SERUM ZINC, COPPER AND IRON STATUS OF CHILDREN WITH NEWLY DIAGNOSED CELIAC DISEASE ON 3 MONTHS OF GLUTEN FREE DIET WITH OR WITHOUT FOUR WEEKS OF ZINC SUPPLEMENTS - A RANDOMIZED CONTROLLED TRIAL PROTOCOL FOR SUBMISSION OF THESIS TO UNIVERSITY OF DELHI FOR THE DEGREE OF DOCTOR OF MEDICINE (M.D. PEDIATRICS) Dr . Kanika Negi Lady Hardinge Medical College and Associated Hospitals New Delhi- 110001 (2012-2014) PROTOCOL FOR THE PLAN OF SUBMISSION OF THESIS FOR THE AWARD OF DEGREE OF DOCTOR OF MEDICINE (PEDIATRICS) UNIVERSITY OF DELHI, SESSION 2012-2015 Title of Thesis : “SERUM ZINC, COPPER AND IRON STATUS OF CHILDREN WITH NEWLY DIAGNOSED CELIAC DISEASE ON 3 MONTHS OF GLUTEN FREE DIET WITH OR WITHOUT FOUR WEEKS OF ZINC SUPPLEMENTS-A RANDOMIZED CONTROLLED TRIAL” Name of the Institution : LADY HARDINGE MEDICAL COLLEGE AND ASSOCIATED HOSPITALS, NEW DELHI. : Dr. KANIKA NEGI : Dr. PRAVEEN KUMAR Professor, Dept. of Pediatrics LHMC & Associated Hospitals, New Delhi : Dr. MONISHA CHOUDHARY Director-Professor, Dept. of Pathology LHMC & Associated Hospitals, New Delhi : DR S. ANEJA Director-Professor & Head Dept. of Pediatrics LHMC & Associated Hospitals,New Delhi. SIGNATURE Name of the Candidate SIGNATURE Name of the Supervisor SIGNATURE Name of the Co-Supervisor SIGNATURE Head of the Department SIGNATURE Head of the Institution : Dr. ATUL MURARI Director LHMC & Associated Hospitals, New Delhi CERTIFICATE FROM THE INSTITUTION We hereby declare that to the best of our knowledge no study has been carried out on the thesis topic “SERUM ZINC, COPPER AND IRON STATUS OF CHILDREN WITH NEWLY DIAGNOSED CELIAC DISEASE ON 3 MONTHS OF GLUTEN FREE DIET WITH OR WITHOUT FOUR WEEKS OF ZINC SUPPLEMENTS-A RANDOMIZED CONTROLLED TRIAL” over the past 5 years in the Delhi University. PLACE: New Delhi Signature: DATE : Name of Candidate: Dr. Kanika Negi PG Student (Pediatrics) Signature: Name of Supervisor: Dr. Praveen Kumar Professor, Dept. of Pediatrics LHMC & Associated Hospitals, New Delhi. Signature: Name of Co-Supervisor: Dr. Monisha Choudhary Director-Prof, Dept of Pathology LHMC & Associated Hospitals, New Delhi. LADY HARDINGE MEDICAL COLLEGE & SMT. S.K. HOSPITAL, NEW DELHI. UNDERTAKING I/We agree to abide by the ethical guidelines for biomedical research on human subjects (As per the ICMR guidelines) while conducting the research project being submitted for Ethical Committee consideration: 1. Project is considered to be absolutely essential for the advancement of knowledge and for the benefit of all. 2. Only subjects, who volunteer for the project will be included. Their informed consent shall be obtained prior to commencement of the research project, and subjects will be kept fully appraised of all the consequences. 3. Privacy and confidentiality of the subjects shall be maintained and without the consent of the subject no disclosure will be made. 4. Proper precautions shall be taken so as to minimize the risk and prevent irreversible adverse effects. 5. Research will be conducted by the professionally competent persons. 6. Research will be conducted in a fair, honest, impartial and transparent manner. Researcher will be accountable for maintaining proper records. 7. Research will be conducted keeping in view the public interest at large. 8. Research reports, materials and data will be preserved (as per institutional guidelines). 9. Result of research will be made known through scientific publications. 10. Professional and moral responsibilities will be of the researchers, directly or indirectly connected with the research. 11. Only those drugs which are approved by the Drug Controller of India for a specific purpose will be used in the research project. Supervisor : Dr. Praveen Kumar Professor, Dept. of Pediatrics Co-Supervisor Dr. Monisha Choudhury Director-Prof , Dept. of Pathology Investigator: Dr Kanika Negi PG Student (Pediatrics) CONSENT FORM I, _____________________________________, S/D/of ________________________________, R/o___________________________________________________________________________ hereby declare that I give my informed consent in the thesis entitled ““SERUM ZINC, COPPER AND IRON STATUS OF CHILDREN WITH NEWLY DIAGNOSED CELIAC DISEASE ON 3 MONTHS OF GLUTEN FREE DIET WITH OR WITHOUT FOUR WEEKS OF ZINC SUPPLEMENTS-A RANDOMIZED CONTROLLED TRIAL”” which