Short Form Certificate Policy Commonwealth Department of Human Services Community of Interest Certificate Policy for the National Authentication Service for Health PKI Certificate for Healthcare Provider Organisations v 2.2 (2 year Duration) November 2014 Commonwealth Department of Human Services Community of Interest Certificate Policy for NASH PKI Certificate for Healthcare Provider Organisations v2.2 Ownership of intellectual property rights in this publication Unless otherwise noted, copyright (and any other intellectual property rights, if any) in this publication is owned by the Commonwealth of Australia (referred to below as the Commonwealth). Creative Commons licence With the exception of the Coat of Arms, this publication is licensed under a Creative Commons Attribution 3.0 Australia Licence. Creative Commons Attribution 3.0 Australia Licence is a standard form license agreement that allows you to copy, distribute, transmit and adapt this publication provided that you attribute the work. A summary of the licence terms is available from http://creativecommons.org/licenses/by/3.0/au/deed.en. The full licence terms are available from http://creativecommons.org/licenses/by/3.0/au/legalcode. The Commonwealth’s preference is that you attribute this publication (and any material sourced from it) using the following wording: Source: Licensed from the Commonwealth of Australia under a Creative Commons Attribution 3.0 Australia Licence. The Commonwealth of Australia does not necessarily endorse the content of this publication. Requests for information about this licence should be sent to: The Manager External Communication Branch Human Services Portfolio Communication Division PO Box 7788 Canberra BC, ACT, 2610 Use of the Coat of Arms The terms under which the Coat of Arms can be used are set out on the Department of the Prime Minister and Cabinet website (see http://www.dpmc.gov.au/guidelines/). Copyright © 2013 Commonwealth of Australia 2 Commonwealth Department of Human Services Community of Interest Certificate Policy for NASH PKI Certificate for Healthcare Provider Organisations v2.2 Contact (for any matters concerning this document) National Manager eClaiming Branch Health eBusiness Division Department of Human Services PO Box 7788, Canberra BC ACT 2610 Version History Doc Version Status Date of Issue 1.0 Initial version 14 June 2012 1.0 Initial version 28 June 2012 Correction made to Certificate Profile 2.0 First update 10 December 2012 Amended to permit secure messaging between healthcare provider organisations and to change certificate duration 2.1 Second update 16 April 2013 Amended to clarify Certificate Uses, Disclaimer regarding identity, and Indemnities 2.2 Revised November 2014 Updates to disclaimers regarding identity version Comments This Document has been authorised by the Department of Human Services Policy Management Authority: _______________________ Date: General Manager Health Programs Division Department of Human Services Copyright © 2013 Commonwealth of Australia 3 Commonwealth Department of Human Services Community of Interest Certificate Policy for NASH PKI Certificate for Healthcare Provider Organisations v2.2 Background The Commonwealth Department of Human Services (Human Services) has implemented the Health Sector Public Key Infrastructure (Health Sector PKI). Human Services wishes to provide a national authentication framework for access by individual healthcare providers and healthcare provider organisations to the eHealth Record system using the Health Sector PKI. Under the Health Sector PKI Key pairs and Public Key Certificates are to be issued to End EntitySubscribers who are Individual Healthcare Providers and Healthcare Provider Organisations to whom healthcare identifiers (Healthcare Provider Identifier – Individual (HPI-I) and Healthcare Provider Identifier – Organisation (HPI-O)) have been assigned under the Healthcare Identifiers Act 2010. The eHealth Record system is an electronic system for collecting, using and disclosing certain information, including health information, using telecommunications services or other means. The eHealth Record system is established under the Personally Controlled Electronic Health Records Act 2012 (eHealth Record Act). The System Operator is appointed under section 14 of the eHealth Record Act to perform various functions in relation to the eHealth Record system as set out in section 15 of the eHealth Record Act. The Public Key Certificates to be issued under the