Running Head: The Questionable Necessity of Deception in Research Tiffany Plagman The Questionable Necessity of Deception in Research Tiffany Plagman Loras College 1 Running Head: The Questionable Necessity of Deception in Research Tiffany Plagman The questionable necessity of deception in research A dominant debate in the area of psychology is the use of deception in research. It is a major concerned for the institution and for the public. The overuse of deception in published research, direct or indirect had created a public backlash. We have decreased the use of deception in the past few decades but the topic is still debated. The long-standing defense of deception no longer warrants its prevalence in the institution. Deception jeopardizes the reputation of the institution and the validity of research more often than it benefits research. Maybe, the psychological institutional should consider more restrictions and more alternatives in the near future. Deception can be described as the intentional misrepresentation or exclusion of information. Researchers implement deceptive strategies when they mislead the participants about the true purpose of the study or omit details of the study. The research may include a confederate, an actor that may pretend to be another participant or a role unrelated to the study. Intentional deception about the purpose of the research or identity of the researcher is generally viewed more negatively than the omission of information. This division of deception is based on whether the method used is direct or indirect. (Ralph Hertwig & Ortmann, 2008) Direct deception is the intentional misrepresentation of the purpose of the study or role of the researchers participating in the study. Indirect deception is when participants are not given full disclosure or details of the experiment before participation. Intentional misstatement of facts is unanimously considered a form of deception while omission is not always considered 2 Running Head: The Questionable Necessity of Deception in Research Tiffany Plagman deception, even when there was an intentional attempt to conceal the truth. (Boynton, Portnoy, & Johnson, 2013) Default assumption of the participants is that participants assume the research starts when an experimenter indicates that the research begins and not any time before (R. Hertwig & Ortmann, 2008). Is taking advantage of this assumption a form of deception? Furthermore, a research is in a position of knowledge and power over the participant; is it ethically advisable to take advantage of the participants’ presumptions? Deception in experimental psychology is generally accepted by professionals and future graduates in the field as an unfortunate necessity. Past research that used deception had been normalized as part of the psychology curriculum. Also part of the curriculum is the APA Code of Ethics and Conduct. The restrictions of deception in research make it seem as if the institution had already considered all possibilities and took great steps in reevaluating the ethical violations of past studies. However, it is a mistake for a learning individual to assume all contributions to the standard and practice of their future field had already been explored. The information printed in a textbook has a powerful lasting power. The act of printing and distributing information gives it a sense of permanence that mere speculation and debate in the classroom does not convey. However, each printed word in the code of Ethics and each chapter in our textbook were mere speculation at a time. The Ethical Principles of Psychologists and Code of Conduct is a work of progress. At best it is a guideline not a strict rule. The ethical duty of the reader is not to find loopholes within the guideline to justify using deception, as some researchers are likely to do in order to pass ethical standards. To use the guidelines as an 3 Running Head: The Questionable Necessity of Deception in Research Tiffany Plagman argument for ethical practices, it is necessary to understand and reflect on the purpose and intent of each guideline. Deception in social psychology research has a long history dating back to 1920s. In early research, deception was seen as a necessity to eliminate bias in the participants. The popularity of using deception rose to its peak around 1970. More recent studies in between the 1980s and 1990s show that an estimated 50% of research published in the social sciences involved deception (Blatchley & O’Brien, 2007). At its time, deception was viewed as a necessary consequence to advance the understanding of social science. If the potential benefits of deception could outweigh the risk of individual participants, then deception could be considered reasonably justified. With strict code of ethics that require informed consent and debriefing for the participants in research, the risks were often considered short-term. Baumrid (1964) expressed a concern that deceptive practices violate the trust between researcher and participant. The Milgrim obedience study that asked participants to administer what they were led to believe were painful electric shocks to actors taking part in the research was an example of a study that violated this trust. The researchers created situations that placed participants under considerable duress that violated the implicit social contract between participants and researchers (Blatchley & O’Brien, 2007). Research is reliant on the trust participants have in the researcher. Baumrid and others in 1960 predicted that this trend in research will result in a backlash against the psychological community. Psychologist, even outside the field of research, have garnered the reputation as a group, as deceitful. By developing a deceitful reputation, the psychology field is dissuading participation when we should instead encourage participation in social studies and development. 