will be used to treat me/my relative. Dr. Kanika Negi has informed me to my full satisfaction in language I understand about the purpose, nature of the treatment and various laboratory investigations for the study to be carried out. I have been informed about the duration of the study and instructions to be followed during this study period. I have been informed that blood investigations will be carried out at the start and at the end of three months of study and I give my consent for it. I will also followup at two – four week interval during this study period. I understand that the treatment is known to be effective in the treatment of the disorder. I realize that this is being done for the sake of knowing the relative merits of this procedure and I give my full consent for the same. I have also been explained the side effects of the treatment to be used. I give full consent for being enrolled in the above study and I reserve my rights to withdraw from the study whenever I wish without prejudice of my rights to undergo treatment at Kalawati Saran Children Hospital, New Delhi. Patient/Patient’s relative Signature or thumb impression : Name: Date : We have witnessed that the patient signed the above form in the presence of his/her freewill after understanding its contents. Signature of Witness: Name: Signature of the Investigation Name: Designation: INTRODUCTION Celiac disease (CD), also known as Gluten Sensitive Enteropathy is a reversible autoimmune enteropathy caused by permanent sensitivity to gluten in wheat and related proteins in barley and rye. It has genetic basis, associated with presence of specific HLA alleles that encode for DQ2 & DQ81.From India, CD was first reported in 1966, in children by Walia et al and in adults by Misra et al2. Many of the subsequent reports on CD are from North-West India (Punjab, Haryana, Delhi, Rajasthan, Uttar Pradesh) where wheat is the staple cereal in the diet 3. Celiac disease now has emerged as most common cause of chronic diarrhea in north & central India 4. CD predominantly affects the proximal small intestine and is characterized by partial or total villous atrophy of mucosa 5. The small intestine has a central role in maintaining nutrients like zinc, copper and iron, vitamin B12 and folic acid homeostasis. In patients with CD, zinc deficiency may result from a cumulative loss of insoluble zinc complexes with fat and phosphate, exudation of zinc protein complexes into the intestinal lumen and massive loss of intestinal secretions or impaired zinc absorption because of damaged intestinal epithelial cell membrane. Some of the symptoms of CD (e.g. anorexia and reduced growth rate) may be related, in part, to zinc deficiency. Solomons et al. found that conditioned zinc deficiency may develop in patients with celiac sprue, zinc therapy greatly enhances the healing of both the intestinal and skin lesions 6. In recent years zinc has emerged as a very important micronutrient for maintaining the integrity of intestinal mucosa, immunity and growth in children 7 . However, the effect of Zinc therapy on iron is not consisitent8,9.Studies also have shown that although rise in plasma Zinc is better in zinc supplemented group, it is also satisfactory in children on GFD without supplementation 10 .Comparative data about the effects of GFD with or without zinc supplementation on intestinal mucosal healing and normalization of plasma zinc and other micronutrient levels is scanty. With these backgrounds we are proposing to evaluate the effects of GFD with or without zinc supplementation on plasma zinc, copper and iron levels in newly diagnosed CD patients. TITLE: Serum zinc ,copper and iron status of children with newly diagnosed celiac disease on 3months of gluten free diet with or without four weeks of zinc supplements-A randomized controlled trial. RESEARCH QUESTION Do children(<18yrs) with newly diagnosed celiac disease receiving GFD and four weeks of zinc supplementation have higher rise in mean serum zinc, copper and better iron status at 3 months after diagnosis as compared to children receiving only GFD ? HYPOTHESIS Children (<18yrs) with newly diagnosed celiac disease receiving GFD and four weeks of zinc supplementation will have 10% higher increase in serum zinc as compared to children receiving GFD