Request for Applications ASSISTANCE FOR HOMELESS YOUTH PROGRAM AUTHORIZED BY THE HURRICANE EDUCATION RECOVERY ACT SECTION 106 84.938B Louisiana 2006-2007 Closing Date: June 9, 2006 Cecil J. Picard State Superintendent of Education LOUISIANA DEPARTMENT OF EDUCATION 1.877.453.2721 www.louisianaschools.net State Board of Elementary and Secondary Education Ms. Linda Johnson Mr. Walter Lee President 8th BESE District 4th BESE District Ms. Leslie Jacobs Dr. James Stafford Vice President Member-at-Large 5th BESE District Mr. Dale Bayard Ms. Polly Broussard Secretary-Treasurer 7th BESE District 6th BESE District Ms. Penny Dastugue Mr. Edgar Chase 1st BESE District Member-at-Large Ms. Louella Givens Ms. Mary Washington 2nd BESE District Member-at-Large Ms. Glenny Lee Buquet Ms. Weegie Peabody 3rd BESE District Executive Director For further information, contact: Deidre Kibbe Division of Educational Improvement and Assistance Ancillary Rsources Section Louisiana Department of Education Ground Floor, Cube G-233G 1201 North 3rd Street Baton Rouge, Louisiana 70802 225-342-1072 The Louisiana Department of Education (LDE) does not discriminate on the basis of sex in any of the education programs or activities that it operates, including employment and admission related to such programs and activities. The LDE is required by Title IX of the Education Amendments of 1972 (Title IX) and its implementing regulations not to engage in such discrimination. LDE’s Title IX Coord. is Patrick Weaver, Deputy Undersecretary, LDE, Exec. Office of the Supt.; PO Box 94064, Baton Rouge, LA 70804-9064; 877-4532721 or customerservice@la.gov. All inquiries pertaining to LDE’s policy prohibiting discrimination based on sex or to the requirements of Title IX and its implementing regulations can be directed to Patrick Weaver or to the USDE, Asst. Sec. for Civil Rights. This public document was printed at a cost of $61.50. Thirty copies (30) of this document were published in this first printing for $61.50. The total cost of all printings of this document, including reprints, is $61.50. This document was printed by the Louisiana Department of Education, Office of Student and School Performance, Division of Educational Improvement and Assistance; Post Office Box 94064; Baton Rouge, LA 70804-9064 to afford LEAs an opportunity to apply for Assistance for Homeless Youth funds to help serve displaced homeless children and youth. This material was printed in accordance with the standards for printing by state agencies established pursuant to R.S. 43:31. 2 Table of Contents General Information…………………………………………………………………………………4 Intent to Participate………………………………………………………………………………..10 Application Cover Page…………………………………………………………………………………….11 Schedule B – Expenditures for Students Displaced by Hurricanes Katrina and/or Rita………………………………………………………………….12 Schedule C – Proposal Narrative………………………………………………………...15 Schedule D – Assistance for Homeless Youth Assurances………………………..16 Schedule E – McKinney-Vento Assurances……………………………………………17 Selection Criteria…………………………………………………………………………………….20 Appendix A…………………………………………………………………………………………….21 3 GENERAL INFORMATION Under the Assistance for Homeless Youth program (Section 106 of the Hurricane Education Recovery Act, Division B, Title IV of Pub. L 109-148—the Act), the Office of Elementary and Secondary Education (OESE), U.S. Department of Education, has awarded grants to eligible state educational agencies (SEAs) to enable them to provide financial assistance to local educational agencies (LEAs) serving homeless children and youth displaced by Hurricanes Katrina or Rita in order to address the educational and related needs of these students in a manner consistent with Section 723 of the McKinney-Vento Homeless Assistance Act. (http:www.ed.gov/legislation/FedRegister/announcements/2006-1/011206c.html) What is the relationship between the Assistance for Homeless Youth Program and the Emergency Impact Aid for Displaced Students program authorized under the Hurricane Recovery Act? The Assistance for Homeless Youth program is a new, temporary program that was authorized as part of the Hurricane Education Recovery Act. It provides a separate, one-time source of funding to address the needs of homeless students displaced by Hurricane Katrina and Hurricane Rita. OESE awarded funds over and above those awarded through the Emergency Impact Aid for Displaced Students program to eight states based on high numbers of children displaced by the hurricanes that SEAs reported in their application for the Emergency Impact Aid (EIA) program. SEAs are required to disburse the Assistance for Homeless Youth funds to LEAs based on demonstrated need. Who may apply for these funds? Any LEA that can document significant disbursement for meeting the needs of homeless students displaced by Hurricanes Katrina and/or Rita and can project significant continuing need to provide services for displaced students through the 2006-2007 school year. Are the funds only for LEAs that currently have McKinney-Vento subgrants? No. Both, LEAs with and without subgrants, are eligible to apply for funds. What is the period of fund availability under the Assistance for Homeless Youth Program? LEAs have until September 30, 2007 to expend funds received. The U.S. Department of Education strongly encourages LEAs that receive assistance under this program to obligate funds in a timely fashion to address the immediate needs of homeless students displaced by Hurricanes Katrina or Rita. On what may funds be spent? The Assistance for Homeless Youth program Hurricanes Katrina and Rita funds may be spent on any of the authorized activities listed in Section 723 of the McKinney-Vento Act (See Authorized Activities in the next section). The funds will also be used to reimburse LEAs submitting applications for documented expenses incurred to date that fall within these authorized activities. The funds are provided to serve primarily students who have been displaced by Hurricanes Katrina and Rita. 4 Can the funds be used to reimburse expenses for hurricane-displaced students incurred prior to the date of the application? Yes. The SEA will reimburse the awarded LEAs for expenses incurred from September 1, 2005, to the date of the application for expenses that (1) addressed the needs of students displaced by Hurricanes Katrina and Rita, (2) fit the activities authorized in Section 723 of the McKinney-Vento Act, and (3) are clearly documented. Will reimbursements be available to non-homeless programs that have provided funds to serve students displaced by Hurricanes Katrina and Rita? Yes. Many LEAs have drawn funds from programs