Health Sector PKI for accessing the eHealth Record system are Relationship Certificates. The Root Certification Authority (RCA) and Relationship Organisation (RO) is the Human Services.1 Subscribers for Certificates issued under this Certificate Policy are the Healthcare Provider Organisations, to whom HPI-Os have been assigned under the Healthcare Identifiers Act 2010. The Certificates issued to Healthcare Provider Organisations under this Certificate Policy can be used to access the eHealth Record system and to authenticate or protect confidentiality and integrity of electronic communications with Relying Parties (other than the eHealth Record System Operator) that are recognised under this Certificate Policy. For the purpose of Certificates issued under this Certificate Policy, Human Services does not verify that a Healthcare Provider Organisation issued with a Certificate under the Health Sector PKI is a particular organisation. More information about the process undertaken by Human Services for the verification of HPI-Os is set out in clause 2 of this Certificate Policy. The process used to identify and authenticate Subscribers only verifies that the Subscriber is recorded as having been assigned a HPI-O by the Healthcare Identifiers service operator and does not include any independent verification. The following are Relying Parties: the System Operator of the eHealth Record system appointed under section 14 of the eHealth Record Act. The responsibilities of the System Operator are set out in the eHealth Record Act; 1 Medicare Australia is now integrated into the Department of Human Services by virtue of the Human Services Legislation Amendment Act 2011. The effect of item 99 of Schedule 1 to the Human Services Legislation Amendment Act 2011 is to provide that where there is a reference to "Medicare Australia" in the Health Sector PKI documents, that reference is read as a reference to the Department of Human Services. Copyright © 2013 Commonwealth of Australia 4 Commonwealth Department of Human Services Community of Interest Certificate Policy for NASH PKI Certificate for Healthcare Provider Organisations v2.2 Subscribers under this Certificate Policy (i.e. Healthcare Provider Organisations to which a Certificate has been issued); and information technology providers that are Subscribers under another Commonwealth Department of Human Services Community of Interest Certificate Policy for the NASH, and that are engaged by Subscribers under this Certificate Policy for sending and receiving secure messages. For the purpose of Certificates issued under this Certificate Policy, the Community of Interest (CoI) comprises Human Services, the Healthcare Identifiers service operator under the Healthcare Identifiers Act 2010, the System Operator of the eHealth Record system and the End EntitySubscribers. This is the Certificate Policy (CP) for organisation Certificates to be issued to Healthcare Provider Organisations to which HPI-Os have been assigned under the Healthcare Identifiers Act 2010 (NASH PKI Certificate for Healthcare Provider Organisations). The NASH PKI is a set of hardware, software, policies and procedures that let the recipient of an electronic communication know that: the sender of the communication was recorded as being registered with the HI Service at the time they were issued with a Certificate, and information related to the sender’s registration can be reliably represented to the recipient for verification (authentication) the communication content has not been changed in transit between the sender and the recipient (integrity) only the intended recipient is able to open the communication (confidentiality). This CP should be read in conjunction with the: Medicare Australia Root Certification Authority Certification Practice Statement (Medicare Australia RCA CPS) Medicare Australia Root Certification Authority Certificate Policy (Medicare Australia RCA CP). Medicare Australia Organisation Certification Authority Certification Practice Statement (Medicare Australia OCA CPS) Terminology Clinical means anything that relates to the examination, diagnosis or treatment of individual patients by healthcare providers who are duly qualified, registered, recognised or trusted as performing those actions. NASH is an acronym for National Authentication Service for Health. NASH PKI has the meaning provided in the Background above. NASH PKI Certificate for Healthcare Provider Organisations means an organisation Certificate issued