FORM G ENTITY EHS INCIDENT REPORTING Part A – Incident Notification To be submitted to the Sector Regulatory Authority within 24 hours for all Reportable Incidents 1. General Information Name of Entity: Registration Number: Classification Code: Address of Entity: Authorized Contact Person: Email Address: Telephone Number: Mobile Number: Report on Behalf of a Contractor without an Approved EHSMS: Yes → No (Section 2) Entity Name: Contact Person: Contact Number: 2. Reportable Incident Information – Immediately Reportable to SRA – within 24 Hours Serious Health and Safety Incident: Fatal Reportable Dangerous Occurrence Reportable Occupational Illness / Disease (May select more than one) Fatality Reportable Serious Injury Environment - Moderate Environmental Incident: (May select more than one) Environment - Major Spills / Releases / Discharges to Land Spills / Releases / Discharges to Water, including Groundwater Releases / Discharges to Atmosphere Vegetation Removal / Harm Harm to Animal Species Damage to Heritage Site Other: 3. Recordable Incident Information – Not Required to be Immediately Reported To SRA For Entity Use Only – data to be submitted as part of EHS Performance Quarterly Report – Form E or E2 Minor / No Injury / Slight Moderate Near Miss Lost Time Injury First Aid Injury Medical Treatment Case Equipment / Property Damage Restricted Workday Case Health and Safety Incident: (May select more than one) Environment - Minor Environmental Incident: (May select more than one) Spills / Releases / Discharges to Land Spills / Releases / Discharges to Water, including Groundwater Releases / Discharges to Atmosphere Vegetation Removal / Harm Harm to Animal Species Damage to Heritage Site Other: AD EHSMS RF - Version 2.0 – February 2012 Page 1 of 7 FORM G ENTITY EHS INCIDENT REPORTING 4. Incident Details: Description of Circumstances leading to the Incident: Date of Incident: _ /_ /_ Time (24 hr): : Incident Workplace Address: Incident Location on Site: Police Report Number: (If applicable) Medical Record / Certificate Number: (If applicable) 5. Injured Person’s Personal Details (If applicable) Name: Occupation: Nationality: Date of Birth: Passport Number: Residency Visa Number: / / Contact Address: Contact Phone Number: Gender: Relationship to Injured Person: Direct Employee Male Female Other Person (eg. Visitor, Customer, Member of Public) Part A - Declaration by Entity: I declare that all information provided in this document is true, correct and complete. Signature of the Authorized Contact Person : Date : Official Stamp: _____ / _____ / _____ Official Use – Part A Remarks : Inspection / Incident Investigation Required by Sector Regulatory Authority Yes No Remarks: Entered into Database by: Relevant Authority Stamp Incident Record Number: Name: Signature: Date: _____ / _____ / _____ Reviewed by: Name: Signature: Date: AD EHSMS RF - Version 2.0 – February 2012 _____ / _____ / _____ Page 2 of 7 FORM G ENTITY EHS INCIDENT REPORTING Part B – Incident Investigation To be completed and submitted to SRA as soon as practicable – Maximum One Month from Date of Incident - For all Reportable Incidents 1. Injury Details Nature of Injury / Illness / Damage: Abrasions / Bruising Traumatic Amputation Bite / Sting Burn Concussion Crush / Internal Injury Cuts/ Laceration / Open Wound Hearing Loss / Deafness Dislocation Electric Shock Equipment / Property Damage Fracture Foreign Body in Eye Foreign Body under Skin Hernia Heat Related Illness Infectious Disease Musculoskeletal Disorder - Chronic / RSI Nerve / Spinal Cord Injury Occupational Illness / Disease Poisoning / Toxic Effect Ingestion Poisoning / Toxic Effect Inhalation Psychological (Stress) Respiratory Disease Skin Irritation / Disease Strain / Sprain Other Animal Bit / Sting Biological Factors Cave-In or Collapse Chemicals / Substances / Radiation Drowning / Submersion Dust / Fumes / Gases Extreme Temperature / Fire Electricity Fall from Height Hit by Moving Object / Crush / Vehicle Manual Handling Mental Stress Occupational Violence Penetrating Injury (needle stick, puncture wound) Repetitive Motion Slip, Trip and Fall Struck by Falling Object Other Unspecified Mechanism: Mechanism of Injury / Illness: Journey Incident - Agency / Source of Injury / Illness: Incident occurred during work-related travel, including traveling to or from