4 Running Head: The Questionable Necessity of Deception in Research Tiffany Plagman The Milgrim study provided us with an insight into obedience behavior. If a ban were placed on deception in research at the time, the Milgrim study and the information we learned from the study would have been lost. Ironically, this was also the same study that raised concern about the ethical ramifications of deception in research (Cook & Yamagishi, 2008). That we have collected valuable information from a controversial and unethical research is not the best defense for continued research. A harsh truth in the history of science is that some of our most valuable discoveries in human history, especially in the medical and social sciences, were at a cost to human rights. Learning from experiments that violated human rights is all we can do presently. The reputation of deception in psychology research did not just stay within the science community. Research had developed this reputation of being deceptive; creating a spillover effect. Participants in deceptive research and those who have not participated in deceptive research remained neutral to deception. The factors that contributed to the participants neutral and positive view of deception in research was that the research did not cause harm and the perceived benefit of the results of deceptive research. Participants’ opinion of research was not affected by past experience, as long as the method was humane and beneficial (Blatchley & O’Brien, 2007). However, participants of this survey were still less likely to participate in future research if they had past experience with deceptive research. Public trust in psychology and the willingness to participate in research have decreased. One survey assessed participant opinion of research in relation to their past experience as a participant in deceptive research. Participants in the study were all female; 300 college students, faculty, and staff who volunteered to take the survey. The results suggested that the experience 5 Running Head: The Questionable Necessity of Deception in Research Tiffany Plagman of deceptive research is negatively related to willingness to participate in future research. (Blatchley & O’Brien, 2007) In related research participants were observed to show a stronger psychological reaction to deception and a stronger behavior reaction to honestly. Other behavior research had shown that people use more effort to avoid negative stimulus than to approach positive stimulus. Economic and Psychological Research had also shown a preference for punishing deception over rewarding honesty (Wang, Galinsky, & Murnighan, 2009). Resentment of participants who have been deceived is a complex issue. Post-study surveys have supported that participants show minimal resentment; the surveys support that participants support the use of deception if they view it as necessary and beneficial. However, experience with deception in research decreases the likelihood of future participation (Blatchley & O’Brien, 2007). Participant experience with deception also increases the likelihood of contamination of the participant pool due to increased participant suspicion. Although, participants may not express a conscious negative view of deception after being deceived, the decreased willingness to participate in future studies does have a negative impact on the institution. Willing participation is important in research and in the field of psychology. The ubiquity argument is a counter that asserts that deception in research is not only acceptable but ethical considering the abundance of deception in society. As proponents of this argument argue, deception in the laboratory is only one of many kinds of deception people encounter on a daily basis (Benham, 2008). The argument seems to arise from the reasonable 6 Running Head: The Questionable Necessity of Deception in Research Tiffany Plagman claim that deception is a natural occurrence in society. Being a social science, deception may be unavoidable. However, Korn would argue that as an institution of education, we have a moral obligation to not contribute more confusion to society. The individual person may encounter deceit, and the individual person will contribute and expect other individuals in society to deceive (Benham, 2008). An institution stands for an ideal. Researchers are not representative of themselves while conducting experiments; they are representative of the institution. For Psychology to be perceived as reliable and trustworthy, the representatives of psychology have to also strive for that standard when conducting services for the institution. The individual case of one researcher deceiving one participant is not between two individuals. It is between an institution and an individual. We provide services in the pursuit of truth and knowledge to better understand the human condition, but at the same time mislead participants. Research creates a double bind dilemma with two contradictory messages. How can we ask participants to trust in a field that uses deception in the pursuit of