under this CP to a Healthcare Provider Organisation to which a HPI-O has been assigned under the Healthcare Identifiers Act 2010. Copyright © 2013 Commonwealth of Australia 5 Commonwealth Department of Human Services Community of Interest Certificate Policy for NASH PKI Certificate for Healthcare Provider Organisations v2.2 Healthcare Provider Organisations will, on application to Human Services for a NASH PKI Certificate for Healthcare Provider Organisations, have their information provided to the Chief Executive Medicare as service operator of the Healthcare Identifiers service under the Healthcare Identifiers Act 2010 for verification of their HPI-Os to enable Human Services Relationship Organisation Unit Operators to confirm the Healthcare Provider Organisation Applicant has a relationship within the CoI defined in this CP by virtue of the assignment of their HPI-O. All Applicants for a Certificate issued under the Health Sector PKI for accessing the eHealth Record system and to authenticate or protect confidentiality and integrity of electronic communications between Healthcare Provider Organisations are to have a HPI-O assigned in accordance with the Healthcare Identifiers Act 2010. Please refer to the documents listed below for definitions relevant to this CP. In this CP, the order of priority for determining the meaning of a specific term is: 1. Healthcare Identifiers Act 2010 (Cth) (http://www.comlaw.gov.au) 2. Healthcare Identifiers Regulations 2010 (Cth) (http://www.comlaw.gov.au) 4. National Partnership Agreement 2009 (the COAG agreement) 5. the Healthcare Identifiers Service Glossary of Terms and Conditions (http://www.nehta.gov.au/connecting-australia/healthcare-identifiers) 6. Medicare Australia PKI Gatekeeper documents, including the Medicare Australia Health Sector PKI Glossary (http://www.medicareaustralia.gov.au/provider/vendors/pki/policy.jsp) More information about the process undertaken by Human Services for the verification of HPI-Os is set out in clause 2 of this Certificate Policy. Certificate Policy Clauses CP Identification Certificates issued under this CP shall bear the Policy OID: 1.2.36.174030967.1.10.1.1 1. Introduction This is the Certificate Policy for organisation Certificates to be issued to Healthcare Provider Organisations to which a HPI-O has been assigned under the Healthcare Identifiers Act 2010 and that wish to use the Certificate in accordance with the acceptable uses outlined in section 1.2. The Certificates are provided on a CD to Subscribers who are responsible for uploading the Certificates onto the Subscribers’ client operating system. The Relationship Organisation (RO) for this CP is Human Services. The Relationship Organisation Unit (ROU) is the program area in Human Services responsible Copyright © 2013 Commonwealth of Australia 6 Commonwealth Department of Human Services Community of Interest Certificate Policy for NASH PKI Certificate for Healthcare Provider Organisations v2.2 for undertaking the Application registration. The Relationship Organisation Unit Operators (ROUOs) are Human Services personnel working in the ROU. 1.1 PKI Participants 1.1.1 Certification Authority All Certificates issued under this CP shall be produced by the Medicare Australia Organisation Certification Authority (Medicare Australia OCA). Refer to the Medicare Australia Organisation Certification Authority Certification Practice Statement (Medicare Australia OCA CPS) for further information on applicable practices and procedures for Certificates issued under this CP, located at www.humanservices.gov.au. 1.1.2 Relationship Organisation Human Services is the Relationship Organisation (RO) for the CoI defined in this Certificate Policy. 1.1.3 Relationship Organisation Unit There is a separately identified ROU within the Health Sector PKI for the CoI defined in this CP. The ROU at Human Services has responsibilities in the CoI in managing the Subscribers in the CoI. 1.1.4 Certificate Controllers Certificate Controllers are RO personnel with responsibilities for management of Certificates. All Certificate Controllers operating under this CP are duly authorised representatives of Human Services. 