and activities other than those that typically serve homeless students to meet the needs of the hurricane-displaced students. LEAs that can document that they have drawn from other programs to cover expenses for hurricane-displaced students may include these expenses for reimbursement. Can these funds be combined with other district or McKinney-Vento subgrant funds? No.These funds must be kept separate from other accounts. They will be monitored and audited separately. On what basis will the awards be made? To ensure that all districts have access to these funds, LEAs that enrolled displaced students will be reimbursed at a base rate of $2500.00 plus an additional $24.00 per student upon verification of the following: Documentation of subgrant and/or district funds expended on authorized activities consistent with Section 723 of the McKinney-Vento Homeless Assistance Act since September 2005 that served hurricane-displaced students. Documentation of projected need based on: Number of students displaced by Hurricanes Katrina or Rita currently served and projected to serve through September 30, 2007 Quality of the plan for meeting the needs of the displaced students Degree to which the activities described comply with the authorized activities listed in Section 723 of the McKinney-Vento Act Quality of program and budget oversight and accountability plans Quality of the documentation for expenses up to the date of the application for reimbursement requests and expenses for proposed activities If incurred expenses do not exceed the projected reimbursement amount ($2500.00 plus an additional $24.00 per displaced student), remaining funds will only be awarded if projected need is evident. If projected need is not evident, the remaining funds will be rolled back into the total award to be redistributed to a district that has evidence of projected need. What level of fiscal accountability is needed? The Assistance for Homeless Youth program Hurricanes Katrina and Rita supplement will be closely monitored and audited. LEAs must account for these funds separately and maintain separate fiscal control. All expenses for hurricane-displaced students, both for reimbursements up to the date of the 5 application and for expenditures through September 30, 2007, must be documented clearly and records made quickly and easily accessible upon request. What documentation for reimbursement and reporting is needed? For reimbursement, LEAs must provide documentation that shows (1) the expenses were incurred and (2) the expenses served hurricane-displaced students. Zeroed-out line items on LEA expense forms, copies of paid invoices, or cancelled checks are examples of documentation that would show that the expense occurred. To show that expenses targeted services to hurricane-displaced students, LEAs may use documentation such as student rosters for participation in activities such as tutoring or student transportation lists that documents which students were hurricane-displaced students. Similar kinds of documentation will be required for reporting and monitoring purposes for all funds expended through this award. What is the process for applying for these funds? The HERA Homeless Education application packet includes instructions and schedules for both reimbursements for appropriate expenses incurred and for expenses to be incurred from meeting current and projected needs for hurricane-displaced students through September 30, 2007. Applications will be evaluated on demonstrated need (past, current, and projected), quality and appropriateness of proposed activities, quality of systems for program and budget oversight, and quality of the budget. Who is eligible? Any public school system in the state of Louisiana is eligible. Individual school campuses may not apply for funding; an individual campus may be served through a school district’s program. Homeless shelters may not apply for funding, but they may receive services from the grant funds if they are serving displaced homeless students. What are the requirements? Projects must be operated in compliance with the federal McKinney-Vento Statute and with policies and procedures issued by the McKinney-Vento Program State Plan. All projects must address the critical components as enumerated in the McKinney law and must pay special attention to the needs of homeless students displaced by Hurricanes Katrina and Rita. These funds must stand alone and cannot be incorporated into any other existing program/funding source. Special attention must be taken to track these funds as they relate to the services provided to displaced homeless students. What is the duration of the project? The funds are available for expenses incurred through September 30, 2007. 6 INSTRUCTIONS: The proposal should be typed and double-spaced, with at least one-inch margins in a font no smaller than 12 point. The following format should be used to ensure that reviewers can determine if all specifications have been met. The proposal must be received by 4:00 p.m. on June 9, 2006. Mail an original and 3 copies to: Division of Educational Improvement and Assistance Ancillary Resources Section Ground Floor-Room 223G P.O. Box 94064 Baton Rouge, LA 70804 Questions regarding proposal development may be directed to: Name: Deidre Kibbe or Alphonse Noel Phone: 225-342-9969 Email: Deidre.Kibbe@la.gov or Alphonse.Noel@la.gov 7 PROPOSAL FORMAT: Intent to Participate 1. If you intend to participate, include the “Intent to Participate” form with your application. 2. If you do not intend to participate, fax “Intent to Participate” form to 225-342-0178 to the attention of Deidre Kibbe by June 2, 2006. Part I 1. 2. Application Cover Page (Schedule A) LEA Information on Numbers of Students Displaced by Hurricanes Katrina and Rita and Expenses Incurred (Schedule B) Assistance for Homeless Youth Program Assurances (Schedule D) Appropriate Budget Forms to Match Reimbursement Amount – Complete the appropriate budget forms enclosed (Appendix A). The budget forms can be downloaded by visiting: http://www.louisianaschools.net/lde/eia/1315.html. 3. 4. Part II 1. Schedule C – Proposal Narrative Evidence of Need (1 page maximum) i. Discuss how your district was impacted by Hurricanes Katrina and Rita. ii. Discuss the needs related to hurricane-displaced students you are currently serving and plan to address from the date of the application through September 30, 2007. Program Detail (1 page maximum) i. Describe the activities planned to address the needs of displaced students. ii. Describe a plan for managing and overseeing the activities. iii. Describe your system for program accountability and documentation. C. Proposed Budget i. Complete the appropriate budget forms enclosed. The budget forms can be downloaded by visiting: http://www.louisianaschools.net/lde/eia/1315.html. ii. Describe your system for fiscal accountability and documentation. 