Attachment to letter ref.________dd_____ of SE NNEGC “Energoatom” Answers to the Questions of Implementation Committee CONVENTION ON ENVIRONMENTAL IMPACT ASSESSMENT IN A TRANSBOUNDARY CONTEXT (Twenty–eighth session, September 11, 2013, Geneva) Item Question 1 Has the extension of the lifetime of the Rivne NPP units 1 and 2 been subject to transboundary EIA procedure in line with the Convention? 2 In its response to the Committee of 15 November 2011, Ukraine referred to a report covering environmental impacts (Report on the frequency of power units security revaluation”). Has that report been submitted to the Ukrainian public for comments What were the contents of that report? Did it fully cover the requirements for the EIA report as set out in article 5 of the Convention and appendix II? Answer Current legislation of Ukraine does not provide for development of the transboundary EIA in case of NPP power unit lifetime extension. Every ten years of operation of NPP power units, with their lifetime extension been substantiated, the Report on Periodic Safety Review (hereafter –PSR) is prepared, one section of which is called “Environmental Impact”. The reference was made to the relevant section “Environmental Impact” of PSR. Specific document for Unit #1 and Unit #2 of Rivne NPP is called “Rivne NPP. Power Unit #1. Report on Periodic Safety Review. Volume 5.Chapter 5. Environmental Impact of the Power Unit Operation. 22.1.145.ОППБ.05. 38-741.203.003.ОБ.05» and “Rivne NPP. Power Unit #2. Report on Periodic Safety Review. Volume 5.Chapter 5. Environmental Impact of the Power Unit Operation. 22.2.145.ОППБ.05. 38-821.203.003.ОБ.05”. Composition and contents of the data provided in the sections of the report comply with normative document НП 306.2.099-2004 “General Requirements to Lifetime Extension of NPP Power Units beyond the Design Life Based on the PSR Results”. Main provisions of that section are as follows: List of potential radiation sources; Limits of emissions and discharges; Information on the emission and discharge composition since the beginning of NPP operation; The project of monitoring of NPP’s 30-km zone; Alarm system in case the allowed values of emissions are exceeded; Public awareness of the results of radiation monitoring ; Changes in utilization of the territory adjacent to the NPP . It should be noted that the PSR is not an analogue of the EIA. PRS is a document what justify the safety of nuclear installations. The conclusion of state nuclear and radiation safety expertise of PSR was provided for the consideration of the Public Board of the State Nuclear Regulatory Inspectorate of Ukraine (SNRIU is an authorized body that makes Item Question 3 Has the public been consulted in the process for the renewal of the license of the NPP for another 20 years? 4 Which Parties could potentially be affected? Has any of those countries requested information regarding the project in question? 5 When has the decision been taken by the State Nuclear Regulatory Inspection to continue operating the NPP units? Answer relevant decision) prior to the SNRIU’s Board meeting. Furthermore, 9 visiting meetings with representatives of local self-governments and public of the 30–km zone (control area) were held. In compliance with the Law of Ukraine “On Decision–Making Procedure Regarding Siting, Designing and Construction of Nuclear Installations and Facilities of State Importance Intended for Radioactive Waste Management” the decision on lifetime extension of operating NPPs is taken by the state nuclear and radiation safety regulatory authority (SNRIU) on the basis of the positive conclusion of the state expert review on nuclear and radiation safety through amendments in the nuclear installation operating license. In December, 2010 the SNRIU’s Board meeting was held to consider the possibility of renewal of the license for operation of Units # 1 and #2 of Rivne NPP. The Public Board meeting attended by representatives of a number of NGOs (Ukrainian Ecological Association, Association “Doctors of Ukraine”, National Ecological Center of Ukraine, Public Committee for the National Security of Ukraine) was held prior to the SNRIU’s Board meeting. The decision on lifetime extension of the power unit operation by 20 years beyond the design life under the condition of safety review every 10 years was taken at the SNRIU’s Board meeting (representatives of the above-mentioned NGOs were also invited) based on the positive results of the state expert review of NPP PSR and comprehensive inspection of Units # 1 and #2 of Rivne NPP, the public position been considered It should be noted that during preparation for lifetime extension of Units #1 and #2 of Rivne NPP relevant informational materials were placed in the mass-media of Rivne and Volyn oblasts, radio- and TV programs were broadcasted live. PSR materials demonstrate that during normal operation and under potential emergencies at the power units there is no additional environmental impact in the sanitary protection zone (2.5 km) and radiation control area (30km) of the NPP, and the thresholds established