1.1.5 Relationship Organisation Unit Operators Relationship Organisation Unit Operators (ROUOs) are Human Services personnel within the ROU. ROUOs within the ROU are not Certificate Controllers. ROUOs operate in accordance with the processes and procedures set out in the Medicare Australia OCA CPS and this CP. Copyright © 2013 Commonwealth of Australia 7 Commonwealth Department of Human Services Community of Interest Certificate Policy for NASH PKI Certificate for Healthcare Provider Organisations v2.2 1.1.6 Subscribers Subscribers under this CP are Healthcare Provider Organisations to which a HPI-O has been assigned under the Healthcare Identifiers Act 2010. The meaning of a NASH PKI Certificate for Healthcare Provider Organisations issued under this CP is nothing more and nothing less than a statement expressed in a digital format of the fact that the Subscriber (the Healthcare Provider Organisation) is recorded as having a particular HPI-O in the record maintained by the Healthcare Identifiers service operator under the Healthcare Identifiers Act 2010 at the time of Certificate issuance. A Certificate does not verify or represent that the Subscriber is a particular organisation. A Certificate does not verify or represent that the Subscriber is registered with the PCEHR system under the Personally Controlled Electronic Health Records Act 2012 (Cth). This registration is a separate process that may only be taken by those Healthcare Provider Organisations that are eligible for that registration. The NASH PKI protects the confidentiality of the electronic communication, and lets the recipient of the communication know that the communication content has not been changed in transit between the sender and the recipient. A Certificate does not make any other assertions about the content of an electronic communication (including any Clinical content) either prior to the communication being sent by the Subscriber or after the communication is received by the Relying Party. There is a Subscriber agreement under this CP, known as the National Authentication Service for Health Public Key Infrastructure Certificate for Healthcare Provider Organisations Terms and Conditions of Use. The Subscriber is bound by these terms and conditions. 1.1.7 Relying Party The following are Relying Parties: the System Operator of the eHealth Record system appointed under section 14 of the eHealth Record Act. The responsibilities of the System Operator are set out in the eHealth Record Act; Subscribers under this Certificate Policy (i.e. Healthcare Provider Organisations to which a Certificate has been issued); and information technology providers that are Subscribers under another Commonwealth Department of Human Services Community of Interest Certificate Policy for the NASH, and that are engaged by Subscribers under this Certificate Policy for sending and receiving secure messages. Relying Parties must not use a Certificate by itself, and must use means other than reliance on the NASH PKI, to determine whether they will rely on the content of an electronic communication (including any Clinical statement or representation). There are no other Relying Parties. There is a Relying Party Agreement under this CP. It is published at www.humanservices.gov.au. Where you rely on a Certificate issued under this CP and you do not have a written agreement Copyright © 2013 Commonwealth of Australia 8 Commonwealth Department of Human Services Community of Interest Certificate Policy for NASH PKI Certificate for Healthcare Provider Organisations v2.2 with Human Services or authorisation or approval via a notice published at www.humanservices.gov.au/pki http:///(specifying an allowable usage), then you rely on the Certificate at your own risk. 1.2 Certificate Use 1.2.1 Allowable Certificate Uses Key Pairs and Certificates issued under this CP must only be used by Healthcare Provider Organisations for: a) accessing electronic records on the eHealth Record system as authorised by the eHealth Record System Operator; or b) to authenticate or protect the confidentiality and integrity of electronic communications with Relying Parties (other than the eHealth Record System Operator) that are recognised under this Certificate Policy (see section 1.1.7). 