ASSEMBLIES CONTAINING COPPER PILLAR STRUCTURES PROCESSED USING ONE STEP CHIP ATTACH MATERIALS (OSCA) AND CONVENTIONAL MASS REFLOW PROCESSING Daniel Duffy Ph.D., Hemal Bhavsar, Lin Xin, Jean Liu, Bruno Tolla Ph.D. Kester Inc. Itasca, IL, USA dduffy@kester.com, btolla@kester.com ABSTRACT One step chip attach materials (OSCA) are dispensable polymeric materials for flip chip assembly, which are designed to flux metallic interconnections and subsequently turn into an underfill upon curing. OSCA materials enable a drastic simplification of the assembly process by combining the reflow, flux residue cleaning and capillary underfilling steps used in traditional die attach processing into a single step. The key challenge when designing OSCA materials for conventional mass reflow processing (OSCA-R) is the timing the sequence of curing, fluxing and soldering events during reflow processing. OSCA-R materials must also have a process-friendly rheological design that integrates seamlessly with standard dispensing equipment and enables high filler loading levels. This paper presents silicon die and substrate test vehicles with copper pillar interconnect structures assembled using OSCA-R materials for fluxing and underfilling that have been processed using conventional mass reflow techniques. Filler particle contributions to OSCA-R design and performance will also be discussed including; rheology, thermo-mechanical and thermal transport performance. Assembly of devices containing SnAg, SAC, will be discussed in conjunction with the reflow profile and process windows for OSCA-R materials. reflow processing using conventional mass reflow ovens. The use of OSCA-T materials designed for processing by thermos-compression bonding (TCB) has been discussed elsewhere [4]. Reflow Processing Dispensing Fluxing OSCA Controlled Flow & Wetting Die Placement Solder Wetting & Interconnection OSCA Curing Assembled Device Filet Formation Key words: Copper pillar, conventional reflow, flip chip, no-flow, non-conductive paste, soldering, fluxing underfill INTRODUCTION The continuous need in semiconductor assembly processes for higher throughput in conjunction with decreasing interconnect size/pitch and increasing IO count offer an opportunities for development and introduction of assembly materials and processes to meet these demands [1,2]. Copper pillar interconnection is becoming an extremely geometry common for high IO device interconnection where micro-bumps and C4 are not preferred [3]. One step chip attach (OSCA) materials combine the fluxing properties and the underfill properties of the two respective materials in the traditional assembly process into one material. OSCA materials are applied before die placement, flux and enable joint formation during reflow and then cure to form the underfill simplifying the assembly process as shown in Figure 1. Materials referred to here in this paper as OSCA-R materials are intended for Figure 1. Simplified assembly process using OSCA-R material that acts as both the flux and the underfill. Additional assembly and design benefits can be enabled using OSCA-R materials. One key benefit is the use of OSCA-R materials to aid in increasing device density in a design by either placing die closer together or stacking vertically. Figure 2(a) illustrates the use of OSCA-R materials for die stacking and Figure 2(b) illustrates close placement of devices in a multi die package. The use of OSCA-R materials in the multi die stack application, Figure 2(a) can overcome challenges of cleaning flux residues and applying the capillary underfill process to these assemblies [ ]. In the design suggested in Figure 2(b) there is no need to keep the distance between die large enough for a dispense needle from a PDP system or to large enough for the flight of droplets from jet dispensers. The pre-deposition pattern and volume of OSCA-R materials can be dialed in to exactly fill the volume under the die and/or build the correct filet on the perimeter of the devices. Dip to Apply Flux (a) Place Die Reflow Processing Reflow Processing Wash Flux Residues Cure Underfill Capillary Underfill (b) Figure 2. Use of OSCA-R materials for assembly of multi die designs where (a) 3D integration and device stacking or (b) density and close spacing are required. The traditional assembly process shown in Figure 2 consists of; applying flux by dipping, die placement, reflow processing to form interconnections, a wash step to remove residues, capillary underfill step