Mahboobin 10:00 R08 3D BIOPRINTING FOR KIDNEY TRANSPLANTATION ETHICAL DILEMMA Timothy Bowers (teb50@pitt.edu) University of Pittsburgh, Swanson School of Engineering 1 Submission Date 2015-11-03 Timothy Bowers to comply fully with legal, ethical, institutional, governmental, and other applicable research guidelines, respecting the rights of and exercising the responsibilities to colleagues, human and animal subjects, and the scientific and general public. I am obligated to publish and/or present properly credited results of research accurately and clearly. (LINK4) Project Frankenstein at first proved to meet these requirements but with the increased stress of rushed production, many of these obligations were bypassed. ABSTRACT It has come to my attention that my company’s new venture, Project Frankenstein, has decided to begin human trials of our new method of kidney transplantation. This method consists of 3D-bioprinting an artificial kidney to replace a patient’s failing diseased kidney. However, our previous trials on our ape subjects only proved to be 90% effective. My team has been tasked to find another possible way to improve the scaffold kidney’s vascularity since the main cause of our prototype’s lack of functionality was due to low blood pressure in the area of insertion. My company believes that our new method must be put to use soon, as one of our rivals are anticipated to release their own method of artificial kidney transplantation within the next few months. With the lack of time for research, recent modification of vascularity in the organ, and limited resources I have come to a crossroads in my decision on how to proceed with my situation. Should I potentially endanger patients’ lives because of our lack of preparation? Should I allow our method to undergo human trials with the hope that it will prove effective and give my company a large payout? I believe the only true way to approach this decision is to confront the ethical guidelines of my professional field, observe case studies that relate to my situation, evaluate the media impact of this decision, and most importantly understand my own morality in this ethical dilemma. CASE STUDIES I have come across three separate case studies that may prove influential to my decision. The first study I have observed was the Ethical and Policy Problems in Synthetic Biology: Emergent Behaviors of Integrated Cellular Systems (EBICS). The goal for a team of engineers was to engineer biological machines – biological systems that do not occur in nature – to perform human directed functions. The range of applications for these machines is vast. The National Science Foundation (NSF) is funding the research team with $25 million for a 5-year Science and Technology Center (STC) in Emergent Behaviors of Integrated Cellular Systems (EBICS). The different biological machines are: 1. Cellular systems that sense the level of substances, such as glucose, in the human blood stream, and then instruct other cellular systems to produce and secrete drugs, such as insulin. 2. Test-bed cellular systems that mimic the behavior of human organs, such as the heart or liver, to be used in screening drugs for safety and efficacy, reducing or eliminating the need for animal testing in drug development. 3. Cellular systems that sense the level of neurotoxins in water and signal other cellular systems to produce substances that eliminate the neurotoxins. The two methods of approaching the production of these machines are engineered systems or emergent systems. An engineered system is produced by inducing stem cells to differentiate into particular cell types, such as nerve or muscle cells, which are then assembled into machines to perform a desired function. An emergent system is produced by interventions to steer the differentiation and evolution of stem cells into different components that interact naturally to perform a desired function. For example, an emergent system mimics how embryos develop into adults by nature. The interactions and communication among stem cells, result in differentiation in interacting clusters of cell types. (LINK 1) I have been charged with investigating and providing real-time ethical and policy analysis and recommendations to the EBICS STC, by selecting one of the three different biological machines and a system to implement it. For my ethical standpoint, I decided the best approach to create cellular systems that sense the level of CODE OF ETHICS As a biomedical engineer it is my obligation to follow the code of ethics established not only by the National Society of Professional Engineers (NSPE) but also the code of ethics of the Biomedical Engineering Society (BMES). The NSPE rules of practice state that engineers shall hold paramount safety, health, and welfare of the public. Engineers shall perform services only in the areas of their competence. Engineers shall issue public statements only in an objective and truthful manner. Engineers shall act for each employer or client as faithful agents or trustees. Engineers shall avoid deceptive acts. (LINK 5) Many of the procedures my company is utilizing to implement our method in a timely matter is disregarding these rules of practice. The paramount safety, health, and welfare of our patients are being risked as we are not producing our most thorough job due to the rushed development. We are not being faithful to our clients as this forced method is not the best we can do. My company is truly deceiving our patients in order to beat out our competition. My health care obligation as being a part of the BMES is to regard responsibility toward the rights of my patients, including those of confidentiality and privacy, as my primary concern. I must consider the larger consequences of my work in regard to cost, availability, and delivery of health care. My research obligations require me 2 Timothy Bowers top journals in the field, so it didn’t seem like it could have been fabricated or manipulated in anyway. She was concerned that if she brought this up to her research mentor, she might be perceived as incredibly narcissistic or incredibly stupid. (LINK 3) I have been tasked with answering the following questions: 1. What is the action or inaction that is the cause for concern? 2. Who or what may be affected? 3. How will they be affected? 