Shared Storage: Financial Models & Possibilities for Collaboration in Collection Development Symposium on Sustainable Models for Print Storage in the 21 st Century Harvard University Cambridge, MA October 2, 2014 Panel Remarks of Thomas H. Teper The organizations that many of us serve do not exist for their own sake, and most were not created to be shrines to our shared cultural heritage. That is happenstance. They are libraries or archives because they can provide constituent populations with sets of services. These constituent populations do occasionally get vocal if we are not meeting their expectations, or if we fail to provide them with the resources needed to complete their work. In many respects, access to the collections that we manage collectively are the largest service that we offer to our local constituents. The recently completed Ithaka S+R Faculty Survey conducted at the University of Illinois (2012) confirms this by noting that our library is, in fact, valued most significantly by our faculty as a provider of access. At Illinois, the faculty take pride in our collections and are very loyal to the Library as an entity that provides services that help them to be successful. The Ithaka S+R Faculty Survey noted that 93% of the campus’ responding faculty (compared to 80% of a comparable national survey) indicated that they valued the Library’s role as a “buyer.” As a buyer of, repository for, or gateway to content, the Library ranked above national averages by 13%, 16%, and 10%. Our faculty members value those services; indeed, the local survey indicated that 74% of Illinois faculty (compared to 56% of the national average) viewed the facilitation of access as the primary responsibility of the Library. We are not, however, just a warehouse of books and gateway to bytes. We are an enterprise that provides our constituents with services. And, decisions that may change those services are weighed against the principal of not diminishing those currently offered. The caveat to that, however, is that the services that we offer at our library (and I’m sure many of yours) are not pure implementations. They are often locally manipulated ecosystems in which the specific combination of many parts result in a whole that best meets local needs. If we take a moment to step away from local needs, we can look at the larger ecosystem in which we find ourselves and explore some data that should inform conversations about both shared print management and cooperative collection development efforts. First, we need to acknowledge that research libraries have a history of over-buying for local (and even regional) needs. In recent years, Edward T. O’Neill and Julie A. Gammon’s paper, “Building Collections Cooperatively: Analysis of Collection Use in the OhioLINK Library Consortium,” demonstrated that statewide networks of libraries acquired many monographic titles at levels in excess of what was necessary to serve their user populations. While multiple holdings benefitted users in some cases, aggregated usage across the entire network indicated that significant bodies of material did not require duplicate holdings to serve a network as broad as the OhioLINK membership.i Lynn Wiley, Tina Chrzastowski, and Stephanie Baker applied the same model to an analysis of the I-Share network in Illinois in 2011, receiving results that underscored many of O’Neill and Gammon’s results.ii These studies point to two things: There is a middle ground in our acquisition patterns on a state-wide level that is unnecessarily redundant. The long tail of our holdings – infrequently used and not needed for regular on-site reference-type consultation – could effectively meet most needs across a state if resource-sharing networks exist to facilitate access. There are immediate costs to this sort of over-buying. In Illinois, we estimated that this unnecessary duplication of monograph materials cost institutions in the state over $11,000,000 in five years. There are also longer-term costs from managing these collections that we should seek to avoid. Such duplication results in excess building costs, storage costs, and processing costs when we seek to divest ourselves of those resources. The second thing that we should acknowledge is that resource sharing for scarcely held resources benefits broad communities beyond our region. Regardless of how we choose to manage the collections in question, we know that discovery and service layers that facilitate access lead to greater use. In their forthcoming paper, Lenkart, Teper, Thacker, and Witt demonstrate that Less Commonly Taught Language materials (as identified by the National Council of Less Commonly Taught Languages: http://www.ncolctl.org/) from UIUC’s collection are distributed far and wide through traditional lending networks.iii Even when we removed loans to other institutions in Illinois in order to eliminate the in-state bias created by I-Share (the 70+ institution direct borrowing network that Illinois implemented in the 1980s), institutions in the Midwest borrowed nearly 40% of the total number of LCTL materials that we lent over a five year period. The next highest borrower of LCTL materials was the Southern US, which accounted for nearly 24% of the LCTL items. The North Eastern US borrowed nearly 20%, and Western United States borrowed almost 17% of the LCTL language materials. The third thing that I would like for us to consider are shared services and how they can influence collection development and management. In this realm, Illinois has a long history of applied experimentation. Decades ago, Illinois embarked on two experiments. First, we implemented on an aggressive accessibility model married with the I-Share network implementation – lending anything appropriate to just about anyone for minimal cost – and promoting a campus-wide mail option for faculty and graduate students. Research has demonstrated that within lending networks the size of Ohio and Illinois, there is a relatively thin margin of items that require duplication. And, research in progress at Illinois has demonstrated that collection usage for Less Commonly Taught Language Materials (LCTL) coupled with a strong outwardly focused service arm can be an effective way of serving scholars at a distance. If we believe that we can minimize duplication in networks and still serve our constituents (which I would be inclined to think is possible based on reports from the community of South Asian specialists, 2CUL, and others), we have other opportunities to experiment – to collect more deeply across the networked