followed by cure of the underfill. Several challenges are encountered for the traditional assembly process as device IO count increases, feature size becomes smaller and the spacing of features drops below 100 microns. First is flux residue removal during the washing step. Removal of the residues enables the capillary underfill to flow, wet and cure properly leading to improved reliability by maintaining adhesion and the mechanical integrity of the joints. Residual flux residues present after the washing step can contribute to chemical corrosion and decrease device reliability [6]. The traditional assembly process involves at least six steps and three materials (flux, cleaner/water and underfill) and can become cumbersome for 3D assemblies. The use of OSCA materials for assembly as illustrated in Figure 1 eliminates the need for residue cleaning and the time needed for capillary underfill [7]. The key technical challenge for designing OSCA-R materials is balancing the flow properties required for dispensing and during die placement with the fluxing and curing kinetics during reflow processing [8,9]. Several articles discuss the successful design of OSCA-R materials for assembly of traditional C4 device geometries [10-13]. This paper focuses on the assembly of devices using copper pillar geometries that have been interconnected using conventional reflow processing techniques such as convection and conduction reflow tools. Figure 3. Conventional flip-chip assembly process using flux and capillary underfill materials. EXPERIMENTAL Test vehicles for investigating assembly using OSCA-R materials were fabricated on 0.75mm thick silicon wafers (die and substrate). The final die size is 6.35 mm x 6.35mm. The devices are composed of two daisy chained arrays; the central array is 20 by 20 bumps (400), the perimeter is 5 bumps wide, 70 bumps to a side (1300) and there are 128 bumps located in the sparse electrically unconnected area between the arrays as shown in Figures 4(a) and 5(a). The bump pitch is 80 microns in the dense regions. The Cu pillars are 40 micron tall with 10 microns of SnAg solder on top of the pillar for a total height of 50 microns as shown in Fig. 10(a). The substrate has a matching set of copper pads 10 micron in height configured in a daisy chain configuration using a Ni metallization layer with a 2 micron oxide passivation layer. Additional copper traces to route the daisy chain to test pads located on the edge of the device as shown in Figures 4(b), 5(b) and 5(c). Jet dispensing was conducted using a Speedline Technologies Prodigy platform equipped with a NanoShot pump system and a 150 micron nozzle. All dispensing trials were conducted with a substrate temperature of 40C. Figure 6 shows OSCA-R that has been jet dispensed onto one of the copper pillar test vehicles used in this study. Assembly of the copper pillar test vehicles was conducted using a Finetech Pico die bonder system with a conduction heating stage shown in Figure 7. Die placements were conducted with a substrate heating temperature of 40C. The alignment process was done manually and with an accuracy of 5 microns in the presence of dispensed OSCA-R. The placement speeds and forces used to prepare the assemblies are presented in Figure 8. Three reflow profiles were programmed for processing devices using the conduction stage of the Finetech bonder and an Electrovert 7 zone convection oven. Figure 9 shows the reflow temperature profiles used for processing the die and substrate components shown in Figures 4, 5 and 6. (a) Figure 6. Filled OSCA-R jet dispensed onto device in a cross pattern. (b) Figure 7. Die placement using Finetech die bonder system. Figure 4. Test vehicle configuration; (a) die and (b) substrate. Approach Contact Apply Force Hold (a) Retract Placement Tool High Speed High Speed (b) Change Over Distance 0.5 to 2 mm Low Speed 0.5 to 3mm/sec (c) Figure 5. (a) Cu pillars, (b) Cu pads and (c) substrate illustrating the daisy chain and test trace layout. Force 1 to 15 Nt ( 10x10 mm die ) Dwell 0.05 to 0.2 Sec Figure 8. Device placement profiles; approach speeds, placement forces and dwell times. 