alone and higher proportion of children (<18yrs) with celiac disease receiving GFD and four weeks of zinc supplementation will have normal serum zinc, copper and iron status compared to children receiving GFD alone. as AIMS AND OBJECTIVES PRIMARY 1. To compare mean rise of serum zinc at 3 months after diagnosis in children with Celiac disease receiving GFD and four weeks of zinc supplementation as compared to children on GFD without zinc supplements. SECONDARY 1. To compare the proportion of children with normal serum zinc level at 3 months after diagnosis in children with Celiac disease receiving GFD and four weeks of zinc supplementation as compared to children on GFD without zinc supplements. 2. To compare the proportion of children with normal serum copper and iron status at 3 months after diagnosis in children with Celiac disease receiving GFD and four weeks of zinc supplementation as compared to children on GFD without zinc supplements. 3. To compare weight gain at 3 months after diagnosis in children with Celiac disease receiving GFD and four weeks of zinc supplementation as compared to children on GFD without zinc supplements. REVIEW OF LITERATURE Celiac disease (CD) also known as Celiac sprue or Gluten Sensitive Enteropathy is an autoimmune gastrointestinal disorder triggered by the ingestion of wheat, barley and rye in genetically susceptible persons and characterized by chronic inflammation of the small intestine. Grains and genes are the two basic elements in the pathogenesis of celiac disease. The gliadin fraction of Gluten found in cereals triggers a T cell mediated immune response initiating a damaging inflammatory process in the lining of small intestine that blunts or destroys intestinal villi reducing the surface area for absorption, limiting absorption of nutrients 11. Epidemiology of Celiac Disease A few decades ago, celiac disease was considered an uncommon disorder, present mainly in Europe. From India, CD was first reported in 1966, in children by Walia et al and in adults by Musra et al12. Many of the subsequent reports on CD are from North West India (Punjab, Haryana, Delhi, Rajasthan, Uttar Pradesh) where wheat is the staple cereal in the diet. There are limited data on prevalence of CD from India 13-16. Celiac Disease: Clinical presentation and micronutrient deficiency Classically, children with celiac disease children present within first 2 years of life with failure to thrive, chronic diarrhea, vomiting abdominal distension, muscle wasting, anemia and irritability. Occasionally there is constipation, rectal prolapse or intussusceptions. The onset of symptoms is gradual and follows the introduction of cereals into the diet; patients with severe, untreated celiac spruce may present with short stature, delayed puberty, iron and folic acid deficiency with anemia and rickets 17. Most of the Indian studies have also reported a delayed diagnosis of CD 18, which could be due to delayed weaning, a late introduction of gluten, delayed referral and lack of awareness about the disease. Due to delayed diagnosis most of the children have moderate to severe malnutrition and anemia. It is also postulated that they will have co-existent other micronutrient deficiencies. Zinc Deficiency And Health Implications: It has been known for many years that zinc deficiency in experimental animal’s results in atrophy of thymic and lymphoid tissue. The deprivation of zinc, caused by malnutrition or disease, strongly affects immune cell functions, causing higher frequency of infections. Among other effects, an increased production of reactive oxygen species (ROS) and proinflammatory cytokines has been observed in zinc-deficient patients 19. Zinc supplementation trials carried out among children have produced variable results, depending on the specific outcomes considered and the initial characteristics of the children who were enrolled. In a meta-analyses to study the health benefits of zinc supplementation it was found that zinc supplementation reduced the incidence of diarrhea by approximately 20%, and reduced the incidence of acute lower respiratory tract infections by approximately 15%. Zinc supplementation had a marginal 6% impact on overall child mortality, but there was an 18% reduction in deaths among zinc-supplemented children older than 