community, to earmark collective resources to the digitization of specialized materials, and to focus more attention on building the services necessary to help our users connect with the materials that we have. This brings me another experiment. Over forty years ago, Illinois began building the Slavic Reference Service with Title VIII funding. It was envisioned as a mechanism to help scholars locate needed, hard to locate items. It has been wildly successful in helping Slavicists locate needed materials, so successful in fact, that half of its traffic comes from off-campus and a great deal of it comes from individuals at institutions with Slavic librarians – sometimes pointing them to items in collections at their home institutions that no one has been able to find. This model remains uncommon (as it should be – we don’t need to replicate this service 20 times over), but it is also a model that could be expanded to other areas of study, providing expert service to help students and scholars be more successful in their research. Indeed, just yesterday, our International and Area Studies Library announced the start of “a pilot program for in-depth online area studies consultations via Blackboard Collaborate."iv If we acknowledge that every institution neither can nor should collect “everything”, we are left with an interesting challenge. How do we ensure that we are collecting the right things? And, what about the services that we offer? Are they all necessary on a local level? If not, could we create a regional corporation that could serve public and private institutions alike – through the development of cooperative collection development and management, preservation, and access services? Of course, if we were to imagine ourselves creating such an enterprise, we need to recognize that it was done nearly seventy years ago when a consortium of ten research libraries created what would evolve to become the Center for Research Libraries. So, how do we move from “collaboration that is based less on kumbaya” and focus more on radically reshaping what we do?v I’m thinking of collaboration that has more in common with the hard-nosed evaluation – we shouldn’t buy everything and we can’t – that led to the Center for Research Libraries’ precursor? I think that we should look at the data: Evidence from statewide networks in Ohio and Illinois demonstrate that we overacquire for our needs. Evidence shows that we fulfill most user needs with remotely held collections of booktype materials. At institutions with Mail Options, most faculty usage of print collections is remotely served even on a local campus. If we aggressively cooperate across multiple campuses to reduce unnecessary duplication while redirecting collection development resources to extend the long tail, we can collect more deeply and dedicate an increasing percentage of our resources toward more specialized resources and services. Evidence shows that ILL/DD networks at the state and regional level can support models in which relatively few institutions service the bulk of the area studies collections in any particular subject/language area. Sure, ILL is about sharing, but if we are a little more hard-nosed about it, ILL is a cost avoidance tool. Evidence shows – in the form of CRL and the HathiTrust – that we can establish deep collaborations that span the public/private divide. Evidence shows that cooperative management of journal literature is becoming the norm. Redundant holdings of print backfiles are increasingly viewed as anachronistic. They are being cooperatively archived and locally withdrawn. There are savings to be realized for our institutions in cooperative management. In the coming years, I believe that we should look for opportunities to make retention commitments for print monographs, provide avenues for local decisions about deselection, and, in the long-run provide avenues for the digitization and ingest of print holdings that have otherwise eluded our reformatting efforts, whether they are identified as part of retrospective or prospective collecting efforts. This will only benefit the broader community. Bringing this back to collection development, I also believe that our collaborations need to move away from being print, or collections-centric, talking points. They should focus on services that we can deliver. We should engage in cooperative efforts to collection long-tail resources, preserve web content, develop repositories for cooperatively storing and managing digital content (whether digitized resources or research data), supporting programs geared at developing community-funded digitization efforts, and programs that can assist scholars in locating and providing access to holdings. Most importantly, I believe that we should experiment and be comfortable with the results being less than optimal in some cases. Last year, I attended a symposium at Indiana University in which Peter Zhou (director of the Starr East Asian Library at Berkeley) ruminated on the challenge of developing fair, cost effective, efficient models for collection development among all partners when we seek broader collaboration. He noted that it was a challenge that we should accept. I would add that, in any challenge, we should acknowledge that a successful outcome will not necessarily mirror our preconceived image of success. But, if we commit to supporting some experimentation and using good data to drive our decision-making, we will achieve much more than we ever would have otherwise. i O’Neill, Edward T., and Julia A. Gammon. "Building collections cooperatively: analysis of collection use in the OhioLINK library consortium." In Pushing the Edge: Explore, Engage, Extend: Proceedings of the Fourteenth National Conference of the Association of College and Research Libraries March 12–15, 2009, Seattle, Washington, (2009), 36-45. ii Wiley, Lynn, Tina E. Chrzastowski, and Stephanie Baker. "A domestic monograph collection assessment in Illinois Academic Libraries: what are we buying and how is it used?" Interlending & Document Supply 39, no. 4 (2011): 167-175. iii Joe Lenkart, Thomas H. Teper, Mara Thacker, and Steven W. Witt. “Measuring and Sustaining the Impact of Less Commonly Taught Language Collections in a Research Library.” College and Research Libraries. Accepted: April 6, 2014; Anticipated Publication Date: May 1, 2015 iv Joe Lenkart. Email to Lib-News: “International and Area Studies Library – Pilot Program” 10/1/2014. James G. Neal. “A New Age of Reason for Academic Libraries.” College and Research Libraries 75, no. 5 (2014): 612-615.