Vidic 2:00 L-13 THE DECISION BEHIND RELEASING THE SYNTHETIC ACL TO THE PUBLIC Robert Larkin (rsl16@pitt.edu) A BASIC LOOK AT CURRENT ACL SURUGRIES, AND WHATS TO COME IN THE FUTURE The ACL is one of the most important ligaments in the human knee; it connects and helps keep the thigh and shin bone in place. While it is one of the strongest ligaments in the body, it is also prone to tearing and injuries. Every year about 200,000 people in the US tear an ACL [1]. It is a devastating injury that requires a long healing and recovery process. Currently there are many surgeries to repair a torn ACL. The most common surgery is an autograft, where a replacement tendon for the ACL is taken from another muscle in the body. These replacement tendons may be taken from the hamstring or the patellar tendon and many other places, even from a cadaver, which is called an allograft [2]. These types of surgeries are effective in repairing the ACL, but they have some downsides. One problem with using the patellar tendon is a loss of stability in the knee because the patellar tendon is another tendon that runs over the knee and provides its stability [3]. Also, taking a tendon from a cadaver could lead to infection and disease. An even bigger downside to this surgery is the long recovery process. However, recent research could change ACL surgeries forever. The use of synthetics in ACL surgeries is currently being researched to help reduce the pain of the surgery, and also the recovery time. It reduces the time of the procedure because surgeons would no longer need to replace the ACL with another tendon. They could simply implant the prosthetic ligament [4]. A synthetic ACL would also cut down on much of the pain and recovery time of a standard auto or allograft surgery. In one study done on rabbits, researchers compared the recovery times of rabbits with synthetic ACLs to those of rabbits that had undergone autograft surgery. Thirty weeks after the autograft surgery the autografted ligament was only 15% as strong as a healthy ACL; whereas twelve weeks after the synthetic ACL was placed in the rabbit’s knee it was 30% as strong as the original [1]. This small-scale test on the rabbits shows the true potential of the synthetic ACL, and how it can seriously cut down recovery times in patients. AN ENGINEERS SOLUTION IN AN ETHICALLY QUESTIONALBE SCENARIO Let us imagine a scenario in which Paul is the president of an engineering company. His company makes synthetic ACLs to be implemented into human knees. The ACLs use University of Pittsburgh, Swanson School of Engineering 1 2013-10-29 a synthetic scaffolding that is similar to the scaffolding on a building, to give the new ligament stability and allow it to grow over time. The scaffolding is seeded, or made with some of the old ACL cells already implanted into it, so that a neoligament will form [1]. A neoligament is essentially the new, synthetic ligament that takes the place of the torn ACL. His company has perfected the synthetic scaffolding so that it is able to flow with the knee without breaking, which is the major problem with many synthetic ACLs. Even though it is able to hold up over time, ultimately leaving a strong and stable neoligament, his synthetic ACL has one major problem [5]. Ideally he would want the scaffolding to disintegrate over time, leaving as little scaffolding particles in the knee as possible. But current tests show his scaffolding disintegrates very fast, producing acid milieu, which is very harmful to the body [6]. This fast disintegration leads to many problems in the ACL, eventually resulting in failure [7]. Paul’s company is currently doing research to help solve this problem, and is on the verge of the solution. The new material they are trying to use for the scaffolding is silk fibroin, which is a substance that is able to absorb through a proteolytic enzymatic bio-resorption, which essentially means that the synthetic scaffolding dissolves away in the body at a much slower and safer rate then other materials [6]. The waxy outer layer of the silk can be modified to regulate the speed at which the scaffolding dissolves. However, his company has not yet perfected controlling the dissolving speed. Because the speed of disintegration is not perfect, the product is not yet ready to be released to the public. To test disintegration speeds Paul’s company implanted the synthetic ACLs in some goats and compared them to autograft surgeries done in other goats, studying their recovery over time. At first the goats had swelling and a hard time with movement, however over time that changed. Twelve months after the surgeries the goats with the synthetic ACLs had an average standard deviation of motion of 4.0±1.8 mm at 90 degrees of flex which is much better then the average standard deviation of motion in the autograft surgeries which had a flex of 6.3±1.3 mm at 30 degrees [6]. This not only shows that his synthetic ACLs performed better then typical autografts, but it also showed that the silk synthetics work well in a goat’s body. While this doesn’t prove that synthetic ACLs would work in human bodies, it does show promise for success. After working so long on the project and investing so much into it Paul’s company is running out of money and funds to continue testing. He is eager to release his product to the public, but the company has not yet carried out tests Robert Larkin on humans and therefore does not have the data to start to sell the product. So as the manager Paul has to decide whether he should start selling his product in small quantities to make more money for research, or completely scrap the project he had been working on for the last few years. This is when, as the owner of this company, Paul must consult the engineering Codes of Ethics to make a decision. After going through the NSPE Code of Ethics with still several questions in mind Paul decided to look specifically at the Biomedical Engineering Societies, or BMES, Code of Ethics. In the BMES Code of Ethics one of the canons talks about the environment, and states that Biomedical Engineers should, “Support the preservation of a healthy environment.”