1.2.2 Prohibited Certificate Uses A NASH PKI Certificate for Healthcare Provider Organisations is only permitted to be used for purposes outlined in section 1.2.1 above. Parties using a NASH PKI Certificate for Healthcare Provider Organisations for any other purpose, do so at their own risk. 1.3 Definitions and Acronyms Definitions and Acronyms are in the: Medicare Australia Health Sector PKI Glossary at (http://www.medicareaustralia.gov.au/provider/vendors/pki/policy.jsp). Healthcare Identifiers Act 2010 Healthcare Identifiers Regulations 2010 Healthcare Identifiers Glossary Personally Controlled Electronic Health Records Act 2012 2. Identification and Authentication of Users 2.1 Naming of Subscribers Subscribers (termed ‘Certificate Subjects’ in the x.509 definition) under this CP shall be named according to Human Services application and registration processes for Healthcare Provider Organisations in the CoI described in this CP. 2.2 Identification and authentication of the Subscriber at registration Subscribers (Healthcare Provider Organisations) under this CP will be identified and authenticated at the time of their application for registration (however described) as a Healthcare Provider Organisation by verifying with the Healthcare Identifiers service operator established under the Healthcare Identifiers Act 2010 that a HPI-O has been assigned to an entity matching the details in the application for a NASH PKI Certificate for Healthcare Provider Organisations. Copyright © 2013 Commonwealth of Australia 9 Commonwealth Department of Human Services Community of Interest Certificate Policy for NASH PKI Certificate for Healthcare Provider Organisations v2.2 For the purpose of issuing Certificates under this CP, the RO relies on the verification process provided by the Healthcare Identifiers service operator which in turn relies on its record of information maintained under section 10 of the Healthcare Identifiers Act 2010. The RO does not undertake any separate action to verify or confirm the information provided by a Healthcare Provider Organisation in its application for a NASH PKI Certificate for Healthcare Provider Organisations or by the Healthcare Identifiers service operator through the Healthcare Identifiers service operator's verification process. Human Services may, in accordance with trusted practices, but will not be limited to: a) receive an application for a NASH PKI Certificate for Healthcare Provider Organisations; b) request information from the Healthcare Identifiers service operator established under the Healthcare Identifiers Act 2010 that verifies that a HPI-O has been assigned to an entity matching the details in the application. Where a Healthcare Provider Organisation wishes to access electronic health records in the eHealth Record system using its Certificate, the System Operator under the eHealth Record Act reserves the right to require that the Healthcare Provider Organisation enters into terms and conditions for accessing those records. Any such program terms and conditions are separate from the National Authentication Service for Health Public Key Infrastructure Certificate for Healthcare Provider Organisations Terms and Conditions of Use. 2.3 Identification and authentication of the Subscriber at renewal Subscribers (Healthcare Provider Organisations) under this CP may have their Certificate issued under this CP renewed provided the RO is satisfied that the Subscriber’s status within the Healthcare Identifiers Service remains active. 2.4 Identification and authentication of revocation request Revocation of Certificates under this CP shall only be requested in writing by: ROUOs in the event that the Subscriber becomes ineligible to remain as a Healthcare Provider Organisation for the purpose of the CoI described in this CP; or the Subscriber; or Certificate Controllers. 3. Certificate Life Cycle Operational Requirements 3.1. Certificate creation 3.1.1 Enrolment process and responsibilities Human Services may consider that the Healthcare Provider Organisation be enrolled for a NASH PKI Certificate for Healthcare Provider Organisations by Certificate Controllers on the basis of: Copyright © 2013 Commonwealth of Australia 10 Commonwealth Department of Human Services Community of Interest Certificate Policy for NASH PKI Certificate for Healthcare Provider Organisations v2.2 a) receipt of an application for a NASH PKI Certificate for Healthcare Provider Organisations together with any documentations required as part of the Health Sector PKI requirements; b) consent by the applicant to collect, disclose and use information with, from and to the service operator established under the Healthcare Identifiers Act 2010; c) verification from the Healthcare Identifiers service operator established under the Healthcare Identifiers Act 2010 that a HPI-O has been assigned to an entity matching the details in the application. Human Services may, in accordance with trusted practices provide information to Verizon Australia Pty Ltd (or another service provider) as the RCA's agent so as to enable a NASH PKI Certificate for Healthcare Provider Organisations to be issued. 