work. Refer – AD EHSMS Glossary of Terms. Animal / Human Confined Space Fixed Machinery / Plant Infectious Agent Mobile Plant / Equipment Non-Powered Equipment / Tools / Appliances Powered Equipment / Tools / Appliances Sharps / Scalpels / Needles / Etc Version 2.0 Sound and Pressure Road Transport / Vehicles Trench or Excavations Environmental Conditions Materials or Chemical Substances Scaffolding or Ladders Other Page 3 of 7 FORM G ENTITY EHS INCIDENT REPORTING Head / Neck Cervical Spine Ear Eye Face (excluding eye) Forehead Mouth Neck Nose Scalp Abdomen Back Genitals Pelvis Spine Thorax Clavicle (Collar Bone) Elbow Fingers (other than Thumbs) Forearm Hand Shoulder Thumb Upper Arm Wrist Ankle Buttocks Foot Hip / Groin Knee Lower Leg Thigh Toes Arteries Brain Heart Intestines Kidney Liver Lungs Spleen Stomach Heat Related Occupational Illness Other: Trunk Upper Extremity Bodily Location: Lower Extremity Internal Organs General Other Relevant Incident Information: Remarks: 2. Risk Assessment: Likelihood of Recurrence: Severity of Outcome: Level of Risk: 3. Corrective Actions to Prevent Recurrence Actions: By Whom: By When: Date Completed: 4. Actions Complete: Name: Signed (EHS Manager / Equivalent) :____________________________________ Title: Date: Feedback to person(s) involved. Version 2.0 Page 4 of 7 FORM G ENTITY EHS INCIDENT REPORTING Declaration by Injured Person (If Possible) I declare that all information provided in this document is true, correct and complete. Name of Injured Person or Representative: Date : Signature of Injured Person or Representative: _____ / _____ / _____ Part B - Declaration by Entity: I declare that all information provided in this document is true, correct and complete. Signature of the Authorized Contact Person : Date : Official Stamp: _____ / _____ / _____ Incident Reporting Progress Open Closed Further evidence attached to report (eg. Photos, Drawings, SDS, Copy of Police Report, Detail Investigation Report, etc) Official Use – Part B Remarks : Incident Investigation / Follow-up Required by Sector Regulatory Authority Yes Relevant Authority Stamp No Remarks: Entered into Database by: Name: Signature: Date: _____ / _____ / _____ Reviewed by: Name: Signature: Date: _____ / _____ / _____ Personal information will not be disclosed to other parties without your consent unless required to do so by law. Version 2.0 Page 5 of 7 FORM G ENTITY EHS INCIDENT REPORTING Entity EHS Incident Report Form (AD EHSMS Form G) - Guidance Notes What is this Form used for? This form has been designed to be used by entities nominated under the Abu Dhabi EHSMS as an EHS Incident Report Form. This form has primarily been designed to report certain EHS incidents to the concerned Sector Regulatory Authority (AD EHSMS Form G Part A – Section 2). The form can also be used to report and record all EHS incidents within the entity (AD EHSMS Form G Part A – Section 3) - not all EHS incidents are reportable to concerned Sector Regulatory Authorities. Specific EHS incidents may require reporting to other relevant authorities (eg. Police, Ministry of Labour, EAD, etc). What Incidents need to be reported to the concerned Sector Regulatory Authority? AD EHSMS Reportable Incidents include: Fatality; Reportable Serious Injury; Reportable Dangerous Occurrence; Reportable Occupational Illness / Disease; and Major or Moderate Pollution Incident (EAD reporting may be required). Reporting Timeframes (Reportable Incidents) The concerned Sector Regulatory Authority must be officially notified within 24 hours of an incident occurring at a workplace which results in a reportable incident using Part A of this Form. Incident investigation and report must be complete and submitted to the concerned Sector Regulatory Authority within one month of the incident date using Part B of this Form. Definitions - Full definitions of terms used in this document refer to the AD EHSMS RF - Glossary of Terms. Occupational Illness or Injury: Any of the work-related diseases listed in (Schedule No. 1 of Federal Law No. 8 of 1980 and EHS RI Mechanism 03 – EHS Performance and Incident Reporting Schedule C) or any other injury sustained by a worker during and by reason of carrying out his duties. An injury may be considered as an occupational injury if it occurs at work or arises from a work practice or the conditions in a