CHARGING GUIDELINES 2015–16 Charging Guidelines 2015–16 v1.2 © Commonwealth of Australia 2015 Ownership of intellectual property rights Unless otherwise noted, copyright (and any other intellectual property rights, if any) in this publication is owned by the Commonwealth of Australia (referred to as the Commonwealth). Creative Commons licence All material in this publication is licensed under a Creative Commons Attribution 3.0 Australia Licence, save for content supplied by third parties, logos and the Commonwealth Coat of Arms. Creative Commons Attribution 3.0 Australia Licence is a standard form licence agreement that allows you to copy, distribute, transmit and adapt this publication provided you attribute the work. A summary of the licence terms is available from creativecommons.org/licenses/by/3.0/au/deed.en. The full licence terms are available from creativecommons.org/licenses/by/3.0/au/legalcode. Inquiries about the licence and any use of this document should be sent to copyright@agriculture.gov.au. Cataloguing data This publication (and any material sourced from it) should be attributed as: DAWR 2015, Cost Recovery Implementation Statement, Biosecurity 2015–16, Department of Agriculture and Water Resources, Canberra, October. CC BY 3.0. ISBN 978-1-76003-112-1 (online) This publication is available at agriculture.gov.au/publications. Department of Agriculture and Water Resources Postal address GPO Box 858 Canberra ACT 2601 Telephone 1800 900 090 Web agriculture.gov.au The Australian Government acting through the Department of Agriculture and Water Resources has exercised due care and skill in preparing and compiling the information and data in this publication. Notwithstanding, the Department of Agriculture and Water Resources, its employees and advisers disclaim all liability, including liability for negligence and for any loss, damage, injury, expense or cost incurred by any person as a result of accessing, using or relying upon any of the information or data in this publication to the maximum extent permitted by law. Department of Agriculture and Water Resources 2 Charging Guidelines 2015–16 v1.2 Contents Glossary ................................................................................................................................................5 1 Introduction..............................................................................................................................7 2 Legislation.................................................................................................................................8 2.1 Legislative basis—Biosecurity and Imported Food ............................................................. 8 2.2 Legislative basis—Export Certification ................................................................................ 9 3 General Provisions ................................................................................................................. 10 3.1 Administrative arrangements............................................................................................ 10 3.2 Charging - start and finish times........................................................................................ 10 3.3 Overtime ............................................................................................................................ 12 3.4 Collection arrangements ................................................................................................... 14 4 Biosecurity (including imported food) .................................................................................. 16 4.1 Exemptions ........................................................................................................................ 16 4.2 Import declaration charges ............................................................................................... 17 4.3 Import permits .................................................................................................................. 21 4.4 Post entry quarantine ........................................................................................................ 24 4.5 Aircraft, travellers and mail ............................................................................................... 28 4.6 Approved arrangements (including Food Import Compliance Agreements) .................... 29 4.7 Vessel entries and inspections .......................................................................................... 30 5 General Export Provisions ..................................................................................................... 33 5.1 Export documents and certificates ................................................................................... 33 5.2 Organics ............................................................................................................................. 33 6 Live Animal Export Certification ............................................................................................ 35 6.1 Exemptions ........................................................................................................................ 35 6.2 Application for Approval and Approval Variations............................................................ 35 6.3 Export licence and approved arrangement levies ............................................................. 35 6.4 Livestock throughput levies............................................................................................... 36 6.5 Premises charges ............................................................................................................... 38 6.6 Certificate charges ............................................................................................................. 38 6.7 Inspection and audit fees .................................................................................................. 39 6.8 Vaccines and non-reusable materials ............................................................................... 43 7 Plant Export Certification ...................................................................................................... 44 7.1 Plant exports charging ....................................................................................................... 44 7.2 Exemptions ........................................................................................................................ 44 7.3 Fees and levies................................................................................................................... 44 7.4 Annual charge for registered establishments ................................................................... 44 7.5 Tonnage levies ................................................................................................................... 46 7.6 Inspection and audit .......................................................................................................... 47 Department of Agriculture and Water Resources 3 Charging Guidelines 2015–16 v1.2 7.7 Documentation fees .......................................................................................................... 48 7.8 Authorised Officers............................................................................................................ 50 8 Food Export Certification ...................................................................................................... 51 8.1 Common food export certificate principles ...................................................................... 51 8.2 Exemptions ........................................................................................................................ 52 9 Meat Export Certification ...................................................................................................... 53 9.1 Establishment levies .......................................................................................................... 53 9.2 Throughput levies .............................................................................................................. 54 9.3 Audit fees........................................................................................................................... 54 9.4 Documentation.................................................................................................................. 55 9.5 Inspection fees .................................................................................................................. 55 9.6 Services provided by the meat export programme under an arrangement ..................... 55 9.7 Meat export quotas ........................................................................................................... 56 10 Dairy Export Certification ...................................................................................................... 58 10.1 Establishment levies .......................................................................................................... 58 10.2 Inspection and audit fees .................................................................................................. 59 10.3 Documentation charges .................................................................................................... 59 10.4 Dairy quota ........................................................................................................................ 59 11 Fish and Egg Export Certification........................................................................................... 61 11.1 Establishment levies .......................................................................................................... 61 11.2 Inspection and audit fees .................................................................................................. 61 11.3 Documentation charges .................................................................................................... 62 12 Non Prescribed Goods ........................................................................................................... 63 12.1 Audit and inspection fees for NPG and organics ............................................................... 63 12.2 Documentation charges for NPG....................................................................................... 63 12.3 NPG quota ......................................................................................................................... 64 12.4 Version history................................................................................................................... 64 Attachment 1 — Transitional arrangements 2015-16 ...................................................................... 65 Department of Agriculture and Water Resources 4 Charging Guidelines 2015–16 v1.2 Glossary The following table defines terms used in this document. Term Definition AIMS The department’s import management system used to manage biosecurity and food safety risks associated with imported cargo; trace and record imported cargo and assign and collect revenue on imported cargo. Assessment Involves assessing information to determine if it meets the department’s and importing country requirements. This includes all preparatory work (such as confirming importing country or export requirements) and post work (such as assessment report preparation) travel and client assistance in relation to the assessment. Examples include assessments of licenses, permits, registrations, accreditations, and exemptions. Cost Recovery Guidelines (the guidelines) A guideline that sets out the overarching framework under which government entities design, implement and review cost recovered activities provided on behalf of the Australian government. Department Department of Agriculture and Water Resources. Departmental holiday A departmental holiday for the performance of a service means a Monday, Tuesday, Wednesday, Thursday or Friday that is a day observed as a public holiday in the place where the service is performed. Overtime is not charged on days during the department’s Christmas closedown period that are not a public holiday. EXDOC The Export Documentation System, which has been designed to electronically process notices of intention to export and where required provide certification for meat, dairy, grain, horticulture, fish, skins and hides, wool and inedible meat products. Export permit A document that confirms eligibility of goods for export and facilitates the exit of these goods from Australia. Fee A charge imposed when activities are provided directly to a specific individual or organisation. In the Cost Recovery Guidelines, fees are referred to as cost recovery fees. In-office Means the provision of the service at a location where the services of departmental staff are available on an ongoing basis. Inspection Involves the physical examination (and supervision of a physical examination) of goods, animals and plants to determine compliance with biosecurity and food safety requirements (imports) and importing country conditions (exports). An inspection is performed for a specific client as opposed to surveillance which is not. Department of Agriculture and Water Resources 5 Charging Guidelines 2015–16 v1.2 Levy A charge imposed when activities are provided to a group of individuals or organisations (e.g. an industry sector) rather than to a specific individual or organisation. A levy is legally a taxation charge and is imposed in a separate taxation Act to comply with constitutional requirements. A levy differs from general taxation, as it is earmarked to fund activities provided to the group being charged. In the Cost Recovery Guidelines, levies are referred to as cost recovery levies. Ordinary hours of duty The department’s ordinary hours of duty for all services, other than services provided under the meat export arrangement, are weekdays between 6.30am and 6.30 pm, excluding departmental holidays. For services provided under the meat export arrangement the ordinary hours of duty are weekdays from 5:30am to 5:30pm, excluding departmental holidays. Out-of-office Means the provision of the service at a location where the services of departmental staff are not available on an ongoing basis. Weekday Means a weekday that is not a departmental holiday in the place where the service is provided. Working day Means a period of 7.5 hours for which departmental staff provides the service during the ordinary hours of duty on a weekday. Department of Agriculture and Water Resources 6 Charging Guidelines 2015–16 v1.2 1 Introduction The Charging Guidelines (the guidelines) provide instruction about the application of the Department of Agriculture and Water Resource’s (the department) biosecurity and export certification fees and charges including biosecurity, live animal exports, plant exports and food exports. The guidelines provide clarity about the department’s fees and levies to industry and the public when using biosecurity or export certification services. The guidelines refer to the department’s charges only. They do not include any other government charges or fees that are applied by commercial entities such as custom brokers, freight forwarders, express carriers, cold stores, abattoirs, pack houses, industry authorised officers and other entities in the import and export logistics process. The guidelines are designed for a wide-ranging audience, including: clients and fee payers industry departmental staff other government agencies members of the public. The guidelines provide detail on how the department will apply fees and levies to its biosecurity and export certification activities. Information about the department’s cost recovery policy, biosecurity and export certification activities and cost models can be found in the following Cost Recovery Implementation Statement documents: Biosecurity Plant Exports Food Exports Live Animal Exports The department’s Service Charter outlines the service standards we provide, who our clients are, what our role is, what your rights are and how you can help us improve and deliver our services. We strive to provide and maintain a high level of service by stating necessary lead times for the functions related to biosecurity and export certification. A copy of the Service Charter is available on the department’s website at: http://www.agriculture.gov.au/about/client-service-charter If you have questions or need more information about cost recovery, please contact the department at costrecovery@agriculture.gov.au. The guidelines supersede all other earlier versions of charging guidelines. Department of Agriculture and Water Resources 7 Charging Guidelines 2015–16 v1.2 2 Legislation 2.1 Legislative basis—Biosecurity and Imported Food Fees and levies for biosecurity activities and imported food are applied under separate statutory authority. Table 1 lists the Acts and associated delegated legislation that provides powers to impose and collect fees and levies for biosecurity and imported food-related activities. Where a charge exists in more than one regulation, the charge applies only once. The presence in multiple regulations is to satisfy legislative objectives. Table 1: Primary and delegated legislation for biosecurity and imported food Primary Legislation Delegated legislation