MS: 4753020981056172 – Quantifying the clinical virulence of Klebsiella pneumoniae producing carbapenemase Klebsiella pneumoniae simultaneously though an in-vivo insect model and translated patient outcomes Editor's comment: "While both reviewers found the topic important and the study interesting, they also have some concerns on the sample size of patients and therefore the validity of the conclusion. It was suggested that the manuscript will be much improved if the authors can either collect data on a larger sample of patients to improve its statistical analysis power or focus their studies on the animal model." AU: We appreciate the guidance of the editor. We have revised our manuscript to focus on the Galleria mellonella model. We have made changes to highlight that these are the most robust results of our paper. The chronological order of our presentation now lists the insect model results first. Second, we have now clearly denoted the “pilot” nature of human translational studies and urged reader caution in interpretation. In the resubmitted manuscript, we have informed readers in the title and 10 additional times that the study is indeed pilot (and thus our results are focused on the insect model). To address the first point, we are unfortunately unable to improve our study by amassing a larger sample. A larger sample simply does not exist. Our data are highly unique because KPC bacteremia is such a rare event. For instance, the CDC estimated that there are only 9,300 cases of carbapenem-resistant Enterobacteriaceae in the United States per year. Of these, only a fraction are KPC. A smaller fraction yet constitutes bloodstream isolates. Thus our numbers are quite large for a single center study. It should be noted that we are an 897 bed hospital in downtown Chicago and are a tertiary care referral center for the city. To further illustrate this point, our bloodstream infection numbers from 2012 follow: out of 386 Enterobacteriaceae blood stream infections, 12 infections were resistant to carbapenems and only 6 were KPC. With accumulation of only 6 cases per year (before assessing any exclusion criteria), it is unlikely that we can add additional cases in the near future. Furthermore, these studies are expensive from a technician time standpoint and require funding. Our intention was to present a pilot study such that we can attempt to secure additional grant funds. Larger studies and multi-center studies will be required, but to this end, publication of “pilot” efforts is needed. The current analysis is the only one of its kind to our knowledge and represents the best available data from a very large tertiary care hospital. As such, we have clearly stated in our resubmitted manuscript that this study is a “pilot” and should be interpreted as such. ***Please note. All line numbers refer to the “tracked changes” copy Page 1 of 9 Reviewer: Jason J Pogue Reviewer's report: McLaughlin and colleagues present a very interesting analysis in an attempt to truly identify the attributable mortality with KPC bloodstream infections. While, I commend them for their translational approach, and do not necessarily disagree with their premise that it is the patient population that acquire KPC that are associated with mortality rather than the virulence of the organism, I think several limitations of these data limit the ability of the authors to make the conclusions that they do. The major issues are discussed below 1. Probably the most important issue with these data are that there are only 15 KPC BSI cases, and for the primary outcome of mortality there are only 12 events. This makes multivariate modeling with three variables nearly impossible. While it appears in table 4 it appears that the virulence score attenuated the independent risk of mortality with KPC, I do not think this is an appropriate interpretation of these data. By forcing three variables into the model the authors have made the model unstable. KPC falling out as a risk factor is more an artifact of too many variables (as seen by the extremely large confidence interval that on its upper end surprasses a 30-fold risk), rather than an effect of the virulence score. In fact, the virulence score has an OR of 1.01, suggesting that it had zero impact on mortality. AU: We thank the reviewer for the comment. We have added this limitation to our manuscript (lines2, 46, 96, 267, 335, 376-7, 489-503). We also have clarified the interpretation of the odds ratio for the readership. The previous analysis was difficult for the readership to interpret as odds ratios without converted probabilities are difficult to appreciate. We have addressed the reviewer’s comment as follows. First, we have made the virulence