3.1.2. Publication of the Certificate Certificates issued under this CP will be published in the NASH Directory. The NASH Directory will be accessible by Relying Parties under this CP and under other NASH Certificate Policies. The department may choose, at its discretion, to change who can access the NASH Directory, including choosing what, if anything, is permitted to be accessed. A Healthcare Provider Organisation's HPIO, which is contained in its Certificate, will be disclosed in the NASH Directory. Revocation status of Certificates issued under this CP will be published in the Healthcare Public Directory. The HPI-O will not appear in the Certificate Revocation List. 3.2. Key pair and Certificate Usage 3.2.1 Key pair generation and installation All Subscriber Key Pairs and Certificates issued under this CP shall be generated by a Certificate Controller using accredited software. The signing and encryption Key shall be stored in a password protected PKCS#12 file separate from the encryption Key and Certificate. These PKCS#12 files are stored in electronic medium and distributed as instructed by the ROUO. A PIC (personal identification code) to access the Keys and Certificates will also be generated and dispatched separately. 3.3. Certificate renewal Certificates issued under this CP may be renewed automatically by the Certificate Controllers. This is at the discretion of Human Services. Refer to clause 2.3 for details of identification and authentication. 3.4. Certificate revocation Certificates issued under this CP may be revoked by Human Services in its absolute discretion, including but not limited to: a) after loss, destruction or theft of the Certificate; Copyright © 2013 Commonwealth of Australia 11 Commonwealth Department of Human Services Community of Interest Certificate Policy for NASH PKI Certificate for Healthcare Provider Organisations v2.2 3.5 b) in the event of Healthcare Provider Organisation’s de- registration (however described); c) in the event the Healthcare Identifiers service operator established under the Healthcare Identifiers Act 2010 cancels the HPI-O of the Healthcare Provider Organisation; d) in the event that the Healthcare Provider Organisation revokes any consent given under section 24A of the Healthcare Identifiers Act 2010 or alters any limitations regarding the consent. Certificate status services 3.5.1 Operational characteristics Refer to Section 4.10.1 of the Medicare Australia RCA CP. 3.5.2 Service availability Service availability for the Certificate Revocation List (CRL) is substantially 24x7 at www.certificatesaustralia.com.au. 3.5.3 Optional features Not applicable 4. Registration Operational Controls 4.1 Personnel controls All Certificate Controllers under this CP shall be authorised representatives of Human Services. 4.2 Logical and Technological controls Certificate requests will be processed by the authorised Certificate Controllers of Human Services in accordance with the security provisions of the Medicare Australia OCA CPS. 4.3 Physical controls Certificate requests will be processed by Human Services Certificate Controllers in accordance with the security provisions of the Medicare Australia OCA CPS. 4.4 Business continuity of the Relationship Organisation Human Services (the Relationship Organisation under this CP) is a department of state of the Commonwealth of Australia and forms part of the Commonwealth. Changes in legislation or government policy will provide for business continuity of RO in accordance with policy as determined by the government and implemented in accordance with Commonwealth Machinery of Government (MOG) requirements. 4.5 Relationship Organisation termination Changes in legislation or government policy will provide for termination of Human Services as Copyright © 2013 Commonwealth of Australia 12 Commonwealth Department of Human Services Community of Interest Certificate Policy for NASH PKI Certificate for Healthcare Provider Organisations v2.2 the RO under this CP and for a replacement agency as the successor RO in accordance with policy as determined by the government, if required. 4.6 eHealth Record System Operator termination The System Operator of the eHealth Record system is established under section 14 of the Personally Controlled Electronic Health Records Act 2012 (eHealth Record Act). A change of status of the System Operator can only be through amendment to the eHealth Record Act or by other Acts of the Commonwealth Parliament made pursuant to changes in government policy. 