Biosecurity Quarantine Act 1908 Quarantine Fees Determination 2005 Quarantine Service Fees (Australia Post) Determination 2010 Quarantine Charges (Imposition—Customs) Act 2014 Quarantine Charges (Imposition—Customs) Regulations 2015 Quarantine Charges (Imposition—Excise) Act 2014. Quarantine Charges (Imposition—General) Act 2014 Quarantine Charges (imposition—General) Regulations 2015 Quarantine Charges (Collection) Act 2014 Quarantine Charges (Collection) Regulations 2014 Imported Food Imported Food Control Act 1992 Imported Food Control Regulations 1993 Imported Food Charges (Imposition— Customs) Act 2015 Imported Food Charges (Imposition—Customs) Regulation 2015 Imported Food Charges (Imposition— Excise) Act 2015 Imported Food Charges (Imposition— General) Act 2015 Imported Food Charges (Imposition—General) Regulation 2015 Imported Food Charges (Collection) Act 2015 Imported Food Charges (Collection) Regulation 2015 The Biosecurity Act 2015 will commence on 16 June 2016 and replaces the Quarantine Act 1908 as the primary piece of biosecurity legislation in Australia. The department is working with stakeholders to develop subordinate legislation and supporting polices before the legislation comes into effect. This includes regulations affecting the management of ballast water and approved arrangements. More information on the Biosecurity Act 2015 can be obtained from the department’s website. Department of Agriculture and Water Resources 8 Charging Guidelines 2015–16 v1.2 2.2 Legislative basis—Export Certification The government has implemented new export charging legislation to implement the full redesign of fees and levies. Table 2 lists the Acts and associated delegated legislation that provides powers to impose and collect fees and levies for export-related activities. Where a charge exists in more than one regulation, the charge applies only once. The presence in multiple regulations is to satisfy legislative objectives. Table 2: Primary and delegated legislation for exports Primary Legislation Delegated legislation Exports Export Charges (Collections) Act 2015 Export Charges (Collection) Regulation 2015 Export Charges (Imposition—Customs) Act 2015 Export Charges (Imposition—Customs) Regulation 2015 Export Charges (Imposition—Excise) Act 2015 Export Charges (Imposition—General) Act 2015 Export Charges (Imposition-General) Regulation 2015 The Export Control Act 1982 Export Control Fees Order 2015 Australian Meat and Live-stock Industry Act 1997 Australian Meat and Live-stock Industry (Export Licensing) Regulations 1998 Australian Meat and Live-stock (Quotas) Act 1990 Australian Meat and Live-stock (Quotas) Regulations 1998 Dairy Produce Act 1986 Dairy Produce Regulations 1996 Department of Agriculture and Water Resources 9 Charging Guidelines 2015–16 v1.2 3 General Provisions This document outlines the fees and levies for departmental officers undertaking biosecurity and export certification related functions. It also provides instruction on the application of charges for each activity performed. These guidelines apply to activities that are subject to the fees and levies set out in the charging legislation for quarantine, imported food and export certification. Those charges apply to activities in Australia. Activities that occur offshore (such as pre import inspections, offshore facility audits or related activity and if there is a requirement for a departmental officer to accompany a voyage for any reason) are charged under contractual agreements covered by separate guidance material. 3.1 Administrative arrangements Multiple Staff required In cases where multiple staff are required to provide a service, the relevant fee is applied for each officer performing the service. The option to have multiple staff is agreed to in consultation with the client at the time of booking the appointment, noting that there are certain circumstances for which the department must deploy at least two officers due to work, health and safety reasons. Transitional arrangements The transitional arrangements that are applied during the period from the commencement of the charges on 1 December 2015 are set out in Attachment 1, to these guidelines. Remittances Fees and levies may be remitted in certain circumstances, such as drawing down an industry reserve. All remissions are temporary and need to be closely monitored to assess ongoing affordability. Remissions may need to be adjusted if trade volumes and costs change unexpectedly. Any adjustments are subject to industry consultation, with an agreed lead time for industry to respond to a change in price. 3.2 Charging - start and finish times Chargeable start time For inspections and audits, the chargeable time covers the service and any preparatory and follow up work in support of the inspection or audit. Where an officer has had to travel to a client’s establishment, business or a port, the chargeable time of the service starts when the officer arrives at the pre-arranged location. Work, health and safety inductions are not included in the chargeable time. The chargeable time for vessel inspections starts from officer arrival at the ‘site entry point’ to access the vessel, such as the wharf gate, to the officer’s exit from the site where the service is delivered. Additional charges apply if there are delays in access being provided to the site or port precinct. fees do not apply for the time taken to travel to the site. For assessment, audit and inspection activities that are undertaken in-office, the chargeable time starts when the officer commences the activity. Examples of these activities include document assessments, approvals, inspections and audits and preparation for these activities. There are no chargeable time rates applied to unit fees, such as certificates. Chargeable finish time The chargeable time for an out-of-office service finishes when an officer completes the inspection or audit required at the site. Additional inspection, documentation or audit activity may be required to Department of Agriculture and Water Resources 10 Charging Guidelines 2015–16 v1.2 complete the inspection or audit with this activity occurring at the office or at another location. Examples of these activities include systems authorising, reporting and assessing results. For activities that are undertaken in-office, the chargeable time finishes when the activity is complete. Departmental officer arrives early If an officer arrives early and is able to start work, then chargeable time starts from when the client agrees that the activity can start, even if this is before the agreed booked time. Departmental officer arrives late If an officer arrives late and is able to start work, then chargeable time starts from when both the officer and client agree that the activity can commence. Client delay If an officer has been requested to attend at a specified time and arrives to find the consignment or client is not ready, including audit activities, the client is charged from the pre-arranged staff time or from when the officer arrived, whichever is later. If a consignment, client or access to a vessel is not available, the client may request that the officer wait until they are ready, providing that the additional time would not adversely affect service to other clients. In the following scenario the exporter is charged for the availability of the officer over the available span of hours of work. Scenario—Client delay A Live Animal Export officer arrives at 6.30 am on a Monday as per scheduling at a remote location to inspect a livestock consignment prepared for export. The exporter advises that the consignment will be delayed until 7 am on Wednesday (two days). The exporter requests the officer to stay until the consignment is ready as there are no suitable flights (as determined by the departmental officer) for the officer to return to their home location. The exporter is charged an inspection fee for the 2 days (12 hours per day) for the waiting time. 12 hours per day is charged because this is the span of hours that an officer is available. On commencement of the inspections, normal inspection / overtime fees will apply where applicable. The client is charged the following for the delay: Inspection (waiting time client delay 2 days – 24 hours) 96 x $54 Total $5 184 $5 184 Pre-arranged booking period—booked time overstated If an officer has been booked for service by a client to attend for a specified period of time, and finds that the booking made is greater than the amount of time required to complete the task, then the client is charged for the entire booked for service time, regardless of whether the inspection finished earlier. Interruptions to service delivery Interruptions caused by the client that ultimately delay the inspection or audit is part of the chargeable time. For example, in the case of sea vessels, additional charges apply if there are delays in access being provided onto the vessel. The time recorded for an interrupted service by the client is treated as a continuous period of time. The client must not be charged for any ‘time out’, i.e. time taken by the department for reasons not related to the inspection or audit. Such reasons may include responding to phone calls and/or rest breaks of 15 continuous minutes or more. Department of Agriculture and Water Resources 11 Charging Guidelines 2015–16 v1.2 Cancellation of pre-arranged bookings prior to officer arrival on-site No fees are applied if more than 24 hours notice is provided. This does not apply to meat export service arrangements. If less than 24 hours notice is provided, the client is charged a minimum 15 minutes fee for service rate. In circumstances where an officer is booked inspection out of hours overtime is also charged. This cost includes all pre-inspection and pre-audit activities already conducted and for the officer’s time taken to reschedule resources. Cancellations include scenarios where appointments are moved due to product unavailability. Where an inspection is cancelled during a multiple consignment inspection, a cancellation fee must be charged to the person requesting the service. In the case where an agent is acting on behalf of a number of clients, the agent will be charged for the cancellation. Cancellation of pre-arranged bookings with officer on-site If a client is not ready in time and the inspection or audit does not eventuate, then the client is charged a minimum 15 minute fee for service rate, including any associated pre-inspection and preaudit work already undertaken and overtime if applicable. The client will also need to request a new inspection. The fee is for services provided up to the point of cancellation. 3.3 Overtime Clients requiring services outside the ordinary span of hours will incur the relevant fee for service charge in addition to overtime charges—that is, on a weekday before 6.30am or after 6.30pm, or on a weekend, or a departmental holiday. Overtime is charged for each departmental officer performing the service in addition to the relevant fee for service (see Table 3). Services under the live animal export programme have separate overtime rates for veterinarians (see section 5). Services under the meat export programme have separate arrangements for shift and overtime rates (see Section 8). Continuous Continuous overtime is a fee that is applied on a weekday where a service was commenced immediately before or immediately after the ordinary span of hours. The overtime fee is charged at $15 per 15 minutes. Overtime is charged in addition to the relevant fee for service (such as time based fees, i.e. inspections, or unit based fees, i.e. certificates). Non-continuous Non-continuous overtime is charged at a minimum of half an hour fee, and additional overtime is charged for each 15 minutes of service that follows. It is applied where a service commences outside (and not immediately before or after) the ordinary span of hours. Overtime is charged in addition to the relevant fee for service (such as time based fees, i.e. inspections, or unit based fees, i.e. certificates). Non-continuous overtime rates are applied where services are provided on a: Weekday: the minimum half hour overtime fee is $30. Each additional 15 minutes of overtime service is charged at $15 per 15 minutes. Weekend or a departmental holiday: the minimum half hour overtime fee is $40. Each additional 15 minutes of overtime service is charged at $20 per 15 minutes. Overtime is charged in addition to the relevant fee for service. Department of Agriculture and Water Resources 12 Charging Guidelines 2015–16 v1.2 Table 3: Overtime fees Fee for Service Type Legislated Rate Continuous overtime Fee $15 Non-continuous overtime (weekday) Fee $15 Non-continuous overtime (weekend or departmental holiday) Fee $20 Unit Per 15 minutes (or part thereof) 30 minutes (minimum fee) (per 15 minutes thereafter) 30 minutes (minimum fee) (per 15 minutes thereafter) Scenario—weekday overtime A client requests an inspection to be undertaken at a quarantine approved premises beginning at 4.30 pm. The inspection lasts for 4.5 hours, and is finished at 9.00 pm. For 2 hours between 4.30 pm and 6.30 pm the inspection falls in the department’s ordinary span of hours. For 2.5 hours between 6.30 and 9.00 pm the inspection includes overtime. Fee for service is charged for the total inspection time of 4.5 hours. The client is charged as follows: Out-of-office Inspection (in ordinary hours) 8 x $50 $400 Out-of-office inspection (out of ordinary hours) 10 x $50 $500 Overtime (continuous) 10 x $15 $150 Total $1 050 Scenario—overtime after hours on a weekday A departmental officer is requested to perform an inspection of imported genetic material at a regional office. The service is requested at 5 am on a Wednesday morning for an hour. Overtime is charged in addition to the fee for service rate for the whole inspection. The importer is charged as follows: Genetic material inspection 4 x $30 $120 Overtime (non – continuous) 4 x $15 $60 Total $180 Scenario—overtime on a public holiday A departmental officer is requested to perform an inspection at a premises exporting live birds on a public holiday and the inspection takes two hours from 6.00 to 8.00 am. Overtime is charged in addition to the fee for service rate for the whole inspection. The exporter is charged as follows: LAE inspection 8 x $54 $432 Overtime (non – continuous) 8 x $20 $160 Total Department of Agriculture and Water Resources $592 13 Charging Guidelines 2015–16 v1.2 Scenario—overtime on the weekend A client requests an inspection of their cut flowers to be undertaken on the weekend. The inspection lasts for 15 minutes. Overtime and inspection are charged at a minimum of 30 minutes and inspection is charged for 15 minutes. The flower importer is charged as follows: Out-of-office inspection 2 x $50 $100 Overtime (non-continuous) 2 x $20 $40 Total $140 3.4 Collection arrangements Payment of fees and charges Where the full cost of the service can be determined prior to the provision of service the charge may be payable on the demand of a departmental officer. Services that are paid for prior to the activity being conducted include: import permit application levies and the initial assessment fee according to the permit category initial assessment inspection fees for import declarations application levies variation levies authorised officer training and assessment modules. In all other cases, an invoice is issued and payment is due in accordance with the terms detailed on the invoice. Payment requirements vary according to whether the client is an account client or not. A financial penalty fee at the rate of 20 percent per annum applies to outstanding debts. Penalties are applied to all outstanding amounts on a monthly basis. Disputed debt In instances where debts are queried or disputed by the client, the department will not progress with any sanctions due to the non-payment of the debt, until the issue is resolved. Where a debt has occurred due to the client disputing the invoice, and the invoice is correct, the client is liable for the original debt plus the penalties. In the same circumstance, where the invoice is incorrect, the penalty debt is credited back to the client. Sanctions for non-payment of debt Where a debt remains outstanding, a range of sanctions are available to the department including withdrawal of further services and suspension or revocation of an approved arrangement premises or the export registration of an establishment or premises. Department of Agriculture and Water Resources 14 Charging Guidelines 2015–16 v1.2 Withdrawal of services Action to withdraw services may commence if invoices or late penalties are unpaid. Once services are withdrawn no further services will be provided to the company or individual until the outstanding debt is satisfied in full or a suitable repayment plan is established. Clients with an extended history of non-payment, or where services cannot be withdrawn, such as international aircraft and vessels, may be required to pay for inspection and/or certification services in advance of the service being provided. Suspension of registration Where invoices remain unpaid 30 days after the due date for payment then notice may be given that registrations will be suspended. The Secretary (or their delegate) must give the client eight (8) days’ notice that a registration will be suspended prior to suspension taking effect. Revocation of registration Where invoices remain unpaid 90 days after a registration has been suspended then notice may be given that the registration will be revoked. Department of Agriculture and Water Resources 15 Charging Guidelines 2015–16 v1.2 4 Biosecurity (including imported food) Biosecurity activities undertaken by the department involve activity to assess and manage the biosecurity risks arising from people, goods, vessels (sea and aircraft), live animals and birds entering Australia. These activities also include assessing compliance of imported food with relevant food standards and public health and safety requirements. Key biosecurity activities provided by the department include: Importers —assessment and management of the biosecurity risks associated with imported goods and packaging (including air and sea cargo, international mail, food, live animals and plants). This also includes husbandry activities undertaken by the department associated with the post entry quarantine of live animals and plants prior to release into Australia (such as horses, dogs, cats, hatching eggs, live birds, ruminants, bees and viable seeds). Vessel operators—assessment and management of the biosecurity risks of sea vessels and aircraft entering Australia. This includes assessments and inspections to manage the risks posed by the vessel itself, contaminants on the vessel, human biosecurity risks, ballast water and biofouling on sea vessels and aircraft disinsection. Approved arrangement participants—administering arrangements, managing compliance regimes and setting standards for various third party arrangements managed by the department, such as quarantine approved premises, compliance agreements and imported food compliance agreements. Travellers—assessment and management of biosecurity risks posed by aircraft and accompanied travellers baggage. 