Hip abduction can prevent posterior edge loading of hip replacements. Richard J. van Arkel1, Luca Modenese2, Andrew T.M. Phillips2, Jonathan R.T. Jeffers1 1 Medical Engineering, Department of Mechanical Engineering, Imperial College London, London 2 Structural Biomechanics, Department of Civil and Environmental Engineering, Imperial College London, London Proofs and reprint requests: Jonathan Jeffers Department of Mechanical Engineering, Imperial College London, London, SW7 2AZ, United Kingdom j.jeffers@imperial.ac.uk Telephone: +44 (0)20 7594 5471 Fax: +44 (0)20 7594 5702 Running Title: Edge loading in hip replacements Page | 1 ABSTRACT Edge loading causes clinical problems for hard-on-hard bearings and edge loading wear scars are present on the majority of retrieved components. This study asks the question: are the lines of action of hip joint muscles such that edge loading can occur in a well-designed, wellpositioned acetabular cup. A musculoskeletal model, based on cadaveric lower limb geometry, was used to calculate for each muscle, in every position within the complete range of motion, whether its contraction would safely pull the femoral head into the cup or contribute to edge loading. The results show that all the muscles that insert into the distal femur, patella or tibia could cause edge loading of a well-positioned cup in deep hip flexion. Patients frequently use distally inserting muscles for movements requiring deep hip flexion, such as sit-to-stand. . Importantly, the results, which are supported by in vivo data and clinical findings, also show that risk of edge loading is dramatically reduced by combining deep hip flexion with abduction. Patients, including those with sub-optimally positioned cups, may be able to reduce the prevalence of edge loading by rising from chairs with the hip abducted. Key words: avoid edge loading, muscles, hip, ceramic-on-ceramic, metal-on-metal 1. INTRODUCTION Edge loading causes clinical problems for hard-on-hard hip replacements: for metal-on-metal (MoM) implants edge loading wear can lead to pseudotumours and early revision1 and for ceramic-on-ceramic (CoC) bearings, edge loading has been related to higher wear rates and squeaking hips.2 Edge loading is a term used to describe the increased contact stress resulting from a decreased contact area between the acetabular cup and femoral head at the rim of the cup. It occurs Page | 2 when the cup provides insufficient coverage of the head preventing a full circular contact area from developing around the hip joint contact force vector.3 Research has shown that this mechanism particularly affects MoM implants with reduced cup subtended angles,3 and/or poor cup positioning,4 as these factors bring the rim of the cup closer to the path of the contact vector and expose the hip to edge loading.5 However, there is also clinical evidence of unexplained edge loading wear on retrievals from well-designed, well-positioned MoM components3 and a recent in vivo MoM resurfacing study showed that posterior edge loading occurs in all hips (30/30) in all patients (19/19) when extending from deep hip flexion when rising from a chair.5 Edge loading can also occur as a consequence of near-dislocation events: anterior impingement in deep hip flexion and internal rotation, the most common mechanism, causes small subluxations of the femoral head which exposes it to posterior edge loading on the hard edge of acetabular cup leading to extreme contact stresses and wear.6 However CoC implant retrievals have shown that posterior edge loading wear scars are present on the majority of bearings and occur most commonly in the absence of impingement.7,8 Given the high incidence of posterior edge loading reported in the absence of impingement, and the strong influence of muscles on the hip joint contact force,9 we hypothesized that the line of action of muscles are such that edge loading can occur in all hips when they are deeply flexed during routine activities, and so this study addresses the following questions: - Are the lines of action of hip joint muscles such that they could cause edge loading of a well-designed, well-positioned acetabular cup? - How sensitive are the results to geometrical variation of the acetabular cup through changes to the implant design or orientation? Page | 3 2. 