12 months of age. Zinc supplementation increased linear growth and weight gain by a small, but highly significant, amount. The interventions yielded a consistent, moderately large increase in mean serum zinc concentrations, and they had no significant adverse effects on indicators of iron and copper status20. MICRONUTRIENT DEFICIENCIES IN CELIAC DISEASE: In a recently conducted cross-sectional study among 109 individuals deficiency of micronutrients was found both in typical as well as in typical cases 21. In patients with CD, zinc deficiency may result from a cumulative loss of insoluble zinc complexes with fat and phosphate, exudation of zinc protein complexes into the intestinal lumen and massive loss of intestinal secretions or impaired zinc absorption because of damaged intestinal epithelial cell membrane. In another study the nutritional status and micronutrient levels of 22 children aged 2 to 14 years diagnosed as Celiac disease on the basis of typical intestinal biopsy findings were studied before and after GFD. 15 healthy children served as controls. Anthropometric measurements and serum Zinc Copper Magnesium and Iron along with albumin were done for both patients and controls initially and repeated after 6 months while patients were receiving strict GFD and controls receiving normal diet. There was a statistically significant increase in serum zinc, iron and magnesium levels (p value< 0.05) while serum copper and albumin did not show any significant rise after Gluten free diet. The authors concluded that celiac children receiving strict Gluten free diet and showing good clinical response probably do not need mineral supplementation 22. Singhal et al in another study evaluated serum zinc level at inclusion and zinc supplementation for 3 months. The serum zinc levels of newly diagnosed CD cases (0.64+/-0.34 microg/mL) versus controls (0.94+/-0.14 microg/mL) were significantly lower (95% CI -0.44 to -1.4). No significant difference in serum zinc was seen with increasing grades of villous atrophy. The study has limitation of small sample size and comparison of supplemented group with controls and old cases 23. Kapur et al studied the effect of iron supplementation in 21 children with celiac disease who completed at least one year of regular follow up on GFD (mean 1.5 years, range 1-2 years).At the time of enrolment all the children had hemoglobin level <11 gm%, 78% had microcytic hypochromic anemia and 22% had dimorphic anemia, with lower mean MCV, MCH and serum ferritin levels, and a significantly higher mean TIBC as compared to controls (p<0.001). In the follow up evaluation of these cases on GFD, mean hemoglobin levels were comparable with controls but the cases continued to have lower mean MCV, MCH serum ferritin levels (p<0.05) and higher mean TIBC (p<0.05) suggesting iron deficiency state continues for a longer time even after iron supplementation. Serum ferritin levels showed a negative correlation with the grade of villous atrophy and lamina propria infiltrate 24. Hallert et al carried out a double blind placebo controlled multicentre trial in which 65 coeliac patients (61% women) aged 45-64 years on a strict gluten-free diet for several years were randomized to a daily dose of 0.8 mg folic acid, 0.5 mg cyanocobalamin and 3 mg pyridoxine or placebo for 6 months. The outcome measures were psychological general well-being (PGWB) and the plasma total homocysteine (tHcy) level, marker of B vitamin status. The tHcy level was baseline median 11.7 micromol/L (7.4-23.0), significantly higher than in matched population controls [10.2 micromol/L (6.7-22.6) (P < 0.01)]. Following vitamin supplementation, tHcy dropped a median of 34% (P < 0.001), accompanied by significant improvement in well-being (P < 0.01), notably Anxiety (P < 0.05) and Depressed Mood (P < 0.05) for patients with poor wellbeing. They concluded that adults with longstanding coeliac disease taking extra B vitamins for 6 months showed normalized tHcy and significant improvement in general well-being, suggesting that B vitamins should be considered in people advised to follow a gluten-free diet 25. In a study done at PGI, Chandigarh, a total of 134 patients underwent plasma zinc estimation at baseline and after a four week period. Zinc-deficient patients were randomly assigned