workplace. Occupational Injuries include the recurrence, aggravation or exacerbation of previous work-related injuries. For example, if an employee has previously had a work-related knee injury and the injury happens again because of work, the new injury may have to be reported. Fatality: Fatality is a death resulting from an injury or illness, regardless of the time intervening between injury and death. Reportable Dangerous Occurrences - Schedule A of AD EHS RI – Mechanism 3.0 For detail definitions of the following incidents refer to Schedule A of AD EHS RI – Mechanism 3.0 Explosion or Fire; Machinery Damage; Collapse of Building / Structure or Excavation; Malfunction of Radiation Generating Equipment; Escape of Flammable Substances / Hazardous Substances; and Collapse of Equipment; Overhead Electric Lines; Fall from Heights FORM G ENTITY EHS INCIDENT REPORTING Serious Injuries that require Immediate Notification - Schedule B of AD EHS RI – Mechanism 3.0 An incident requiring reporting is classified as: the employee requiring medical treatment within 48 hours of exposure to a substance; an employee requiring immediate treatment as an in-patient in a hospital; and an employee requiring immediate medical treatment for: the loss of a distinct part or organ of the injured person’s body, including the amputation of any part of an employee’s body; loss of consciousness and/or requiring resuscitation; a serious head injury; a serious eye injury, including loss of sight (temporary or permanent); the separation of skin from any underlying tissue (such as scalping or de-gloving); electric shock; a spinal injury; dislocation of the shoulder, hip, knee or spine; the loss of bodily function; and serious laceration. Lost Time Injury Lost Time Injury (LTI) is a work-related injury or illness that results an individual is unable to work on a subsequent scheduled work day or shift. Example: An employee is injured on the job on Tuesday. He was scheduled to work on Wednesday and Thursday on regular time and Saturday on overtime. He was instructed to stay off work until Sunday, and did so. This is a lost time injury. The employee missed three scheduled days of work (Wednesday Thursday, and Saturday) and all three days are counted as lost workdays for this case. Occupational Illness Any work-related abnormal condition or disorder, other than an injury, which is mainly caused by exposure to environmental factors associated with the employment. It includes acute and chronic illness or diseases that may be caused by repetitive motion, inhalation, absorption, ingestion or direct contact. Whether a case involves a work-related injury or an Occupational Illness is determined by the nature of the original event or exposure that caused the case, not by the resulting condition of the affected employee. An injury results from a single event and cases resulting from anything other than a single event are considered Occupational Illness. Pollution Incident An incident or set of circumstances during or as a consequence of which there is likely to be a leak spill or other escape or deposit of a substance, as a result of which pollution has occurred, is occurring or is likely to occur. It includes an incident or set of circumstances in which a substance has been placed or disposed of on premises. Major Pollution Incident Substances or materials have escaped the site causing significant pollution of adjoining areas which will require containment, clean up and/or remediation involving other agencies and/or additional resources not available to local site management. Irreversible or long term environmental impacts have occurred or are likely to occur to the environment and/or there is a significant health risk to workers and/or the community. Significant, long-term remediation and regulatory intervention will be required. Moderate Pollution Incident Substances or materials have escaped the site causing pollution of adjoining areas which may require containment, clean up and/or remediation involving other agencies and/or additional resources not available to local site management. Moderate reversible environmental impact has occurred or is likely to occur to the environment and/or there is a moderate health risk to workers and/or the community. Moderate, medium-term remediation and regulatory intervention may be required.