4.1 Exemptions These charges do not apply to services performed, or to applications or entries lodged or assessed, in relation to: a) the importation of goods: (i) For the official use of a diplomatic mission in Australia. (ii) For the personal use of a diplomatic agent of the mission. (iii) For the personal use of a member of the diplomatic agent’s family, if the person forms part of the diplomatic agent’s household and is not an Australian citizen. b) the importation of goods for the personal use of a member of the administrative or technical staff (the staff member) of a diplomatic mission at the time of first installation, if the staff member is neither an Australian citizen nor permanently resident in Australia. c) importation of goods for the personal use of a member of the diplomatic mission staff member’s family at the time of first installation, if the person forms part of the staff member’s household and is neither an Australian citizen nor permanently resident in Australia d) vessels or equipment used by the defence force of a foreign country that is engaged in a combined military activity if the Australian Defence Force has informed the department of the operation. e) importation of disability assistance dogs f) the importation of goods into Christmas and Cocos (Keeling) Islands. Fees and levies also do not apply in relation to the following services: Department of Agriculture and Water Resources 16 Charging Guidelines 2015–16 v1.2 a) examination of personal luggage that arrives in Australia aboard the same vessel as the owner or importer of the goods b) screening or inspection of individual international postal items that arrive in Australia. A charge is paid by Australia Post to meet the costs of quarantine and biosecurity services for international mail. In paragraph 4.1(e), disability assistance dog, for a dog that is imported, means a dog: a) that has been professionally trained to assist a person with a disability; and b) that is accompanying a person with such a disability who has a certificate from a medical specialist practitioner in a specialty relevant to the disability, stating that the person requires the assistance of such a dog. Cost recovery does not apply to those activities that are exempt from the Quarantine Act 1908, such as traditional movements of people, goods and vessels through the Torres Strait. 4.2 Import declaration charges Where a full import declaration (FID) for a consignment is lodged, a FID levy will apply. Air FIDs are charged $33 and sea FIDs $42. These levies are generally applied when an entry is lodged in the Department of Immigration and Border Protection’s Integrated Cargo System (ICS). Import declarations that are referred to the department will incur additional fees (see Table 4). In and out of office fees for service The standard fee for activities performed out-of-office (including inspection, examination, assessment, analysis, diagnostic service, clearance, treatment, audit, supervision, training or other service), performed in relation to goods is $50 per 15 minutes, or part thereof. The standard fee for these activities performed in-office is $30 per 15 minutes, or part thereof. Assessment fees When a FID is referred to the department’s Import Management System (AIMS) from the ICS or a manual entry is created in AIMS, fees are applied for the time taken for assessing the biosecurity or food risk. The assessment fee is $30 per 15 minutes for all AIMS entries. The department expects most biosecurity AIMS entries will only require a 15 minute assessment. If an assessment takes longer than 15 minutes or subsequent assessments are required, the client is charged at $30 for each additional 15 minutes. Dual biosecurity and imported food entries are an example of an entry that is likely to take longer than 15 minutes. In situations where further information is needed from the client in order to complete the activity, the first chargeable period will stop and additional chargeable time will apply once that information is provided. Time based fees may apply to low value imports that are referred to AIMS for assessment. These consignments are lodged on the ICS as self-assessed clearances (SAC) lodgements or as informal clearance assessments. These consignments include goods such as unaccompanied personal effects (UPEs) and goods purchased online for under $1 000. Fees are charged ($30 per 15 minutes) and include the time taken by an officer to manually upgrade the SAC lodgement to AIMS or to create a manual consignment entry in AIMS and assess the documents. Consignments cleared in the department’s SAC (ICT) system and not referred to AIMS do not incur any fees. Department of Agriculture and Water Resources 17 Charging Guidelines 2015–16 v1.2 Inspection fees The number of 15 minute units to be charged for an out-of-office inspection would be applied according to the time booked by the client. Where requested, a day rate of $1 000 applies for each officer who is requested for one or more working days. Bulk inspection fees The department may provide bulk inspections for unaccompanied personal effects (UPE) imports managed by High Volume Specialised Operators (HVSO) and for SAC imports managed by air freight couriers operating under a bond registered process with the department. The officer will inspect multiple consignments during the appointment and will charge the importer’s representative, such as the HVSO, for the appropriate in and out of office fee for service. For HVSOs, the in-office fee is applied for releasing up to five consignments in the ICS as well as the time taken to create the manual entry in AIMS. Table 4: Import declaration charges Importer levies Type Legislated Rate Unit Full Import Declaration - air Levy $33 Per import declaration Full Import Declaration - sea Levy $42 Per import declaration Fee for Service In-office fee Fee $30 Out–of-office fee Fee $50 Daily rate Fee $1 000 Per 15 minutes (or part thereof) Per 15 minutes (or part thereof) Per working day Scenario—Missing client documents extends assessment Bonza Brokers lodge import documents for their client who is importing 3 containers of furniture by sea. After lodging and paying for the FID in the ICS, Bonza Brokers lodge the documents through the Cargo Online Lodgement System (COLS) for assessment. The officer processing the entry spends 7 minutes assessing the entry but is unable to complete it as the treatment certificate is missing. The following day Bonza Brokers lodges the missing paper work and an officer spends a further 5 minutes processing the entry and releasing the goods. Bonza Brokers is charged as follows: Full import declaration levy - sea Document assessment fee Total Department of Agriculture and Water Resources $42 2 x $30 $60 $102 18 Charging Guidelines 2015–16 v1.2 Scenario—Full import declaration by sea Charlene is importing a consignment of new tyres by sea, valued over $1 000. She is using a departmental accredited broker who is able to assess her documents under the Automatic Entry Processing for commodities scheme (AEPCOMM) for commodities scheme. All her documents are in order and the goods do not need inspection. Charlene will pay a full import declaration levy as follows: Full import declaration levy - sea $42 Total $42 Scenario— Assessment by a biosecurity officer, inspection required Kim is importing a container of rice. She submits documents to the department for assessment. It takes 8 minutes for the biosecurity officer to conduct the assessment. An inspection of the rice is required. Kim books an appointment for an inspection at her warehouse. There is no officer permanently stationed there. The inspection takes 25 minutes. Kim is charged as follows: Full import declaration levy - sea $42 In-office assessment fee 1 x $30 $30 Out-of-office inspection fee 2 x $50 $100 Total $172 Scenario— Rural tailgate Bob is a broker accredited under the Non-commodity for Containerised Cargo Clearance (NCCC) scheme. He lodges a FID for his client’s 5 containers of steel pipes to be delivered to a rural destination. Bob assesses the documents as acceptable and enters an AEPCOMM code to have the rural tailgate inspections performed at a depot where an officer is permanently located. Each container takes 15 minutes to inspect. Bob is charged as follows: Full import declaration levy - sea In-office inspection fee Total Department of Agriculture and Water Resources $42 5 x $30 $150 $192 19 Charging Guidelines 2015–16 v1.2 Scenario— UPEs at a HVSO A HVSO has a 4 hour recurring appointment each week for a single inspector. A booking and billing AIMS entry is created to track charges for a two week period. During this period, staff are also required to release 10 consignment holds in the ICS. The HVSO is charged an in-office fee for creating the entry, 8 hours of out-of-office inspection fees and two in-office fees for releasing ICS holds. The HVSO is charged as follows: In-office assessment fee 3 x $30 $90 Out-of-office inspection fee 8 x $50 $400 Total $490 Scenario— SAC inspections at a bond registered premises Two officers are booked to inspect goods imported via air cargo. The inspection booking time is 3 hours. A booking and billing AIMS entry is created to track fees. The client is charged an in-office fee for creating the entry and six hours of out-of-office inspection fees (3 hours for two staff) as follows: In-office assessment fee 1 x $30 $30 Out-of-office inspection fee 24 x $50 $1 200 Total $1 230 Scenario— Unaccompanied personal effects (UPE) Tony brings his UPE documents to the service front counter for decision from the department on whether his goods require inspection. The staff member spends 5 minutes assessing the documents and decides an inspection is required. The staff member spends another 10 minutes creating a manual AIMS entry to manage the inspection. The client is charged the $30 in-office fee for creating the AIMS entry. When the consignment was inspected, it occurred at a small depot where officers are not permanently located. The inspection took an hour which was charged at the out-of-office rate of $50. Tony is charged as follows: In-office inspection fee 1 x $30 $30 Out-of-office inspection fee 4 x $50 $200 Total Department of Agriculture and Water Resources $230 20 Charging Guidelines 2015–16 v1.2 Scenario—Full import declaration and document assessment Deli Foods import a consignment of food by air and is required to lodge and pay for a FID in the ICS. The consignment is referred to AIMS for both biosecurity and imported food reasons. The officer processing the entry is qualified to assess it for both imported food and biosecurity risks. He takes 15 minutes to assess the biosecurity risks and 30 minutes to assess the imported food documents. Deli Foods is charged as follows: Full import declaration levy - air Document assessment fee $33 3 x $30 Total $90 $123 4.3 Import permits Based on the Quarantine Proclamation 1998, some commodities are only permitted entry into Australia upon assessment, approval and issuance of an import permit. An importer is required to submit an application for a permit to import quarantine material to the department. The department will assess the application and, on the basis of that assessment, may approve and issue an import permit. This permit details the conditions of import for that specific commodity deemed necessary to minimise biosecurity risks to an acceptable level. The department charges fees for these services (see Table 5). The application for an import permit must be accompanied by full payment for the permit application ($120 per application) and the assessment fee. The assessment fee is a unit price determined by which category the goods belong (Table 6). Applications are not assessed until full payment is received. If additional assessment is required, a 15 minute (or part thereof) fee for service is applied. The fee for service rate may also include overtime rates if an urgent permit is required. The importer is invoiced separately for this fee. Applications do not guarantee an import permit will be granted. Each product listed on a permit application is usually classified as an assessable item. Multiple products listed on a permit application may be grouped and a single assessment fee charged where the department determines that a common level of biosecurity risk exists across the product grouping. For example, products with common ingredient lists that are labelled differently, on the basis of different ingredient proportions, may be able to be grouped as one assessable item. In the case of importing animals, this does not apply to more than one animal on the same application form. Where the department is required to manually enter details of the permit, because the information is not provided by the department’s automated system, then it will charge the in-office rate of $30 per 15 minutes taken to input the data. Tables 5 and 6 outline the charges for permit application and assessment. Department of Agriculture and Water Resources 21 Charging Guidelines 2015–16 v1.2 Table 5: Import permit charges Charge type Type Legislated rate Unit Permit application Levy $120 Per application In-office Fee $30 Out-of-office Fee $50 Per 15 minutes (or part thereof) Per 15 minutes (or part thereof) Table 6: Permit category fees Permit Category Fee Category 1: Assessment of an application for a permit, or variation of a permit —for standard goods $60 Category 2: Assessment of an application for a permit, or variation of a permit —for any of the following non-standard goods: $120 A product to which a compliance agreement applies; canned pet food; a cell line derived from laboratory animals; cats or dogs, other than the first cat or dog in a consignment; cosmetics; cut flowers; dried herbs, dried spices; food items for human consumption; fruit; genetically modified plant material; herbarium specimens not infected or infested; hides or skins; human therapeutics (private and commercial); human vaccines; laboratory material (proteins, DNA, animal sera); microbes; natural fibres and fibre products; non-organic fertiliser (bulk); plant-based stockfeed samples for in-vitro use; plant material, seeds or grains, or both, for in-vitro use; seeds or grains for processing or human consumption or both; a cell line derived from a non-laboratory animal; a fermented product that is not a veterinary therapeutic product or a stock food product; a parasite; soil samples; vegetables; water Category 3: Assessment of an application for a permit, or variation of a permit —for any of the following non-standard goods: $240 Herbal teas; herbarium specimens infected and infested; oversized timber that is not for milling; plant material and seeds or grains for in-vitro use (infected or infested); plant pollen for in-vivo use; a micro-organism (possible pathogen); aquaculture feed or bait; wood chips or charcoal for cooking or smoking food Category 4: Assessment of an application for a permit, or variation of a permit —for any of the following non-standard goods: $360 Animal reproductive material; biological control agent; bird seed; live animals, including the first cat or dog in a consignment, but not subsequent cats or dogs in a consignment; plant-based stock feed; plant pathogens for in-vivo or in-vitro use; seed or plant material for processing into pet food; bulk culture (medium); dried pet food; organic fertiliser Category 5: Assessment of an application for a permit, or variation of a permit —for any of the following non-standard goods: $480 Biological material for in-vivo use; a single new master seed; an additional new master seed which is part of a live or inactivated veterinary vaccine; a single new veterinary vaccine that is live or inactivated with a single master seed; a single veterinary vaccine renewal that is live or inactivated Department of Agriculture and Water Resources 22 Charging Guidelines 2015–16 v1.2 Scenario: Importing multiple products with similar risks VetPro applies for an import permit to import three veterinary therapeutic products. All three products are similar and contain the same active biological ingredient – moxidectin– which is manufactured identically and by the same manufacturer. VetPro is charged one application fee and one category 5 permit fee (as all products are essentially the same). VetPro is charged as follows: Import permit application $120 Category 5 import permit $480 Total $600 Scenario: Importing goods from multiple countries of origin SalmonPlus applies for an import permit to import salmon from 3 different supply chains: - Salmon sourced from Canada, processed and exported from Denmark - Salmon sourced from Canada, processed and exported from Poland - Salmon sourced, processed and exported from Denmark. SalmonPlus is charged as follows:: Import permit application Category 2 import permit $120 3 x $120 Total $360 $480 Scenario: Plant based stockfeed product from the Solomon Islands A stock feed producer has lodged an import permit application for a plant based stockfeed product from the Solomon Islands to be used in animal feed. The complexity of the application means that the time taken to assess and approve the permit is a total of 4 hours which is longer than the expected 3 hours of assessment for a category 4 permit. The stock feed producer is charged as follows: Import permit application $120 Category 4 import permit $360 Assessment (in-house) Total Department of Agriculture and Water Resources 4 x $30 $120 $600 23 Charging Guidelines 2015–16 v1.2 Scenario: Consignment of used vehicles RefurbAuto imports a consignment of containerised used vehicles with parts and used spare tyres. The importer applies for an import permit for the used tyres before the vehicles are imported. On arrival the vehicles are directed to a Quarantine Approved Premises (QAP) for inspection which takes 4 hours. One of the vehicles is contaminated and requires treatment at the QAP. The vehicle is reinspected after it is cleaned. RefurbAuto is charged as follows: Import permit application $120 Category 1 import permit $60 FID $42 AIMS document assessment 1 x $30 $30 Inspection (out-of-office) 16 x $50 $800 Reinspection 2 x $50 $100 Additional document assessment 1 x $30 $30 Total $1 182 4.4 Post entry quarantine Charges for animals and plants using the Australian Government’s post entry quarantine (PEQ) facilities include levies and fees (see Table 7). A levy is applied to all plants and animals on arrival to the PEQ facility. For animals, the levy applies once for the animal’s or consignment’s entire scheduled stay in quarantine, regardless of duration. If the animal or consignment stays in PEQ longer (because of a health concern or otherwise), the importer does not incur additional levy costs, only additional husbandry fee costs. For plants, the levy is charged each month (or part thereof) per square metre of plant material. This is because plants are held in post entry quarantine for varying durations, depending on the species and country of origin. Importers are charged a fee for husbandry activities which includes activities to support the care and maintenance of the animals or plants. For animals, the husbandry fee is applied as a daily or monthly rate per animal or consignment. For plants, the husbandry fee is applied per square metre (m2) as a monthly fee. Importers also pay for any in-office activities undertaken by departmental staff, such as the assessment of paper work and assessment of animals on arrival. The fee for in-office activities is $30 per 15 minutes. Additional charges A number of additional charges could apply to clients while their consignment is in post entry quarantine where additional activities are provided. All additional charges must be paid prior to consignments leaving post entry quarantine. Department of Agriculture and Water Resources 24 Charging Guidelines 2015–16 v1.2 Activities that attract additional charges include: overstays – where an animal/s or plant/s stays in post entry quarantine longer than the minimum stay (because of a health concern or any other reason) diagnostic testing – where officers undertake testing for plant diseases and includes the cost of materials used (see Table 8) additional activities undertaken by a departmental officer (such as supervision of a private veterinarian, pollination and grafting of plants) where a house is used by an importer at the Torrens Island Quarantine Station. Transitional arrangements Transitional arrangements for PEQ for the 2015–16 financial year are provided in Attachment 1. Reservations and payment Importers of live birds and eggs must pay a reservation charge at the time of reserving a place at the PEQ facility. The reservation levy for live birds is $2 810 and for fertile eggs is $7 826. The remainder of the levy and the husbandry fees for the minimum stay are payable when the booking is confirmed. The reservation levy forms part of the entry levy where applied. For other animals the levy and husbandry fees for the minimum stay, as determined by the animal and origin, must be paid when confirming the reservation. Table 7: Post entry quarantine charges Type Importer Levies Legislated rate Unit Levy $3000 Per animal Levy $1 200 Per animal PEQ importation charge—bees Levy $2 500 Per bees consignment PEQ importation charge—avians (fertile eggs) Levy PEQ importation charge—avians (live bird) Levy PEQ importation charge—plants Levy $110 Per m2 monthly (or part thereof) Biosecurity Arrangement fees— husbandry Type Rate Unit Fee $60 Fee $29 PEQ husbandry fee—bees Fee $280 PEQ husbandry fee—avians (fertile eggs) Fee $200 PEQ importation charge—horses or ruminants or animal (other than a cat or dog) > 25 kg PEQ importation charge—cats or dogs or animals ≤ 25 kg PEQ husbandry fee—horses or ruminants or animals (other than a cat or dog) > 25 kg PEQ husbandry fee—cats or dogs or animals ≤ 25 kg Department of Agriculture and Water Resources $39 130 (includes $7 826 reservation levy) $14 050 (includes $ 2 810 reservation levy) Per hatching egg consignment Per live bird consignment Per animal per day (or part thereof) Per animal per day (or part thereof) Per bee consignment monthly (or part thereof) Per egg consignment per day (or part thereof) 25 Charging Guidelines 2015–16 v1.2 PEQ husbandry fee—avians (live birds) Fee $150 PEQ husbandry fee—plants Fee $20 Per live bird consignment per day (or part thereof) Per m2 monthly (or part thereof) Scenario: Importing cats Sally is importing her two cats from the United Kingdom, which requires an import permit for each animal. They must undertake all required pre-export checks and vaccinations as part of their import permit application. Sally is charged for an application and import permit for both animals. She books the cats into the PEQ facility. The cats and their paperwork are assessed at the PEQ facility on arrival and they remain in post entry quarantine for the scheduled 10 days. Sally is charged as follows: Import permit application $120 x 2 $240 Category 4 import permit (first cat) $360 Category 2 import permit (additional cat) $120 PEQ levy $1200 x 2 $2 400 Veterinary examination $30 x 2 $60 Document assessment $30 x 2 $60 $29 x 10 x 2 $580 Daily fee Total $3 820 Scenario: Cost of caring for strawberries in PEQ Damien is importing strawberries and requires 5 m2 of bench space at the PEQ facility. The strawberries will need to be in PEQ for a minimum period of 18 months. He will need to pay for a permit application of $120, a category 2 permit for importing fruit $120, plant care fees of $20 per m2 per month and a levy of $110 per m2 per month. Damien is charged as follows: Import permit application $120 x 1 $120 Category 2 import permit (fruit) $120 x 1 $120 PEQ levy $110 x 5 x 18 $9 900 Plant care $20 x 5 x 18 $1 800 Total Department of Agriculture and Water Resources $11 940 26 Charging Guidelines 2015–16 v1.2 Table 8: Operational science diagnostic testing fees Consumable costs Time (mins) Price Visual examination $0 15 $30 Electron Microscopy $5 60 $125 Complex identification (per species, excluding PCR) $5 120 $245 Fungal or bacterial isolation (per species) $15 45 $105 Nematode extraction (multiple species) $15 45 $105 Serological (ELISA) - 1st test $20 60 $140 ELISA - Additional tests (with additional extraction) $20 30 $80 ELISA - Additional tests (with no additional extraction) $20 15 $50 Molecular (PCR) - 1st test $25 150 $325 Molecular (PCR) - additional tests (with additional extraction) $25 45 $115 Molecular (PCR) - additional tests (with no additional extraction) $10 15 $40 Molecular sequencing $25 45 $115 Biological testing - Herbaceous indicators (inoculation and interpretation of results) $5 30 $65 Biological testing - Herbaceous indicators (additional tests) $5 20 $65 Biological testing - Woody indicators (interpretation of results) $0 15 $30 Shoot tip grafting $157 1 050 $2 257 Next Generation Sequencing $500 105 $710 $1 100 450 $2 000 Test High throughput qPCR6 (100 tests per day during nonpeak testing period) Department of Agriculture and Water Resources 27 Charging Guidelines 2015–16 v1.2 4.5 Aircraft, travellers and mail The department partially recovers the costs for biosecurity activities on international mail, through a biosecurity services fee paid by Australia Post. Where the department does not cost recover through the service fee, it meets the costs of biosecurity clearance of mail through appropriation funding. The department also receives appropriation for the management of biosecurity risks associated with international travellers and luggage at airports. There are some circumstances where charges apply (See Aircraft services below). Where a treatment service, such as fumigation, is arranged by the department but provided by a third party, a fee equivalent to the cost incurred by the department in arranging and paying for the third party to provide the service, including freight and administration costs, will be charged (see Tables 9 and 10). Table 9: Treatment costs for international mail* Fee Ethylene oxide treatment Fumigation treatment Gamma irradiation treatment Heat treatment Type Legislated rate Unit Fee $75 Per treatment/item Fee $75 Per treatment/item Fee $75 Per treatment/item Fee $95 Per treatment/item *The department charges for third party treatment costs and costs in arranging treatment. Aircraft services Fees apply where officers are required to undertake activities associated with an airline’s failure to meet their disinsection requirements. For example, where the disinsection is not performed or not performed adequately. Fees also apply for an officer’s services to supervise the handling and disposal of aircraft and terminal waste. The applicable fee is $30 per 15 minutes for each officer performing the service. Where these services are performed in a location where departmental officers are not usually available, the out-of-office fee of $50 applies. International travellers arriving with commercial consignments are subject to in-office assessment and inspection fees, both charged at $30 per 15 minutes (see Table 10). The examination of personal luggage accompanying a traveller is not subject to charges. Where an officer (upon the traveller’s request) arranges for their goods to be stored in an area subject to biosecurity controls until the in-transit traveller departs Australia for an international destination, a $30 storage fee per item of luggage is applied. This only applies if the traveller is departing Australia from the same airport as they arrived in. Goods under the department’s control are not forwarded to another international airport within Australia for the traveller to collect on their way out of the country. Inspection of cruise day travellers When cruise ships dock temporarily at various locations in Australia (including at remote locations) and travellers disembark temporarily for ‘shore excursions’, officers may attend and undertake compliance inspections of those travellers. This is an expedited clearance, generally quicker than would be required if the travellers were disembarking for a longer period, given that most of their luggage remains on board the vessel. Fees are charged at the in-office rate for locations where officers are usually available and out-of-office rates for other locations. Department of Agriculture and Water Resources 28 Charging Guidelines 2015–16 v1.2 Table 10: Fee for service Fee for Service Type Legislated rate In-office Fee $30 Out-of-office Fee $50 Per 15 minutes (or part thereof) Quarantine treatment of goods* Fee $100 Per treatment/item Storage of goods in quarantine Fee $30 Per luggage Unit Per 15 minutes (or part thereof) *The department charges for third party treatment and costs in arranging treatment. 4.6 Approved arrangements (including Food Import Compliance Agreements) Approved arrangements include food import compliance agreements (FICA), QAPs and compliance agreements (CAs). Specifically they include the NCCC and the AEPCOMM as these are CAs under the Quarantine Act. Charges relating to approved arrangements are set out in Table 11. Applications for an entity seeking to enter into their first approved arrangement will pay a one-off $180 application levy. This levy will not apply for any entity that already holds an approved arrangement. Assessments of an approved arrangement application will be charged $30 per 15 minutes. Where a physical structure is inspected as part of the application the standard fee of $50 per 15 minutes will apply to all activities performed out-of-office. All entities, holding a unique ABN, that operate an approved arrangement will pay an annual levy of $2 900, regardless of how many approved arrangements they may hold – so no matter how many quarantine approved premises or compliance agreements that entity has, they only pay one levy. Audits of the arrangements and training of entity staff (where provided by the department) will be charged according to whether the service is provided in or out of office at either the standard $30 per 15 minutes or $50 per 15 minutes. Where an officer is required for one or more working days a daily rate of $1 000 per day applies. Pre- audit activities including organising the audit appointment, providing formal notification of the audit, undertaking ‘trace forward’ and ‘trace back’ exercises in preparation for the audit are chargeable. Similarly, activities undertaken at the conclusion of an audit such as writing the audit report, corrective action request management, updating quarantine premises register and providing submissions on critical non-conformities are also chargeable. Any variation to an approved arrangement would also be subject to the relevant fees for service. Transitional arrangements for 2015–16 applying to quarantine approved premises and imported food compliance agreements are provided at Attachment 1. Department of Agriculture and Water Resources 29 Charging Guidelines 2015–16 v1.2 Table 11: Approved arrangements charges Approved arrangement levies Type Legislated Rate Unit Approved arrangement application charge Levy $180 Per new application Approved arrangement annual charge Levy $2 900 Per entity Fee for service Type Legislated Rate Unit In-office fee Fee $30 Out–of-office fee Fee $50 Daily rate Fee $1 000 Per 15 minutes (or part thereof) Per 15 minutes (or part thereof) Per working day Scenario—A business operates a QAP and fumigation compliance agreement. Each year it is audited a total of 4 hours for both arrangements. This includes 2 hours in office and 2 hours out of office including the work undertaken in preparation for the audit and reporting after the audit is conducted. The business is charged as follows: Annual levy $2 900 Audit in office 8 X $30 $240 Audit out of office 8 X $50 $400 Total $3540 4.7 Vessel entries and inspections All vessels pay a levy on arrival to Australia. The levy recovers the cost of activities that support the management of biosecurity risks on incoming international vessels (for example, risk assessment of pathways), not activities provided to individual clients. However, costs are dependent on vessel size reflecting the different biosecurity risks posed: Vessel less than 25 metres: $100 Vessel 25 metres or more: $720. Fees apply to activities provided to individual clients. A standard fee of $30 per 15 minutes applies for all activities performed in-office, such as assessment of documents in relation to a pre-arrival report and ballast water assessment. Inspections of vessels more than 25 meters are expected to take 2 hours. A standard out-of-office fee of $50 per 15 minutes applies to vessel inspections. Assessments of a vessel’s pre-arrival report and compliance, including