4. Are there any laws, regulations written or unwritten that may apply? 5. What actions might be taken and what would the consequences of these actions be? 6. Can anything be done to prevent this from reoccurring or to minimize the severity of the consequences? The action that is a cause of concern is the found instance of scientific misconduct, through the fabrication of data in a published technical article. All of the authors on the paper, other members of the research laboratories, and anyone in the field depending on the authenticity of the work will be affected. The authors’ professional reputation will suffer greatly as well as the integrity of all of those involved in the project. Many universities usually investigate alleged instances of scientific misconduct very carefully, but if the research was funded by the U.S. government, then The Office of the Inspector General might investigate. The consequences could prove to be quite severe, such as, the loss of professional credibility, loss of research funding, termination of employment, fines, and even imprisonment. (LINK 3) Unfortunately, there is no real way to stop this type of fraud from ever happening again. This case study has given me insight on the possibility of invalid production of data due to my company’s rushed research. Data shall always be credible and if the fast-tracking of research produces undesirable data we must present it, even if it prolongs our process of development in our new method of artificial kidney transplantation. substances such as glucose in the human blood stream, and then instruct other cellular systems to produce and secrete drugs such as insulin must be produced by an emergent system. The emergent system would act similarly to my company’s method of artificial kidney transplantation as the communication between stem cells will be the driving force of its function. It would provide a natural approach to a biological machine that will have a similar functionality to that of the human liver. The criticism of disrupting nature will be dismissed as we would be creating another natural system within the body. The second study I have observed was the case “Clinical Trial Headaches”. My idea for a new device for the treatment of congestive heart failure symptoms is beginning to transfer from just a concept to an actual product. I have taken it to a venture-capital-funded small “start up” company that I helped create. My product’s animal studies were very encouraging, but there has not been a good model for human trials. During a single center study, the device proved to have apparent safety despite one death among the very ill patients. A multicenter trial has been designed in collaboration with several of the primary investigators participating in the trial. However, two of the six investigators will not participate without full access to the trial data from all of our company’s sites. They also wish to keep the primary data from their patients in a database they control on their own site. The CEO believes they will not give proper care to the data if they keep it locally on their own site. It might lead to differing data between the sites because of the lack of continuous updating. She thinks one might publish the data early without going through the company, as one investigator said he will want to publish data from his center separately even if our device ends up not being developed for production. Because medical centers want to have their personnel overlooking the data, the CEO believes its best for the company to have the data itself, as the future of the company depends on regulatory approval of the product. (LINK 2) I have been tasked with giving the CEO advice in dealing with this situation involving the company’s data. I would advise the CEO that in order to protect the company it is best to maintain the data in our company’s site. This will maintain the reliability of the data for the scientific community and add to its worth. Although two investigators will then drop out of the trial studies there are still four more willing to proceed with the trials. It is our ethical duty as engineers to provide valid data for products especially ours which involves the treatment of human subjects. The third study I observed was the case study “It’s All the Same….” In this case, an undergraduate research student was viewing an image of the gel featured in the research article in the current issue of Cell. The image appeared to be identical to the established success of the pulse-chase experiment down to the same size, shape and tailing of each and every band shown on the gel. The student couldn’t believe that this had been published in one of the PORTRAYAL OF ETHICAL APPROACH IN THE MEDIA My decision may greatly impact the view of 3Dbioprinting in the media. If our method is to fail and prove not only to be ineffective but potentially cause the deaths of some people, it may put funding of research back a few years. However, if we are successful, it may advance the field in numerous ways. Garter Inc. predicts that 3D-bioprinted human organs will soon be readily available and will spark a variety of political, moral, and financial interests. The use of many animal cells in the development of these organs may raise questions for concern. Some major challenges in 3Dbioprinting involves the creation of the connective tissue or scaffolding-like structures that support the functional tissue in a human organ and the vascular structure to support tissue 3 Timothy Bowers with oxygen and nutrients. Traditionally, tissues created in a lab dies before leaving the petri dish. Clinical trials and testing of organs for transplants in the U.S. could take up to a decade because of stringent reviews by the U.S. Food and Drug Administration (FDA). However, 3D-bioprinting is advancing in other countries with less-restrictive government oversight. (LINK6) It has become one of the latest developments in personalized medicine. 