[9] If Paul were to make the decision to sell his synthetic ACL at the current state, would he be preserving a healthy environment, where patients could receive the proper care and surgery they thought they were getting? Clearly he would not be, he would be promoting an environment where people didn’t get what they thought they were getting, ultimately leading to many problems in the future. Paul continued to consult the BMES Code of Ethics to see if there were any other points that could help him make a concrete decision to solve this scenario. He came across a code that stated; “Report research results with scientific integrity...”[9] After reading this Paul understood exactly the decision that he had to make. He realized that deciding to sell his product prematurely was not the correct decision. It was unethical to do that. He would be lying to himself and to everyone else if he were to release fraudulent test results. There would be no integrity in releasing fake results to the public, and lying to them. It would only show that his company had no credibility, and ultimately his product would worthless. After reviewing the BMES Code of Ethics he made the decision to not release the product to the public. Then Paul decided to go back and revisit the past questions he had when reading through the NSPE Code of Ethics to make sure the decision he was making made was the right one. Earlier he questioned, “If my product worked in goats, why wouldn’t it work in humans?” This is clearly a foolish question to ask. There are many differences in the human body and knee compared to a goat. At the time he was questioning this he was still eager to release his product and had not really thought this through. Now that he has had time to go over many Codes of Ethics he realized that just because it works in animals does not mean that it will work in humans. Further tests need to be done to make sure the product works in humans. Paul needs to completely analysis his past data to make sure it is as safe as can be if his company ever starts implementing their products into human bodies. Paul had also questioned, after going through the NSPE Code of Ethics, if it was right to put other peoples needs in front of his own? This was a very hard thing to make a decision on because obviously he wants what’s best for himself, but ultimately he came to the decision that putting other people in front of himself was the ethical choice. If he were to put his needs in front of others, he would only be helping himself, and not the people who really need it. He can sacrifice himself to help the thousands of people dealing with ACL troubles. Thinking in tis way helped Paul to make a decision. His company worked to hard and to long to let them put themselves in front of the others they set out to CONSLUTING THE CODES OF ETHICS TO MAKE THE RIGHT DEICSION After looking at the Codes of Ethics for the National Society for Professional Engineers of NSPE there are multiple codes and canons that could be used to solve this problem. One of the very first canons described say, “Engineers, in the fulfillment of their professional duties, shall: 5. Avoid deceptive acts.”[8] This is one thing that seriously needs to be considered to find a solution for this scenario. As manager Paul must ask himself: is fraudulently making data to show his product is better than it actually is deceptive? At first it seems very deceptive, lying to the public about something that they think will help them, when in actuality it will not. People will go into ACL surgeries thinking they will be getting the latest and greatest treatment, and then eventually down the road their synthetic ACL will fail. This is deceptive, but thinking about all the time he put into the project Paul begins to question how deceptive it is. Paul wonders if, “The product showed great results in goats why would that be any different in humans?” Paul continues looking through the NSPE Code of Ethics to hopefully find something that will help him make a decision. He come across canon 6 which says, “Engineers, in the fulfillment of their professional duties, shall: Conduct themselves honorably, responsibly, ethically, and lawfully…”[8] He began going down the list thinking if he would be acting in accordance with the code in either decision. If he decided to sell his product, ultimately having to deal with the future consequences, would he be acting honorably, responsibly, ethically, or lawfully? He would not be doing most of these. He would not be acting honorably by selling a product that wasn’t yet proven to do what his company said it could. He would not be responsible to sell something to people that eventually could fail on them and cause more complications. Nor would he be acting lawfully because he would be impacting so many lives negatively, but at the same time if he didn’t sell the product he would be