truth? Deception is one of the most frequently mentioned reasons for participants withdrawing from a study. Participants’ results are then withdrawn from the study and useless to the researcher. Deceit is a method used to make participants act against their will (Kimmel, Smith, & Klein, 2011). Once deceit is used in research, it cannot be retracted. Deception is not considerate of a participant’s personal values or ethics. The person’s sense of autonomy is jeopardized if they are forced to act in a way that is not contingent with their values. Unlike other hard sciences that measure results in beakers and specimen cultures, the social sciences have subjects with a life 7 Running Head: The Questionable Necessity of Deception in Research Tiffany Plagman outside the lab. Although it would be simpler to manipulate subjects without the consequences of the individual, we cannot be inconsiderate of the participation during and after the experiment. The ethical question to consider is whether participants made a completely informed consent before the study. Even after the study, IRB certified studies have forgone debriefing; Section 8.08 on Deception in the APA Code of Ethics states: c) When psychologists become aware that research procedures have harmed a participant, they take reasonable steps to minimize the harm. (American Psychological Association, 2002) The IRB allows certain studies to not include debriefing if the effects of the debriefing could potentially cause harm. A recent example is of a study of technology’s effect on cheating. The experimenters decided to forego disclosure because of the potentially damage to the students’ self-esteem and reputation who were observed cheating in the study. The use of deception is usually justified because the participants are debriefed. However, debriefing is sometimes excluded in studies in order to preserve the ethics of the profession by causing no harm to the participants (Sommers & Miller, 2013). The paradox – in order to avoid violating one ethical code, it is necessary to violate another ethical code. The participant is then unable give informed consent that is promised in the code of ethics. The question is not an easy one to answer. Both choices have consequences and a strong argument could be made for either case. An argument that deception is beneficial to participants could be defended; however, by taking this defense the researcher violates the social contract between researcher and participant. Deception increases suspicion in psychology research and contaminates the participant pool. Participants who have experience with deception in research suspect additional deception, 8 Running Head: The Questionable Necessity of Deception in Research Tiffany Plagman but they may also comply with research anyway. Naïve participants are less likely to suspect deception in research, but they are more likely to resent the deception. Instead of recreating a natural social setting, deception in research had conditioned participants to second-guess their initial response and to modify their behavior to confirm to social expectations (Ralph Hertwig & Ortmann, 2008). An example of participant suspicion was observed during one mock jury study when a juror experienced a genuine epileptic seizure. The subjects witnessing the event were hesitant to take action as they were suspicious of the authenticity of the attacks. The three out of the five students that reported suspicion had previous knowledge of a psychological study with similar circumstances from other coursework. The one person who immediately acted to aid the juror had no prior psychological coursework. If the behavior of these participants were to be interpreted outside the context of research suspicion, this situation could have been misevaluated as evidence to support the “bystander effect.” (R. Hertwig & Ortmann, 2008) The last leg proponents have to stand on is the defense of the pragmatic value of deception in research. The Milgrim study provided us with an insight into obedience behavior. If a ban were placed on deception in research at the time, the Milgrim study and the information we learned from the study would have been lost. Ironically, this was also the same study that raised concern about the ethical ramifications of deception in research. That we have collected valuable information from a controversial and unethical research is not the best defense for continued research. A harsh truth in the history of science is that some of our most valuable discoveries in human history, especially in the medical and social sciences were at a cost to human rights. Learning from experiments that violated human rights is all we can do presently. Striving for a higher standard of ethics is what we can plan to do for the future. 