Ethics & Ethical Decision SES Training Program – Facilitators’ Guide Making SES Ethics Workshop Enhancing ethical culture through ethical decision-making www.ethics.qld.gov.au Ethics & Ethical Decision SES Training Program – Facilitators’ Guide Making Contents Purpose ...................................................................................................................................................................................................................... 3 Why the workshop guide and resources were developed............................................................................................................................................ 3 How the workshop guide and resources were developed............................................................................................................................................ 4 How to use this guide.................................................................................................................................................................................................. 4 Guide Structure........................................................................................................................................................................................................... 5 Resources and Readings ............................................................................................................................................................................................ 6 SES Ethics and Ethical Decision-Making Workshop Concept Map ............................................................................................................................. 8 Topic 1: Introduction ................................................................................................................................................................................................. 10 Topic 2: Strategy ....................................................................................................................................................................................................... 12 Topic 3: Structure...................................................................................................................................................................................................... 14 Topic 4: Culture ........................................................................................................................................................................................................ 16 Topic 5: What happens when things go wrong – ethical failure ................................................................................................................................. 18 Topic 6: Introduction to ‘in practice’ section ............................................................................................................................................................... 20 Topic 7: Structure in practice .................................................................................................................................................................................... 22 Topic 8: Culture in practice ....................................................................................................................................................................................... 24 Topic 9: Strategy in practice ...................................................................................................................................................................................... 26 Topic 10: Conclusion ................................................................................................................................................................................................ 28 List of Slides ............................................................................................................................................................................................................. 30 Guideline www.ethics.qld.gov.au 2 Ethics & Ethical Decision SES Training Program – Facilitators’ Guide Making Purpose This ethics and ethical decision-making workshop guide and resources for SES Officers has been developed by the Public Service Commission to support the government’s integrity and accountability reforms and to uphold the Public Service Commission’s responsibilities to enhance ethical culture and ethical decision-making in the public sector. The workshop guide and resources will be provided as a package to assist public service agencies to deliver ethics and ethical decision-making workshops to their SES officers. Why the workshop guide and resources were developed On 6 August 2009, the Queensland Government released the discussion paper Integrity and Accountability in Queensland to prompt public discussion on integrity and accountability issues. In response to the submissions received, the Queensland Government developed a program of integrity reform, including both legislative and administrative improvements, aimed at ensuring that Queensland stays at the forefront of open and accountable government. The reform program identifies four key principles as underpinning a robust integrity and accountability framework. They are: strong rules - clear rules and standards, balancing proscription with positive values and aspirations, so that an exemplary standard of conduct is aspired to; strong culture - strong leadership, training and awareness and a