Environment and Sustainable Resource Development Alberta Emission Performance Credits (EPC) Notice of EPC Instructions and Updates For the Alberta EPC Registry The EPC Registry is for the tracking of the Emission Performance Credits within the Alberta Specified Gas Emitters Regulation. This form must be completed and uploaded as a necessary step in transferring EPCs between companies or identifying EPCs for retirement. Emission performance credits are generated when facilities lower their intensities beyond their intensity targets. These credits are revocable licenses which can be banked or retired by facilities subject to the Specified Gas Emitters Regulation to meet their reduction targets. The Specified Gas Emitters Regulation is a strategic regulation that confirms Alberta’s intent to set greenhouse gas intensity limits for large emitters of greenhouse gases in Alberta. The Regulation is an important step in delivering on the current Alberta climate change action plan. The Regulation applies to all facilities in Alberta that emitted equal to or greater than 100,000 tonnes of greenhouse gas emissions in carbon dioxide equivalent (CO2eq) units in 2003 or in any year since. Emission performance credits are generated when facilities lower their intensities beyond their intensity targets. These credits are revocable licenses which can be banked or retired by facilities subject to the Specified Gas Emitters Regulation to meet their net emissions intensity limit. Emission performance credits must be owned by the facility that is retiring them. There is a minimum fee of $50 dollars that will be applied to all transactions. A transfer of units from one company to another will be at a fee of $0.02 per unit and retirement of credits for compliance will be at a fee of $0.05 per unit. There is no fee for intra-company name transfers, updates, or voluntary retirement of units. * For any questions, please contact Alberta Environment by email at ESRD.GHG@gov.ab.ca . * All fees will be charged in Canadian dollars. Air and Climate Change Policy Alberta Environment and Sustainable Resource Development 12th Floor, Baker Centre 10025 - 106th Street Edmonton, Alberta, T5J 1G4 E-mail: ESRD.GHG@gov.ab.ca Description: Enter Short Description of Requested Action (example: Retirement, inter-company transfer etc. for facility X) Please check what type of update this is: Pending Retirement (fee of $0.05/tonne)† - retire tonnes against a facility's compliance obligation. - when using EPCs for facility compliance they must be owned by the facility retiring them and must be moved into the pending retirement state. Once in pending retirement the facility will not be able to access or further change the state of the EPCs. There is a $0.05/tonne fee associated with moving EPCs into pending retirement. Once the facility compliance review is complete the EPCs will be moved to the Retired state by Alberta Environment and Sustainable Resource Development. Emission Performance Credits Pending Retirement (1 credit = 1 tonne CO2e) The Person Responsible owns all of the above Emission Performance Credits being used for the compliance of this facility. TRUE FALSE None of these credits have been used for compliance by any other facility within my company. TRUE FALSE None of these credits have been used for compliance by any other facility. TRUE FALSE Important: If you answered "false" to any of the above, your Emission Performance Credits may not be valid under the Specified Gas Emitters Regulation. Please contact Alberta Environment (ESRD.GHG@gov.ab.ca) for further instruction An external company or organization jointly owns some of the above credits. TRUE FALSE If true, in the field below please list the company(ies) and any necessary contact information Joint Company (ies) Name (include information for all companies if there is more than one) Enter Contact Name Enter Title Enter address Enter city Enter province/state Enter postal/zip code † There is a minimum fee of $50 dollars that will be applied to all transactions. Notice of EPC Instructions and Updates For the Alberta EPC Registry Version 1.1, December 2014 Page 2 Enter telephone number Enter fax number Enter email - required for communication Voluntarily Retirement (no fee) - permanently retire EPCs with no compliance benefit. - Any owner of EPCs may choose to voluntarily retire them from the registry. Retired tonnes will no longer be accessible. Intra-Company Transfer (no fee) - move EPCs between sites owned by the same company. - EPCs may be transferred between sites owned by the same company. EPCs must be assigned to a facility in order for them to be retired by that facility for compliance. Inter-Company Transfer (fee of $0.02/tonne)‡ - move EPCs between different companies. - EPCs may be transferred between companies. The transfer occurs in two parts. The current owner of the EPCs must initiate the transfer and upload a signed transfer agreement. The recipient must then accept the EPCs (and that the documentation is complete and accurate once counter signed) to complete the transfer. There is a fee associated with each transfer between companies. Export (fee of $0.05/tonne)§ - remove EPCs from the Alberta registry for use in another system. - If holders of EPCs wish to use their credits in another system, possibly outside Alberta, they must first remove them from the Alberta registry. ‡ Ibid Ibid Notice of EPC Instructions and Updates For the Alberta EPC Registry Version 1.1, December 2014 § Page 3 List the range of serial numbers , current owner, and new recipient of these Emission Performance Credits. A tracking document or invoice will be provided in the name of the New Recipient Company or Facility Name. Enter vintage year of EPC being used Enter quantity of Emission Performance Credits (tonnes CO2 e) Serial range start of EPCs Serial range end of EPCs Enter current owner company name Enter new recipient company name Enter new recipient facility if applicable. By signing below, we warrant that as of the date of this Notice, we are the party identified above as the listed current owner and the new recipient of the EPCs, and have appropriate supporting documentation to substantiate the above requested EPC update. Alberta Environment may request copies of such supporting documentation at any time. Owner or Generator Company Name Company Name of New Recipient Per: Signature Name: Enter Contact Name Title: Enter Title Address:Enter address City:Enter city Province/State: Enter province/state Postal/Zip code:Enter postal/zip code Telephone number:Enter telephone number Fax number:Enter fax number Email: Enter email - required for communication Date: yyyy-MM-dd Having the authority to bind the company. Per: Signature Name: Enter Name - signature on above line Title: Enter Title Address:Enter Address City:Enter City Province/State:Enter province/state Postal/Zip code:Enter postal/zip code Telephone number:Enter telephone number Fax number:Enter fax number Email: Enter email - required for confirmation Date: yyyy-MM-dd Having the authority to bind the company Notice of EPC Instructions and Updates For the Alberta EPC Registry Version 1.1, December 2014 Page 4