5. Other Business and Legal Matters 5.1 Other Business For information on other business (for example fees, confidentiality, privacy, intellectual property, representations and warranties and disclaimers of warranties), refer to section 9 and subsections 9.1 - 9.7 of the Medicare Australia Root Certification Authority (RCA) Certificate Policy (CP) at www.humanservices.gov.au. 5.2 Legal Matters For information on legal matters, refer to section 9 (Other Business and Legal Matters) of the Medicare Australia RCA CP at www.humanservices.gov.au. The following provisions apply in addition and without prejudice to those set out in section 9 (Other Business and Legal Matters) of the Medicare Australia RCA CP. Termination In addition and without prejudice to any other right to terminate or revoke a Certificate, Human Services may terminate a Certificate issued under this CP at any time to facilitate a transition to another Public Key Infrastructure for the National Authentication Service for Health, if any. Disclaimer regarding identity A Certificate does not verify or represent that the Subscriber is a particular organisation The meaning of a Certificate issued under this CP is nothing more and nothing less than a statement expressed in a digital format of the fact that the Subscriber is recorded as being registered with the HI Service. A Certificate does not represent or verify that: • the Subscriber has a particular identity (ie, is a particular organisation or individual); • the Subscriber or any of its personnel have particular qualifications or registrations other than with the HI Service; or • the Subscriber is registered with the eHealth Record system. Disclaimers of Warranties In addition and without prejudice to the disclaimers under section 9.7 that apply to the Commonwealth and its agencies, the Chief Executive Medicare as the service operator under the Healthcare Identifiers Act 2010 and Human Services disclaim all warranties, express or implied. Copyright © 2013 Commonwealth of Australia 13 Commonwealth Department of Human Services Community of Interest Certificate Policy for NASH PKI Certificate for Healthcare Provider Organisations v2.2 In addition and without prejudice to the limitation under section 9.7 that applies to the Commonwealth and its agencies, if any warranties or conditions are implied by legislation, then the liability of the Chief Executive Medicare as the service operator under the Healthcare Identifiers Act 2010 and Human Services (and of their contractors (including sub- contractors)), for any breach of the condition or warranty is limited to: a) re-performing the services to which the warranty applied, or b) paying the cost of re-performing those services. Commonwealth, Agencies and Department of Human Services Liability In addition and without prejudice to the limitation of liability under section 9.8 that applies to the Commonwealth and its agencies, the aggregate liability of the Chief Executive Medicare as the service operator under the Healthcare Identifiers Act 2010 and Human Services to any and all persons concerning all Certificates shall be limited to an amount not to exceed $50,000 in aggregate for all claims, arising in connection with the Health Sector PKI, including but not limited to: a) an entity described in this CP carrying out, or omitting to carry out, any activity described in, or contemplated by, the Documents, and b) the carrying out or omitting to carry out, any activity related to the Gatekeeper accreditation process. 5.2.2 Indemnities No indemnity (contractual or otherwise) arises between Human Services, Chief Executive Medicare, Subscribers and Relying Parties under the Health Sector PKI to which this CP applies. 