in safety codes and standards will not be exceeded (It should be noted that the limiting values are fully compliant with the international requirements as established by the IAEA). Even in case of the Maximum Design-basis Accident the design concepts of the power units provide for the prescribed safety criteria. Analysis of the less probable events related to the potential reactor core damage that can be referred to the hypothetical events proved that adverse environmental impact outside the sanitary protection zone would be absent in view of all safety criteria. In view of that the impact on the neighboring countries has not been considered. The neighboring countries have not submitted requests related to the planned activities on lifetime extension. The decision was made on December 10, 2010 following the results of the SNRIU’s Board meeting ( See Answer to Q3 above). Following the Board meeting the license for operation of nuclear installation was renewed to license activities at the “Operation” stage of nuclear installation lifecycle. Item Question 6 Did the EIA documentation prepared for the authorization of the original Rivne NPP address the issue of potential adverse transboundary environmental, including safety, impact , in particular in case of accident? If yes, what countries were considered to be potentially affected? 7 Since when has the NPP been operating? What was the final decision permitting tits operation? 8 Is there any monitoring in place for the operation of the NPP? Answer Unit #1 and#2 of Rivne NPP were commissioned in 1980s when Ukraine was a republic of the USSR. At that time the requirements for EIA development were absent. Environmental impact assessment was considered in the framework of approval of the design documents for a power unit construction. EIA for the whole NPP site (4 power units) with assessment of transboundary impact consequences under NPP normal operation and emergency modes was developed at the time of decision-making on construction of Unit #4 of Rivne NPP in 1998. The assessment proved that based on main criteria (level of air pollution; density of fall-out; doses in the acute period of an accident; doses for 50 years after the accident, risk indicators) the radiation safety in the Ukraine’s neighboring countries during accident case will be a lot more favorable than that required by the international regulations. Power unit #1 and power unit #2 were commissioned on December 22, 1980 and December 22, 1981, respectively. Permission for power unit commissioning: signed certificate of the state acceptance commission (in compliance with the legislation in force at that time). In compliance with applicable legislation several independent types of monitoring are held in the area of the NPP location. One type of the monitoring is in-house monitoring organized by the operating body (SE NNEGC “Energoatom”). A system of NPP radiation monitoring is established and efficiently operated at Rivne NPP. It assures: - Condition monitoring of the protective barriers; - Process radiation monitoring; - Dosimetric radiation monitoring; - Environmental radiation monitoring; - Radiation monitoring of non-dissemination of radioactive contamination; - Radiation monitoring under conditions other than normal operation; - Radiation monitoring of heating and heated media at the heat supply from the NPP. Automated radiation monitoring system (ASKRO) is used to execute continuous automated remote control of radiation situation at the industrial site of the NPP, at the sanitary protective zone, NPP radiation control area under all operating modes of the NPP, including DBA and BDBA. ASKRO consists of the required equipment and tools of radiation situation monitoring; process parameter display system, prediction system, tools of local computer network of Rivne NPP are used. All monitoring posts are equipped with control, communication and electricity supply means. Modernization of the automated radiation monitoring system was performed in the framework of construction of Unit #4. In December, 2005 ASKRO laboratory was dignified in the competition “Leader of the Fuel and Energy Complex of Ukraine” in the nomination “ Environment Protection Project”. Item Question 9 What are the reasons for considering that the extension of the Rivne NPP does not constitute a major change? 