2. McKinney-Vento Assurances (Schedule E) 8 CRITERIA FOR REVIEW: Proposals will be reviewed as follows: I. Reimbursement for Expenses Incurred Schedule A, B, & D – Application Cover Page, Expenditures & Assurances All applications will be accepted and ranked according to the following: Number of displaced students enrolled. Total amount of money spent on authorized activities consistent with Section 723 of the McKinney-Vento Homeless Assistance Act. LEAs will be reimbursed for expenses incurred at a base rate of $2500.00 plus an additional $24.00 per pupil. If incurred expenses do not exceed projected reimbursement amounts ($2500 plus an additional $24.00 per displaced student), remaining funds will only be awarded if projected need is evident. If projected need is not evident, the remaining funds will be rolled back into the total award to be redistributed to a district that has evidence of projected need. II. Projected Need Schedule C & E – Proposal Narrative, McKinney-Vento Assurances The following are indicators for future funding: 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. Needs (prior, current, and projected) are systematically identified and clearly articulated. Proposed activities are clearly described. Proposed activities align with identified needs. Proposed activities align with Section 723 of the McKinney-Vento Act. Proposed activities are based on effective practice. Appropriate systems exist for documenting activities for program oversight. Appropriate systems exist for documenting expenditures for fiscal accountability. The proposed budget is adequate and appropriate, aligns with activities proposed, and is for allowable expenses. Program and fiscal accountability and documentation plans will facilitate ease in monitoring and auditing. Program funds and expenditures will be kept in a separate budget from other funds. 9 Louisiana Department of Education Division of Educational Improvement and Assistance ASSISTANCE FOR HOMELESS YOUTH PROGRAM SECTION 106, HURRICANE EDUCATION RECOVERY ACT 84.938B FY 2005-2006 Intent to Participate Name of District: ____________ Superintendent/Coordinator Submitting Information: Telephone Number: _______ E-mail Address: Fax Number: __ _________ This document confirms the intent of your district to participate in the Department of Education Assistance for Homeless Youth Program, Section 106, Hurricane Education Recovery Act 84.938B. The purpose of this program is to ensure the use of hurricane recovery funds for allowable costs and services for displaced, homeless youth. The federal award will be distributed based on the number of displaced homeless students in each district pending SBESE’s approval. LEAs will be reimbursed at a base rate of $2500.00, plus an additional $24.00 per student upon verification of the following: Documentation of subgrant and/or district funds expended on authorized activities consistent with Section 723 of the McKinney-Vento Homeless Assistance Act since September 2005 that served hurricane-displaced students. Documentation of projected need based on: Number of students displaced by Hurricanes Katrina or Rita currently served and projected to serve through September 30, 2007. Quality of the plan for meeting the needs of the displaced students. Degree to which the activities described comply with the authorized activities listed in Section 723 of the McKinney-Vento Act. Quality of program and budget oversight and accountability plans. Quality of the documentation for expenses up to the date of the application for reimbursement requests and expenses for proposed activities. If incurred expenses do not exceed projected reimbursement amount ($2500.00 plus an additional $24.00 per displaced student), remaining funds will only be awarded if projected need is evident. If projected need is not evident, the remaining funds will be rolled back into the total award to be redistributed to a district that has evidence of projected need. Applications are due on or before June 9, 2006. Agency Intention: (Please check one) This agency intends to participate in the Assistance for Homeless Youth Program, Section 106, Hurricane Education Recovery Act 84.938B for Reimbursement Projected Need Both, and understands that if the reimbursement and/or projected need does not exceed the projected reimbursement amount, remaining funds will be released and reallocated to other eligible participating districts. (If this box is checked please include this form in the application packet). This agency does not intend to participate and understands that its allocation will be released and reallocated to other eligible participating districts. (If this box is checked, please fax this form to 225-342-0178, attention Deidre Kibbe by June 2, 2006). Signature of Superintendent Date 10 Schedule A Louisiana Department of Education HURRICANE EDUCATION RECOVERY ACT Elementary and Secondary Education Hurricane Relief Assistance for Homeless Youth CFDA # 84.938B LOCAL EDUCATIONAL AGENCY APPLICATION COVER PAGE NAME OF LEA : STREET/P.O. BOX : CITY : PARISH : STATE & ZIP : CONTACT PERSON NAME : TITLE : PHONE : FAX : E-MAIL : I certify that I have read Section 106 of the Hurricane Education Recovery Act and will comply with all the provisions. I certify that all displaced students enrolled between August 29, 2005 and December 1, 2005 have been properly identified in the LDE Student Information System, and to the best of my knowledge and belief, is true, complete and correct. I certify that I am authorized to make the representations and commitments in this application, for and on behalf of the applicant, and otherwise to act as the applicant’s authorized representative in submitting this application for funding. NAME AND TITLE OF AUTHORIZED REPRESENTATIVE SIGNATURE DATE 11 Assistance for Homeless Youth Program Katrina-Rita Homeless Program Authorized by the Hurricane Recovery Act Schedule B Number of displaced students served between August 29, 2005 and December 1, 2005: ______ Number of displaced students currently enrolled (as of date of application):______ Expenditures for Students Displaced by Hurricane Katrina and Hurricane Rita Incurred from September 30, 2005-Date of Application Authorized ActivitiesMcKinney-Vento √ Activities Conducted McKinneyVento Subgrant Expenses District Expenses List Program (if district) Type of Verification of Expenses to Serve