score more intuitive for the readership. It is now calculated as insect dead days so that a higher score indicates higher virulence. As such, we have replaced Kaplan-Meier survival curves with Kaplan-Meier failure curves. Second, as the reviewer suggests that only one variable can be added for a 12 mortality event analysis, we have conducted a separate analysis to specifically address this concern. Below, is the result of multivariate analysis that the reviewer questioned. Note, the new virulence score returns the inverse odds ratio and 95% CI (i.e. it is isometric to the original model without the inversion). Page 2 of 9 OLD MODEL Logistic regression Number of obs = 75 = 75 ---------------------------------------------------------------died | Odds Ratio [95% Conf. Interval] P>|z| -------------------+-------------------------------------------kpc | 2.505322 .2015842 31.13656 0.475 wormday2 | 1.008754 .9469172 1.074629 0.787 modapacheiiscore~0 | 1.127818 .9653754 1.317595 0.130 _cons | .0300346 .0036317 .2483922 ---------------------------------------------------------------- NEW MODEL Logistic regression Number of obs --------------------------------------------------------------died | Odds Ratio [95% Conf. Interval] P>|z| -------------------+------------------------------------------kpc | 2.505322 .2015842 31.13656 0.475 virulence_new | .9913221 .9305541 1.056059 0.787 modapacheiiscore~0 | 1.127818 .9653754 1.317595 0.130 _cons | .0506681 .0010676 2.404766 --------------------------------------------------------------- This minimal contribution of the virulence score as an interval variable can be appreciated below. After controlling for the covariates of KPC and the modified APACHE score, there is no effect on mortality (i.e. the mean predicted value is just over 20% mortality at a virulence score of 0 and ~13% at a score of 60). This result is not statistically significant. -.2 0 .2 .4 .6 Predictive Margins with 95% CIs 0 20 40 60 Virulence Score (new) Page 3 of 9 Analysis by information criterion analyses follows. This is more fully discussed below. ----------------------------------------------------------------------------Model | Obs ll(null) ll(model) df AIC BIC -------------+--------------------------------------------------------------A | 75 -32.97524 -29.79754 4 67.59508 76.86503 ----------------------------------------------------------------------------- To address the reviewer’s concern that only a single variable should be entered, we have now done that and have only inserted the virulence score. Logistic regression Number of obs = 75 --------------------------------------------------------------died | Odds Ratio [95% Conf. Interval] P>|z| -----------------+--------------------------------------------virulence_inverted | .9696771 ..9379116 1.002518 0.070 _cons | .6397821 .1619283 2.527792 --------------------------------------------------------------- Here, we see trends toward an effect. As worm virulence increases, mortality decreases. Again, this can be more easily appreciated by plotting the probability of mortality by incremental virulence score (with attendant 95% CIs). 0 .2 .4 .6 .8 Adjusted Predictions with 95% CIs 0 20 40 60 Virulence Score (new) Thus, we believe that our pilot results in the translational model suggest that further study is necessary. An opposite relationship could be expected on the basis of previously published clinical studies alone. We have provided these additional analyses (lines 226-7, 341-44) and de-emphasized their value (as instructed by the reviewer and described above). Page 4 of 9 ----------------------------------------------------------------------------Model | Obs ll(null) ll(model) df AIC BIC -------------+--------------------------------------------------------------B | 75 -32.97524 -31.41979 2 66.83959 71.47456 ----------------------------------------------------------------------------- Finally, the reviewer has described a “rule of thumb” for multivariate model building. That is, “a model should only have one predictor per 10 outcomes”. The actual model built; however, can be tested to account for the benefits of additional predictors and the associated degrees of freedom that they require. One well described way of doing this is by the Information Criterion (either Bayesian or Akaike) (see Hosmer DW and Lemeshow S. Applied Regression. 