10 How do you take into account the stress tests to inform the decision for the extension of the lifetime? Answer Furthermore, the certified environmental and chemical laboratory that monitors the contents of hazardous (non-radioactive) substances in the natural environments is operated at the NPP. The results of such monitoring shall be submitted to the local branches of the Ministry of Ecology and Natural Resources of Ukraine upon relevant request. According to the monitoring results actual values of emissions and discharges represent negligible per cent (15%) of the threshold values established for the NPP and agreed upon with the regulatory authority. Thus, environmental impact for the period of power unit operation does not exceed the authorized safety criteria and is so small as the design solutions allow. Laboratories of the regulatory authorities carry out state monitoring for check measurements (in the field of ecology, health protection, nuclear and radiation safety). Its results confirm the above given conclusion. The information resulted from the monitoring is included in the NPP periodic reporting documents. For instance, reports on radiation safety condition are sent quarterly and annually to the regulatory authorities. Also, the NNEGC prepare the annual evaluation report on the impact of non-radiation factors on the environment in order to perform supervisory functions, a comparative analysis of environmental parameters of nuclear power plants, and informing regulatory body, ministries, research organizations, experts and the public about the environmental safety in nuclear power plants. Тhis information are sent annually to the Ministry of Ecology and Natural Resources for preparation of the National Report on Environment Safety in Ukraine. Besides, the information on the monitoring results is placed on the web-sites of NPPs and NNEGC “Energoatom”. Positive conclusions of the PSR report and compliance with the safety codes and standards, i.e. confirmation that operation of the power unit beyond the design lifetime will not result in adverse environmental impact and deterioration in health of the population living in the vicinity of the NPP constitute a prerequisite for the power unit lifetime extension. It is considered during the safety review of the power unit that the power unit will be operated with the main design –basis technical parameters ( thermal and electrical power of nuclear installation, reactor installation type, list of main equipment and its features, conditions of special gas and water treatment, norms of allowed limits of emissions and discharges) unchanged. In addition, technical activities on upgrading aimed at safety enhancement are implemented at NPP power units, which also contribute to mitigation of the environmental impact in the framework of existing design basis. A decision on lifetime extension was taken in December,2010, prior to the accident at Fukushima-Daiichi NPP. Following Fukushima events, technical specifications for the stress-tests were developed under the WENRA auspices with participation of Ukrainian experts. Based on the Ukrainian NPP stress-tests reports the SNRIU of Ukraine issued the National Report submitted for Item 11 12 Question According to Appendix II to the Convention, the EIA documentation should contain a description of the environment likely to be significantly affected by the proposed activity. In your response to the Committee, you indicated that the EIA documentation for the Rivne NPP "has unspecified project term of exploitation" and "parameters were not changed". Do you have any evidence that after 30 years the environment likely to be affected by the activity in Rivne has not changed? Is the Government of Ukraine aware of any complaints/concerns expressed by the general public/NGOs at the national level concerning the extension of the Rivne NPP? Answer the peer review of the European Commission and ENSREG. Based on the stress-test results additional safety enhancement measures were determined. These measures were included in the current Ukrainian NPP safety improvement program. The completion date is 2017, the same as for the majority of the European Commission states. The stress tests results are placed on the ENSREG web-site at: http://www.ensreg.eu/EU-Stress-Tests/Country-Specific-Reports/EU-NeighbouringCountries/Ukraine Based on the safety re-assessment results, the PSR report concluded that for the existing RNPP units operating on rated power for the next decade, the values of the design-based radionuclides emissions into the atmosphere and discharges into the water facilities would not override the permissible values set by the international standards. However, it should be noted that the periodic safety review is conducted every ten years and the potential for continuation of further operation is substantiated following the results of this review. For RNPP, the EAI Report was developed on the basis of the state civil engineering standards ДБН А.2.2-1-2003 «The content and structure of the materials on the environmental impact assessment (EIA) in case of designing, construction of enterprises, buildings and structures”. Moreover, the provisions of this ДБН standards were developed taking account of the Convention’s requirements (specifically, para. 1.11 reads that in case the proposed activity has an impact on the territories of neighboring countries, EIA shall be performed taking into account the requirements of the Convention on Environmental Impact Assessment in a Transboundary Context, which was ratified by Ukraine on March 19, 1999). The materials of the Periodic Safety Review Report demonstrated that for the last decade the characteristics of induced radionuclide activities had been shown to be stable and tended to the reduction of contamination. This allows us to predict the minimum