conscious dedication to ethical values; strong scrutiny - transparent government processes, strong scrutiny mechanisms, strong agency cultures leading to enhanced internal scrutiny; and strong enforcement - a range of enforcement mechanisms and disciplinary measures in which processes are accessible and outcomes prescribed, as well as effective public interest disclosure mechanisms. The government recognises that a robust integrity system requires a public sector culture that emphasises strong leadership, training and awareness and a conscious dedication to ethical values. Guideline www.ethics.qld.gov.au 3 Ethics & Ethical Decision SES Training Program – Facilitators’ Guide Making The examples set by leaders throughout the political sphere and the public sector are important in building and fostering a strong ethical culture. Leaders must communicate the importance of ethical decision-making in the workplace and they must promote ethical behaviour in their day-to-day actions and decisions. Appropriate training is required to ensure all public officials are fully aware of the way that their ethical obligations should be reflected in their conduct. All new employees are required to undertake Code of Conduct training. In addition to this, the government is introducing mandatory annual training in ethical decision-making for the public sector. How the workshop guide and resources were developed This workshop combines materials and approaches from the CEO Ethics Workshop and the Ethics and Ethical Decision-Making Training Program developed in consultation with Queensland public service agency representatives nominated through the Queensland Public Sector Ethics Network. How to use this guide The workshop guide establishes training objectives and core messages for training for SES Officers in ethics and ethical decision-making. In developing workshops for delivery, agencies should incorporate material that will assist participants to relate the core messages to their roles and to meet the workshop objectives, including: Ensuring all essential core message areas are covered; Incorporating agency examples and materials that are relevant to the agency and the participants receiving the training; and Using the tools provided and resources referred to that are relevant to the agency and the participants receiving the training. Agency training developers and facilitators should flexibly tailor workshops to best assist their audience to meet the workshop objectives. Guideline www.ethics.qld.gov.au 4 Ethics & Ethical Decision SES Training Program – Facilitators’ Guide Making Guide Structure The workshop guide starts from the position that compliance on its own is an inadequate response to ensuring integrity and accountability and that the embedding or institutionalising of ethics within an agency culture is required to consistently ensure ethical outcomes. The workshop guide and resources: • Explore a conceptual framework of 3 elements: Strategy – Structure – Culture, from the perspective of the government integrity and accountability regime. • Case studies are then used to explore what happens when things go wrong. • Participants are then asked to explore the 3 conceptual framework elements in practice to identify their accountabilities and the steps they will take to promote ethical culture in their agency. This aspect of the workshop includes the application of ethical decision making tools to ethical dilemma scenarios. The Guide contains: Topics – these structure the workshop and provide a process to assist SES Officers to develop a conceptual ethics framework from which to plan their responsibilities for enhancing ethical culture, as well as providing them with practical information about their responsibilities in applying the public sector ethics to ethical dilemmas. Objectives – 4 learning outcomes for training participants. Core message areas – to implement the objectives and under which core content is developed. Core message content and discussion – ideas to guide content delivery to achieve the workshop objectives. Related PowerPoint slides – these have been created to communicate the conceptual ethics framework. Agency-specific material will need to be used and may require creation of additional slides by the agency. Related resources for ethics trainers and advisors – a list of relevant service-wide documents has been included that may be useful to refer to for additional background and/or for referring employees to. Resources for incorporating agency focus – indicates the types of documents that may be relevant for supporting agency-specific material. Resources and readings list - for both facilitators and participants. Guideline www.ethics.qld.gov.au 5 Ethics & Ethical Decision SES Training Program – Facilitators’ Guide Making Resources and Readings Background Integrity and accountability reforms Government Response to Integrity and Accountability in Queensland, 2009 Senior officer accountabilities Legislation Public Service Ethics Act 2004 (amended 2010) Public Interest Disclosure Act 2010 Public Service Act 2008 (amended 2010) Integrity Act 2009 Directive 2/09 Employment Separation Procedures Directive 22/09 Gifts & Benefits and related policy Directive 3/10 Declaration of Interests and related policy Policy Disclosure of previous employment as a lobbyist Other documents Premier’s Communiqué: Interaction between ministerial staff and public servants Code of Conduct for the Queensland Public Service Queensland Public Service Charter PSC 1,2,3,GO Ethical Decision making