HurricaneDisplaced Students Documentation is Easily Accessible— Yes or No (1) Tutoring, supplemental instruction, and enriched educational services (2) Expedited evaluations (3) Professional development for educators and pupil services personnel (4) Referral services for medical, dental, mental, and other health services (5) Assistance to defray the excess cost of transportation 12 Authorized ActivitiesMcKinney-Vento √ Activities Conducted McKinneyVento Subgrant Expenses District Expenses List Program (if district) Type of Verification of Expenses to Serve HurricaneDisplaced Students Documentation is Easily Accessible— Yes or No (6) Developmentally appropriate early childhood education programs (7) Services and assistance to attract, engage, and retain homeless children and youth in public school programs and services (8)Before and afterschool, mentoring, and summer programs (9) Payment of fees and other costs associated with tracking, obtaining, and transferring records (10) Education and training to parents of homeless children and youth about rights and resources (11) Development and coordination between schools and agencies providing services to homeless children and youth 13 Authorized ActivitiesMcKinney-Vento √ Activities Conducted McKinneyVento Subgrant Expenses District Expenses List Program (if district) Type of Verification of Expenses to Serve HurricaneDisplaced Students Documentation is Easily Accessible— Yes or No (12) The provision of pupil services and referral for services (13) Activities to address the particular needs of homeless children and youth that may arise from domestic violence (14) Adaptation of space and purchase of supplies for any nonschool facilities (15) School supplies (16) Extraordinary and emergency assistance to enable homeless children to attend school Total Funds Requested for Reimbursement: 14 Assistance for Homeless Youth Program Proposal Narrative Schedule C Proposal Narrative must address the following: A. Evidence of Need (1 page maximum) i. Discuss how your district was impacted by Hurricanes Katrina and Rita. 1. Was your district impacted directly by Hurricanes Katrina/Rita? 2. Was your district impacted by the number of displaced students enrolled after Hurricanes Katrina/Rita? ii. Discuss the needs related to hurricane-displaced students you are currently serving and plan to address from the date of the application through September 30, 2007. B. Program Detail (1 page maximum) i. Describe the activities planned to address the needs of displaced students. ii. Describe a plan for managing and overseeing the activities. iii. Describe your system for program accountability and documentation. C. Proposed Budget iii. Complete the appropriate budget forms enclosed (See Appendix A). The budget forms can be downloaded by visiting: http://www.louisianaschools.net/lde/eia/1315.html. iv. Describe your system for fiscal accountability and documentation. Schedule D Assistance for Homeless Youth Program Katrina-Rita Homeless Program Authorized by the Hurricane Recovery Act Assurances 1. The reimbursement request is for activities authorized in Section 723 of the McKinney-Vento Act. 2. Reimbursement amounts are clearly documented and documentation is easily accessible. 3. LEAs needs articulated in this proposal are based on documentation and verifiable. 4. Proposed activities will serve primarily students displaced by Hurricanes Katrina and Rita. 5. Proposed activities are those authorized in Section 723 of the McKinney-Vento Act. 6. Fiscal accountability will be kept separate from that of other programs. 7. Documentation for activities and expenses will be carefully maintained and provided expediently upon request for monitoring and auditing. Name: Title: Signature: Date: 16 Schedule E MCKINNEY-VENTO ASSURANCES SEC. 722. GRANTS FOR STATE AND LOCAL ACTIVITIES FOR THE EDUCATION OF HOMELESS CHILDREN AND YOUTHS (3) LOCAL EDUCATIONAL AGENCY REQUIREMENTS(A) IN GENERAL- The local educational agency serving each child or youth to be assisted under this subtitle shall, according to the child's or youth's best interest — (i) continue the child's or youth's education in the school of origin for the duration of homelessness — (I) in any case in which a family becomes homeless between academic years or during an academic year; or (II) for the remainder of the academic year, if the child or youth becomes permanently housed during an academic year; or (ii) enroll the child or youth in any public school that nonhomeless students who live in the attendance area in which the child or youth is actually living are eligible to attend. (B) BEST INTEREST- In determining the best interest of the child or youth under subparagraph (A), the local educational agency shall — (i) to the extent feasible, keep a homeless child or youth in the school of origin, except when doing so is contrary to the wishes of the child's or youth's parent or guardian; (ii) provide a written explanation, including a statement regarding the right to appeal under subparagraph (E), to the homeless child's or youth's parent or guardian, if the local educational agency sends such child or youth to a school other than the school of origin or a school requested by the parent or guardian; and (iii) in the case of an unaccompanied youth, ensure that the homeless liaison designated under paragraph (1)(J)(ii) assists in placement or enrollment decisions under this subparagraph, considers the views of such unaccompanied youth, and provides notice to such youth of the right to appeal under subparagraph (E). (C) ENROLLMENT- (i) The school selected in accordance with this paragraph shall immediately enroll the homeless child or youth, even if the child or youth is unable to produce records normally required for enrollment, such as previous academic records, medical records, proof of residency, or other documentation. (ii) The enrolling school shall immediately contact the school last attended by the child or youth to obtain relevant academic and other records. (iii) If the child or youth needs to obtain immunizations, or immunization or medical records, the enrolling school shall immediately refer the parent or guardian of the child or youth to the local educational agency liaison designated under paragraph (1)(J)(ii), who shall assist in obtaining necessary immunizations, or immunization or medical records, in accordance with subparagraph (D). (D) RECORDS- Any record ordinarily kept by the school, including immunization or medical records, academic records, birth certificates, guardianship records, and evaluations for special services or programs, regarding each homeless child or