2nd Ed. for an in-depth discussion on appropriate mathematical model building). Calculations were performed as follows: Akaike’s information criterion was defined as: AIC = -2 lnL + 2k where lnL is the maximized log-likelihood of the model and k is the number of parameters estimated. Schwarz’s Bayesian information criterion was defined as: BIC = -2 lnL + k lnN where N is the sample size. (STATABASE REFERENCE MANUAL. RELEASE 13) . Below, I have compared the models: Likelihood-ratio test (Assumption: B nested in A) LR chi2(2) = Prob > chi2 = 3.24 0.1975 Akaike's information criterion and Bayesian information criterion ------------------------------------------------------------------------------------------------Model | Obs ll(null) ll(model) df AIC BIC -------------+----------------------------------------------------------------------------------Model with virulence score only | 75 -32.97524 -31.41979 2 66.83959 71.47456 Model with KPC+Virulence+APACHE | 75 -32.97524 -29.79754 4 67.59508 76.86503 ------------------------------------------------------------------------------------------------- Here, we see that the model using only the virulence score is considered the better model (as per lower AIC and BIC) with less complexity, yet equal descriptiveness. Thus, per the reviewer’s request as well as directed by the mathematical calculation, we will additionally present the model including only virulence score. 2. I would strongly consider using patients with ESBL infections as the source population for the controls. These patients are likely more similar to KPC patients and would serve as a better reference than pan-susceptible isolates. While a case-case control study is ideal for risk factor studies, it would not be appropriate as uninfected controls could not make it into the animal model. AU: We thank the reviewer for the comment. Certainly, the reviewer is correct that one can ask the question: “are KPC isolate blood stream infections more virulent than ESBL blood stream Page 5 of 9 infections?” This question, while important, cannot be answered with insect or animal models. As the G.mellonella model has NOT been validated for comparisons across organism species (nor genus), the application here would be questionable. Thus, a large body of work would be required to justify the comparisons. However, the question that we have asked, “is KPC K. pneumoniae more virulent than non-KPC K.pneumoniae?” is assessable with these methodologies. Two new studies (not available when our article was originally submitted) also support the comparison in the G. mellonella model [1, 2]. When we complete future clinical analyses, we will keep the reviewer’s query in mind as it is very relevant to describe virulence between pathogens in clinical studies. 3. What was the source of bacteremia in patients, and was it the same between the groups? AU: We thank the reviewer for the comment. We have previously classified the source of bacteremia in several previous studies [3-5]. However in our studies, we have found that the source of bacteremia is often highly subjective/speculative as a function of the fact that the patients are complex, have numerous lines, concomitant infections, etc. Therefore, we did not collect this data in the present analysis. We have added this limitation to our manuscript. 4. I would consider refocusing this study on the animal model. I find those data to be very intriguing and of interest. If the authors diagree with this then they will need to collect a larger sample of KPC patients to validate their model AU: We thank the reviewer for the comment. As above (see question 1), we have deemphasized the human conclusions and have clearly labeled our human studies as “pilot”. Also per the reviewer’s comment, we hope that our pilot data is interesting and hope to continue to contribute more isolates for study and provide better estimates in the future. Until then, we believe that the current pilot results can be instructive to clinicians. Page 6 of 9 Reviewer: Susan M Logan Reviewer's report: It is clearly recognised in the literature that there is a need to more reliably determine the relative virulence of KPC isolates and the current study is focused towards this goal. It was attempted in this study to evaluate quantitatively KPC virulence by a) determination of clinical virulence using standard clinical data modeling techniques b) assessing relative virulence of KPC isolates by examining virulence in a Galleria model of infection c) using the virulence score from insect model to recalculate KPC virulence in clinical model. Clinical data modeling techniques are clearly described and data is presented in comprehensive fashion. I am not qualified to aseess the rigour of the statistical analysis. 