Tool Ombudsman’s Good Decisions Workshop (resource available with workshop) Public Interest Disclosure Guide Managing a Public Interest Disclosure Program Integrity Integrity Information Sheet 1: Integrity Issues and the Integrity Commissioner Planning and embedding Performance Management Framework CMC Integrity Framework Capability and Leadership Framework, in particular Capability 4 Directives Support materials Guideline Ethical Decision Making www.ethics.qld.gov.au 6 Ethics & Ethical Decision SES Training Program – Facilitators’ Guide Making Relevant articles Ethics and leadership Case studies Guideline P Shergold: Ethics and the Changing Nature of Public Service, 1996 A. Cameron: Tone at the Top 2007 Transparency International Australia, Global Corruption Report 2009: Corruption and the Private Sector Kimber et al: Theorising Ethical Dilemmas Faced by Senior Public Servants: An Excursion into Australian Public Sector Ethic 2003 G.B Adams and D.L Balfour: Ethical Failings, Incompetence, and Administrative Evil – Lessons from Katrina and Iraq in R.W Cox (ed) Ethics and Integrity in Public Administration 2009 G. Casali & G. Day: Treating an unhealthy organisational culture: the implications of the Bundaberg Hospital Inquiry for managerial decision making in Australian Health Review, 2010, 34 D. Lenihan: AWB: How the System Let us Down in Public Administration Today April- June 2007 J. Agius SC: The Cole Inquiry into Certain Australian Companies and the UN Oil for Food Programme: Lessons for Government in Australian Institute of Administrative Law Forum, 2007 www.ethics.qld.gov.au 7 Ethics & Ethical Decision SES Training Program – Facilitators’ Guide Making SES Ethics and Ethical Decision-Making Workshop Concept Map Topics Strategy Introduction Structure Culture What happens when things go wrong – ethical failure Structure in practice Culture in practice Strategy in practice Objective 1. SES have demonstrated an understanding of the Integrity and Accountability regime in Queensland Core message area Queensland’s integrity and accountability reforms 2. SES have applied the public sector ethics to ethical dilemmas Applying ethics to decisions and actions Queensland public sector ethics Conclusion Rationale for objective Our leaders require an understanding of the direction of the government’s integrity and accountability reforms, how this impacts on their accountabilities and the support available to them to meet those accountabilities. The mandatory ethics training being implemented across the public service aims to enhance public service ethical culture through employee behaviour. Ethical culture is built through shared understanding and values. Public service leaders have a key role in establishing the benchmark for ethical culture in their agency. It is essential that public service leaders identify ethical dilemmas and apply ethical judgement in resolving them because this is appropriate behaviour, and because research demonstrates that employee engagement and their ethical behaviour are impacted by their perception of the ethics of agency leaders. Ethical leadership is demonstrated through formally championing ethics in their agency, setting the benchmark for ethical behaviour, and by exercising ethical judgement in responding to ethical dilemmas. Guideline www.ethics.qld.gov.au 8 Ethics & Ethical Decision SES Training Program – Facilitators’ Guide Making Objective 3. SES have developed a conceptual framework for their leadership of ethical practice and culture in their agencies Core message area Planning to enhance ethical culture through leadership 4. SES have committed to action as champions of ethical practice and culture within their agencies and across government Leading ethical culture enhancement Guideline Rationale for objective Public service leaders are responsible for promoting an organisational culture that values high ethical standards and behaviour. Promoting ethical culture should be integrated into all SES activities including the planning, implementation and reporting cycle for organisational performance management. By integrating ethical culture into their role, SES Officers are: Leading a high performance culture; Leading business direction and being accountable for achieving performance results for the Queensland community; Being a role model for performance management. through: Setting the strategic direction and managing priorities for achieving agency goals; Leading public service planning and manage performance at a whole-of-government level; Demonstrated commitment to the right way to do business, which will be critical to agency and employee successful delivery of outcomes. Queensland Government Performance management Framework – A Guide for Executive Managers Implementing the government’s integrity and accountability reforms requires actively promoting and being seen to lead the development and enhancement of ethical culture. www.ethics.qld.gov.au 9 Ethics & Ethical Decision SES Training Program – Facilitators’ Guide Making Topic 1: Introduction Objective Core message area Instructions for trainers Content and discussion 3. SES have developed a conceptual framework for their leadership of ethical practice and culture in their agencies Planning to enhance ethical culture through leadership CEOs should be requested to provide an expression of commitment by participating in workshops provided to their executive management team. Workshops below this level should similarly be supported by members of the agency executive management team. Explain