youth shall be maintained — (i) so that the records are available, in a timely fashion, when a child or youth enters a new school or school district; and (ii) in a manner consistent with section 444 of the General Education Provisions Act (20 U.S.C. 1232g). (E) ENROLLMENT DISPUTES- If a dispute arises over school selection or enrollment in a school (i) the child or youth shall be immediately admitted to the school in which enrollment is sought, pending resolution of the dispute; 17 (ii) the parent or guardian of the child or youth shall be provided with a written explanation of the school's decision regarding school selection or enrollment, including the rights of the parent, guardian, or youth to appeal the decision; (iii) the child, youth, parent, or guardian shall be referred to the local educational agency liaison designated under paragraph (1)(J)(ii), who shall carry out the dispute resolution process as described in paragraph (1)(C) as expeditiously as possible after receiving notice of the dispute; and (iv) in the case of an unaccompanied youth, the homeless liaison shall ensure that the youth is immediately enrolled in school pending resolution of the dispute. (F) PLACEMENT CHOICE- The choice regarding placement shall be made regardless of whether the child or youth lives with the homeless parents or has been temporarily placed elsewhere. (G) SCHOOL OF ORIGIN DEFINED- In this paragraph, the term school of origin' means the school that the child or youth attended when permanently housed or the school in which the child or youth was last enrolled. (H) CONTACT INFORMATION- Nothing in this subtitle shall prohibit a local educational agency from requiring a parent or guardian of a homeless child to submit contact information. (4) COMPARABLE SERVICES- Each homeless child or youth to be assisted under this subtitle shall be provided services comparable to services offered to other students in the school selected under paragraph (3), including the following: (A) Transportation services. (B) Educational services for which the child or youth meets the eligibility criteria, such as services provided under title I of the Elementary and Secondary Education Act of 1965 or similar State or local programs, educational programs for children with disabilities, and educational programs for students with limited English proficiency. (C) Programs in vocational and technical education. (D) Programs for gifted and talented students. (E) School nutrition programs. (5) COORDINATION(A) IN GENERAL- Each local educational agency serving homeless children and youths that receives assistance under this subtitle shall coordinate — (i) the provision of services under this subtitle with local social services agencies and other agencies or programs providing services to homeless children and youths and their families, including services and programs funded under the Runaway and Homeless Youth Act (42 U.S.C. 5701 et seq.); and (ii) with other local educational agencies on interdistrict issues, such as transportation or transfer of school records. (B) HOUSING ASSISTANCE- If applicable, each State educational agency and local educational agency that receives assistance under this subtitle shall coordinate with State and local housing agencies responsible for developing the comprehensive housing affordability strategy described in section 105 of the Cranston-Gonzalez National Affordable Housing Act (42 U.S.C. 12705) to minimize educational disruption for children and youths who become homeless. (C) COORDINATION PURPOSE- The coordination required under subparagraphs (A) and (B) shall be designed to — (i) ensure that homeless children and youths have access and reasonable proximity to available education and related support services; and (ii) raise the awareness of school personnel and service providers of the effects of shortterm stays in a shelter and other challenges associated with homelessness. (6) LOCAL EDUCATIONAL AGENCY LIAISON(A) DUTIES- Each local educational agency liaison for homeless children and youths, designated under paragraph (1)(J)(ii), shall ensure that — (i) homeless children and youths are identified by school personnel and through coordination activities with other entities and agencies; (ii) homeless children and youths enroll in, and have a full and equal opportunity to succeed in, schools of that local educational agency; 18 (iii) homeless families, children, and youths receive educational services for which such families, children, and youths are eligible, including Head Start and Even Start programs and preschool programs administered by the local educational agency, and referrals to health care services, dental services, mental health services, and other appropriate services; (iv) the parents or guardians of homeless children and youths are informed of the educational and related opportunities available to their children and are provided with meaningful opportunities to participate in the education of their children; (v) public notice of the educational rights of homeless children and youths is disseminated where such children and youths receive services under this Act, such as schools, family shelters, and soup kitchens; (vi) enrollment disputes are mediated in accordance with paragraph (3)(E); and (vii) the parent or guardian of a homeless child or youth, and any unaccompanied youth, is fully informed of all transportation services, including transportation to the school of origin, as described in paragraph (1)(J)(iii), and is assisted in accessing transportation to the school that is selected under paragraph (3)(A). (B) NOTICE- State coordinators established under subsection (d)(3) and local educational agencies shall inform school personnel, service providers, and advocates working with homeless families of the duties of the local educational agency liaisons. (C) LOCAL AND STATE COORDINATION- Local educational agency liaisons for homeless children and youths shall, as a part of their duties, coordinate and collaborate with State coordinators and community and school personnel responsible for the provision of education and related services to homeless children and youths. (7) REVIEW AND REVISIONS(A) IN GENERAL- Each State educational agency and local educational agency that receives assistance under this subtitle shall review and revise any policies that may act as barriers to the enrollment of homeless children and youths in schools that are selected under paragraph (3). (B) CONSIDERATION- In reviewing and revising such policies, consideration shall be given to issues concerning transportation, immunization, residency, birth certificates, school records and other documentation, and guardianship. (C) SPECIAL ATTENTION- Special attention shall be given to ensuring the enrollment and attendance of homeless children and youths who are not currently attending school. I have reviewed the McKinney-Vento Assurances and understand the responsibilities of __________________________in implementing the Assistance for Homeless Funds in (LEA) accordance with the McKinney-Vento Homeless Assistance Act. _____________________________ Signature of Superintendent ____________ Date 19 SELECTION CRITERIA LEA:______________________________ Reviewer:__________________________ The following are indicators for funding based on projected need: 1. Needs (prior, current, and YES OR NO projected) are systematically identified and clearly articulated. 