ballast water compliance assessments, will be charged in-office fees. It is expected that pre-arrival assessments will take around 40 minutes for routine assessments and longer for more complex assessments. Vessel charges are outlined in Table 12. Other assessment activities associated with the entry of individual vessels include: seasonal pest assessments Department of Agriculture and Water Resources 30 Charging Guidelines 2015–16 v1.2 livestock vessel assessments ship sanitation certificate assessments cruise vessel health reporting assessments crew change assessments. When officers are required to inspect vessels at non-proclaimed ports, the travel involved with delivering these services may undertaken through contractual arrangements. Table 12: Vessel charges Vessel operator levies Type Legislated rate Unit Vessel (≥25m) arrival charge Levy $720 Per vessel Vessel (<25m) arrival charge Levy $100 Per vessel Fee for service Type Legislated rate Unit In-office fee Fee $30 Out–of-office fee Fee $50 Per 15 minutes (or part thereof) Per 15 minutes (or part thereof) Scenario—Vessel assessment and routine vessel (≥25m) inspection A vessel is arriving in Sydney to discharge and load cargo prior to departing. A pre arrival report was provided for the vessel’s arrival but was incomplete and required additional time (30 mins – in-office) to request complete information be provided by the Master or agent and assess the information in the response. The ballast water compliance assessment took 30 mins. Total service charge of 60 mins (in-office fee). The vessel receives the (≥25m) vessel arrival charge and is scheduled for inspection by an officer. The officer takes 10 minutes in-office to prepare the inspection paperwork. The out-of-office inspection takes 2 hours. Upon returning to the office it takes another 10 minutes to complete the inspection paperwork. The vessel is charged as follows: Document assessment 4 X $30 $120 Vessel (≥25m) arrival charge 1 X $720 $720 In-office fee 2 X $30 $60 Inspection (out-of-office) 8 X $50 $400 Total Department of Agriculture and Water Resources $1 300 31 Charging Guidelines 2015–16 v1.2 Scenario—Vessel (≥25m) documentary assessment A vessel is arriving in Port Hedland from an overseas port. There is no crew change or disembarking and no high risk triggers are identified. All information provided in the pre-arrival report is complete and accurate taking only 15 minutes to assess. The department takes 30 minutes to assess the inoffice ballast water compliance assessment. The vessel is issued a documentary clearance. The vessel arrival levy >25m is applied along with the ballast water compliance assessment fee. The vessel is charged as follows: Vessel (≥25m) arrival levy In-office assessment Total Department of Agriculture and Water Resources $720 $720 3 X $30 $90 $810 32 Charging Guidelines 2015–16 v1.2 5 General Export Provisions This section outlines the common provisions for departmental officers undertaking export certification related functions. It also provides instruction on the application of charges for each activity performed. 5.1 Export documents and certificates Importing countries impose a number of conditions on the Australian Government and exporters that need to be met to ensure Australian products are eligible for entry into their country and across their borders. To meet these strict conditions the department undertakes a range of administrative, management, monitoring and verification activities. Exporters must obtain an export permit prior to the departure of goods from Australia. Additional export certification may be required by overseas government authorities to verify that the exported products comply with their respective import conditions. Replacement certificates Replacement certificate fees apply where the goods have left Australia or the certificate is requested by the importing country. This fee is chargeable per each replacement document issued (i.e. per phytosanitary certificate, export permit, health certificate or other government document). Examples of when a replacement certificate fee would apply include: part of a consignment being ‘rolled’ into another vessel once certification has been issued, and the amendments result in a new certificate being issued a request for multiple certificates after a single certificate has been issued. Each newly issued certificate will be a Replacement Certificate and will incur the nominated fee changing details in an RFP from one country to another changing details in a permit or health certificate after issuance requests for additional documents after the initial permit(s) and/or health certificate(s) have been issued. Replacement fees are not charged where the certificate is required to be replaced because there is no departmental seal, official mark or officer’s signature. Fees are not charged as a result of changes to the date of departure, transportation details or where there have been changes to importing country requirements and where these changes could not have been reasonably determined by the client. Where an exporter requests a replacement permit or health certificate, a fee of $500 per document applies. 5.2 Organics A $600 levy will apply for organisations seeking to become an organic certifying organisation. An annual levy of $7 500 applies where an organisation approved by the department wishes to maintain its approval as an organic certifying organisation. Audits of these arrangements are charged at $33 per 15 minutes. Department of Agriculture and Water Resources 33 Charging Guidelines 2015–16 v1.2 Table 13: Organics fee and levy Charge title Type Legislated rate Post remission rate Unit Application Levy $600 $600 Per application Organic Certifying Organisation Levy $7 500 $7 500 Annual Audit Fee $33 $33 Per 15 minutes Department of Agriculture and Water Resources 34 Charging Guidelines 2015–16 v1.2 6 Live Animal Export Certification Live animal export certification is defined as an Export Permit and Health Certificate issued by the department under the Export Control (Animals) Orders 2004. The department’s activities to regulate the export of live animals and reproductive material include the livestock export licences, assessment of notice of intentions to export, assessment of exporter supply chains, inspection of animals prior to export and provision of export permits and health certificates. 6.1 Exemptions Activities that may be exempted from charges include disability and assistance dogs (as defined in the legislation) or activities which relate to exports of animals by an organisation approved by the Secretary that provides aid or assistance in a foreign country. Exporters may apply for an exemption from specified provisions of an export control order. The assessment of an application for an exemption for live animals and reproductive material is charged at $55 per 15 minutes. 6.2 Application for Approval and Approval Variations A levy of $600 applies to all new applications seeking some form of approval (see Table 14). A levy of $300 applies where an exporter seeks to vary an existing approval. For example, a holder of a livestock approved arrangement may seek to vary an existing approved arrangement to include other species of livestock. The levies associated with an application for approval or an application for a variation to an approval apply irrespective of the outcome of the application. Table 14: Application and variation levies Charge title Approved arrangements, Australian Government accredited veterinarian, ESCAS, Export licences and registered premises applications Approved arrangements, Australian Government accredited veterinarian, ESCAS, Export licences and registered premises applications Type Legislated rate Unit Levy $600 Application Levy $300 Variation 6.3 Export licence and approved arrangement levies Livestock exporters that do not hold an approved arrangement are charged a levy for an exporter licence. The relevant levies are $600 per application and an annual levy of $25 000 per year (see Table 15). A livestock exporter that applies to enter into an approved arrangement pays an application levy and an annual levy of $20 000 if exporting by sea or an annual levy of $10 000 if exporting livestock by air. Livestock exporters who export by both air and sea pay the higher rate. Livestock exporters need to be under an approved arrangement by 1 January 2017. If an exporter transitions onto an approved arrangement part way through the financial year, charges are adjusted down to reflect the difference between the export licence and the approved arrangement levy. Department of Agriculture and Water Resources 35 Charging Guidelines 2015–16 v1.2 Small and infrequent livestock exporters are able to apply for an annual exemption from an approved arrangement. The cost for an application is $600. Those exporters that are granted an exemption from holding an approved arrangement are required to pay an annual export licence levy of $5 000. Table 15: Livestock licence and approved arrangement levies Charge title Type Legislated rate Unit Approved Arrangement (sea) livestock Levy $20 000 Annual Approved Arrangement (other) including livestock exported by air Levy $10 000 Annual Livestock Export License Levy $25 000 Annual Small and infrequent livestock export licence Levy $5 000 Annual 6.4 Livestock throughput levies The throughput charge per head of exported livestock is set out in Table 16. The levies apply for each animal exported irrespective of the export market. The throughput charge is determined by the total number of animals listed on the export certificates for the consignment. Table 16: Livestock throughput levies Charge title Type Legislated rate Unit Throughput - Full Unit (Cattle/Buffalo/Camelids) Levy $1.21 Animal Throughput (Sheep/Goat) Levy $ 0.31 Animal Scenario—Livestock exporter application On the Hoof, a livestock company, approaches the department and wishes to become a licenced livestock exporter of sheep by air and sea. They firstly apply for an export licence submitting an application levy of $600. On approval of the export licence, the exporter is required to pay the annual levy of $25 000. Six months later, On the Hoof submits an application for an approved arrangement with a $600 application levy. On approval of the approved arrangement, On the Hoof is required to pay the annual levy for an approved arrangements – Livestock by Sea of $20 000. As the approval is provided within 6 months of the end of the financial year, the levy is applied at half the rate. The exporter is refunded the livestock export license levy amount for the remainder of the financial year. On the Hoof is charged for the export licence and approved arrangement as follows: Export licence application $600 Livestock export licence $25 000 Approved arrangement application Approved Arrangement (sea) Livestock levy Department of Agriculture and Water Resources $600 0.5 x $20 000 $10 000 36 Charging Guidelines 2015–16 v1.2 Refund of export licence (6 months) -$12 500 Total $23 700 Scenario—Approved arrangements During 2017–18, Mobile Meaty Chunks, a highly compliant livestock exporter, operating under an approved arrangement, exports 120 000 cattle from Darwin to Indonesia. The cattle are exported over 12 consignments with three importers for each consignment. Due to the exporter’s highly compliant history, the department spent a total of 10 hours auditing their facility throughout the year. For each consignment, the department spent 2.5 hours inspecting the consignment (including pre and post inspection work). Inspections occur at the registered premises located 150 km away and at the wharf. Mobile Meat Chunks is charged as follows: Approved arrangement levy Throughput levy $20 000 $20 000 120 000 x $1.21 $145 200 Inspection fee 120 x $54 $6 480 Audit fee 40 x $43 $1 720 Export permit fee 36 x $60 $2 160 Health certificate fee 36 x $60 $2 160 Total $177 720 Scenario— Small infrequent exporter – exemption A company, Movable Meat, approaches the department and wishes to export a single consignment of cattle of less than 500 animals. The exporter applies for exemption from the requirement to operate under an approved arrangement. This application also provides the necessary details for a livestock export license. On approval of the exemption, Movable Meat is assessed for a livestock export license (no additional charge). Subject to meeting the requirements, Moveable Meat is required to pay the annual levy of $5 000 for the small and infrequent exporter livestock export license. Moveable Meat is now a licenced exporter and is ready to commence the process to prepare a single consignment of livestock for export. Moveable meat is charged as follows: Approval application Department of Agriculture and Water Resources $600 37 Charging Guidelines 2015–16 v1.2 Export licence application Nil Small and infrequent livestock export licence $5 000 Total $5 600 6.5 Premises charges An annual levy of $5 000 applies to premises registered for the export of livestock by sea. For exporters seeking listing of premises for the purposes of satisfying importing country requirements (for example, listing as a reproductive material collection centre for the European Union). A fee for service of $54 per 15 minutes or part thereof for inspection services applies to assess that the premises meets importing country requirements. Table 17: Premises levy Charge title Livestock (Premises) Registration Type Legislated rate Unit Levy $5 000 Annual 6.6 Certificate charges Export permits are a legislative requirement for each consignment (both livestock and non- livestock) and most importing countries also require health certificates attesting that the consignment meets their requirements. The department charges for each departmental document (certificate and/or permit) issued (each consignment requires at least one export permit and usually at least one health certificate). Table 18 outlines documentation charges for exporters of live animals and reproductive material. A documentation fee of $60 is applied to the exporter for each permit and health certificate issued by the department. The document fees covers the costs associated with assessing inspection results, verifying vaccine declarations and test results etc. The document fees also cover the cost of preparing and issuing these documents. It does not include time examining the documents in preparation for an inspection. Where an exporter requests multiple permits or health certificates for the one consignment, a separate fee applies to each permit and health certificate that is provided. A levy of $130 is applied per permit for all reproductive material and non-livestock live animal export permits. Where an exporter requests multiple export permits for the one consignment, a separate levy is applied to each permit that is provided. Table 18: Documentation charges Document Charges Type Legislated rate Unit Export Permit (non-livestock) Levy $130 Document Export permit or health certificate Fee $60 Document Replacement Export permit or health certificate Fee $500 Document Department of Agriculture and Water Resources 38 Charging Guidelines 2015–16 v1.2 6.7 Inspection and audit fees All live animal and reproductive material exporters are subject to inspection fees of $54 per 15 minutes or part thereof as required. This fee also applies to any pre and post inspection work undertaken. For live animals, pre-inspection work would include assessing lab reports, animal identification lists, pregnancy test results and premises approval. All live animal and reproductive material exporters are subject to audit fees of $43 per 15 minutes or part thereof as required. In circumstances where there is a need for a specialist auditor (such as a veterinarian) to undertake an audit, a higher rate of $103 per 15 minutes applies (see Table 19). Audit activities also include the examination of documents in preparation for an audit as well as entering results of the audit. Table 19: Inspection and audit fees Fee for Service Inspection Inspection additional Type Legislated rate Fee $54 Fee $71# Unit per 15 minutes (or part thereof) per 15 minutes (or part thereof) Audit Audit Type Rate Fee $43 Fee $103 Unit per 15 minutes (or part thereof) per 15 minutes Specialised Audit (or part thereof) # This fee will apply in the future where an exporter could use an approved authorised officer but instead chooses to use a departmental officer. Overtime rates The standard departmental overtime rates, as set out in the general provisions section, apply to departmental officers. Separate overtime rates apply to veterinarians conducting inspections (see Table 20). Table 20: Additional overtime rates for veterinarians Overtime item Type Legislated rate Overtime – weekday veterinarian Overtime weekday veterinarian (non-continuous) Fee $21 Fee $42 Unit per 15 minutes (or part thereof) per 15 minutes (or part thereof) Overtime weekend/ public holiday veterinarian (non- continuous) Fee $58 Overtime weekend/ public holiday veterinarian (additional) Fee $29 per 15 minutes (or part thereof) per 15 minutes Department of Agriculture and Water Resources (or part thereof) 39 Charging Guidelines 2015–16 v1.2 Scenario—Exporting 2 dogs to Singapore Penny, a resident of Australia, plans to move to Singapore