the background (integrity and accountability reforms) and the structure (strategy – structure – culture) of the workshop to participants and communicate the reform emphasis of taking a positive expression of the principles and values that underpin effective public service. This workshop has been developed to support the government’s integrity and accountability reforms, in particular to enhance ethical culture and ethical decision-making in the public service. Mandatory ethics training, being implemented across the public service, aims to enhance public service ethical culture through employee behaviour. Ethical culture is built through shared understanding and values and the reforms seek to promote positive expression of the principles and values that underpin effective public service. Public service leaders have a key role in establishing the benchmark for ethical culture in their agency. The workshop will assist SES in understanding SES accountabilities under the integrity and accountability reforms. It provides a conceptual framework to assist SES in implementing your responsibilities for promoting organisational culture that values high ethical standards and behaviour. It includes case studies and scenarios to explore the impact of ethics (or their lack) on public administration and outcomes for the community. Compliance or Culture ‘Because efficient and legitimate institutions can be used for constructive or destructive purposes, public affairs professionals need to develop and nurture a critical, reflexive attitude toward public institutions, the exercise of authority, and the culture at Guideline www.ethics.qld.gov.au 10 Ethics & Ethical Decision SES Training Program – Facilitators’ Guide Making large’ Adams and Balfour 2009 This workshop starts from the position that compliance on its own is an inadequate response to ensuring integrity and accountability and that the embedding or institutionalising of ethics within an agency culture is required to consistently ensure ethical outcomes. The workshop: • Explores a conceptual framework of 3 elements: Strategy – Structure – Culture, from the perspective of the government integrity and accountability regime. • Case studies are then used to explore what happens when things go wrong. • Participants are then asked to explore the 3 conceptual framework elements in practice to identify their accountabilities and the steps they will take to promote ethical culture in their agency. This aspect of the workshop includes the application of ethical decision making tools to ethical dilemma scenarios. Related slides 1. Cover slide 2. Conceptual framework: compliance or culture 3. Objectives 4. Introducing the framework Guideline Related resources Agency resources Quotes, provided with this training workshop, placed around walls www.ethics.qld.gov.au 11 Ethics & Ethical Decision SES Training Program – Facilitators’ Guide Making Topic 2: Strategy Objective Core message area Instructions for trainers Content and discussion 1. SES have demonstrated an understanding of the Integrity and Accountability regime in Queensland Queensland’s integrity and accountability reforms Take participants through the government’s integrity and accountability framework. This section provides an overview of the key integrity and accountability reforms. How these relate to SES Officer accountabilities is explored later in the workshop. This workshop explores a conceptual framework of 3 elements: Strategy – Structure – Culture This section explores ‘Strategy’, being the government’s integrity and accountability reforms. The government expects the highest standards of integrity and accountability from everyone in public office and has put in place an integrity and accountability framework with a program of reforms under four key principles: Strong rules - clear rules and standards balancing proscription with positive values and aspirations so that an exemplary standard of conduct is aspired to; Strong culture - strong leadership, training and awareness and a conscious dedication to ethical values; Strong scrutiny - transparent government processes, strong scrutiny mechanisms, strong agency cultures leading to enhanced internal scrutiny; Strong enforcement - a range of enforcement mechanisms and disciplinary measures in which processes are accessible and outcomes prescribed. Effective public interest disclosure mechanisms. Government Response to Integrity and Accountability in Queensland 2009 The reforms that are most relevant sector-wide are listed in the slides, with details about these included in the slide notes. Details about the other reforms can be obtained from the response paper: http://www.premiers.qld.gov.au/communityissues/open-transparent-gov/integrity-and-accountability-review.aspx Guideline www.ethics.qld.gov.au 12 Ethics & Ethical Decision SES Training Program – Facilitators’ Guide Making Related slides 5. Strategy 6. Integrity and accountability reforms 7. Reforms – strong rules 8. Reforms – strong culture 9. Reforms – strong scrutiny 10. Reforms – strong enforcement Guideline Related resources Government Response to Integrity and Accountability in Queensland 2009 www.ethics.qld.gov.au Agency resources Incorporating Agency Focus Agency policies and procedures 13 Ethics & Ethical Decision SES Training Program – Facilitators’ Guide Making Topic 3: Structure Objective Core message area Instructions for trainers Content and discussion 1. SES have demonstrated an understanding of the Integrity and Accountability regime in Queensland Queensland’s