5.2.3 Legislation Section 26 of the Healthcare Identifiers Act 2010 prohibits a person from disclosing a healthcare identifier except in specified circumstances, including where the person is authorised to disclose a healthcare identifier under that Act. Section 24A of the Healthcare Identifiers Act 2010 allows an entity to collect, use or disclose a healthcare provider's healthcare identifier for a purpose relating to the provision of healthcare if the healthcare provider has consented to such collection, use or disclosure. Human Services is collecting the Healthcare Provider Organisation's HPI-O to enable authentication via the Health Sector PKI of identities in electronic transmissions (in the manner and to the extent described in this CP). This underpins the creation of a secure eHealth Record, which is a purpose relating to the provision of healthcare. Copyright © 2013 Commonwealth of Australia 14 Commonwealth Department of Human Services Community of Interest Certificate Policy for NASH PKI Certificate for Healthcare Provider Organisations v2.2 6. Certificate Profiles 6.1 NASH Healthcare Provider Organisation Certificate – Certificate Profile Field 1. X.509v1 Field 1.1. Version 1.2. Serial Number 1.3. Signature Algorithm Issuer Distinguished Name 1.4.1. Country (C) 1.4.2. Organization (O) 1.4.3. Organization Unit (OU) 1.4.3 Common Name (CN) 1.5. Validity 1.5.1. Not Before Content V3 A positive integer that uniquely identifies the Certificate. SHA-1 RSA, SHA-1 hashing algorithm using the RSA signing algorithm. 1.4. 1.5.2. 1.6. 1.7. 2. Not After Subject 1.6.1. Domain Component (dc) 1.6.2. Domain Component (dc) 1.6.3. Domain Component (dc) 1.6.4. Domain Component (dc) 1.6.5. Domain Component (dc) 1.6.6. Organisation (o) 1.6.7. Common Name (cn) Subject Public Key Info X.509v3 Extensions 2.1. Authority Key Identifier 2.1.1. Key Identifier 2.1.2. AuthorityCertIssuer 2.1.3. AuthorityCertSerialNumber 2.2. Subject Key Identifier 2.3. Key Usage 2.3.1. Digital Signature 2.3.2. Non Repudiation 2.3.3. Key Encipherment 2.3.4. Data Encipherment Mandatory M M M AU GOV M M M M Medicare Australia Medicare Australia Organisation Certification Authority M The date that the Certificate is valid from (system time at certificate issuance). YYMMDDHHMMSSZ encoded as UTCTime for dates up to 2049 and encoded as GeneralizedTime for dates in 2050 or later. M The date that the Certificate is valid until. 2 years from Start Validity, i.e. certificate issuance. YYMMDDHHMMSSZ encoded as UTCTime for dates up to 2049 and encoded as GeneralizedTime for dates in 2050 or later M au net electronichealth id <Healthcare Identifier of Organisation> <Organisation Name> general.<Healthcare Identifier of Organisation>.id.electronichealth.net.au RSA Public Key of 2048 bits. M M M M M M M M M NonCritical M NonCritical Critical SHA-1 hash (60 bits) of the Issuer's public key. Not present Not present SHA-1 hash (60 bits) of the Subject's public key. Critical* N/A M SET NOT SET SET SET Copyright © 2013 Commonwealth of Australia 15 Commonwealth Department of Human Services Community of Interest Certificate Policy for NASH PKI Certificate for Healthcare Provider Organisations v2.2 Field 2.3.5. 2.3.6. Key Agreement Key Certificate Signature 2.3.7. CRL Signature 2.4. Extended Key Usage 2.5. Certificate Policies 2.5.1. Policy Identifier 2.5.1.1. Policy Qualifier ID 2.5.1.2. User Notice Content NOT SET Not Selected Mandatory Not Selected Not applicable Critical* NonCritical NonCritical 1.2.36.174030967.1.10.1.1 User Notice Certificates issued under this CP must only be relied on by entities within the Community of Interest, unless otherwise agreed. Any use of or reliance upon a certificate for purposes other than those permitted by this CP is deemed to be at the sole risk of the Subscribing and/or Relying Party. This certificate contains a healthcare identifier. The use and disclosure of healthcare identifiers is regulated by the Healthcare Identifiers Act 2010. It is important that your organisation ensures that certificates are always used for a purpose related to the provision of healthcare. 2.5.1.3. Policy Qualifier ID 2.5.1.4. CPS URI 2.6. Subject Alternate Names 2.6.1. rfc822Name 2.6.2. Uniform Resource Identifier CPS URI http://www.humanservices.gov.au/ not present URI for the Healthcare Identifier of Organisation NonCritical M http://ns.electronichealth.net.au/id/hi/ <Organisation Type>/1.0/ <Healthcare Identifier of Organisation> This URI does not point to a resource and should not be followed as a reference. 2.7. Basic Constraints 2.7.1. Subject Type 2.7.2. Path Length Constraint 2.8. Authority Information Access 2.8.1. Access Description 2.8.1.1. Access Method 2.8.1.2. Alternative Name 2.9 CRL Distribution Point 2.9.1 URL 3.0 Other Fields - Generic 3.0.1 Generic IA5 String: RA Number (OID=1.2.36.73665175.1 .10009) Not CA Not present Critical Not present On-line Certificate Status Protocol (1.3.6.1.5.5.7.48.1) URL=http://ocsp.certificatesaustralia.com.au/maoca.pkx NonCritical http://www.certificatesaustralia.com.au/general/cert_search_health.shtml < RA Number > NonCritical M Copyright © 2013 Commonwealth of Australia 16