1. While the initial analysis found an increased virulence for KPC+ patients, this virulence was decreased when measured organism virulence (from insect model) was incorporated into the multivariate models. The insect model data revealed that KPC+ isolates were less virulent than KPCisolates suggesting that poor patient outcomes of KPC+ patients may not be due to the virulence of KPC+ strains. The insect model data as presented are very restricted in scope and could be expanded to better explore the virulence phenotypes observed (See recent paper -Insua et al Infect. Immun 81:3552-3565) AU: We thank the reviewer for the comment. Certainly, this is one direction of study, and genetic knock-out studies (such as performed in the cited article) certainly would be interesting. However, the goal in this article was to define virulence of organisms that are clinically incident in patient blood stream infections rather than identify exact virulence mechanisms. Specifically, we wished to see if the classification of the KPC phenotype was more or less virulent. Many additional works will be necessary to completely categorize the known phenotypes/genotypes and search for those that have not yet been identified. We have plans to embark on some of this work, but it is currently outside of the scope of this analysis. 2. Could the virulence properties measured in Galleria possibly not be those which are relevant to virulence in humans ? AU: We thank the reviewer for the comment. We have listed this as a possible study confounder (lines 508-17) ; however, it is important to note that previous researchers have found that there is good concordance between the Galleria model and animal models of higher order of magnitude. In fact, the reference highlighted [6] by the reviewer concludes: “Taken together, these results support the utility of G. mellonella as a surrogate host for assessing infections with K. pneumoniae.” Overall , while very preliminary in nature the results presented in this study which suggest that it may not be the virulence of KPC+ isolates which lead to poor patient outcomes are somewhat intriguing and deserve further study. However in its current format , I feel the manuscript makes too small an advance to warrant publication. Page 7 of 9 AU: We respect the opinion of the scientific reviewer; however, we respectfully disagree. As directly quoted in the manuscript that the reviewer has suggested [6] : “the use of animal models to identify the virulence factors of human pathogens is indispensable. Currently, identification and characterization of novel virulence factors rely largely on assessing mutant bacteria for growth in the organs of infected mice. The dependence on mouse infection models limits large-scale analysis of virulence due to the large number of animals needed to obtain statistically significant results.” Thus, the need is readily apparent to be able to translate the Galleria mellonella insect model to humans. It is already in high use to discern virulence factors. The translation to humans is paramount. This is the first study reviewing outcomes for K. pneumoniae in G.mellonella and human bloodstream infections. While it is in PILOT form, as now clearly described, it is an important foray into the human translation arena. Thus, the results, while not entirely what the scientific community expects, require further investigation. Such investigations will only occur if initial interest in the pilot studies is appreciated. Page 8 of 9 Supporting references cited in this document 1. 2. 3. 4. 5. 6. Wand ME, McCowen JW, Nugent PG, Sutton JM: Use of the Galleria mellonella infection model to study the opportunistic pathogen Klebsiella pneumonia supports the presence of a multifaceted interaction with the host immune response. Journal of medical microbiology 2013. Wand ME, Bock LJ, Turton JF, Nugent PG, Sutton JM: Acinetobacter baumannii virulence is enhanced in Galleria mellonella following biofilm adaptation. Journal of medical microbiology 2012, 61(Pt 4):470-477. Esterly JS, Wagner J, McLaughlin MM, Postelnick MJ, Qi C, Scheetz MH: Evaluation of clinical outcomes in patients with bloodstream infections due to Gram-negative bacteria according to carbapenem MIC stratification. Antimicrob Agents Chemother 2012, 56(9):4885-4890. Crank CW, Scheetz MH, Brielmaier B, Rose WE, Patel GP, Ritchie DJ, Segreti J: Comparison of outcomes from daptomycin or linezolid treatment for vancomycinresistant enterococcal bloodstream infection: A retrospective, multicenter, cohort study. Clin Ther 2010, 32(10):1713-1719. Scheetz MH, Hoffman M, Bolon MK, Schulert G, Estrellado W, Baraboutis IG, Sriram P, Dinh M, Owens LK, Hauser AR: Morbidity associated with Pseudomonas aeruginosa bloodstream infections. Diagn Microbiol Infect Dis 2009, 64(3):311-319. Insua JL, Llobet E, Moranta D, Perez-Gutierrez C, Tomas A, Garmendia J, Bengoechea JA: Modeling Klebsiella pneumoniae Pathogenesis by Infection of the Wax Moth Galleria mellonella. Infection and immunity 2013, 81(10):3552-3565. Page 9 of 9