integrity and accountability reforms Take participants through the integrity and accountability regime, focusing on how the agencies listed: • Oversight integrity and accountability in the Queensland Public Service; and • Support they can offer SES Officers. This workshop explores a conceptual framework of 3 elements: Strategy – Structure – Culture This section explores ‘Structure’, being the regime that oversights integrity and accountability in the Queensland. The agencies provide support and advice in following areas: Crime and Misconduct Commission - http://www.cmc.qld.gov.au Combats major crime, raises public sector integrity and protects witnesses. Offers a range of services including research, advice, intelligence and surveillance. Public Service Commission – http://www.psc.qld.gov.au Supports the ongoing development of employees across the sector, acknowledging that a positive workplace culture is a key driver of staff retention, corporate innovation and high performance. The PSC incorporates the Ethics Advisory Service, which gives agencies and employees from across the sector a central point to access ethics-related information and training resources for the Code of Conduct for the Queensland Public Service and public interest disclosures. Contact: 1300 038 472 . www.ethics.qld.gov.au Queensland Integrity Commissioner - http://www.integrity.qld.gov.au/ Provides advice on integrity and ethics issues, including conflicts of interest, to Ministers, Members of Parliament, senior public servants, maintains the lobbyists register and monitors lobbyists conduct. Queensland Audit Office - http://www.qao.qld.gov.au Assesses public service financial management to enhance public sector accountability . Guideline www.ethics.qld.gov.au 14 Ethics & Ethical Decision SES Training Program – Facilitators’ Guide Making Queensland Ombudsman's Office - http://www.ombudsman.qld.gov.au An independent complaints investigation agency which ensures public agencies (state government departments and bodies and local councils) act fairly and make the right decisions for Queenslanders. Assists public agencies to improve their decision-making and administrative practice for the benefit of the community. Office of the Information Commissioner - http://www.oic.qld.gov.au/ Responsible for providing information and assistance to Queensland government agencies to promote access to government-held information and protect people’s personal information held by government. Related slides Related resources Agency resources Incorporating Agency Focus 11. Structure Government Response to Integrity and Accountability in Queensland, 2009 12. Map of integrity regime Agency policies and procedures Guideline www.ethics.qld.gov.au 15 Ethics & Ethical Decision SES Training Program – Facilitators’ Guide Making Topic 4: Culture Objective Core message area Instructions for trainers 1. SES have demonstrated an understanding of the Integrity and Accountability regime in Queensland Queensland public sector ethics To uphold public sector ethics we need to know what the public sector ethics are and what they mean. Discuss the relevance of ethics to public service using the quote from Peter Shergold. Explore the Public Sector Ethics Act 1994 (PSEA) principles and the underpinning values for each principle and clarify their meaning. Further information can be obtained from the resource document: What do the Queensland Public Sector Ethics Principles Mean? The final slide in this set can be used to highlight the contribution of the public sector ethics to achieving outcomes for the public. Content and discussion This workshop explores a conceptual framework of 3 elements: Strategy – Structure – Culture This section explores ‘Culture’, outlining the government’s commitment to enhancing ethical culture to support a robust integrity and accountability framework. Peter Shergold AM, former Public Service Commissioner Australian Public Service argues that the nature of the public service makes ethical behaviour a requirement: … the bottom line accountability for public servants is ethical (did I meet the public purpose as efficiently, effectively, equitably and openly as possible?) whereas for the private employees it is economic (did my work contribute to company profits and shareholder dividends?) P Shergold: Ethics and the Changing Nature of Public Service, 1996 Guideline www.ethics.qld.gov.au 16 Ethics & Ethical Decision SES Training Program – Facilitators’ Guide Making The government integrity and accountability reforms emphasise the importance of enhancing ethical culture through strong leadership, training and awareness, and a conscious dedication to ethical values. New public sector ethics principles and values are established in the amended Public Sector Ethics Act 1994. The principles and values embody the ethics that underpin effective serving of the public. Ethics should be the way we do our public service business of delivering government priorities to deliver outcomes for Queenslanders. The Ethics in Practice diagram represents how outcomes for Queenslanders are achieved in the public service through ethical behaviour, implementing government priorities and services. Related slides 13. Culture 14. Public sector ethics principles 15. Principle 1 Integrity and impartiality 16. Principle 2 Promoting the public good 17. Principle 3 Commitment to the system of government 18. Principle 4 Accountability and transparency 19. Ethics in practice - diagram Guideline Related resources Public Sector Ethics Act 1994 Code of