2. Proposed activities are clearly YES OR NO described. COMMENTS: COMMENTS: 3. Proposed activities align with identified needs. YES OR NO COMMENTS: 4. Proposed activities align with Section 723 of the McKinneyVento Act. YES OR NO COMMENTS: 5. Proposed activities are based on effective practice. YES OR NO COMMENTS: 6. Appropriate systems exist for documenting activities for program oversight. YES OR NO COMMENTS: Appropriate systems exist for documenting expenditures for fiscal accountability. 8. The proposed budget is adequate and appropriate, aligns with activities proposed, and is for allowable expenses. 9. Program and fiscal accountability and documentation plans will facilitate ease in monitoring and auditing. 10. Program funds and expenditures will be kept in a separate budget from other funds. YES OR NO COMMENTS: YES OR NO COMMENTS: YES OR NO COMMENTS: YES OR NO COMMENTS: 7. 20 APPENDIX A Budget Forms Forms can be downloaded by visiting http://www.louisianaschools.net/lde/eia/1315.html 21 Fiscal Assurances The LEA assures that it has made application and has been approved to receive grant funding for the Education for Homeless Children and Youth, CFDA #84.196A awarded by the U.S. Department of Education. The LEA has been informed of the requirements imposed by Federal laws, regulations, and the provisions of contracts or grant agreements as well as any supplemental requirements imposed by the Louisiana Department of Education. The LEA has provided the TOTAL AMOUNT (________________________________ insert amount here) of prior year expenditures of Federal Funds according to regulations issued by Office of Management and Budget Circular A-133 from all sources (described as funds received as direct or pass through funds). The LEA assures that it has been advised that subrecipients expending $500,000 or more in Federal awards (funds received as direct or pass thru funds) during the subrecipient’s fiscal year receive a single audit or program specific audit for that year according to regulations issued by Office of Management and Budget Circular A-133. The LEA assures that it will permit the Louisiana Department of Education, the Legislative Auditors, and all other required personnel to have access to the records and financial statements as necessary. CERTIFICATIONS REGARDING LOBBYING; DEBARMENT, SUSPENSION AND OTHER RESPONSIBILITY MATTERS; AND DRUG-FREE WORKPLACE REQUIREMENTS Applicants should refer to the regulations cited below to determine the certification to which they are required to attest. Applicants should also review the instructions for certification included in the regulations before completing this form. Signature of this form provides for compliance with certification requirements under 34 CFR Part 82, "New Restrictions on Lobbying," and 34 CFR Part 85, "Government-wide Debarment and Suspension (Nonprocurement) and Government-wide Requirements for Drug-Free Workplace (Grants)." The certifications shall be treated as a material representation of fact upon which reliance will be placed when the Department of Education determines to award the covered transaction, grant, or cooperative agreement. 1. LOBBYING As required by Section 1352, Title 31 of the U.S. Code, and implemented at 34 CFR Part 82, for persons entering into a grant or cooperative agreement over $100,000, as defined at 34 CFR Part 82, Sections 82.105 and 82.110, the applicant certifies that: (a) No Federal appropriated funds have been paid or will be paid, by or on behalf of the undersigned, to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with the making of any Federal grant, the entering into of any cooperative agreement, and the extension, continuation, renewal, amendment, or modification of any Federal grant or cooperative agreement; (c) The undersigned shall require that the language of this certification be included in the award documents for all subawards at all tiers (including subgrants, contracts under grants and cooperative agreements, and subcontracts) and that all subrecipients shall certify and disclose accordingly. 2. DEBARMENT, SUSPENSION, RESPONSIBILITY MATTERS AND OTHER As required by Executive Order 12549, Debarment and Suspension, and implemented at 34 CFR Part 85, for prospective participants in primary covered transactions, as defined at 34 CFR Part 85, Sections 85.105 and 85.110-A. The applicant certifies that it and its principals: (b) If any funds other than Federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with this Federal grant or cooperative agreement, the undersigned shall complete and submit Standard Form - LLL, "Disclosure Form to Report Lobbying," in accordance with its instructions; (a) Are not presently debarred, suspended, proposed for debarment, declared ineligible, or voluntarily excluded from covered transactions by any Federal department or agency; (b) Have not within a three-year period preceding this application been convicted of or had a civil judgement rendered against them for commission of fraud or a criminal offense in connection with obtaining, attempting to obtain, or performing a public (Federal, State, or local) transaction or contract under a public transaction; 22 violation of Federal or State antitrust statutes or commission of embezzlement, theft, forgery, bribery, falsification or destruction of records, making false statements, or receiving stolen property; (f) Taking one of the following actions, within 30 calendar days of receiving notice under subparagraph (d)(2), with respect to any employee who is so convicted: (c) Are not presently indicted for or otherwise criminally or civilly charged by a governmental entity (Federal, State, or local) with commission of any of the offenses enumerated in paragraph (2)(b) of this certification; and (1) Taking appropriate personnel action against such an employee, up to and including termination, consistent with the requirements of the Rehabilitation Act of 1973, as amended; or (d) Have not within a three-year period preceding this application had one or more public transaction (Federal, State, or local) terminated for cause or default; and (2) Requiring such employee to participate satisfactorily in a drug abuse assistance or rehabilitation program approved for such purposes by a Federal, State, or local health, law enforcement, or other appropriate agency; B. Where the applicant is unable to certify to any of the statements in this certification, he or she shall attach an explanation to this application. (g) Making a good faith effort to continue to maintain a drug-free workplace through implementation of paragraphs (a), (b), (c), (d), (e), and (f). 