Building Community through Urban Design and Development: An Analysis of Social Vitality and Equity A research proposal submitted to the Urban Studies and Planning Program University of California at San Diego Kristen Shields Urban Studies and Planning Program Senior Sequence USP 186 Section A04 kshields@ucsd.edu November 2, 2010 Abstract This proposal outlines a research strategy to examine the effect that a development project can have on the social vitality and equity of a neighborhood. Current research on public space in urban environments suggests that inclusion of human-scale design elements that facilitate user interaction in public spaces will be key in creating vibrant and socially equitable communities. In order to create a sustainable settlement model in redeveloped areas, spaces should be designed to facilitate social vitality and equity, however many redevelopment areas contain underutilized, exclusionary and unsafe public spaces that do nothing to improve the social community life of a neighborhood. This proposal aims to examine these problems by conducting a case study of the Market Creek Plaza development in San Diego, California. I will rely on survey data from users of the space, interviews with residents of the area and the project developer, as well as observational data. This research will contribute to the literature on Urban Design by expanding on an analysis of how residents and other users function in the spaces designed for them to include an analysis of how developer techniques can operationalize social community development. It will be shared with local developers and San Diego’s Centre City Development Corporation in the hopes that priority will be given to designing well-used, safe, and pleasant public spaces that will support a sustainable settlement model in redeveloped areas. Key terms: infill redevelopment, social equity, urban design, public space Shields The Importance of Community Life in Public Spaces Recent attention in the planning field has been given to redeveloping blighted areas in an effort to return to a walk-able, urban village settlement type. The suburban sprawl that occurred during the middle of the twentieth century has since been denounced as an unsustainable and undesirable development and alternatives must be sought in order to accommodate the growing population. With a diminishing supply of resources, including fossil fuels that facilitated the car culture that brought the American Dream to the suburbs, it will be imperative to redevelop the denser, walk-able, transit-oriented communities that previously defined American life. Popular movements have risen that emphasize the sustainability of this new American neighborhood, which includes improving community and civic life through social equality, ensuring environmental health, and increasing economic vitality. This research will focus on sustainability through social equity, particularly the ability to create and maintain a vibrant and equitable social life in neighborhoods through well-designed streetscapes, open spaces and public plazas. Developers have an opportunity to use projects to operationalize ideas of a vibrant social community through implementing design principles that function positively for users of the space. There are several challenges to building a vibrant public social life and a community identity in a redeveloped area. These challenges include a decline in the value of public space caused by the rise of electronic communities and the increased privatization of open space. Additionally, within the antiquated suburban American Dream is a fear of the heterogeneity of dense urban villages and a desire to live in predictable, homogenous communities. There is an opportunity in redevelopment projects to use design elements to create public spaces where users of various socioeconomic and cultural backgrounds can coexist in a pleasant and safe environment that facilitates positive communication and 2 Shields interaction. Well-designed spaces that increase face-to-face interaction between users in heterogeneous communities will create a unified sense of identity for the neighborhood thus creating equity through design. Reviving public spaces and increasing the social value of faceto-face interaction does little to directly address the challenges associated with the rise of electronic communication and the exclusionary aspects of private space, but can begin to reshape the vision of the ideal American neighborhood. By designing functional public spaces, the community life of an urban village can become more vibrant, desirable, and equitable than the suburban model. Although there are many theories on how to improve the community life and equity within neighborhoods and regions, this research will be limited to analysis of two key aspects of community social life on a neighborhood scale: increased social vitality as evidenced by frequency of interactions in the public arena and increased community identity as evidenced by cooperative participation in neighborhood projects and events. Attention will be given to how particular design elements in the public space of Market Creek Plaza can both facilitate and hinder interactions between users, the variances in use and population in spaces, and the inclusionary and exclusionary aspects of the overall development project. By conducting a thorough case study of how Market Creek Plaza has contributed to the social vitality of the surrounding community, projections can be made on how similar public spaces of the built environment may function to create a community identity in other neighborhoods. This will provide insight on how these spaces can be improved in future redevelopment areas. This study will be limited to San Diego’s Market Creek Plaza development, but hopes to uncover patterns of behavior that give insight to how users will function in similar city centers and public spaces. 