Conduct for the Queensland Public Service www.ethics.qld.gov.au Agency resources Incorporating Agency Focus Agency values Agency Code of Conduct Standard of Practice Agency/ occupationally relevant examples/ scenarios 17 Ethics & Ethical Decision SES Training Program – Facilitators’ Guide Making Topic 5: What happens when things go wrong – ethical failure Objective Core message area Instructions for trainers 2. SES have applied the public sector ethics to ethical dilemmas Applying ethics to decisions and actions Use case studies to explore what happens when ethical culture and practice are found wanting. Three well known case studies are included with a brief overview of what happened and the outcomes. Agencies are encouraged to use at least one case study form their own agency and highlight the ethical lessons that emerged, using the public sector ethics. If using a case study focusing on an individual, explore the lessons that emerged about how the agency systems handled the situation. Case studies should be de-identified. Content and discussion Any work environment and role has risks: both situations in which there are temptations to act unethically and situations that comprise an ethical dilemma, where we must exercise ethical judgement to determine the right thing to do. These situations may be created or affected by norms (practices and unwritten rules), both positive and negative, that operate in the workplace. Having explored the integrity and accountability framework, the workshop now uses case studies to explore what happens when ethical culture and practice are wanting. The included case studies: Responding to Hurricane Katrina; Reconstructing Iraq; and The AWB, DFAT and the Oil for Food Programme. Guideline www.ethics.qld.gov.au 18 Ethics & Ethical Decision SES Training Program – Facilitators’ Guide Making Related slides Related resources 20. What happens when things go wrong? G.B Adams and D.L Balfour: Ethical Failings, Incompetence, and Administrative Evil – Lessons 21. Ethical failure – Hurricane Katrina from Katrina and Iraq in R.W Cox (ed) Ethics and 22. Ethical failure – Reconstruction of Iraq Integrity in Public Administration 2009 23. Insert agency example D. Lenihan: AWB: How the System Let us Down in Public Administration Today April- June 2007 J. Agius SC: The Cole Inquiry into Certain Australian Companies and the UN Oil for Food Programme: Lessons for Government in Australian Institute of Administrative Law Forum, 2007 Guideline www.ethics.qld.gov.au Agency resources Incorporating Agency Focus Agency values Agency Code of Conduct Standard of Practice Agency policies and procedures Agency/ occupationally relevant examples/ scenarios 19 Ethics & Ethical Decision SES Training Program – Facilitators’ Guide Making Topic 6: Introduction to ‘in practice’ section Objective Core message area Instructions for trainers Content and discussion 3. SES have developed a conceptual framework for their leadership of ethical practice and culture in their agencies 4. SES have committed to action as champions of ethical practice and culture within their agencies and across government Planning to enhance ethical culture through leadership Leading ethical culture enhancement Advise participants that the workshop will now explore their role in upholding ethics in their agency, using the conceptual framework: Strategy – Structure - Culture. This time the workshop commences with Structure, then explore Culture and ends with looking at Strategy: giving SES Officers the opportunity to focus on identifying actions they will commit to in order to uphold their ethical responsibilities as leaders in the agency. Compliance or Culture ‘Because efficient and legitimate institutions can be used for constructive or destructive purposes, public affairs professionals need to develop and nurture a critical, reflexive attitude toward public institutions, the exercise of authority, and the culture at large’ Adams and Balfour 2009 This workshop starts from the position that compliance on its own is an inadequate response to ensuring integrity and accountability and that the embedding or institutionalising of ethics within an agency culture is required to consistently ensure ethical outcomes. The workshop will now help SES to explore your role in upholding ethics in this agency, using the conceptual framework: Strategy – Structure - Culture. This time the workshop commences with Structure, then explores Culture and ends with looking at Strategy: actions SES identify and will commit to in order to uphold SES ethical responsibilities as leaders in the agency. Guideline www.ethics.qld.gov.au 20 Ethics & Ethical Decision SES Training Program – Facilitators’ Guide Making Related slides 24. Putting the conceptual framework into practice Guideline Related resources www.ethics.qld.gov.au Agency resources 21 Ethics & Ethical Decision SES Training Program – Facilitators’ Guide Making Topic 7: Structure in practice Objective Core message area Instructions for trainers Content and discussion 1. SES have demonstrated an understanding of the Integrity and Accountability regime in Queensland Queensland’s integrity and accountability reforms Take participants through the new SES Officer accountabilities under the government’s integrity and accountability reforms referring to relevant agency policy, procedures and examples. This workshop explores a conceptual framework of 3 elements: Strategy – Structure – Culture This section explores putting ‘Structure’ into practice, focusing on new SES Officer accountabilities