to two groups. Group G (n=48) received GFD without zinc supplementation, Group G+Z (n=48) received GFD with zinc supplementation for 4 weeks. The rise in plasma Zinc levels although higher in supplemented group was statistically similar to children managed on GFD alone. In this other micronutrients were not studied26. In a study conducted in non celiac children which was done to find out the efficacy of combined iron and zinc supplementation on micronutrient status and growth, a total of 915 Vietnamese breast-fed infants aged 4-7 months were included and 784 completed the study.The Fe-group received daily and for a 6-month period 10 mg of iron, the Zn-group 10 mg zinc, the Fe-Zn group 10 mg iron+10 mg zinc and the placebo group a placebo. Hemoglobin (Hb), serum ferritin (SF) and zinc (SZn), and anthropometry were measured before and at the end of the intervention. Morbidity was recorded daily.Changes of Hb and SF were higher in both Fe and Fe+Zn groups (respectively 22.6 and 20.6 g/l for Hb; 36.0 and 24.8 microg/l for SF) compared to Zn and placebo groups (Hb: 6.4 and 9.8 g/l; SF: -18.2 and -16.9 microg/l, P<0.0001). SZn Weight gain was higher in the Zn group.. The authors concluded that combined iron-zinc supplementation had a positive effect on iron and zinc status in infants27. MATERIALS AND METHODS STUDY DESIGN Randomized controlled trial PERIOD OF STUDYThe study will be conducted during the period between November 2012 - March 2014. PLACE OF STUDYThe study shall be conducted in the Department of Pediatrics, Department of Pathology, Lady Hardinge Medical College, New Delhi and Indian Agriculture Research Institute (IARI), Pusa Road, Delhi. SAMPLE SIZE: Following formula is used: N = (Za + ZB)2*S2*2 D2 Where *=multiplication Za =Z value for a error(a=alpha error)at 0.05=1.96 ZB=Z value for B error(B=beta error) at 0.20=0.842 S= common standard deviation between two treatment =24.2 D=clinically meaningful mean difference between two treatment =10 Using the above method, sample size will be 184 patients which is not feasible. Therefore, a convenient sample size of 66 cases shall be enrolled for the study, considering approximately 10percent drop out/loss to follow up . STUDY POPULATION: A child <18 years of age diagnosed as a case of celiac disease based on positive celiac serology and modified ESPGHAN criteria (suggestive duodenal biopsy histopathology in the form of either partial or total villous atrophy along with increased intra epithelial lymphocytes &/or crypt hyperplasia ). Participation shall be voluntary and informed written consent will be taken from the participants or the parents, in the case of a minor. INCLUSION CRITERIA: 1. Newly diagnosed cases of CD as per revised ESPGHAN criteria (Positive celiac serology along with partial or total villous atrophy) 2. Age less than 18 years EXCLUSION CRITERIA: 1. Refusal of informed consent. 2. Newly diagnosed CD patients who has received GFD or zinc supplements in last 3 months 3. Clinical signs of acrodermatitis enteropathica. RANDOMIZATION & BLINDING: 1. Computer generated block randomization of 4 2. Stratification according to age - < 5 year, 6-10 years and > 10 years 3. Allocation concealment by opaque envelope. 4. No blinding INTERVENTION : Group-A: GFD plus supplements Zinc- 2 mg/kg (maximum dose -20 mg) daily in single dose for initial 4 weeks,on the day of starting GFD. Group –B: GFD Both Groups will receive iron, calcium supplements as per clinical requirement. DATA COLLECTION PROCEDURE: All the newly diagnosed celiac disease cases shall be called for evaluation and enrollment in the study. Selected study subjects shall be evaluated according to prestructured proforma. Informed and written consent of all the subjects will be taken. Detailed history and physical examination will be recorded on a prestructured proforma.5ml of venous blood will be drawn under all aseptic conditions at the time of enrollment and 3 months thereafter. Blood for Complete Blood Count will be collected in EDTA vial, along with peripheral smear and send for analysis the same day. It will be measured by automatic blood cell (sysmex) analyser that is based on flow cytometry. Blood for serum iron ,ferritin ,copper and zinc will be collected in metal free vials. The samples will be allowed to stand and clot