3 Shields Community Development: Social Equity’s Role in Sustainability The concept of sustainability has been defined, dissected, and reinvented countless times in scholarly literature in the past few decades. Though many disagree on the exact definition, the underlying idea remains constant: the world contains limited resources and in order to sustain life on this planet the use of such resources needs to be managed under the umbrella of sustainability. In neighborhood development, this definition is widely used: “development that meets the needs of the present without compromising the ability of future generations to meet their own needs” (Hodge 1997, 9). Sustainable development must also include a symbiotic relationship between three main goals: social equity, economic vitality, and environmental health. These are commonly known as the three E’s of sustainability (Hodge 1997, 16). Of particular interest to me is the aspect of social equity and how it manifests in redevelopment areas. Many redevelopment areas seem to be focused on improving and upgrading the neighborhood and inadvertently- or intentionally- create a gentrified space that excludes the lowest socioeconomic classes. The two other concepts, environmental health and economic vitality, are given much more prominence in most applications of sustainability theory. Advancements have been made to infuse the aspects of environmental health into collective American consciousness. “Reduce, Reuse, Recycle” has become the mantra of the masses. Popular emphasis has also been placed on economic vitality in light of the recent economic climate of the nation. Where sustainability practices are on the rise, the third “E” is easily ignored. This study intends to provide a perspective on how social equity relates to development practices and the design and functions of the public arena. As mentioned in one discussion of injustice in development: “the people whose needs justify the whole development industry are the people with the least power to influence 4 Shields development and to whom there is least accountability” (Wheeler 2009, 201). This research project seeks to show how the developers of Market Creek Plaza are doing something contrary to this universally applied view of developers and holding themselves accountable to the residents and users of the project. There is much scholarly discussion of how developers (quite literally) bulldoze the rights of lower income and minority groups and of the inequitable impacts of development policies, but little research on how some commercial developers consciously and purposefully contribute to social equality (Wheeler 2009, 183). The study of the planning process behind Market Creek Plaza’s public spaces will provide a model for including resident and user needs in projects. The success in the project in incorporating resident design review panels may perhaps lead to policy changes that require consideration of such needs in future developments. Many scholars have discussed the importance of public space in the evolution of community. The following is a modern example of ideas on public space: The street as a site of interaction, encounter, and the support of strangers for each other; the square as a place of gathering and vigil; the corner store as a communicator of information and interchange. These spaces, without romanticism or nostalgia, still define an urban culture. (Vidler 2002, 84) Although this modern American life prizes the autonomy of the individual and public spaces are increasingly virtual and digital, there is still a need for face-to-face interaction. Interactions in public space not only define urban culture, but continually redefine and reinvent that culture. Jan Gehl describes a contact scale that ranges from high to low intensities, from passive encounters to close friendships. She argues that without passive encounters in public spaces the lower end of the contact scale disappears and the “boundaries between isolation and contact become sharper- people are either alone or else with others on a relatively demanding and exacting scale” (Gehl 1980, 87). This type or pressure undoubtedly has negative effects on the 5 Shields human psych. In other words, humans need human interaction on a casual and public scale and developers need functional examples of how to create spaces that will facilitate this social need in order to create sustainable neighborhoods. To have these types of interactions, people need to have safe and inviting spaces to frequent. Scholarly literature on urban design elements includes theories on how to design a variety of public spaces, including particular examples of cities in which certain design elements have been successful. Where the urban design literature offers numerous ideas on what makes a space succeed, it fails to offer specific and proven solutions on how create spaces that promote social equity and promote community identity. (These sources are numerous, redundant, and generic, but to include examples of such literature, see the following in bibliography: Bohl 2002, Brown 2009, Paumier 2004,). Community identity and participation are essential to the success of any neighborhood. The decline in interconnectivity of community began to materialize in settlement patterns during the middle of the twentieth century with suburbanization. The suburbs contained major social defects in their design, creating a caricature of a real community and a predictable homogeneous environment. Lewis Mumford wrote extensively of the problems with this type of settlement, describing “families in space” and the damaging effects of living in “the irreality of retreat” (Mumford 1961, 494). In an effort to bring connectivity back to the neighborhood, the idea of urban villages emerged. These villages were envisioned as equitable, heterogeneous neighborhoods, in which residents could benefit from inclusion in a community identity. This was described by some scholars as a “sense of place and community commitment” (Biddulph 2003, 167). 6 Shields While the sum of this literature offers a general idea on the importance of public space and community building, this research hopes to contribute an in depth analysis of functional development practices. This research aims to provide a dynamic view of sustainability (through a social equity lens) and the development methods and design elements that have been utilized in Market Creek Plaza to achieve community goals. Market Creek Plaza Case Study: Design and Methods In an attempt to understand the symbiotic relationship between development projects and community development, a project that would serve as an adequate case study would be one that prioritizes social equity and community involvement. In the San Diego area- in which the researcher is most familiar with the regional dynamics- Market Creek Plaza (MCP) serves as a prime example. MCP is a project in which the developers made great strides to ensure that the members of the existing community were involved in all aspects of the project including planning, building, and staffing the plaza. The Jacobs Center for Neighborhood Innovation, the development agency responsible for the MCP project, spent a