and take her two dogs with her. She contacts a pet transport company to assist with the process. It is an importing country requirement to inspect the animal prior to export. The department will spend five minutes undertaking the inspection of each animal. Five minutes is also spent on pre-inspection and post-inspection (ten minutes in total). The department is required to issue one export permit and one health certificate covering both animals. The service is provided during ordinary hours. Penny is charged as follows: Export permit levy 1 x $130 $130 Export permit fee 1 x $60 $60 Health certificate fee 1 x $60 $60 Inspection (including pre and post inspection) 1 x $54 $54 Total $304 Scenario—Exporting 1 cat to the US Joe, a resident of Australia, plans to move to USA and take his cat with him. He contacts a pet transport company to assist with the process. The department is not required to inspect the animal. The department is required to issue one export permit and one health certificate for the cat. The service is provided during ordinary hours. Joe is charged as follows: Export permit levy 1 x $130 $130 Export permit fee 1 x $60 $60 Health certificate fee 1 x $60 $60 Total Department of Agriculture and Water Resources $250 40 Charging Guidelines 2015–16 v1.2 Scenario—Exporting 10 horses to Europe Pegasus, a horse exporter, submits a notice of intent to export a consignment of 10 horses to Europe by air on a Monday. The consignment is inspected during ordinary hours, between 2 and 3 pm. Only one export permit is required for the consignment, but a health certificate is required for each animal. Document assessment is undertaken by the regional officer in advance of the scheduled departure. The inspector undertakes 15 minutes additional pre-inspection preparation in the regional office the day the consignment is scheduled for departure. The inspector undertakes 15 minutes after the inspection regional office to close the inspection event and enter the required information into the department’s systems. The inspector assesses the inspection results and verifies declarations before preparing and signing the required certification. Pegasus is charged as follows: Export permit levy 1 x $130 $130 Export permit fee 1 x $60 $60 Health certificate fee 10 x $60 $600 Pre inspection 1 x $54 $54 Inspection 4 x $54 $216 Post inspection 1 x $54 $54 Total $1 114 Scenario—Specialist Audit A facility approved for the collection and storage of reproductive material requires regular audits by a department veterinary officer in order to comply with importing country requirements. The pre audit preparation takes 30 minutes. The on-site audit takes 2 hours and post-audit reporting and finalisation takes 1 hour. The facility is charged as follows: Specialist audit fee Total Department of Agriculture and Water Resources 14 x $103 $1 442 $1 442 41 Charging Guidelines 2015–16 v1.2 Scenario—6 horses to Europe – overtime An exporter submits a notice of intent to export a consignment of 6 horses to Europe by air on a Wednesday between 6 pm and 6.45 pm. The consignment inspection commences in ordinary hours. A single export permit is required, but a health certificate is required for each horse. Document assessment is undertaken by the regional officer in advance of the scheduled departure. The inspector undertakes 15 minutes additional pre-inspection preparation in the regional office the day the consignment is scheduled for departure. The inspection takes place on a Wednesday between 6 pm and 6.45 pm. The base inspection fee of $54 per 15 minutes applies for 45 minutes. The minimum weekday overtime fee of half an hour applies. The inspector undertakes 15 minutes post-inspection work the next day in the regional office to close the inspection event and enter the required information into the department’s systems. The inspector assesses the inspection results and verifies declarations before preparing and signing the required certification. The exporter is charged as follows: Export permit levy 1 x $130 $130 Export permit fee 1 x $60 $60 Health certificate fee 6 x $60 $360 Pre inspection 1 x $54 $54 Inspection 3 x $54 $162 Post inspection 1 x $54 $54 Overtime weekday 2 x $15 $60 Total Department of Agriculture and Water Resources $880 42 Charging Guidelines 2015–16 v1.2 Scenario— Reproductive material export to New Zealand An exporter, Liquid Life, submits a notice of intent to export a consignment of reproductive material to New Zealand by air. The consignment inspection commences in ordinary hours. A single export permit and health certificate is required the consignment. The exporter cancels their inspection appointment with less than 24 hours’ notice. A cancellation fee of $54 will apply for the late notice of cancelling their inspection appointment. The original assessment of the pre inspection documentation took 10 minutes. The exporter reschedules their inspection appointment for 2 days later. Due to the delay, the pre inspection documents need to be reassessed taking 7 minutes. The inspection takes place on a Wednesday between 1.00 and 1.30 pm and takes 23 minutes. The inspector undertakes 5 minutes post-inspection work in the regional office to close the inspection event and enter the required information into the department’s systems. The inspector assesses the inspection results and verifies declarations before preparing and signing the required certification. Liquid Life is charged as follows: Short notice cancellation fee 1 x $54 $54 Export permit levy 1 x $130 $130 Export permit fee 1 x $60 $60 Health certificate fee 1 x $60 $60 Pre inspection- original 1 x $54 $54 Pre inspection - rescheduled 1 x $54 $54 Inspection 1 x $54 $54 Post inspection 1 x $54 $54 Total $520 6.8 Vaccines and non-reusable materials Payment is required for vaccines and non-reusable materials purchased by officers in the provision of services. This fee is the same as the cost incurred by the department in purchasing the materials. Department of Agriculture and Water Resources 43 Charging Guidelines 2015–16 v1.2 7 Plant Export Certification 7.1 Plant exports charging The export of plants and plant products is a controlled activity and is regulated in accordance with the Export Control Act 1982 and its subordinate legislation. 7.2 Exemptions Consignments comprising less than 10kg do not require a notice of intention to export/export permit and therefore no export permit documentation fee applies. See Export Control (Prescribed Goods – General) Order 2005 Order 2.01 (g). If an importing country requires other export certification for the consignment, all fees described below apply. An exporter may apply for an exemption from specified provisions of an export control order. The assessment of an application for an exemption for plants and plant products is charged at $36 per 15 minutes. 7.3 Fees and levies Charges apply to the following export commodities: Grain commodities prescribed grain (any seed or grain of any of the following kinds: barley, canola, chickpeas, dried field peas, faba beans, lentils, lupins, mung beans, oats, sorghum, soybeans, whole vetch and wheat) hay and straw nuts, fodder, timber products, cotton and other plants and plant products not listed above for which a phytosanitary certificate or any other official certificate is required by an importing country authority. Horticulture commodities fresh fruit and vegetables (includes herbs and mushrooms) nursery stock, tissue cultures, cut flowers, foliage and dried fruit. 7.4 Annual charge for registered establishments Export registration is initiated by companies or individuals that occupy premises used for the preparation, handling or storage of prescribed plants and plant products for export. Facilities are registered with the department to ensure that the premises construction, equipment and processes are suitable for the preparation of prescribed plants and plant products for export. An occupier of a registered establishments is liable to pay an annual levy for the registered establishment. For establishments that are registered for both horticulture exports and grain and seed exports, the higher of the two levies applies. For establishments applying to be registered for multi export commodities, such as dairy and plant products, a single application fee of $600 is charged. Table 21: Registered establishment levies Charge title Type Legislated rate Unit Application Levy $600 Establishment application Department of Agriculture and Water Resources 44 Charging Guidelines 2015–16 v1.2 Charge title Establishment registration— grower/exporter Establishment registration— simple Establishment registration— complex Type Legislated rate Unit Levy $600 Establishment registration—grower/exporter Levy $3 000 Establishment registration—simple Levy $6 000 Establishment registration—complex If the establishment registration is in force on or before 1 January in the financial year, the full registration levy is charged. If the establishment registration is in force after 1 January in the financial year, half of the full registration levy is charged. Grain Establishments A person applying to register a new grain establishment will be charged $600 for the application. There are two categories of establishments that apply to grain exporters which include simple and complex. Once approved, the occupier of the establishment will be charged an annual levy of $6 000 for a complex facility, which is an establishment that loads large, unpackaged quantities of bulk grain directly into a vessel hold for export. An annual levy of $3 000 will apply to a simple facility which is an establishment that exports non-bulk grain and other plant products such as timber. If an establishment prepares both bulk and non-bulk grain the higher ($6 000) amount applies. Horticulture Establishments A person applying to register a new horticulture establishment will be charged $600 for the application. There are three categories of establishments that apply to horticulture exports, these include grower-exporter, simple and complex. An occupier of an establishment will be charged an annual levy of $3 000 for a simple facility, which is an establishment that exports to non-protocol markets. An annual levy of $6 000 will apply to a complex facility, which is an establishment that exports to protocol markets. A list of protocol markets is provided at the following link: http://www.agriculture.gov.au/SiteCollectionDocuments/biosecurity/export/plants-plantproducts/plant-exports-manual/reference-table-horticulture-protocol-markets.pdf Where an establishment falls into both of these levy categories the levy payable by that establishment is the higher charge. Small horticulture growers seeking to register an establishment that will enable them to export their own product can apply for a reduced establishment levy of $600. To be eligible as a grower-exporter, there is a maximum tonnage permitted for the facility across all exported products in a financial year (see Table 22). The grower-exporter is still required to meet all the other requirements for registering an export establishment. Table 22: Maximum tonnage for small grower/exporter establishment levy Commodity Maximum tonnage Apples or pears (or both) 400 Citrus 400 Department of Agriculture and Water Resources 45 Charging Guidelines 2015–16 v1.2 Commodity Maximum tonnage Stone fruit (except cherries) 400 Table grapes 400 Mangoes 100 Cherries 30 Berries and/or strawberries 5 Leafy vegetables 10 Vegetables other than leafy vegetables 100 7.5 Tonnage levies All plant exporters will pay an export volume (tonnage levy) (see Table 23). The rate of the levy is per tonne or part thereof. The levy is applicable to the exporter applying for an export permit and is applied against the quantity recorded on the export permit. For forestry products, the tonnage levy is applied to the green metric tonne (GMT). The change in levy prices from 2015–16 to 2018–19 reflects the cost modelled predictions. Table 23: Exports tonnage levy rates Charge title Type 2015-16 2016-17 2017-18 2018-19 Export volume—grain and related products rate Levy $0.15 $0.14 $0.11 $0.11 Export volume—non-protocol rate Levy $0.95 $0.85 $0.65 $0.65 Export volume—protocol rate Levy $1.90 $1.70 $1.30 $1.30 Unit Per tonne (part thereof) Per tonne (part thereof) Per tonne (part thereof) For commodities that are certified without weights (e.g. Stems, Cubic Metres), the following conversion table will be used to quantify tonnage. Department of Agriculture and Water Resources 46 Charging Guidelines 2015–16 v1.2 Table 24: Conversion table for commodities certified without weights Unit Symbol CU Unit name Conversion factor Cubic Metre 0.66 Gram GRM JCM KG Japanese Agricultural Standard (JAS) Cubic Metre Kilogram MT Metric Tons NO Number SM Square Metre SS Stems 0.000001 0.66 0.001 1 0.00025 0.007 0.00015 7.6 Inspection and audit Fee for service charges relating to inspection and audit services performed by a departmental officer are invoiced to the exporter. Inspection and audit activities include: pre-inspection activities, examining relevant documents in preparation for the inspection or audit inspection – physical examination of prescribed goods in registered establishments, sampling activities and vessel hold inspections, the supervision of treatment and any preparation and post inspection activities audit – undertake audit activities or in response to a corrective action after the identification of non-compliant activity, including preparation and post audit activities the collection of information required to assess initial applications and physical inspections for the renewal and registration of an establishment other inspection or audit services requested by an exporter or as required under legislation or importing country requirements. Core inspection fees are charged at $36 per 15 minutes. However, where there is an approved job function that could be undertaken by an approved authorised officer, but instead a departmental officer is requested to provide the service, the inspection cost will be $75 per 15 minutes or part thereof (see transitional arrangements in Attachment 1). Industry authorised officers do not need to be tied to specific establishments. Third party approved officers may provide inspection services for any consignment for which they have approved job functions in any establishment registered for that commodity. Where there is not an approved job function and an exporter does not have the option of an approved authorised officer this cost will be $36 per 15 minutes or part thereof (Table 25). Department of Agriculture and Water Resources 47 Charging Guidelines 2015–16 v1.2 Table 25: Fee for service Charge title Audit Type Legislated rate Fee $36 Core inspection Fee $36 Additional inspection Fee $75 Unit Per 15 minutes (or part thereof) Per 15 minutes (or part thereof) Per 15 minutes (or part thereof) 7.7 Documentation fees Documentation fees are charged to the exporter for each certificate and document issued by the department (see Table 26). Table 26: Document fees Charge title Type Legislated rate Unit Phytosanitary certificate* Levy $38 Per document Document-Electronic including phytosanitary certificates* Fee $12 Document-Manual Fee $100 Per document Replacement certificate Fee $500 Per document Per document *total charge for a phytosanitary certificate is $50 Where an importing country mandates manual documentation only and the exporter is using the Export Documentation System (EXDOC) the lesser charge (electronic certificates) applies. Department activities that are included in the documentation fees include assessing inspection results, treatment certificates, transfer certificates, test results (based on the importing country requirements). Staff will only authorise a consignment (leading to the printing of certificates) once documentation is correct. Electronic certification Requires little direct intervention; information is received, processed and sent electronically. A separate fee applies to each export permit, each certificate and each additional document that is provided. Statements on department’s letterheads; will be charged at the nominated document fee. Electronic document fees also apply to documents generated by EXDOC but are printed and posted to the exporter. Certified copies of Phytosanitary Certificates If the client wishes, certified copies of phytosanitary certificates can be obtained through a Justice of the Peace, Commissioner for Declarations, Commissioner for Affidavits or the suitable certifying official for the State involved. The department may still certify true copies. However, this practice incurs the appropriate charge. Other Government documents The supply of other miscellaneous certificates or documents including radiation statements, declarations, genetically modified organisms statements, ship’s holds inspection certificates will also be charged the relevant document fee. Manual certification Requires total direct intervention; all information is received, processed and sent manually. Department of Agriculture and Water Resources 48 Charging Guidelines 2015–16 v1.2 To reflect the additional cost incurred in the delivery of manual certification, a separate fee applies to each export permit, each certificate and each additional document that is