under the government’s integrity and accountability reforms. Accountabilities SES accountabilities based on the integrity and accountability reforms are established in legislation, directives and policy. Code of Conduct: A new Code of Conduct for the Queensland Public Service comes into effect from 1 January 2010. As our senior leaders, Chief Executive and Senior Executive Service (SES) Officers have responsibility to visibly demonstrate and uphold the principles and values of the Public Sector Ethics Act 1994 that are reflected in the Code of Conduct. Chief Executive and SES officers’ roles are to promote an organisational culture that values high ethical standards and behaviour. Ethics training: The Queensland Government’s integrity and accountability reforms identified ethical decision-making as an important aspect of a strong ethical culture. Annual training in ethics and ethical decision-making is now mandatory for all public service employees. This commenced with a workshop for CEOs held in October 2010. This has been cascaded to SES Officers in the form of this workshop. Training for all officers is planned. Related slides Related resources Agency resources Incorporating Agency Focus 25. Structure in practice Government Response to Integrity and Guideline www.ethics.qld.gov.au 22 Ethics & Ethical Decision SES Training Program – Facilitators’ Guide Making 26. Reform accountabilities for SES 27. Reform accountabilities for SES 28. Reform accountabilities – Code of Conduct 29. Reform accountabilities – Ethics training Guideline Accountability in Queensland, 2009 Directive 2/09 Employment Separation Procedures Directive 22/09 Gifts & Benefits and related Policy Directive 3/10 Declaration of Interests and related Policy Disclosure of previous employment as a Lobbyist Premier’s Communiqué: Interaction between ministerial staff and public servants Code of Conduct for the Queensland Public Service Queensland Public Service Charter Integrity Information Sheet 1: Integrity Issues and the Integrity Commissioner www.ethics.qld.gov.au Agency values Agency Code of Conduct Standard of Practice Agency policies and procedures Agency/ occupationally relevant examples/ scenarios 23 Ethics & Ethical Decision SES Training Program – Facilitators’ Guide Making Topic 8: Culture in practice Objective Core message area Instructions for trainers Content and discussion 2. SES have applied the public sector ethics to ethical dilemmas Applying ethics to decisions and actions Take participants through the slides in this section and then ask them to work through ethical dilemmas in small groups. The ethical dilemmas are to be generated by the agency. Use: Participant-relevant examples/ scenarios to explore dealing with ethical dilemmas: situations where the ‘answer’ is not clear cut and ethical judgement is needed; Your agency ethical decision making tool or the PSC 1,2,3,GO Ethical Decision Making Tool; the Code of Conduct, applying the ethics principles in the first instance and then the values and standards of conduct to clarify the principles; Ask participants to explain how they used the principles to form their decision; Ask participants to identify the impact of their decision in terms of the ethics principles, both positive and negative impacts; and Assist participants to identify appropriates sources of advice. This workshop explores a conceptual framework of 3 elements: Strategy – Structure – Culture This section explores putting ‘Culture’ into practice, focusing on the application of ethical decision making tools to ethical dilemma scenarios. Ethical decision-making Making ethical decisions is not just about applying rules. Increasingly we are asked to decide what should be done, to make our own decisions, in situations where the answer is not clear. The public sector ethics principles can guide us in identifying what we should do in these situations. Guideline www.ethics.qld.gov.au 24 Ethics & Ethical Decision SES Training Program – Facilitators’ Guide Making Advice Seeking good advice is central to making an impartial and appropriate ethical decision. It is difficult to get perspective in isolation nor can you give yourself independent ethics advice. Clarify the issues and options for resolution by talking to someone independent who you respect. Related slides 30. Culture in practice 31. Ethical standards in the public sector 32. Ethical decision-making 33. Ethical decision-making model diagram 34. Ethics advice Guideline Related resources Public Sector Ethics Act 1994 Code of Conduct for the Queensland Public Service PSC 1,2,3,GO Ethical Decision Making Tool Ombudsman’s Good Decisions Program Crime and Misconduct Commission Prevention Program www.ethics.qld.gov.au Agency resources Incorporating Agency Focus Agency values Agency Code of Conduct Standard of Practice Agency policies and procedures Professional codes/ ethics/ values Occupational groupings: interests/ values Agency/ occupationally relevant examples/ scenarios 25 Ethics & Ethical Decision SES Training Program – Facilitators’ Guide Making Topic 9: Strategy in practice Objectives Core message area Instructions for trainers Content and discussion 3. SES have developed a conceptual framework for their leadership of ethical practice and culture in their agencies 4. SES have committed to action as champions of ethical practice and culture within their agencies and across government Planning to enhance ethical culture through leadership Leading ethical culture enhancement Slides in this section include questions to