3. DRUG-FREE WORKPLACE (GRANTEES OTHER THAN INDIVIDUALS) B. The grantee may insert in the space provided below the site(s) for the performance of work done in connection with the specific grant: As required by the Drug-Free Workplace Act of 1988, and implemented at 34 CFR Part 85, Subpart F, for grantees, as defined at 34 CFR Part 85, Sections 85.605 and 85.610 - Place of Performance (Street address. city, county, state, zip code) A. The applicant certifies that it will or will continue to provide a drug-free workplace by: a) Publishing a statement notifying employees that the unlawful manufacture, distribution, dispensing, possession, or use of a controlled substance is prohibited in the grantee's workplace and specifying the actions that will be taken against employees for violation of such prohibition; (b) Establishing an on-going drug-free awareness program to inform employees about: (1) The dangers of drug abuse in the workplace; Check [ ] if there are workplaces on file that are not identified here. DRUG-FREE WORKPLACE (GRANTEES WHO ARE INDIVIDUALS) As required by the Drug-Free Workplace Act of 1988, and implemented at 34 CFR Part 85, Subpart F, for grantees, as defined at 34 CFR Part 85, Sections 85.605 and 85.610- (2) The grantee's policy of maintaining a drug-free workplace; (3) Any available drug counseling, rehabilitation, and employee assistance programs; and (4) The penalties that may be imposed upon employees for drug abuse violations occurring in the workplace; (c) Making it a requirement that each employee to be engaged in the performance of the grant be given a copy of the statement required by paragraph (a); (d) Notifying the employee in the statement required by paragraph (a) that, as a condition of employment under the grant, the employee will: A. As a condition of the grant, I certify that I will not engage in the unlawful manufacture, distribution, dispensing, possession, or use of a controlled substance in conducting any activity with the grant; and B. If convicted of a criminal drug offense resulting from a violation occurring during the conduct of any grant activity, I will report the conviction, in writing, within 10 calendar days of the conviction, to: Director, Grants Policy and Oversight Staff, Department of Education, 400 Maryland Avenue, S.W. (Room 3652, GSA Regional Office Building No. 3), Washington, DC 20202-4248. Notice shall include the identification number(s) of each affected grant. (1) Abide by the terms of the statement; and (2) Notify the employer in writing of his or her conviction for a violation of a criminal drug statute occurring in the workplace no later than five calendar days after such conviction; (e) Notifying the agency, in writing, within 10 calendar days after receiving notice under subparagraph (d)(2) from an employee or otherwise receiving actual notice of such conviction. Employers of convicted employees must provide notice, including position title, to: Director, Grants Policy and Oversight Staff, U.S. Department of Education, 400 Maryland Avenue, S.W. (Room 3652, GSA Regional Office Building No. 3), Washington, DC 20202-4248. Notice shall include the identification number(s) of each affected grant; 23 Certification Regarding Debarment, Suspension, Ineligibility and Voluntary Exclusion -- Lower Tier Covered Transactions This certification is required by the Department of Education regulations implementing Executive Order 12549, Debarment and Suspension, 34 CFR Part 85, for all lower tier transactions meeting the threshold and tier requirements stated at Section 85.110. Instructions for Certification 1. By signing and submitting this proposal, the prospective lower tier participant is providing the certification set out below. 2. The certification in this clause is a material representation of fact upon which reliance was placed when this transaction was entered into. If it is later determined that the prospective lower tier participant knowingly rendered an erroneous certification, in addition to other remedies available to the Federal Government, the department or agency with which this transaction originated may pursue available remedies, including suspension and/or debarment. 3. The prospective lower tier participant shall provide immediate written notice to the person to which this proposal is submitted if at any time the prospective lower tier participant learns that its certification was erroneous when submitted or has become erroneous by reason of changed circumstances. 4. The terms "covered transaction," "debarred," "suspended," "ineligible," "lower tier covered transaction," "participant," " person," "primary covered transaction," " principal," "proposal," and "voluntarily excluded," as used in this clause, have the meanings set out in the Definitions and Coverage sections of rules implementing Executive Order 12549. You may contact the person to which this proposal is submitted for assistance in obtaining a copy of those regulations. 5. The prospective lower tier participant agrees by submitting this proposal that, should the proposed covered transaction be entered into, it shall not knowingly enter into any lower tier covered transaction with a person who is debarred, suspended, declared ineligible, or voluntarily excluded from participation in this covered transaction, unless authorized by the department or agency with which this transaction originated. 6. The prospective lower tier participant further agrees by submitting this proposal that it will include the clause titled Certification Regarding Debarment, Suspension, Ineligibility, and Voluntary Exclusion-Lower Tier Covered Transactions,without modification, in all lower tier covered transactions and in all solicitations for lower tier covered transactions. 