3D-bioprinting allows orthopedic surgeons to print artificial bone from a scan of the patient, printing existing surgical materials to precisely the right shape to replace missing or damaged bone. Due to this advanced development, three ethical issues are being raised. The first issue is justice in access to health care. Should these treatments only be available to those who can pay the additional cost? It can be cost effective for cases such as children that have lost limbs. Due to quick production, new prosthetics can be made as the child grows. It can avoid the criticism that personalized medicine inevitably increases the cost of health care and puts effective personalized treatments out of the reach of many patients. The second issue is testing for safety and efficacy. How can we test that the treatment is safe and effective before it is offered as a clinical treatment? Unlike the case of developing a new drug, a stem cell therapy can’t be tested on a sizeable number of healthy people prior to being tested on patients and then, finally, being made available as a standard treatment. Regulatory bodies that give approval for new treatments need to establish new standards of testing for regulatory approval before these treatments can become readily available. The third issue is whether these technologies should be used to enhance the capacity of individuals beyond what is “normal” for humans. If the technology can be used to develop replacement organs and bones, couldn’t it also be used to develop human capacities beyond what is normal for human beings? For example, we could give one stronger artificial bones, muscle tissue that gets less fatigued, and new lungs that oxygenate blood more efficiently to ultimately make a more evolutionary advanced human being. This enhancement could also be associated with sports or military use of the technology. Unfortunately, although military usage will create more durable and stronger soldiers, it could lead to a new type of arms race. With stronger defenses other armies will create stronger weapons that in turn will put more civilians into danger. (LINK 7) Advancement in the field of 3D-bioprinting proves to have both numerous positives and negatives with no direct answer to whether it is the right thing to. As my method of kidney transplantation could possibly save the lives of many, it could also put the lives of others in danger. MY PERSONAL ETHICAL DILEMMA This decision has challenged not only my professional morality but also my personal morality. As being a strong Catholic, my morals have begun to be challenged. Is the act of creating something artificial for the betterment of the person an act against God’s creation? Is the quest for wealth in a company more important than the health of the people we are trying to help? I have looked to the Holy Bible for guidance. "Now this I say, brethren, that flesh and blood cannot inherit the kingdom of God; neither doth corruption inherit incorruption." - 1st Corinthians 15:50. If the implementation of a new organ can save a person, I believe this should not make that person less of who they are just because the new part of them is artificial. For when we die our bodies do not join us in the afterlife. Our physical being is left behind as our spiritual self moves on. "It is the spirit that quickeneth; the flesh profiteth nothing: the words that I speak unto you, they are spirit, and they are life." – John 6:63. (LINK 8) My company’s quest for wealth goes against my belief of the betterment of man. Greed is causing those above me to forget what this project was intended to do. Just because they want to beat out our competition for the prospect of attaining more money they have forgotten that the intended purpose of our idea was to help those in need. “But those who desire to be rich fall into temptation, into a snare, into many senseless and harmful desires that plunge people into ruin and destruction.” – 1 Timothy 6:9. (LINK 8) I also decided to explore how people’s lives have benefitted from other forms of artificial transplantation. Through ENABLING THE FUTURE, volunteers all over the world have been 3D-printing different prosthetics to help those without limbs to live a “normal” life. (LINK 9) The people seem overjoyed and it shows how much potential this field provides. CONCLUSION In conclusion, by confronting the ethical guidelines of my professional field, observation of case studies, studying the impact the media would have on my decision, and understanding my own morality, I have been able to find an answer to my ethical dilemma. I have decided to sit down with my superiors to explain to them the great possibilities Project Frankenstein will have on those that are affected by kidney disease if we continue our approach to the situation as initially intended, rather than rush to beat out our competitors. If they disregard my attempt to give the project more time, then based on my ethical understanding of the situation, I must remove myself from the project as it not only breaks the ethical codes of the NSPE and the BMES but also my own moral stance on the subject. 4 Timothy Bowers REEFERENCES [1] (2013). “Ethical and Policy Problems in Synthetic Biology: Emergent Behaviors of Integrated Cellular Systems (EBICS)” Online Ethics Center For Engineering and Science. (website). http://www.onlineethics.org/Resources/Cases/27581.aspx [2] “Ethics Case Studies in Biodesign” Stanford Biodesign. (website). http://biodesign.stanford.edu/bdn/ethicscases/8clinicaltrialda ta.jsp [3] “It’s All the Same…” WebGuru. (website). http://www.webguru.neu.edu/professionalism/casestudies/its-all-same [4] (2004). “Biomedical Engineering Society Code of Ethics” Biomedical Engineering Society. (website). http://bmes.org/files/2004%20Approved%20%20Code%20o f%20Ethics(2).pdf [5] (2015). “Code of Ethics” National Society of Professional Engineers. (website). http://www.nspe.org/resources/ethics/code-ethics [6] L. Mearian. (2014). “Bio-printing human parts will spark ethical, regulatory debate” ComputerWorld. (online article). http://www.computerworld.com/article/2486998/emergingtechnology/bio-printing-human-parts-will-spark-ethical-regulatory-debate.html [7] S. Dodds. (2015). “3D printing raises ethical issues in medicine” ABCScience. (online article.) . http://www.abc.net.au/science/articles/2015/02/11/4161675. htm [8] (2015). St. John’s Bible. (book.) [9] (2015). “Enabling the Future” Enabling the Future. (website). http://enablingthefuture.org/tag/3d-printedprosthetics/ ACKNOWLEDGEMENTS I would like to thank my mother, father, and brother for initially getting me interested in the field of bioengineering and for providing me with outstanding discussions on the topic of this paper. 5