impacting his life negatively. He would lose out on the opportunity to bring a new technology to people, and all his past work would go to waste. Not only would he not be able to solve the problem he set out to fix, he also would have wasted years of his life for essentially nothing. He questions, “Is it in my best interest to put everyone else’s needs in front of mine?” 2 Robert Larkin help from the very beginning. If he were to put himself in the patient’s shoes how would they feel receiving a surgery they know could be prone to failure. They would feel very scared and constantly worried that something may happen to their knee. Because of this it is evident that the ethical decision in this scenario is to not yet release the synthetic ACL to the public. It is clear that Paul made the right decision in this scenario. He decided to sacrifice all the time in effort he put into his product to help the people who needed it. By not releasing his product to the consumer he saved many people from possible medical complications down the road, and who knows maybe one day he will get some more money and can start his research again. Paul heavily consulted the NSPE and BMES Codes of Ethics to make an ethical decision. He not only made a good decision to not release the product, but this can also remind himself to always consult Codes of Ethics in the future to make ethical decisions [10]. If engineers always remember to consult the Codes of Ethics they will always be able to make the right choice in any situation they are placed in. They must know and understand the Codes of Ethics in order to make ethical decisions about the projects they are working on [11]. [3] T. Gifstad, J. Drogset, A. Viset, T. Grontvedt, G. Hortemo. (2013). “Inferior results after revision ACL reconstructions: a comparison with primary ACL reconstructions.” Knee Surgery Sports Traumatology Arthroscopy. (Online Article). DOI: 10.1007/s00167-0122336-4. p. 2011-2018 [4] S. Virk, M. Kocher. (2011). “Adoption of New Technology in Sports Medicine: Case Studies of the GoreTex Prosthetic Ligament and of Thermal Capsulorrhaphy.” Arthroscopy: The Journal of Arthroscopic & Related Surgery. (Online Article). http://www.sciencedirect.com.pitt.idm.oclc.org/science/articl e/pii/S0749806310005864. p. 113-121 [5] J. Bach, F. Detrez, M. Cherkaoui, S. Cantournet, D. Ku, L. Corte. (2013). “Hydrogel fibers for ACL prosthesis: Design and mechanical evaluation of PVA and PVA/UHMWPE fiber constructs.” Journal of Biomechanics. (Online Article). DOI: 10.1016/j.jbiomech.2013.02.020. p. 1463-1470 [6] J. Richmond, P. Weitzel. (2010). “Bioresorbable Scaffolds for Anterior Cruciate Ligament Reconstruction: Do We Need an Off-the-Shelf ACL Substitute?” Sports Medicine and Arthroscopy Review. (Online Article). DOI: 10.1097/JSA.0b013e3181cdb493. p. 40-42 [7] S. Bernardino. (2010). “ACL prosthesis: any promise for the future?” Knee Surgery Sports Traumatology Arthroscopy. (Online Article). http://www.ncbi.nlm.nih.gov/pubmed/19915821. p. 797-804 [8] (2013). “NSPE Code of Ethics for Engineers.” NSPE. (Online Article). http://www.nspe.org/Ethics/CodeofEthics/index.html. [9] (2013). “IEEE EMBS Code of Ethics.” EMBS. (Online Article). http://www.embs.org/images/code_of_ethics.pdf. [10] B. Lail. (2013). “User-Centered Engineering Ethics Curricula.” Technology and Society Magazine, IEEE. (Online Article). http://ieeexplore.ieee.org.pitt.idm.oclc.org/xpl/articleDetails. jsp?arnumber=6524118&tag=1. p.59-65 [11] J. Basart, M. Serra. (2013). “Engineering Ethics Beyond Engineers’ Ethics.” Science and Engineering Ethics. (Online Article). http://link.springer.com.pitt.idm.oclc.org/article/10.1007%2 Fs11948-011-9293-z. p. 179-187 THE ETHICS INVOLVED IN SYNTHETIC ACLS In the end synthetic ACLs are very important for the future of ACL surgeries and need to be continually developed to solve the problems of the traditional autograft surgeries. With the amount of current research and development a compatible synthetic ACL is in our near future. ACL surgeries would become less worrisome because recovery time is much shorter with synthetic ACLs when in comparison to auto or allografts. However, for synthetics to be the useful medical device it seems they will become, companies need to act in ethical ways. Companies must follow the Codes of Ethics in order to benefit the people that need help as opposed to being selfish and all about themselves. Engineers must be able to not only account for their decisions but the decisions of others as well, so that proper ethical decisions are made. If engineers are able to do this, the future for ACL surgeries looks very promising. ADDITIONAL SOURCES REFERENCES “ACL Prosthetics Project: Carol C.” YL C. (2011). (Video). http://www.youtube.com/watch?v=8z-8ArXAwkM “Tavor Knee-T-Nol™ ACL prosthesis.” Knee-T-Nol. (2011). (Video). http://www.youtube.com/watch?v=V2vmhdTwNqk [1] K. Ravn. (2007). “A new ligament -- from scratch.” Los Angeles Times. (Online Article). http://articles.latimes.com/2007/mar/12/health/he-labbox12 [2] P. Chambat, C. Guier, B. Sonnery-Cottet, J. Fayard, M. Thaunat. (2013). “The evolution of ACL reconstruction over the last fifty years.” International Orthopedics. (Online Article). http://www.ncbi.nlm.nih.gov/pubmed/23322063. p. 181-186 3 Robert Larkin ACKNOWLEDGMENTS I would like to thank my floor mates for helping me with questions about formatting. I would also like to thank all the people at the Writing Center who helped me edit my paper and gave me tips for writing the rest. 4