7. A participant in a covered transaction may rely upon a certification of a prospective participant in a lower tier covered transaction that it is not debarred, suspended, ineligible, or voluntarily excluded from the covered transaction, unless it knows that the certification is erroneous. A participant may decide the method and frequency by which it determines the eligibility of its principals. Each participant may but is not required to, check the Nonprocurement List. 8. Nothing contained in the foregoing shall be construed to require establishment of a system of records in order to render in good faith the certification required by this clause. The knowledge and information of a participant is not required to exceed that which is normally possessed by a prudent person in the ordinary course of business dealings. 9. Except for transactions authorized under paragraph 5 of these instructions, if a participant in a covered transaction knowingly enters into a lower tier covered transaction with a person who is suspended, debarred, ineligible, or voluntarily excluded from participation in this transaction, in addition to other remedies available to the Federal Government, the department or agency with which this transaction originated may pursue available remedies, including suspension and/or debarment. Certification (1) The prospective lower tier participant certifies, by submission of this proposal, that neither it nor its principals are presently debarred, suspended, proposed for debarment, declared ineligible, or voluntarily excluded from participation in this transaction by any Federal department or agency. (2) Where the prospective lower tier participant is unable to certify to any of the statements in this certification, such prospective participant shall attach an explanation to this proposal. ED 80-0014, 9/90 (Replaces GCS-009 (REV.12/88), which is obsolete) 24 ASSURANCES - NON-CONSTRUCTION PROGRAMS OMB Approval No. 0348-0040 Public reporting burden for this collection of information is estimated to average 15 minutes per response, including time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding the burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden, to the Office of Management and Budget, Paperwork Reduction Project (0348-0040), Washington, DC 20503 PLEASE DO NOT RETURN YOUR COMPLETED FORM TO THE OFFICE OF MANAGEMENT AND BUDGET. SEND IT TO THE ADDRESS PROVIDED BY THE SPONSORING AGENCY. Note: Certain of these assurances may not be applicable to your project or program. If you have questions, please contact the awarding agency. Further, certain Federal awarding agencies may require applicants to certify to additional assurances. If such is the case, you will be notified. As the duly authorized representative of the applicant I certify that the applicant: 1. Has the legal authority to apply for Federal assistance, and the institutional, managerial and financial capability (including funds sufficient to pay the non-Federal share of project cost) to ensure proper planning, management, and completion of the project described in this application. 2. Will give the awarding agency, the Comptroller General of the United States, and if appropriate, the State, through any authorized representative, access to and the right to examine all records, books, papers, or documents related to the award; and will establish a proper accounting system in accordance with generally accepted accounting standards or agency directives. 3. Will establish safeguards to prohibit employees from using their positions for a purpose that constitutes or presents the appearance of personal or organizational conflict of interest, or personal gain. 4. Will initiate and complete the work within the applicable time frame after receipt of approval of the awarding agency. 5. Will comply with the Intergovernmental Personnel Act of 1970 (42 U.S.C. 4728-4763) relating to prescribed standards for merit systems for programs funded under one of the 19 statutes or regulations specified in Appendix A of OPM's Standards for a Merit System of Personnel Administration (5 C.F.R. 900, Subpart F). 6. Will comply with all Federal statutes relating to nondiscrimination. These include but are not limited to: (a) Title VI of the Civil Rights Act of 1964 (P.L. 88-352) which prohibits discrimination on the basis of race, color or national origin; (b) Title IX of the Education Amendments of 1972, as amended (20 U.S.C. 1681-1683, and 16851686), which prohibits discrimination on the basis of sex; (c) Section 504 of the Rehabilitation Act of 1973, as amended (29 U.S.C. 794), which prohibits discrimination on the basis of handicaps; (d) the Age Discrimination Act of 1975, as amended (42 U.S.C. 6101-6107), which prohibits discrimination on the basis of age; (e) the Drug Abuse Office and Treatment Act of 1972 (P.L. 92-255), as amended, relating to nondiscrimination on the basis of drug abuse; (f) the Comprehensive Alcohol Abuse and Alcoholism Prevention, Treatment and Rehabilitation Act of 1970 (P.L. 91-616), as amended, relating to nondiscrimination on the basis of alcohol abuse or alcoholism; (g) 523 and 527 of the Public Health Service Act of 1912 (42 U.S.C. 290 dd-3 and 290 ee 3), as amended, relating to confidentiality of alcohol and drug abuse patient records; (h) Title VIII of the Civil Rights Act of 1968 (42 U.S.C. 3601 et seq.), as amended, relating to nondiscrimination in the sale, rental or financing of housing; (i) any other nondiscrimination provisions in the specific statute(s) under which application for Federal assistance is being made; and (j) the requirements of any other nondiscrimination statute(s) which may apply to the application. 7. Will comply, or has already complied, with the requirements of Titles II and III of the uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970 (P.L. 91646) which provide for fair and equitable treatment of persons displaced or whose property is acquired as a result of Federal or federally assisted programs. These requirements apply to all interests in real property acquired for project purposes regardless of Federal participation in purchases. 8. Will comply, as applicable, with the provisions of the Hatch Act (5 U.S.C. 1501-1508 and 7324-7328) which limit the political activities of employees whose principal employment activities are funded in whole or in part with Federal funds. 25 LEA APPLICATION FOR FEDERAL FUNDS STATEMENT OF ASSURANCES I, , Superintendent/Administrator of (Print Name) , (LEA) hereby assure the Louisiana Department of Education that (LEA) is in compliance with all of the GENERAL and SPECIFIC ASSURANCES enumerated on the preceding pages. ___________________________________________ Signature of Person Authorized to Receive Grant 26