2.1 METHODS Muscle Contribution to Edge Loading A lower limb musculoskeletal model was developed based on a digitised right leg cadaveric specimen which detailed muscle origin and insertion points.10 More detailed information about the model can be found in a previous study which compared computed hip joint contact force magnitudes with those measured in vivo.11 The model’s accurate muscle geometry included an anatomical wrap for the iliopsoas muscle fibres around the pelvis to ensure it pulled the femur in the correct direction. To keep representative muscle geometry throughout a complete range of motion, additional muscle wrapping surfaces were applied to the gluteus maximus superior fibres, gluteus maximus inferior fibres, the gemelli and obturator internus, as detailed in Appendix A. The full available range of motion of the hip for an adult male12 was discretised into 5° positions of hip flexion (-10° to 120°), abduction (-25° to 40°) and rotation (-40° to 40°) giving a total of 6426 different hip orientations. Angles were referenced in accordance with the ISB recommendations for joint coordinate systems.13 OpenSim version 2.4.014 was used to place the musculoskeletal model in each of these static positions and the direction of the force vector exerted by each muscle onto the pelvis was calculated using an OpenSim plugin, which is available for free download together with detailed documentation.15 An overview of how the plugin works is also included in Appendix B. The hip was modelled in MatLab (version 2011b, The MathWorks Inc., Austin, USA) as a Ø28mm bearing with a subtended angle of 168° (representative of a Biolox Forte cup) implanted at 20° operative16 anteversion and 45° inclination. A conservative edge loading risk-zone, which allows for the circular contact patch surrounding the force vector, was Page | 4 defined within 5° of the cup edge. For each muscle, it was calculated if its contraction would safely pull the femoral head into the cup, Figure 1A, or contribute towards creating an edge loading force vector, Figure 1B. 2.2 Effects of Implant Design The muscle contribution to edge loading was then re-calculated for a well-positioned cup for all the implant designs listed in Table 1. The effect of varying the edge load risk-zone was studied by varying the angle in the range 5-30°, which is representative of the range of possible contact patch semi-angles.5,17,18 2.3 Effects of Implant Orientation The effects of different acetabular orientations were investigated using the original cup design and by varying the operative implantation angles for all nine possible combinations of 5°, 20° and 35° anteversion with 30°, 45° and 60° inclination. 3. 3.1 RESULTS Muscle Contribution to Edge Loading All the muscles that inserted into the distal femur, patella or tibia can contribute to edge loading of a well-positioned cup within a normal range of motion, whereas other large muscles, such as the gluteus medius, cannot. Figure 2 lists the muscles included in the study and the percentage of positions in the complete range of motion where the line of action of that muscle contributed to an edge loading hip contact force. The risk of edge loading was particularly prevalent during deep hip flexion. This is shown in Figure 3 for a well-positioned cup; the percentage of muscles that could contribute to edge loading increased from 0% to 39% (9/23) as hip flexion increased from 80° to 100° with neutral abduction and rotation. Page | 5 Hip abduction dramatically reduced the possible muscular contribution to edge loading in deep hip flexion (Figure 3); at an abduction angle of 20° or greater no muscles contributed to edge loading up to 95° of flexion. Hip flexion with adduction had the opposite effect; when the hip was in 20° adduction, muscles started causing edge loading above 50° flexion. Internal or external rotation of the hip made little difference to the risk of edge loading. 3.2 Effects of Implant Design Decreasing the subtended angle of the acetabular cup arc both increased the maximum possible muscle contribution to edge loading, and decreased the angle of hip flexion at which muscle contribution to edge loading was possible (Figure 4). However, changing the size of the bearing in isolation did not affect the possible muscular contribution to edge loading. Changing the edge load risk-zone had the same effect as decreasing the subtended angle as these changes both reduced the safe coverage of the femoral head. For example, two bearings with subtended angles of 168° and 152° and edge load risk-zones of 13° and 5° respectively are equivalent (their safe coverage arcs are 142°). 3.3 Effects of Implant Orientation For all cup positions investigated the general trend was the same as shown in Figure 3, the percentage of muscles that can contribute to edge loading increased rapidly at a given angle of hip flexion, was highest in deep flexion, and abducting the hip had a protective function. Internal and external rotation had a larger effect in some cup positions in comparison to a well-positioned cup; however the dominant effect was still driven by hip flexion, then ab/adduction. The following trends are based on data from the complete range of motion; however many of them can be seen in the data presented in Figure 5. Page | 6 Low anteversion decreased the angle of flexion at which edge loading could occur but had little effect on the maximum