significant amount of time collecting neighborhood input on user needs and desires. The plan for MCP was devised to include public spaces and services that responded directly to the needs of the neighborhood, improving the quality of life for the residents without the displacing effects that come from gentrification. In order to understand and detail the successes and failures of the MCP project, research will seek to answer the following question: How did the Jacobs Center for Neighborhood Innovation operationalize social community development in the Market Creek Plaza Development Project? In order to measure how the project contributes to the increased social vitality of the neighborhood, vitality will be measured by quantifying the frequency of interactions in the 7 Shields public arena, the diversity of user population and the types and levels of interaction within these spaces. Key public arenas will be identified, and observational data will be gathered in order to determine the diversity of uses and the number of users at a given time. This data will be collected across several days of the week and several times of day for each space. Survey and observational data will be gathered regarding the levels of interaction, in order to determine whether there are adequate spaces for both passive and engaged interactions to ensure that users are meeting both of these particular social needs. Observational data will also be gathered in order to hypothesize how specific design elements in the plaza facilitate social interaction. Social vitality will be considered directly proportionate to frequency and diversity of use and population. Census data from 2000 and 2010 will be used to determine the changing socioeconomic composition of the neighborhood and how it compares to the region of San Diego County as a whole. A comparison will be made in unemployment rates and household incomes over the decade, with necessary attention to the decline in national employment, to determine if MCP may have had a positive impact on the financial situations of the residents. Census data will also be analyzed in regard to home values, again with relative attention to the national and regional real estate crisis. It can be assumed that developments that are valued by the general population will raise the property values of homes in the vicinity, and this census information will be adjusted to the national average decline and evaluated to determine if the development of MCP has had any influence on improving property values in the neighborhood. To analyze the community involvement during the processes of planning and implementation of MCP, interviews will be conducted of residents, workers, and other members of the community. This information will be used to determine the extent of an increased 8 Shields community identity as evidenced by cooperative participation in MCP as a neighborhood project. Questions will be posed so as to compare the involvement of residents with their community prior to the MCP project, during, and in MCP’s current state of completion. An analysis will be made of current and ongoing community events and the extent of resident involvement in such events. Interviews will be conducted of members of the Jacobs Center development team. Jennifer Vanica, of the Jacobs Center team, will be interviewed regarding the project’s goals and implementation. The researcher has also been made aware of a pilot program by the Department of Housing and Community Development that is using MCP as an example of successfully using neighborhood development projects to improve social equity in a given neighborhood. Jennifer Seeger, the Housing and Policy Manager for the department, will be assisting the researcher in acquiring more data on how this pilot program analyzes and quantifies social vitality and community equity. This information will then be used as further framework for testing the successes and failures of the Jacobs Center in operationalizing social community development through the MCP project. Observational and survey data collection will be conducted several times per month from November to January, 2010. Interviews will also be conducted in this time frame. Analysis and synthesis of data will be conducted throughout the research project with the culmination and presentation of findings scheduled to occur in March 2011. The costs of this research project are minimal, with the most exorbitant cost being the researcher’s transportation to and from the MCP project for purposes of data collection. 9 Shields Outcome The results of this research will assist urban designers and developers in creating functional public environments in the communities they create that create and support a positive community identity and contribute to the social vitality of the neighborhood. The information gathered in the research and analysis will give insight into how public spaces succeed or fail in supporting an equitable and socially diverse neighborhood, both in San Diego and in redeveloping areas nationwide. San Diego’s Centre City Development Corporation can benefit from designing public spaces that will support an equitable community, as these spaces fit into the popular sustainable settlement model in redeveloped areas. This study hopes to provide an argument for the importance of face-to-face interaction and an equitable community identity so as to ensure that priority is given to including quality public spaces in neighborhood designs. 10 Shields Bibliography Biddulph, Michael et al. “From Concept to Completion: A Critical Analysis of the Urban Village.” The Town Planning Review 74, 2 (2003): 165-193. Bohl, Charles. Place Making: Developing Town Centers, Main Streets, and Urban Villages. Washington D.C.: Urban Land Institute, 2002. Brown, Lance. Urban Design for an Urban Century: Placemaking for People. New Jersey: John Wiley and Sons, 2009. Gehl, Jan. Life Between Buildings: Using Public Space. New York: Van Nostrand Reinhold, 1987. Hodge, Tony. “Toward a Conceptual Framework for Assessing Progress Toward Sustainability.” Social Indicators Research 40 (1997): 5-98. Mumford, Lewis. The City in History: Its Origins, Its Transformations, and Its Prospects. New New York: Harcourt, Brace and World, 1961. Paumier, Cy. Creating a Vibrant City Center: Urban Design and Regeneration Principles. Washington D.C., 2004. Vidler, Anthony. “A City Transformed: Designing Defensible Space.” Grey Room 7 (2002): 82-85. Wheeler, Stephen M. and Beatley, Timothy. The Sustainable Development Reader. London: Routledge, 2009. 11