environmental impact of further operation of RNPP power units provided that the unit is operated in compliance with the effective nuclear and radiation safety regulations and standards, the technical condition of systems and components of the power unit is kept compliant with the design requirements and the environmental measures are implemented. In 2011 the International Charitable Organization ”Environment-People-Law” filed a claim to the Administrative Court of Kyiv demanding to cancel the license issued by the State Nuclear Regulatory Inspectorate of Ukraine for the right to perform the activity ”operation of nuclear power units #1 and #2 of RNPP”. The Court dismissed the claim of the International Charitable Organization “Environment-People-Law”. Item Question 13 Please provide information on how you plan to provide for the extraction of Uranium and for the short- and long-term storage of the radioactive waste, for the extended operation period of 20 years. 14 Would the Government implement the full transboundary EIA procedure provided for by the Convention for any new NPP? If so, what is the procedure and the time frame for the implementation steps? 15 How many permits are required in the national law for the construction/ operation of a new NPP (explain the national permitting procedure for the construction/operation of new NPPs)? Answer At the period of the lifetime extension of power units #1 and #2 RNPP the spent fuel system and radioactive waste management is carried out in full accordance with the procedures reasonable in plant design. Safety has been confirmed in the PRS, developed in the decision of lifetime extension of these units. Once the utilization term of nuclear fuel loaded into the core has expired, SF (uranium containing spent fuel) can be placed in spent fuel pools (which are located near the reactors) for residual heat removal during the period, which is needed to allow for further safe transportation of SF. Then, loaded into the transport casks, SF is dispatched to the Russian Federation for further reprocessing. Once the Central Storage Facility has been completed in Ukraine, the spent fuel from NPP can be sent there for long-term storage. RAW is temporary stored according to the safety requirements at the special storage facilities on NPP site until the National RAW Disposal Facility is put into operation. According to the results of multiple international missions (WANO, OSART), the RAW and SF management systems are compliant with the international requirements and effective legislation. General questions on the legislative framework Yes. In the context of construction of KhNPP Units #3 and # 4, the following materials were developed, namely: “Part 14 – Assessment of the effects of cross-border transport in normal and emergency modes. Volume 13 – Environmental Impact Assessment (EIA)” and the Information and Analytical Survey of the materials “Khmelnytsky nuclear power plant. Feasibility study (FS) for construction of nuclear power units #3 and #4”. Guided by the provisions of the Espoo Convention, the Ministry of Ecology and Natural Resources of Ukraine sent these materials to Austria, Hungary, Poland, Romania, Slovakia, Belarus and Moldova in April 2012. In August 2013 the comments of these countries were received. In late August – early September 2013 expert meetings with the representatives of Austria, Hungary and Poland took place . For the time being, the permitting procedure includes the steps as follows: 1) the Cabinet of Ministers of Ukraine adopts a Resolution on the approval of the feasibility study (FS) for construction of a new power unit of the NPP that received a positive conclusion of the Comprehensive State Expert Review. The EIA Report is an integral part of the FS. 2) the Verkhovna Rada of Ukraine (Ukrainian Parliament) passes a Law on siting, designing, construction of a new power unit of NPP (as required by Ukrainian Law № 2861-IV “On Decision–Making Procedure Regarding Siting, Designing and Construction of Nuclear Installations and Facilities of State Importance Intended for Radioactive Waste Management”, dated 08.09.2005). Its draft is being prepared by the Cabinet of Ministers of Ukraine, and the following materials are to be attached thereto: а) FS approved by the Cabinet of Ministers of Ukraine (see item 1); Item Question 16 Is the construction/operation of a new NPP subject to national EIA procedure? 