number of muscles that could edge load a hip joint; it effectively shifted the lines shown in Figure 3 to the left. High anteversion had the exact opposite effect; it allowed higher angles of hip flexion before large numbers of distal muscles could contribute to edge loading. Low inclination had two effects: firstly it increased the maximum number of muscles that can cause edge loading forces over all angles of hip flexion. This was because some of the short external rotators and obturator muscles had contact vectors that were in the inferior portion of the risk zone. Secondly, it reduced, but did not eliminate, the effect of abducting the hip in deep flexion on the number of muscles that can contribute edge loading force components. High inclination had three effects: firstly, it decreased the number of distally inserting muscles that can contribute to edge loading in flexion. Secondly, it increased the effect of abducting the hip during flexion. Thirdly it opened up the possibility of the iliopsoas muscles being able to contribute to edge loading forces during low hip flexion or extension angles, and also the distally inserting muscles when the hip was adducted in low flexion or extension. Combining high/low anteversion with high/low inclination provided a combination of the above effects. For example low inclination and low anteversion resulted in very high muscle contribution to edge loading at lower angles of hip flexion. 3.4 Comparison with Existing Data Bergmann’s in vivo data9 provides kinematic and force data for sixteen trials of sit-to-stand. It was used to test the correlation between the angle of flexion, abduction and rotation of the hip at the point of maximum hip joint contact force (which occurs at, or shortly after the point of Page | 7 seat off and maximum flexion), and two angles that define how much the force points into the acetabular cup: α in the transverse plane, and β in the sagittal plane (Figure 6). At maximum load, there were strong, significant correlations between the angle of hip joint abduction and α (Figure 6a, r=0.85, p-value<0.001), and the angle of hip flexion and β (Figure 6b, r=-0.91, p-value<0.001). For the purposes of studying the maximum load in deep hip flexion at seat off, the trial HSRCU3 is not representative; this trial has unique dynamics and the HIP98 data shows that the maximum load occurs much later than the point of seat off. The maximum load in this trial is not a good measure to study the force at seat off and when this trial is excluded a stronger correlation is observed (Figure 6a, r=0.94, p-value<0.001). 4. DISCUSSION This study has shown that the lines of action of distally inserting muscles can contribute to edge loading of a well-positioned acetabular cup when the hip is in deep flexion and abducting the flexed hip moves the lines of action of these muscles away from the edge and into a safe-zone inside the acetabular cup. This is because the lines of action of the distally inserting muscles are tied to movements of the femur (Figure 1). The positive benefit of hip abduction has been shown to be true for all the acetabular cup designs (Table 1) and orientations tested (Figure 5). Incorporating hip abduction activities in the deep flexion range of motion, like sit-to-stand, may be a useful rehabilitation exercise for patients to help avoid edge loading wear, and this may be particularly beneficial for patients who have been implanted with the ASR implant. Moreover, combining high angles of hip flexion with abduction could also help prevent shear dislocation (without impingement)19,20 by bringing the lines of action of all the muscles to within the acetabular cup. Abduction of a flexed hip also moves the femoral neck and surrounding bone away from the anterior portion of the Page | 8 acetabulum and pelvis, the most common deep flexion impingement site,20,21 which adds further weight to the finding that hip abduction in deep hip flexion is of benefit to patients. The adopted methodology is purely geometrical and does not include explicit calculation of the hip contact force vector because the individual muscle contributions are assessed only with respect to their direction. Despite this limitation, the data shows strong correlation to the resultant load vector measured in telemeterised implants. It was shown in a recent investigation that a model based on the same anatomical dataset adopted here could potentially reproduce the hip contact force direction measured in vivo, but the optimisation techniques currently employed for estimating the muscle forces are unable to yield muscle recruitment adequate to provide accurate estimations of that vector.22 Therefore, by only considering the direction of each muscle’s force vector, some of the limitations associated with determining the magnitude of the compound joint reaction force through