300 1 Temperature (oC) 250 2 3 200 150 100 50 0 360 340 320 300 280 260 240 220 200 180 160 140 120 100 80 60 40 20 0 Time (sec) Figure 9. Reflow profiles implemented on Finetech die bonder (conduction) and Electrovert 7 zone reflow oven. RESULTS & DISCUSSION Flow Design and Voiding Performance Design of OSCA-R flow properties are critical for the assembly process to succeed. Table 1 presents a summary of the flow and cure properties for OSCA-R materials. The filler type, loading, rheology, cure chemistry and kinetics can be tuned for a particular device configuration and target assembly process. A discussion of the rheology design considerations for highly filled OSCAR materials for jet dispensability, controlled flow after dispense (no bleed out) and z-profile control to promote placement void elimination has been published previously [11]. In summary, the non-Newtonian flow behavior of OSCA-R materials enables better pattern control when using jet-dispense tools than materials with Newtonian flow characteristics. Table 1. Properties of OSCA-R materials Property Technique Units Filler Size, D50 micron Filler Loading SiO2 Filler Loading Al2O3 wt% 0.5 to 10 Figure 10 illustrates the z-profile control concept. The height and curvature of the dispensed pattern can promote void elimination. On contrary, a flat profile as shown in 10(b) tends to pin and trap voids during die placement. The flow of OSCA-R materials around pillar features and along the die and substrate interface while during compression when the die is being placed is required to push voids toward the edge of the die and eliminate them. Dispensing OSCA-R in a cross pattern as shown in Figure 6 helps create wetting lines that do not impinge and trap voids during die placement but we have found that having OSCAR materials which develop a taller z-profile after jet dispensing can readily eliminate placement voids. The test devices shown in Figure 6 tended to show large voids after reflow when Newtonian materials were used. Figure 11 shows a comparison of CSAM images for devices after reflow processing. The device shown in Figure 11(a) was assembled using OSCA-R materials with non-Newtonian flow properties ( STI > 1 and yield stress > 0 Pa ) and the device shown in Figure 11(b) was assembled with a OSCAR material with Newtonian flow properties ( STI = 0 ). The difference in voiding observed in the assembled devices illustrates the OSCA-R flow and rheology design. Some key results regarding the die placement conditions shown in Figure 8. First is that a rapid approach velocity helps with throughput and does not appear to influence the voiding or interconnection process. Reduction in the velocity to a range of 1 to 5 mm/sec as the placement head approaches the OSCA-R material interface is recommended, 3 mm/sec was found to produce acceptable voiding performance. There is no advantage gained for using slow speeds < 1 mm/sec in the contact portion of the placement sequence. Contact forces less than 1 Nt were found to result in partial interconnection. Placement forces > 5 Nt are recommended for filled OSCA-R materials. Dwell time did not appear to have an influence in our studies as long as sufficient placement force was achieved. (a) Up to50 Up to 70 Tg CTE-1 CTE-2 DSC TMA TMA °C ppm/K ppm/K 128 30 to 60 105 to 208 Viscosity @ 1Hz Viscosity @ 10Hz STI Yield Stress Ea Rheometer Rheometer Rheometer Rheometer Rheometer Pa-s Pa-s Ratio Pa (K/1000) 2.5 to 60 2.4 to 25 1.0 to 2.4 0 to 8 4.20 to 7.93 (b) Figure 10. Illustration of dispense profile relationship with placement voids; (a) tall z-profile leads to flow and void elimination, (b) flat dispense profile pins voids. (a) (b) OSCA-R materials have been designed to have minimal polymerization during the initial temperature ramp and when the temperature exceeds the solder melting temperature of 220C for SAC alloys. OSCA-R flows and allows the solder to form an interconnection with the pads during the approach to the peak temperature in the reflow profile where temperatures can exceed 240C as illustrated in Figure 12. The low viscosity of the OSCA-R materials above the solder melting temperature allows filler particles to flow out of the joint as it is forming preventing particle entrapment and blocking. It has been found in this work that certain bump and pillar designs can help to exclude filler particle entrapment. Figure 13 shows several designs that have been explored in this work including both organic substrates and silicon substrates. The device configurations shown in 13(a), (b), (g), (h) and (i) were found to favor particle exclusion from the joints and produce interconnections without trapped filler particles. Solder Wetting & Interconnection 250 OSCA Curing Figure 11. CSAM images of copper pillar test device assembled with OSCA-R materials (a) non-Newtonian rheology design and (b) Newtonian flow properties. Fluxing and Cure Kinetics For OSCA-R materials to be used to produce interconnected assemblies; fluxing, solder melting, joint formation and polymerization must occur in the proper order for the specified reflow profile. Figure 12 illustrates a reflow profile and the sequencing of the steps. During the initial temperature ramp OSCA-R materials flux and clean the oxides and OSP from the interface of the copper pillars (or bumps) and bonding pads. During the temperature ramp OSCA-R materials are designed to reduce their viscosity allowing flow and wetting of the joints and to promote fillet formation. The Arrhenius flow activation energy (Ea), is related to an OSCA-R material’s ability to thin and flow with increasing temperature. Larger values of (Ea) reflect a larger thinning effect with temperature; smaller values reflect a smaller sensitivity to temperature. For device, reflow profile and application there is a best value of (Ea). For example if a large fillet is desired then larger values of (Ea) will promote more flow during reflow. Alternatively, if the application required the OSCA-R to stay close to the edge of the component or flow only within a well-defined region and not-flow extensively onto the substrate then OSCA-R materials designed with smaller values of (Ea) would be preferred. Temperature ( oC ) 200 150 100 Fluxing Assembled Device 50 0 0 60 120 180 240 Time ( seconds ) Figure 12. Timing of OSCA-R fluxing, solder melting, joint formation / interconnection and OSCA-R curing during reflow processing. Once the joint interconnection has occurred in the reflow profile the polymerization kinetics of OSCA-R are timed such that the material will gel and develop a sufficiently high degree of cure during the later portion of the reflow profile as shown in Figure 12. Timing the fluxing, interconnection and curing is not trivial. To facilitate OSCA-R design the curing kinetics during reflow processing were studied experimentally using dynamic scanning calorimetry (DSC) heat flow curves and analysis using the method described by Borchardt and Daniels [15], referred to here as the BD analysis. The BD analysis produces empirical modeling parameters that can be used to track and understand the influence of reflow profiles on the cure of OSCA-R materials and conversely design OSCA-R materials for specified reflow profiles. The BD model also (a) Silicon Substrate 300 1 0.9 250 0.8 Temperature 200 0.7 TAL 0.6 150 0.5 0.4 100 (f) 0.3 Conversion Fractional Conversion Organic Substrate Table 2: BD kinetics parameters for silica filled and unfilled OSCA-R materials. BD Model Definition Units Unfilled, Filled, Parameter 0% 40% Reaction N -0.4 0.6 order Activation E kJ/mol 44 52 Energy Log ( Z ) Pre Factor 1/min 3.9 4.9 Reaction J/g 360 235 H Enthalpy Temperature (oC) provides a method to track the response of the curing kinetics to the filler level, type, surface properties, size and even dispersion state. The influence on OSCA-R curing kinetics has been discussed in greater detail elsewhere [11,12]. Table 2 presents the parameters obtained from the BD analysis for unfilled and 40% filled OSCA-R formulations as an illustration of how filler loading can influence the curing kinetics. OSCA-R materials can be iteratively adjusted such that they gel at the right time and temperature during a given reflow profile. The addition of the filler particles decreases the reaction enthalpy (H) as the fillers dilute the reactive polymer and reduce the total enthalpy of reaction. Table 2 also shows an increase in the reaction order (N) as well as the activation energy (E). Increasing the reaction order (N) tends to speed up the reaction rate while increasing E tends to slow down the reaction rate. The pre factor (Z) can be thought of as a frequency factor, or probability for reaction events to occur. Adding filler in this case increases (Z) and thus increases the overall rate of reaction. 