17 Are there plans to construct new NPPs and/or to extend the lifetime of existing NPPs close to the borders with neighboring countries? What does the Government of Ukraine consider as possible significant adverse environmental impacts of a new NPP? Does it consider that the impacts of the extension of 18 Answer b) conclusions of the State Ecological Expert Review; c) results of a consultative referendum, if any, held in the administrative and territorial units concerning the siting of a nuclear installation or facility intended for radioactive waste management; or the decision of central executive authority responsible for the legal status of the territory which was radioactively contaminated as a result of the Chornobyl disaster, in case they are expected to be located within the exclusion zone and mandatory evacuation zone; d) report on actions aimed at informing the neighboring countries about potential transboundary impact; e) other documents as required by the Law. 3) Once the Law has passed (see item 2) a resolution can be issued by the Cabinet of Ministers of Ukraine, concerning approval of the design of a nuclear facility; 4) Under the Ukrainian Law ”On the Licensing Activity in the Field of Nuclear Power Utilization» (No. 1370-XIV, dated 11.01.2000) the license is required for the individual stages of the nuclear facility life cycle, namely: siting, designing, construction, commissioning, operation and decommissioning. Yes. The state civil engineering standards ДБН2.2-1-2003 «The content and structure of the materials on the environmental impact assessment in case of designing, construction of enterprises, buildings and structures” specify that EIA materials should be developed as a part of the designing documentation for a new build, extension, reconstruction and technical retrofitting. As for NPP, the EIA materials are developed only in case of construction of new power units. Also, it should be noted that the above-stated standards were developed taking account of the provisions of the Espoo Convention (specifically, para. 1.11 reads that in case the proposed activity has an impact on the territories of neighboring countries, EIA shall be performed taking into account the requirements of the Convention on Environmental Impact Assessment in a Transboundary Context that was ratified by Ukraine on March 19, 1999). The Energy Strategy of Ukraine for the period till 2030 provides for commissioning of 5 power units of NPPs including KhNPP Units 3 & 4 and another three power units, for which the sites have not yet been selected. The provision was also made to extend the lifetime of all nuclear power units of operating Ukraine NPPs. Firstly, NPP are included in Annex 1 to the Espoo Convention. Secondly, under the effective laws of Ukraine, an NPP is a higher-risk facility and, therefore, the decision on designing and construction is made and the safety analysis report is developed with taking into account additional requirements of nuclear and radiation safety along with the fire safety and sanitary & epidemiological safety requirements. All factors of “possible significant adverse impact on the environment" are considered in the preparation of project documentation, which includes the EIA and which runs a comprehensive state Item 19 20 21 Question Answer the lifetime of an NPP differ? If expertise. yes, please explain. In carrying out activities to extend the operation of nuclear power plants are no "significant changes in activity" does not occur and, therefore, the EIA is not developed. At the same time note that the results of the monitoring of the radiation situation in the RNPP control area shows that the levels of radioactive emissions are minimal, and for the past 10 years do not exceed 1.3% of the allowable emissions. Discharges of radioactive substances in the last 10 years did not exceed 1.4 %. Also, Non-radiological impacts associated with the operation of RNPP are within established limits and normative values and do not have any impact on the ecosystem or around the plant. NPP operation did not cause any environmental changes that would indicate a deterioration of the environment in the area of the nuclear power plant as compared to previous years. This allows to predict a minimal impact on the future operation of power units 1, 2 RNPP on the environment. What are the requirements set The Ukrainian Law (No. 2861-IV, dated 08.09.2005) “On Decision–Making Procedure Regarding Siting, Designing by legislation to extend the and Construction of Nuclear Installations and Facilities of State Importance Intended for Radioactive Waste lifetime of an NPP, e.g. for Management” reads that decision on extending the lifetime of nuclear facilities in operation shall be made by another 20 years? the State Nuclear and Radiation Safety Regulatory Body according to the conclusions of the state expert review a. Does this require only a on nuclear and radiation safety, through introducing changes to the license for nuclear facility operation (in the renewal or a prolongation of life cycle stage ”Operation”). the license? If, in addition, other permits/decisions are required by legislation, please specify. b. Is there a possibility to continue the extension of the lifetime of an existing NPP without renewing the license? In your legislation: what is the The decision-making process is explained in item 15. final decision for a new NPP? In your legislation what is "Major changes in the activity" - is, in fact, change the actual object of the project, which requires, inter alia, the considered a major change in a development of the EIA. given project or activity? In absence of legal provisions setting quantitative indicators, please explain what is the Item Question procedure for determining “a major change”? Answer