musculoskeletal modelling are avoided. By not calculating the compound force vector, this study cannot comment on the exact angles of flexion and abduction where edge loading occurs. However, this study is able to show that the lines of action of the hip muscles are such that edge loading of a well-positioned cup in the absence of subluxation is only possible in deep flexion, and abducting the hip prevents this. To verify the conclusions drawn, in vivo force data9 was tested for the trends found by this study and Figure 6 shows that measurements from instrumented implants corroborate with the findings: during sit-to-stand activity, posterior edge loading becomes possible as the direction of the compound hip joint force relative to the pelvis is highly correlated with the position of the femur, and hence in deep hip flexion the force vector points more posteriorly. Importantly, the in vivo data also supports the result that activity modification can reduce the risk of edge Page | 9 loading: higher hip abduction at the point of seat off was strongly correlated with a more medially angled force relative to the pelvis, and hence a force that points more inbound and is further away from the posterior edge of the acetabulum (Figure 6a). Rising from a chair requires in excess of 100° hip flexion.19 This movement relies on considerable muscle force from the distally inserting hamstrings, rectus femoris and gluteus maximus, and little contribution from the gluteus medius and short external rotators.20,23,24 These are the muscles we have found can contribute to creating an edge loading force (Figure 2) during deep hip flexion (Figure 3) are known to be highly active during sit-to-stand, whilst muscles that we show provide a protective function are not. The implant sensitivity study showed that decreasing the subtended angle of the acetabular cup increased the possibility of muscle contribution to edge loading (Figure 4). This supports results from explanted MoM bearings which show that cups with reduced subtended angles edge loaded significantly more, and suffered significantly higher wear rates.3 For new implant designs with reduced subtended arc angles, it is important to calculate the expected size of the contact area, which can vary from 15° for a CoC bearing,17 to 16-30° for a MoM bearing.5,18 This is because the contact area size determines the edge load risk-zone and it is the combination of a low subtended angles and large contact areas leads to excessive edge loading wear and poor clinical results.3 The results of this study also support findings from ceramic retrievals where the majority of edge loading wear was shown to occur posteriorly during high hip flexion7,8 with low cup anteversion increasing the risk.25 Interestingly, this study shows that high inclination can help protect against posterior edge loading by moving the inferior edge of the cup more laterally and thus in an anteverted cup provides more posterior coverage of the femoral head. Page | 10 However, high inclination should be avoided as it can expose the joint to superior edge loading during gait, which has severe consequences.4,8 Indeed recent MoM resurfacing research using anterior-posterior X-rays suggest that low inclination is beneficial, particularly for small bearing sizes.26 However, Figure 5 shows that low inclination can increase the risk of posterior edge loading and so if used it should be combined with higher anteversion to provide better coverage of the femoral head throughout the range of motion. Figure 2 shows that the muscles damaged in the two most common surgical approaches (lateral: gluteus medius and minimus, posterior: short external rotators)27 never cause edge loading of well-positioned cups. Intraoperative repair and strengthening of these muscles during rehabilitation may provide further means to reduce the risk of edge loading as weakened muscles may lead to the patient substituting their function for a distally inserting alternative28 which could contribute to an edge loading force. Research has shown that edge loading can be caused by soft tissue laxity leading to microseparation during gait,29 by impingement in deep hip flexion with internal rotation,6 or by low subtended angles and/or high inclination resulting insufficient superior coverage of the femoral head.4,5 This study does not discount these phenomena but provides an additional mechanism by which edge loading could occur in the absence of mal positioning or subluxation through soft tissue laxity or impingement. In answer to the research questions posed, this study shows that all the distally inserting muscles could cause edge loading of well designed, well-positioned acetabular cups when the hip is deeply flexed. Low subtended arc angles, and suboptimal cup orientation can increase the risk of edge loading through muscle action, but does not alter the general trend observed for a well-designed, well-positioned cup. However, the most important finding of this study is Page | 11 that all patients, regardless of how their prosthesis was designed or implanted, can reduce the prevalence of posterior edge loading, and perhaps dislocation, by introducing hip abduction to activities that require deep hip flexion; this can easily be implemented for activities of daily living such as rising from a chair and stooping by separating the knees before performing the movement. 