and then centrifuged in a cold centrifuge at 3000rpm for 5minutes and stored at -20degree celcius until further analysis. Serum iron will be measured by calorimeter. Serum Cu, Zn estimation will be done by atomic absorption spectrophotometry. S. ferritin estimation will be done by sandwich enzyme immunoassay technique using a one step capture or ‘sandwich type assay’. OPERATIONAL DEFINITIONS: Deficient Cu nutritional status: S.cu <70microgm/dl in males, <70microgm/dl in girls<12yrs, <80microgm/dl in girls>12yrs28. Deficient Iron status: Hb conc <11g/dl in children <5yrs, <11.5g/dl in children 5-12 yrs <13g/dl males, <12g/dl females>12yrs 29 S.Iron <70microG/dl in children<12yrs, <70microg/dl in males <60microg/dl in women>12yrs S.Ferritin <12microg/L 30 Deficiency Zinc status: S.Zn <74microg/L in males <70microg/L in females 31 FOLLOW UP PLAN: Dietary counseling will be done at the time of diagnosis and each follow-up visits. Patients will be followed up in PGN clinic at 2, 4, 8 and 12weeks.Also,the assessment of dietary compliance and intake of supplements at each visit will be carried out. STUDY INSTRUMENTS: Pre-structured and pretest proforma. Clinical history and physical examination. Hematological and serological measurements.(S.Hb,S.Iron,S.Ferritin,S.Zinc,S.Copper) . FEASIBILITY : In 2011 a total of 114 were diagnosed and 2012 (January to August) a total of 72 cases have been diagnosed as Celiac disease. Serum iron status will be done at Department of Pathology and Serum Zinc and Serum Copper will be done at Indian Agricultural Research Institute , Pusa , Delhi. STATISTICAL ANALYSIS: Statistical analysis will be performed with the Statistical Package for the Social Sciences (SPSS, version 13,Chicago,IL,USA).For continuous data from the entire study population Mean, Standard deviation and Range will be calculated. For categorical data - Number and Percentages will be calculated. The baseline parameters between the two randomized groups and baseline and post-treatment plasma nutrients and percentage changes between the 2 groups will be compared by - unpaired t-test. Pre- and post treatment changes in plasma nutrient levels within the group will be done by paired t-test. For comparing categorical data between randomized groups Chi-square test will be used. A p-value of- <0.05 will be taken as statistically significant. ETHICAL ISSUES : Ethical clearance shall be taken from the Ethical Committee of the institute.A well –informed written consent shall be taken from the study subjects.They shall be counselled for gluten free diet by the trained physician. They shall receive iron and calcium supplements as per the requirements and followed up in Gastoenterology Clinic at our institute. Date S.No PROFORMA FOR CLINICAL EVALUATION OF CELIAC DISEASE INDEX CASE Name: Age/Sex: CR No.: Father’s Name: Address: Phone No.: Religion: Clinical Details: Age at diagnosis: CLINICAL EXAMINATION: GPE: Gait: Pallor/Clubbing/Pedal edema/Icterus/Lymphadenopathy: Skin changes: Dental changes: Anthropometry: Weight: CNS Examination: Per Abdomen (hepatomegaly): CVS: R/S: Height: Weight for Height: SEROLOGY OF CELIAC DISEASE: 1.tTG: 2.Endoscopic Findings: 3.Histopathological Findings: Investigations – Hemoglobin S. Ferritin S. Iron S. Zinc S.Copper S. Calcium BASELINE PARAMETERS [AT THE TIME OF DIAGNOSIS]: GROUP(G/G+Z) S.Hb (g/dl) S.Ferritin (microg/dl) S. Iron (microg/dl) S.Zinc (microg/dl) S.Copper (microg/dl) FOLLOW UP: AT THE TIME OF DIAGNOSIS DIETARY COMPLIANCE (Y/N) IRON SUPPLEMENTS CALCIUM SUPPLEMENTS 2WEEKS 4WEEKS 8WEEKS 12WEEKS AT THE END OF 3 MONTHS: Clinical details: GPE: Gait: Pallor/Clubbing/Pedal edema/Icterus/Lymphadenopathy: Skin changes: Dental changes: Anthropometry: Weight: Height: Weight for Height: CNS Examination: Per Abdomen (hepatomegaly): CVS/RS: GROUP(G/G+Z) S.Hb (g/dl) S.Ferritin (microg/dl) S. Iron (microg/dl) S.Zinc (microg/dl) S.Copper (microg/dl) BIBLIOGRAPHY 1. Green PH, Jabri B. Coeliac disease. Lancet 2003; 362:383–91. 2. Misra RC, Kasturi D, Chuttani H K. Adult celiac disease in tropics. Nr Med J 1966;2:1230-2. 3. Khoshoo V, Bhan MK, Jain R, Philips AD, Walker Smith JA, Unsworth DJ et al. Celiac Disease as a cause of protracted diarrhea in Indian children. Lancet 1988;1:126-7 4. 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