provided. Replacement certification Replacement certification refers to documents that are issued to replace an issued document and include the replacement endorsement. The circumstances surrounding the request for replacement certification must be assessed on a case by case basis with consideration given as to why the original certificate has not been used. The replacement process is the most resource intensive of all certification services and therefore replacement certificate fees have been set to more accurately represent the true cost involved in the verification, traceback and supply of a replacement certificate. This fee is chargeable per each replacement document issued (i.e. per Phytosanitary Certificate, Export Permit or other Government document). There is no charge for a replacement certificate issued due to an error on behalf of the department. Examples of when a replacement certificate fee would apply include: part of a consignment being ‘rolled’ into another vessel once certification has been issued, and the amendments result in a new certificate being issued; a request for multiple certificates after a single certificate has been issued. Each newly issued certificate will be a Replacement Certificate and will incur the nominated fee. changing details in an RFP from one country to another. A replacement certificate fee does not apply when minor amendments to details are made on an issued document, including transport details, vessel, voyage, flight, destination city, consignee, import permit details, place of origin, weight details, treatment details, additional declaration details. Example—New small exporter/ grower category A table grape grower applies to become registered to export table grapes. He anticipates exporting no more than 400 tonnes of grapes per annum in 5 consignments. He uses an Authorised Officer employed by a neighbouring farm. The establishment is audited once a year taking around 4 hours. The grower is charged as follows: Application levy $600 Grower-exporter annual registration $600 Phytosanitary certificate 5 x $50 $250 Export permit 5 x $12 $60 400 x $1.90 $760 16 x $36 $576 Tonnage charge Audit Total Department of Agriculture and Water Resources $2 846 49 Charging Guidelines 2015–16 v1.2 7.8 Authorised Officers Authorised Officer Applicant Fees Charges apply to industry or external authorised officers that are able or are seeking to undertake horticulture and grain functions (see Table 27). An application fee of $250 applies to new authorised officer applicants. The application fee is required at the time of application and applies irrespective of the outcome of the application (see transitional arrangements in Attachment 1 for further details). A ‘Learning and Assessment’ fee of $1 750 applies per package (up to five job functions) for all applicants approved to undertake training. The fee provides for access to the learning management system (LMS), facilitated training and competency assessment for the package. Competency assessments are not undertaken until payment of the fee is received. An ‘Additional Learning and Assessment’ fee of $2 000 applies per package for applicants assessed as not yet competent and requiring mandatory additional learning and assessment. The fee applies on extension of access to the LMS. The fee provides for additional administration (including individual work plan development), facilitated training and competency-assessment for the package for which the candidate was assessed as not yet competent. An ‘Approval’ fee of $250 applies per appointment (approval) to job functions. Where appointments for the same package occur on separate occasions, a separate ‘Approval’ fee applies on each occasion. Audit Audit fees of $36 per fifteen minutes will apply to audits undertaken to maintain appointment as an authorised officer. Annual levy An annual levy of $750 applies to each appointed Authorised Officer. The annual levy is payable from the financial year following the appointment of the authorised officer. Table 27: Authorised officer charges Charge title Type Legislated rate Unit AO – Annual Charge Levy $ 750 Annual AO Application Fee $250 Per Application AO Learning and Assessment Fee $1 750 Per Package AO Additional Learning and Assessment Fee $2 000 Per Package AO Approval Fee $250 Per Appointment Audit Fee $36 Per 15 minutes or part thereof Department of Agriculture and Water Resources 50 Charging Guidelines 2015–16 v1.2 8 Food Export Certification Fees and levies have been specifically developed for the meat, dairy, fish and egg sectors, which reflect the specific requirements, processes and costs associated with each of these industries. Separate fees have been developed for the export of non-prescribed goods from Australia, which recognise the specific activities and costs associated with providing export certification services to this sector. Fees and levies for food export certification cover activities that support the issuing of export documentation – including the registration and auditing of premises and the inspection at load out of export consignments where applicable. 8.1 Common food export certificate principles Overtime and shift invoices In the Meat Exports Programme, services provided on an overtime or shift basis within a calendar month are compiled and invoiced in arrears on a monthly basis. In the dairy, fish and egg programmes, services provided on an overtime basis are invoiced as close as practicable to the date of the service. Registration levy A registration application levy ($600) is payable for all new registrations as well as a request to change the occupier against an existing registration. An application must be lodged for each establishment seeking export registration. Only one registration application levy is payable per application i.e. if an establishment is registering for fish, meat, plant and dairy operations only one registration application levy applies. Application levies apply for new establishments including changes to the occupier and relocation of premises. Both changes to the occupier and relocation of premises are defined within legislation as new establishments. Application levies do not apply for additional operations or changes to persons in management and control. Establishment registration levy A registration levy is payable for each registration period during which an establishment is registered. Where a registration involves a number of registered operations for the same commodity, only one annual registration rate is applied. The applicable rate will be the highest rate, for example, where a meat establishment is registered to store ($840) and process poultry products ($1 250), the poultry processing rates apply. A new application for registration will not be processed if there is any outstanding debt on the establishment/vessel. The department will make all attempts to recover debt from the previous occupier. However, if this debt is unpaid by the previous occupier, the debt becomes the responsibility of the new applicant. Multi-commodity establishments Where an establishment is registered for more than one prescribed good commodity, levies are payable against each commodity applicable to the registration. For example, if a storage establishment is registered for meat, dairy, fish and eggs it will incur four separate registration levies - one each for meat, dairy, fish and eggs. Department of Agriculture and Water Resources 51 Charging Guidelines 2015–16 v1.2 Audit fees for services are applied at the highest audit rate. For example, an audit of an establishment that is registered for the export of dairy, eggs and horticultural products will be charged at $50 per 15 minutes, which is the highest applicable audit rate. Scenario— Fee for service at a multi commodity establishment An audit of an establishment registered to store fish and dairy takes one hour, the first half is spent on common elements, the next 15 minutes on requirements specific to fish and the last 15 minutes on requirements specific to dairy. The audit rate for fish is $50 per 15 minutes and the audit rate for dairy is $33 per 15 minutes. The establishment is charged as follows: Audit 4 x $50 Total $200 $200 8.2 Exemptions The following items are exempt from export charges: Goods exported from Australia by an organisation approved by the Secretary that provides aid or assistance in a foreign country; or A marine laboratory that is operated or funded by the Commonwealth or a State or Territory and the primary function is to research and develop export markets, without engaging in commercial trade. Charges do not apply in circumstances where activities are exempt from regulation under the Export Control Act 1982. An exporter may apply for an exemption from specified provisions of an export control order. The assessment of an application for an exemption for a food export is charged as follows: dairy exports — $33 per 15 minutes fish and egg exports — $ 50 per minutes meat exports — $30 per 15 minutes. Department of Agriculture and Water Resources 52 Charging Guidelines 2015–16 v1.2 9 Meat Export Certification 9.1 Establishment levies There is an application levy of $600 to register a meat establishment. Once registered a registration levy is payable for each month that an establishment is registered. Where an establishment registers mid-month the full levy is applicable regardless of the number of days in which the establishment was registered. Meat export cost recovery levies are broadly categorised into two components, establishment levies (Table 28) and throughput levies. The Base Registration Levy applies to all establishments registered to produce, prepare, handle or store meat and meat products for export. The rate of charge is determined by the nature of operations carried out at the establishment. The Storage & Transportation Establishment levy applies to the following types of establishments seeking export registration: Cold stores, cool stores and dry stores Freight forwarders Air container terminals Air transfer facilities Container depots and container terminals Table 28: Establishment levies Charge title Type Legislated rate Post remission rate Unit Registration Application Levy $600 $600 Application Establishment-Abattoir Levy $840 $588 Monthly Establishment-Casings Levy $840 $588 Monthly Establishment-Storage & Transportation Levy $840 $840 Monthly Establishment-Poultry Levy $1 250 $1 250 Monthly Establishment-Further Processing Levy $1 250 $1 250 Monthly Establishment-Independent Boning rooms Levy $1 250 $875 Monthly Meat export license* Levy $500 $500 Annual * There is no charge for a meat export licence if you have a registered establishment. Department of Agriculture and Water Resources 53 Charging Guidelines 2015–16 v1.2 9.2 Throughput levies Throughput levies apply to all establishments that slaughter or dress animals for export. Throughput levies are calculated against the number of animals processed through an establishment in the previous calendar month. The rate of charge depends on the type of animals processed at the establishment (see Table 29). Table 29: Throughput levies Post remission rate Unit Charge title Type Legislated rate Throughput - Full Unit (cow, bull, steer, heifer, buffalo, camel, donkey, horse) Levy $0.70 $0.70 Animal Throughput - Pig Levy $0.24 $0.24 Animal Throughput - Sheep/Goat/lamb Levy $0.18 $0.18 Animal Throughput - Deer/Game Deer Levy $0.14 $0.14 Animal Throughput - Emu/Ostrich Levy $0.10 $0.10 Animal Throughput - Calf Levy $0.07 $0.07 Animal Throughput - Kangaroo/Wild Boar Levy $0.05 $0.05 Animal Throughput - Rabbit/Possum/Hare Levy $0.02 $0.02 Animal Throughput – full unit (Tier 1 establishment) Levy $0.70 $0.35 Animal Throughput – Sheep/Goat/Lamb (Tier 1 establishment) Levy $0.18 $0.09 Animal Throughput – Calf (Tier 1 establishment) Levy $0.07 $0.04 Animal Throughput – Kangaroo/Wild Boar (Tier 1 establishment) Levy $0.05 $0.03 Animal 9.3 Audit fees Audits where a veterinarian is required will continue to be charged at a higher rate (see Table 30), maintaining the differential rate of audit fees to reflect the required audit competency. Table 30: Audit fees Charge title Audit Veterinary Audit Type Legislated rate Fee $30 Fee Department of Agriculture and Water Resources $108 Unit Per 15 minutes (or part thereof) Per 15 minutes (or part thereof) 54 Charging Guidelines 2015–16 v1.2 9.4 Documentation Increases in the volumes of electronic certificates issued by the department since the last review of fees provides an opportunity, subject to government approval, to temporarily adjust the fee and levies for electronic certificates from $49 to $12 through a remittance. This adjustment is forecast to be sustainable over the forward years, on the basis that costs and export volumes are expected to be maintained at their existing levels. Table 31: Documentation charges Charge title Type Legislated rate Post remission rate Levy $46 $9 Unit Electronic certificate Document Fee $3 $3 Manual certificate Fee $100 $100 Document Replacement certificate Fee $500 $500 Document 9.5 Inspection fees Meat inspection services are generally charged at either the Food Safety Meat Assessor (FSMA) rate, or the higher On Plant Veterinarian (OPV) rate when veterinary competencies are required. Inspection fees in the meat export programme can also be agreed on an annual basis where an establishment operates under an arrangement with the department (see Table 32). Table 32: Inspection fees Charge title Type Legislated rate Post remission rate Unit FSMA Fee $9 790.75 $9 790.75 Monthly FSMA - Additional Fee $11 843.25 $11 843.25 Monthly FSMA - Qtr Hr Planned Fee $30 $21 FSMA - Qtr Hr Unplanned Fee $30 $30 OPV Fee $15 199.50 $15 199.50 OPV - Qtr Hr Planned Fee $39 $26 OPV - Qtr Hr Unplanned Fee $39 $39 Per 15 minutes (or part thereof) Per 15 minutes (or part thereof) Monthly Per 15 minutes (or part thereof) Per 15 minutes (or part thereof) 9.6 Services provided by the meat export programme under an arrangement An establishment may enter into an arrangement with the department to allocate inspection services to the establishment on an annual or monthly basis. Services are provided to a maximum of 40 hours Department of Agriculture and Water Resources 55 Charging Guidelines 2015–16 v1.2 per week for FSMA services and veterinary services. Additional fees apply for services provided in excess of these hours. Fees for services provided on an annual basis are imposed in respect of a financial year, i.e. commencing 1 July and concluding 30 June. Services provided on a monthly basis are invoiced in arrears. The department reserves the right to request payment prior to the provision of service. Four weeks notice is required to alter arrangements. Where insufficient notice is provided, service will continue to be charged at the pre-existing rate. 9.7 Meat export quotas The department recovers its costs for the activities related to the issue of export documentation to allow low tariff or tariff free entry to quota controlled markets for meat products through the application of meat certificate fees. Meat quota certificates are charged at the same rate as other meat export certificates. While the meat quota cost is recovered by the department’s meat export programme, the administration of quotas will continue to be undertaken by the quota administration programme. Table 33: Quota certification fees Charge title Type Meat - Beef Grainfed (EU) Fee Prescribed Goods - Japan Fee Legislated rate Post remission rate Unit $100 $100 Document $49 $12 Document Quotas for US Beef, high quality EU beef and EU sheepmeat are charged on tonnages allocated until the necessary legislation can be amended to enable charging on the basis of an export document. Overtime and shift At a client’s request, the department may provide services outside normal working hours (see Table 34). The provision of inspection and certification services outside normal working hours requires the department to pay overtime and shift penalties which are recovered through the imposition of overtime and shift fees. Where overtime is not continuous with ordinary duty, a minimum charge for the provision of overtime services is applied. Shift loading fees are imposed in addition to relevant fee for service rates and are applied when they are payable to the officer providing the service. Overtime fees are imposed on a quarter hourly basis. In the meat export programme, minimum overtime charges are payable where the service provided is not continuous with ordinary duty. Minimum charges are set in accordance with the minimum loadings payable to officers. Food Safety Meat Assessor (FSMA) – minimum 4 hour charge. All other staff – minimum 3 hour charge. Table 34: Meat exports–overtime and shift rates Charge title Type Legislated rate Unit Food Safety Meat Assessor Overtime – Time and half Continuous Department of Agriculture and Water Resources $15.64 Per 15 minutes (or part thereof) 56 Charging Guidelines 2015–16 v1.2 Charge title Overtime – Double time Overtime – Double time and half Overtime – Time and half – Non– Continuous (min 4hrs) Overtime – Double time Overtime – Double time and half Shift loading – Type Legislated rate Continuous $20.86 Continuous $26.07 Non–Continuous $250.24 Non–Continuous $333.76 Non–Continuous $417.12 Weekday $1.57 Saturday $5.22 Sunday $10.43 Public Holiday (ordinary) $15.65 Per 15 minutes (or part thereof) Per 15 minutes (or part thereof) (minimum 4hrs) (minimum 4hrs) (minimum 4hrs) Per 15 minutes (or part thereof) Per 15 minutes Shift loading – (or part thereof) Per 15 minutes Shift loading – Shift loading – Unit (or part thereof) Per 15 minutes (or part thereof) Veterinary Services Overtime – Time and half $24.26 Per 15 minutes (or part thereof) Overtime – Double time $32.34 Per 15 minutes (or part thereof) Overtime – Double time and half $40.43 Per 15 minutes (or part thereof) Overtime – Time and half – $291.12 (minimum 3hrs) $388.08 (minimum 3hrs) $485.16 (minimum 3hrs) $2.43 Per 15 minutes Non–Continuous Overtime – Double time – Non–Continuous Overtime – Double time and half – Non–Continuous Shift loading – Weekday (or part thereof) Shift loading – Saturday $8.09 Per 15 minutes (or part thereof) Shift loading – Sunday $16.17 Per 15 minutes (or part thereof) Shift loading – Public Holiday (ordinary) Department of Agriculture and Water Resources $24.26 Per 15 minutes (or part thereof) 57 Charging Guidelines 2015–16 v1.2 10 Dairy Export Certification The department regulates and provides oversight at various points throughout the export supply chain. This includes registering establishments that manufacture, store, handle and load milk and milk products for export. The department also has controls and regulations in place for the issuance of government export certification. 