5. ACKNOWLEDGEMENTS This study was funded, in part, by the Engineering and Physical Sciences Research Council and the Institution of Mechanical Engineers. There are no conflicts of interest. 6. REFERENCES 1. Kwon, YM, Glyn-Jones, S, Simpson, DJ, et al. 2010. Analysis of wear of retrieved metalon-metal hip resurfacing implants revised due to pseudotumours. J. Bone Joint Surg. [Br.] 92B: 356-361. 2. Walter, WL, Waters, TS, Gillies, M, et al. 2008. Squeaking Hips. J. Bone Joint Surg. [Am.] 90A: 102-111. 3. Underwood, R, Matthies, A, Cann, P, et al. 2011. A comparison of explanted Articular Surface Replacement and Birmingham Hip Resurfacing components. J. Bone Joint Surg. [Br.] 93B: 1169-1177. 4. De Haan, R, Campbell, PA, Su, EP, et al. 2008. Revision of metal-on-metal resurfacing arthroplasty of the hip: the influence of malpositioning of the components. J. Bone Joint Surg. [Br.] 90: 1158-1163. 5. Kwon, Y-M, Mellon, SJ, Monk, P, et al. 2012. 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Modenese, L, Phillips, ATM, Bull, AMJ. 2011. An open source lower limb model: Hip joint validation. J. Biomech. 44: 2185-2193. 12. Boone, DC, Azen, SP. 1979. Normal range of motion of joints in male subjects. J. Bone Joint Surg. [Am.] 61: 756-759. 13. Wu, G, Siegler, S, Allard, P, et al. 2002. ISB recommendation on definitions of joint coordinate system of various joints for the reporting of human joint motion--part I: ankle, hip, and spine. International Society of Biomechanics. J. Biomech. 35: 543-548. 14. Delp, S, Anderson, F, Arnold, A, et al. 2007. OpenSim: open-source software to create and analyze dynamic simulations of movement. IEEE Transactions on Biomedical Engineering 54: 1940-1950. 15. Modenese, L, Phillips, ATM, Thibon, A. 2012. OpenSim plugin to extract the muscle lines of action. Accessed: 16 Jan 2013 from https://simtk.org/home/force_direction/ Page | 13 16. Murray, DW. 1993. The definition and measurement of acetabular orientation. J. Bone Joint Surg. 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Table 1 The models and dimensions of implant designs studied Material Couple Implant Head diameter (mm) Subtended Angle (°) CoC Biolox Forte 28 168 CoC Delta Motion 36 168 MoM Adept 38 161 MoM Adept 58 161 MoM ASR 59 152 MoM ASR 39 144 Page | 15 Figure 1 (A-B) Diagrams of the line of action of the rectus femoris (blue line) and the reaction forces at the hip joint (red/green arrows) at 90° flexion and neutral rotation. The acetabular cup liner is divided into two parts, a green safe zone and a red edge load risk-zone. (A) The hip is abducted 20° and the rectus femoris pulls the femoral head (blue sphere) into the cup safe zone. (B) The hip is adducted 20°, now the line of action of the rectus femoris pulls the head out of the cup and thus it could contribute to an edge loading contact vector. Representative images from the musculoskeletal model are shown. Page | 16 Figure 2 List of the muscles included in the study indicating the percentage of positions in the complete range of motion at which each muscle could contribute to an edge loading force vector in a well-positioned cup. Page | 17 Figure 3 The percentage of muscles that can contribute to edge loading as a function of hip flexion with neutral rotation and different ab/adduction in a well-positioned cup. Figure 4 The effect of reducing the subtended angle of the cup arc on the possible muscle contribution to edge loading for a well-positioned cup with neutral hip abduction and rotation. Page | 18 Figure 5 The number of muscles that can contribute to edge loading at 100° hip flexion and neutral hip rotation with varying hip abduction and acetabular orientation. Page | 19 Figure 6 The correlation the direction of the contact vector relative to the pelvis and the position of the hip. Points are labelled with the first letter of the trial name and trial number according to the sit-to-stand trial in HIP98 (e.g. H1 = HSRCU1 in HIP98) and lines of best fit are shown. The trial HSRCU3 (H3) has abnormal dynamics and is highlight in red. A 5° varus angle at the knee, which does not affect the correlation statistics, was used to convert from Bergmann’s z-axis9 to the ISB’s y-axis.13 Images that define α and βare shown, the compound reaction force at the pelvis is the green arrow, and the femoral axis is the blue dashed line. Page | 20