9 Running Head: The Questionable Necessity of Deception in Research Tiffany Plagman Deception is not a necessity in related areas of research. Economic experiments have banned the use of deception in research as unethical. Proponents of deception in social research defend the necessity of deception in research and argue that deception is restricted in the code of ethics as a last resort. Critical analyses of published research articles contradict this statement Hertwig and Ortmann (2008) analyzed the frequency of deception in the Journal of Experimental Social Psychology (JESP) in 2002. In that year, JESP published 27 articles and 32 reports encompassing a total of 117 studies. Of these, 63 (53%) used deception. A defense of the use of deception its necessity in research to recreate emergency situations that happen infrequently. Studies that observe the bystander effect is an example of a study that cannot be replicated intentionally without falsifying information. However, the assumption of the need for deception is ignores that access we have to vast amounts of information collected from recorded cameras. With the vast amounts of information and data collected from natural observations on a daily basis, it is not as easy to justify deception to study a general behavior like bystander effect. A situation would need to be extensively specific and/or extraordinary for a research not to be able to find that behavior recorded or observed in public domain before. Even if the situation was that specific or that bizarre to warrant a controlled deceptive experiment, could the validity of that research be applicable or useful enough to justify deception? Another defense of deception is that certain socially undesirable behavior can only be observed when people are not on guard. Because people conform to society standards, they tend to modify their behavior when they are aware that they are potentially being observed for socially undesirable behavior like prejudice and racism. However, the consequence is that participants are suspicious and on guard in research. With the suspicion of potentially being 10 Running Head: The Questionable Necessity of Deception in Research Tiffany Plagman deceived, participants have a more aroused state of social awareness and conformity than they normally would outside of experiments. The behavior and results from this type of research had also been affected by social conformity by simply priming the participants to associate research with deception. Alternative research methods to deception have not been thoroughly explored. The statement that deception is necessary in this type of research should be supported by attempts to explore other options. The process of research is to develop a hypothesis, create an experiment to test that hypothesis, gather data, and use that data to reject the null hypothesis before claiming support for your claim. Researchers that defend this claim are familiar with this process. However, the same researchers claim that deception is the only method without exploring the effectiveness of alternative methods. The usefulness of deceptive studies is questionable. Despite the continued use of deception in social science, little information had been applied from what we observed in social conformity studies to other areas of psychology. Little is known about the effects of deception on participant resentment, outside of short-term surveys. Little is known about the effectiveness of alternative research designs, such as virtual simulation. Deceptive research has little value in applied psychology. The allowance for deception in the APA code of ethics stresses a necessity and justification for deception if the benefits outweigh the potential risks. A majority of research articles I found while searching through Psych Info are theoretical. The benefits of these articles compared to the cost to deceiving participants are not clearly defined by the results. (Kimmėl, 2011) 11 Running Head: The Questionable Necessity of Deception in Research Tiffany Plagman When confronted with ethical dilemmas, the proponents of deceptive research assure that deception is a last resort. Proponents also defend the use of deception as beneficial. Deception had been defended as necessary in order to reduce participation bias and error in research. However, these statements have little support. A critical reevaluation of deceptive research reveals contradictory facts. The statement that deception is a last resort is not supported by the 53% (over half) of published journal articles that use deceit in their research. The majority of the research published is focused on theory rather than application (R. Hertwig & Ortmann, 2008). The benefits of this research, if mentioned at all, is not clearly defined or shown to be applied in other areas of psychology for the benefit of the practice. The pragmatic use of deception is questionable, as the spillover effect and participant suspicion contaminate the participation pool. In an attempt to control the participant bias effect in experiments, the use of deception caused more problems. Deception is still considered a necessary last resort in research, but its necessity had been overstated and overvalued. It is time to critically evaluate the consequences of deceit and to explore ethical alternatives. 12 Running Head: The Questionable Necessity of Deception in Research Tiffany Plagman References American Psychological Association. (2002). Ethical Principles of Psychologists and Code of Conduct. American Psychologist, 57(12), 1060–1073. doi:10.1037/0003-066X.57.12.1060 Benham, B. (2008). The ubiquity of deception and the ethics of deceptive research. Bioethics, 22(3), 147–156. doi:10.1111/j.1467-8519.2007.00619.x Blatchley, B., & O’Brien, K. R. (2007). Deceiving the participant: Are we creating the reputational spillover effect? North American Journal of Psychology, 9(3), 519–534. Boynton, M. H., Portnoy, D. B., & Johnson, B. T. (2013). Exploring the ethics and psychological impact of deception in psychological research. IRB, 35(2), 7–13. Cook, K. S., & Yamagishi, T. (2008). A Defense of Deception on Scientific Grounds. 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