10.1 Establishment levies The registration period for dairy export facilities is aligned to the financial year, i.e. 1 July to 30 June and a registration levy is payable at the beginning of each registration period (see Table 35). Where a new establishment is registered after 1 January in any financial year, half of the full levy will apply. The Storage Establishment – Dairy registration levy applies to the following types of establishments seeking export registration: Cold stores, cool stores and dry stores Freight forwarders Air container terminals Air transfer facilities Container depots and container terminals Subject to government approval, the prices of levies on registered dairy export establishments are temporarily adjusted down from 2015–16 to 2018–19. Table 35: Establishment levies Charge title Type Legislated rate Post remission rate Unit Corporation/Co-operative exporting ≥ 2000tns Levy $7 729 $6 851 Annual Corporation/Co-operative exporting < 2000tns Levy $4 275 $3 790 Annual Storage establishment - Dairy Levy $1 820 $1 614 Annual Organic Certifying Organisation Levy $7 500 $7 500 Annual Registration application Levy $600 $600 Application Department of Agriculture and Water Resources 58 Charging Guidelines 2015–16 v1.2 10.2 Inspection and audit fees Inspection and audit activities are charged per 15 minutes, or part thereof (see Table 36). The general provisions set out at the beginning of these guidelines apply when determining matters such as start and finish times, chargeable time and other matters. Table 36: Inspection and audit fees Charge type Type Legislated rate Audit Fee $33 Inspection Fee $33 Unit Per 15 minutes (or part thereof) Per 15 minutes (or part thereof) 10.3 Documentation charges Dairy exporters are primarily users of three different types of documents – export permits, export health certificates and dairy quota certificates (see Tables 37 and 38). Electronic documents attract a lower levy component due to remissions that apply over the next four years. Table 37: Documentation levies and fees Legislated Post remission rate rate Cost recovery levies -Documentation Type Document - Electronic Levy Cost recovery fees—Documentation Type Electronic Certificate Fee $6 $6 Document Manual Certificate Fee $100 $100 Document Replacement Certificate Fee $500 $500 Document $15 $11 Legislated Post remission rate rate Unit Document Unit 10.4 Dairy quota The department recovers its costs for the activities related to the issue of export documentation to allow low tariff or tariff free entry to quota controlled markets for dairy products through the application of dairy certificate fees. Dairy quota certificates are charged at the same rate as other dairy export certificates. For example, $21 (adjusted to $17) for each electronic certificate and $100 per manual certificate. The department will not issue any quota certificates while any invoices remain outstanding. While the dairy quota cost is recovered by the department’s export dairy programme, the administration of quotas will continue to be undertaken by the quota administration programme. Department of Agriculture and Water Resources 59 Charging Guidelines 2015–16 v1.2 Table 38: Quota certification fees Charge title Type Legislated rate Post remission rate Unit Dairy - FTA (US) Fee $100 $100 Document Dairy - WTO (US) Fee $100 $100 Document Dairy - WTO (EU) Fee $100 $100 Document Department of Agriculture and Water Resources 60 Charging Guidelines 2015–16 v1.2 11 Fish and Egg Export Certification The fish and egg export programme undertakes activities associated with inspection, audit and certification activities for fish and fish products as well as egg and egg products exported for human consumption. 11.1 Establishment levies The registration period for fish export facilities is aligned to the financial year i.e. 1 July to 30 June and a registration levy is payable at the beginning of each new registration period (see Table 39). Where a new establishment is registered after 1 January in any financial year, half of the full levy will apply. The Storage Establishment – Fish registration levy applies to the following types of establishments seeking export registration: Cold stores, cool stores and dry stores Freight forwarders Air container terminals Air transfer facilities Container depots and container terminals Subject to government approval, the prices of charges on registered fish and egg export establishments are temporarily adjusted down from 2015–16 to 2018–19. Table 39: Establishment levies Cost recovery levies -establishment Type Legislated rate Post remission rate Unit Storage establishment Levy $1 835 $1 484 Annual Vessel (Preparation Not Direct Export) Levy $1 223 $989 Annual Vessel (Preparation Direct Export) Levy $2 446 $1 978 Annual Land establishment - Live Only Levy $1 223 $989 Annual Land establishment - Processing Levy $2 446 $1 978 Annual Egg establishment Levy $1 835 $1 484 Annual Registration application Levy $600 $600 Application 11.2 Inspection and audit fees Inspection and audit activities are charged per 15 minutes (or part thereof) (see Table 40). The general provisions set out at the beginning of these guidelines apply when determining matters such as start and finish times, chargeable time and other matters. Export fish and egg volumes and associated inspection, audit and certification activities are forecast to remain steady over the next four years and as a result, there is no change in the prices for inspection or audit fees. Department of Agriculture and Water Resources 61 Charging Guidelines 2015–16 v1.2 Table 40: Audit and inspection fees Cost recovery fees—Audit Type Legislated rate Audit Fee $50 Cost recovery fees—Inspection Type Legislative rate Inspection Fee $50 Unit Per 15 minutes (or part thereof) Unit Per 15 minutes (or part thereof) 11.3 Documentation charges Increases in the volumes of electronic certificates issued by the department since the last review of fees and levies, subject to government approval, provides an opportunity to temporarily adjust the levy for electronic certificates as set out below. Table 41: Documentation charges Legislated Post remission rate rate Cost recovery levies -Documentation Type Electronic Permit Levy $27 $21 Document Electronic Health Certificate Levy $27 $21 Document Cost recovery fees—Documentation Type Electronic permit Fee $6 $6 Document Manual permit Fee $100 $100 Document Electronic health certificate Fee $6 $6 Document Manual health certificate Fee $100 $100 Document Replacement certificate Fee $500 $500 Document Department of Agriculture and Water Resources Legislated Post remission rate rate Unit Unit 62 Charging Guidelines 2015–16 v1.2 12 Non Prescribed Goods The Australian Government issues certification for non-prescribed goods which are specific goods that are derived from animals and plants e.g. various products that fall into categories such as animal by-products, wool, skins and hides, inedible blood, rendered animal proteins, prepared dry pet food, alcoholic beverages, processed foods, gelatine and collagen and some animal feed ingredients and additives. Legislative basis The Export Control Act 1982, the Export Control (Prescribed Goods—General) Order 2005 provide the legal framework for both Prescribed and Non-Prescribed Goods. Exporters must meet both the requirements of the Act and its subordinate legislation and any importing country quarantine requirements to enable us to provide the necessary documentation for commodities to be exported. The Act specifies that goods are ‘prescribed’ or ‘non-prescribed’. 12.1 Audit and inspection fees for NPG and organics Non-prescribed and organic goods export volumes and associated audit, inspection and certification activities are forecast to remain steady over the next four years. As a result, there is no change in the 15 minute fee that applies to audit and inspection activities (see Table 42). Inspection fees ($40 per 15 minutes or part thereof) applies where, after receiving the application, the department determines that an inspection must be carried out prior to issuing the certification. Table 42: Audit and inspection fees Cost recovery fees — Audit Type Legislated Rate Audit Fee $40 Inspection Fee $40 Unit Per 15 minutes (or part thereof) Per 15 minutes (or part thereof) 12.2 Documentation charges for NPG Export certificates issued for non-prescribed goods include a levy component and a fee component. Different fees apply to electronic and manual certificates. Table 43: Documentation charges Legislated Post remission rate rate Charge type Type General Export Certificate - Electronic Levy $40 $30 Document Certificate issued under an approved arrangement Levy $97 $67 Document Cost recovery fees—Documentation Type Department of Agriculture and Water Resources Legislated Post remission rate rate Unit Unit 63 Charging Guidelines 2015–16 v1.2 Legislated Post remission rate rate Charge type Type Unit General Export Certificate – Electronic Fee $15 $6 Document Export Certificate Issued Under Approved Arrangement – Electronic Fee $15 $6 Document General Export Certificate – Manual Fee $36 $17 Document Export Certificate Issued Under Approved Arrangement - Manual Fee $36 $17 Document Replacement certificate Fee $500 $500 Document 12.3 NPG quota The department recovers its costs for the activities related to the issue of export documentation to allow low tariff or tariff free entry to quota controlled markets for non-prescribed goods through the application of certificate fee. Quota certificates are charged as a manual NPG certificate. 12.4 Version history The following table details the published date and amendment details for this document. Table 44: Version history of charging guidelines 2015–16 Version Date 1.0 26/11/2015 Charging guideline 2015–16 for departmental staff, industry and public information 1.1 30/11/2015 Minor amendments to sections 3.4: Collection arrangements, 4.2: Travellers and 7.2: Plant exports documentation fees 1.2 20/01/2016 Addition of table grapes to Table 22 Department of Agriculture and Water Resources Amendment details 64 Charging Guidelines 2015–16 v1.2 Attachment 1 — Transitional arrangements 2015-16 Biosecurity The guidance set out below provides assistance in helping clients to implement the new charges payable from 1 December 2015 in the Biosecurity and Imported Food areas. Approved Arrangements – Quarantine Approved Premises (QAP) If you are approved for a QAP, or for renewal of a QAP, between 1 December 2015 and 30 June 2016, a $1 450 levy applies to cover the financial year ending on 30 June 2016. The new levy of $2 900 will apply to all approvals or renewals for each financial year after 1 July 2016. If the client has paid the annual QAP fee at the old rate of $1 200 to cover the financial year ending on 30 June 2016, the new annual approved arrangement levy will not apply until the financial year beginning 1 July 2016. Approved Arrangements – Compliance Agreements If a compliance under section 66B of the Quarantine Act 1908 is in force on 1 December 2015, or is entered into between 1 December 2015 and 1 January 2016, a levy of $1 450 will apply applies to cover the financial year ending on 30 June 2016. The new levy of $2 900 will apply to all compliance agreement holders each financial year after 1 July 2016. Approved Arrangements – Food Import Compliance Agreement (FICA) If you are approved for a FICA, or for renewal of a FICA, between 1 December 2015 and 30 June 2016, a $1 450 levy applies to cover the financial year ending on 30 June 2016. The new approved arrangement levy of $2 900 applies to all FICA holders for each financial year after 1 July 2016. If the client has paid the annual agreement fee at the old rate of $2 300 to cover the financial year ending on 30 June 2016, the new annual approved arrangement levy will not apply until the financial year beginning 1 July 2016. Post Entry Quarantine Animals already in PEQ on 1 December 2015 For any animal, or consignment of birds or eggs already in the PEQ facility on 1 December 2015, the previous fees will apply for the remainder of the stay of the animal or consignment of birds or eggs. Animals entering the PEQ on or after 1 December 2015 The department will honour a payment made for a horse, dog or cat if an importer has already paid in full for the scheduled stay in quarantine. The new daily rate will apply if the animal stays for additional time. Any booking fee or deposit paid in relation to a consignment of eggs or birds or booking fees paid in relation to a ruminant or camelid will be taken as a payment in relation to the charges that apply from 1 December 2015. Plants The monthly plant charge will apply from 1 December 2015 to plants held in PEQ on or after that date. Department of Agriculture and Water Resources 65 Charging Guidelines 2015–16 v1.2 Plant exports Inspection and audit fees Where there is an approved job function that could be undertaken by an approved authorised officer but instead a departmental officer is requested, the inspection charge will be $75 per 15 minutes. This will commence for: protocol job functions from 1 July 2016 all other job functions from 1 March 2016. Plant export authorised officers Application levy An application fee of $250 applies to new authorised officer applicants from 1 December 2015. The application fee is required at the time of application and applies irrespective of the outcome of the application. If an existing authorised officer applies to be assessed in additional job function competencies, the application levy will not be applied. Learning and assessment fees All new authorised officer applicants are supplied with a learning package. A learning and assessment fee of $1 750 will apply per learning package. A learning package can include up to five job functions. Competency assessments will not be undertaken until payment of the fee is received. Further information on this package can be found on the department’s website. If at any time an existing authorised officer applies to be assessed in additional job functions (that were not included in their original application), the ‘Learning and Assessment’ fee of $1 750 will apply per learning package. Authorised officer applicants that commenced a learning and assessment package prior to 1 December 2015 will not be charged for that package. If an applicant fails a competency assessment and would like to be reassessed, an additional learning and assessment fee of $2 000 will apply and needs to be paid prior to being reassessed. Approval fee From 1 December, a fee of $250 will apply per appointment (approval) to job functions that an applicant has successfully completed. Where appointments for job functions within the same learning package occur on separate occasions, a separate approval fee applies on each occasion a successful competency assessment is completed. Annual levy for authorised officers An annual levy of $750 will apply to all appointed Authorised Officers (no matter how many job functions they hold). Existing authorised officers will pay this levy from 1 July 2016. Live Animal Exports Notice of intention to export for live animals and reproductive material that are received prior to 1 December 2015 and where inspection activities is either underway or yet to commence will be charged at the previous rates for these activities. Department of Agriculture and Water Resources 66 Charging Guidelines 2015–16 v1.2 Export certificates Applications for export certificates made prior to 1 December will be charged at the previous rates. Meat export arrangements The allocation of departmental officers in a meat export arrangement will continue as established by the arrangement while it remains in force, however the new rate will apply for service provided from 1 December 2015. Department of Agriculture and Water Resources 67