prompt participants to consider their role in leading ethical culture. Participants should be encouraged to begin to translate their responses into planning for implementation beyond this training workshop. This workshop explores a conceptual framework of 3 elements: Strategy – Structure – Culture This section explores putting ‘Strategy’ into practice, focusing on identifying actions SES will commit to in order to uphold SES ethical responsibilities as leaders in the agency. SES officers are to promote an organisational culture that values high ethical standards and behaviour by: • Openly demonstrating conscious commitment to ethics by communicating the importance of ethical decision-making in the workplace, and promoting ethical behaviour in day-to-day actions; • Ensuring employees have access to training in the operation of this Code and in ethical decision-making more broadly, making the Code meaningful for all employees. Code of Conduct for the Queensland Public Service Promoting ethical culture should be integrated into all SES activities including the planning, implementation and reporting cycle through: Setting the strategic direction and managing priorities for achieving agency goals; Leading public service planning and manage performance at a whole-of-government level; Demonstrated commitment to the right way to do business, which will be critical to agency and employee successful delivery of outcomes. Guideline www.ethics.qld.gov.au 26 Ethics & Ethical Decision SES Training Program – Facilitators’ Guide Making Related slides 35. Strategy in practice 36. Exploring Leadership 37. Discussion questions 38. Discussion question 39. Performance commitment Guideline Queensland Government Performance management Framework – A Guide for Executive Managers Related resources Agency resources Incorporating Agency Focus Queensland Government Performance Management Framework – A Guide for Executive Agency values Managers Agency Code of Conduct Standard of Practice Agency policies and procedures Professional codes/ ethics/ values Occupational groupings: interests/ values Agency/ occupationally relevant examples/ scenarios www.ethics.qld.gov.au 27 Ethics & Ethical Decision SES Training Program – Facilitators’ Guide Making Topic 10: Conclusion Objective Core message area Instructions for trainers 4. SES have committed to action as champions of ethical practice and culture within their agencies and across government Leading ethical culture enhancement Content and discussion Ethical culture is built through shared understanding and values and the reforms seek to promote positive expression of the principles and values that underpin effective public service. Public service leaders have a key role in establishing the benchmark for ethical culture in their agency. Participants should explore how they can integrate ethical behaviour into their day to day activities. The Capability & Leadership Framework can be used. Ethics are not something to be brought out from time to time; acting with integrity is something Queenslanders expect from the public servants at all times of every day. What will it mean in your role to show conscious dedication to ethics, every day, in all things? Identify how you will meet Capability and Leadership Framework, Capability 4: Displays personal drive & integrity Related slides 40. Conclusion Guideline Related resources Queensland Public Service Code of Conduct Capability & Leadership Framework www.ethics.qld.gov.au Agency resources Incorporating Agency Focus Agency values Agency Code of Conduct Standard of Practice 28 Ethics & Ethical Decision SES Training Program – Facilitators’ Guide Making Guideline www.ethics.qld.gov.au Agency policies and procedures Professional codes/ ethics/ values Occupational Groupings: interests/ values Agency/ occupationally relevant examples/ scenarios 29 Ethics & Ethical Decision SES Training Program – Facilitators’ Guide Making List of Slides Topic 1: Introduction 1. Cover slide 2. Conceptual framework: compliance or culture 3. Objectives 4. Introducing the framework Topic 2: Strategy 5. Strategy 6. Integrity and accountability reforms 7. Reforms – strong rules 8. Reforms – strong culture 9. Reforms – strong scrutiny 10. Reforms – strong enforcement Topic 3: Structure 11. Structure 12. Map of integrity regime Topic 4: Culture 13. Culture 14. Public sector ethics principles 15. Principle 1 Integrity and impartiality 16. Principle 2 Promoting the public good 17. Principle 3 Commitment to the system of government 18. Principle 4 Accountability and transparency 19. Ethics in practice – diagram Topic 5: What happens when things go wrong – ethical failure 20. What happens when things go wrong? 21. Ethical failure – Hurricane Katrina 22. Ethical failure – Reconstruction of Iraq 23. Ethical failure – the recurring themes 24. Insert agency example Topic 6: Introduction to ‘in practice’ section 25. Putting the conceptual framework into practice Topic 7: Structure in practice 26. Reform accountabilities for SES 27. Reform accountabilities for SES 28. Reform accountabilities – Code of Conduct 29. Reform accountabilities – Ethics training Topic 8: Culture in practice 30. Culture in practice 31. Ethical standards in the public sector 32. Ethical decision-making 33. Ethical decision-making model – diagram 34. Ethics advice Topic 9: Strategy in practice 35. Strategy in practice 36. Exploring Leadership 37. Discussion questions 38. Discussion question 39. Performance commitment Topic 10: Conclusion 40. Conclusion Guideline www.ethics.qld.gov.au 30