0.2 50 0.1 (b) (g) 0 0 0 100 200 300 Time ( sec ) (c) (h) (d) (i) (e) Figure 13. Overview of device geometries; Organic Substrate (a) – (e); Silicon Substrate (f) – (i). An example of how the cure kinetics parameters can be used is shown in Figure 14. The point of gelation is designed to occur as the assemblies are past the peak temperature in the reflow profile and are entering the cooling zones of the reflow oven. The length of time OSCAR spends in the cooling portion of the profile increases its ultimate degree of conversion. Using the BD model parameters application engineers can design the later portion of the profile to drive toward 100% conversion or use the residual degree of cure to anticipate the required post-bake times required. Figure 14. Modeling the degree of conversion (cure) of OSCA-R as it is reflow processed using DSC measurements and the BD kinetic model. The kinetics analysis allows a wide range of reflow profiles to be used to process OSCA-R materials. Figure 9 presents three profiles that correspond to different assembly application needs. Profile 1 in Figure 9 is a fast profile with a single ramp to the peak temperature. This has been found useful for processing devices with relatively low thermal mass where the oven temperature and device temperatures are in phase and little substrate warpage is expected from thermal gradients. Profile 2 in Figure 9 has a short “soak” as the profile approaches the solder melting point. Such profiles are applicable to systems where the thermal mass is larger and temperature gradients across the substrates can cause curvature, die float or tilting. Profile 3 contains a long soak zone before passing above the solder melting temperature. Such profiles are found to be relevent for substrates with larger thermal mass, require time to outgas or if longer times are required for flux activation. Assembled Devices Cross sectional images of the test vehicles shown in Figures 4 and 5 that have been assembled using a 40% filled OSCA-R material are shown in Figure 15. The results illustrate the successful interconnection of the copper pillar devices using profile 2 in Figure 9 via conduction mode reflow processing. The utility of OSCA-R materials demonstrated for assembly of C4 device geometries has been extended to the assembly of copper pillar based devices with high IO density. Based on these results the it is proposed that OSCA-R materials can be used for assembly of 3D and dense multi die structures suggested in Figure 2. (a) (b) reflow processing of devices containing low melting point alloys for 3D device assembly; (2) reliability of devices assembled using OSCA-R materials and (3) assembly of stacked ACKNOWLEDGEMENT Mahesh Desai, Kal Chokshi, Maulik Shah, Chris Klimaszewski, Jim Lowe and David Eichstadt of Kester Inc., Itasca IL. Chris Gregory and Alan Huffman of the Research Triangle Institute, Research Triangle Park, NC. Neil O’Brian, Finetech, Gilbert, AZ. REFERENCES [1] B. Schmaltz, "Packaging materials for 2.5D/3D technology," IEEE International Symposium on Advanced Packaging Materials, Irvine, CA, USA, Feb. 27-Mar. 1, 2013 (2013), 93-101; [2] R. Huemoeller, "Market Demand Readiness for 2.5/3D TSV Products" IMAPS 2012 Device Packaging Conference, Scottsdale, AZ. March 5-2012. Figure 15. Cross sections of a copper pillar assembly interconnected using OSCA-R material. Table 3 summarized the progress in reflow process evaluation to date and interconnection results at the time of publication. Interconnection has been investigated and achieved using conduction-mode reflow processing for all three profiles. Only the fastest profile (profile 1 in Figure 6) has been investigated so far using a convection mode reflow oven. The results so far indicate that the process shown in Figure 1 utilizing OSCA-R materials that act as fluxes and underfills can be successfully implemented for assembly of copper pillar devices. Table 3: Reflow profile result summary; (+) indicates interconnection has been achieved; refer to Figure 6. Profile Conduction Convection Mode Mode 1 + + 2 + TBD 3 + TBD CONCLUSIONS Test vehicles with copper pillar geometries have been successfully assembled using the one step chip attach approach and filled OSCA-R materials and conventional reflow processing techniques. The results demonstrate the potential utility of OSCA-R materials for assembly of multi die devices, wafer level assembly and stacked devices. OSCA-R materials can be designed for a range of reflow processing conditions, reflow tools, dispensing systems and providing a window of assembly conditions for building devices. Future research efforts will be focused on; (1) understanding the applicability of OSCA-R materials to [3] A. Eitan; K. Hung, “Thermo-compression Bonding for Fine-pitch Copper-pillar Flip-chip Interconnect Tool Features as Enablers of Unique Technology”, Proceedings of the 2015 Electronic Components & Technology Conference, Pg 460-464, San Diego, CA [4] D. Duffy, C. Gregory, C. Breach, A. 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