chapter 24: AEMO Only – Change - Role TNI or DLF– Bulk Change Tool (BCT) The following changes are proposed to the CATS Procedures: Clause 24.5 Impacted Participant/s Obligations The Impacted Participant/s must: (a) Provide AEMO acceptance or rejection of with the reason for declining or approval with the criteria set by the Initiating Participant for use with the BCT (other than a ROLR event). 2.5 741 116096746 Chapter 24: AEMO Only – Change - Role TNI or DLF– Bulk Change Tool Page 8 of 9 MSATS Procedures: CATS & WIGS Procedures v3.3 Item QC ID2 Description Participant Response to Initial Consultation (BCT) The following changes are proposed to the CATS Procedures: Clause 24.5 Impacted Participant/s Obligations The Impacted Participant/s must: (b) Advise AEMO if COM notifications will be required (i.e. which role/s in what role status etc.). 2.6 741 Chapter 24: AEMO Only – Change - Role TNI or DLF– Bulk Change Tool (BCT) The following additional clause is proposed to the CATS Procedures: Clause 24.5 Impacted Participant/s Obligations The Impacted Participant/s must: (b) Where rejecting the criteria set by the Initiating Participant for use with the BCT, provide AEMO reasonable justification for the rejection. 2.7 N/A Effective Date of the WIGS Procedures The proposed effective date of the WIGS Procedures is 25 October 2010. Effective Date: 26 May 2010 Effective Date: 25 October 2010 116096746 Page 9 of 9