Bomi Kim 8/20/2013 Fostering Futures: Trauma informed Care Survey Results I. Survey Information To better understand the type of Trauma-Informed Care (TIC) activities going on across Wisconsin, Fostering Futures conducted a statewide survey to gather information on TIC experiences. Survey questions were developed through several Fostering Futures meetings and with help from TIC advisory members. The final questionnaire included 13 main questions with six follow-up identifying questions and others asking participants’ information. The main questions asked about TIC definition, efforts and barriers in implementing TIC, initiation of TIC changes, and other relevant TIC experiences and perspectives of the respondents. The survey was done via an online survey through Survey Monkey (http://www.surveymonkey.com/s/Z5XHQ97) from July 29th to August 12th (15 days). Members of Wisconsin TIC listserv were requested to participate in the survey. 127 individuals participated in the survey from 26 Wisconsin counties and five other states. The top three counties where most participants were from were Milwaukee (n=26), Dane (n=11), and Brown (n=6). The average question response rate was 94%. II. Survey Results A. Participants Information 1. Type of entities First, participants were asked to identify the entity that best categorizes the context of traumainformed care that they will be referencing in the survey. 48% identified their entities as organizations, 39% did as systems. Communities and institutions were 8% and 5%, respectively. In the follow-up questions that further characterized their groups, a majority were affiliated with private, not-for-profit organizations (county 27%, statewide 24%). 36% of participants were involved in governmental organizations (county 20%, statewide 16%). For-profit private organizations made up 13% (county 5%, statewide 8%) and informal groups consisted of 5%. 1 Bomi Kim 8/20/2013 4.5% Informal Group 5.4% 8.0% 16.1% 26.8% 19.6% 24.1% Governmental statewide organization Governmental county organization Private, not-for-profit statewide organization Private, not-for-profit county organization Private, for-profit statewide organization Private, for-profit county organization 2. Professional characteristics of participants Survey participants were asked to identify their roles in groups among suggested options1. 64% were administrators/supervisors, 28% were counselors/therapists, and another 28% identified their roles as a direct service provider. Advocates were 18% and rest identified themselves as consumers (4%), peer providers (6%), board members (3%), or volunteers (2%). Other responses included personnel involved in research reviews, program evaluator, TIC consultant, and a crossagency state-level work group facilitator. 63.7% 28.3% 28.3% 17.7% 6.2% 1 3.5% 2.7% 1.8% Those who had multiple positions identified more than one role. 2 Bomi Kim 8/20/2013 As for their focus area, survey participants checked multiple major areas that they were working on. Three quarters were involved in mental health and half responded with child welfare/child maltreatment. The next most frequent areas were substance use (47%) and social service (41%). 75.2% 49.6% 47.0% 41.0% 32.5% 25.6% 23.9% 10.3% 10.3% 6.0% The participants were asked which population groups they worked with, such as early childhood, teens, children, adults, and families as a unit. More than three quarter of them (78%) were serving teenager groups. 78.4% 76.0% 72.8% 68.0% 49.6% Teens Children Adults Families as a Early Childhood Unit 3 Bomi Kim 8/20/2013 B. TIC Experience Questions Question 1. If applicable, do you think your group is performing Trauma-Informed Care? 83% of participants reported their groups were performing TIC. Because there was no following identifying question in the survey, it was not possible to infer why 13% of participants perceived their groups were not doing TIC. Question 2. How does your group define “Trauma-Informed Care?” 97% of participants answered that their groups followed the SAMHSA’s definition of TIC. “A culture change process that includes an approach to engaging people with histories of trauma that recognizes the presence of trauma symptoms and acknowledges the role that trauma has played in their lives.” Other definitions of TIC were “an organizational, professional and personal healing process designed to grow the capacity of everyone involved to support and/or practice trauma-informed care” and “the culture that despite all of the presence of trauma, kids and families can make the changes necessary to overcome and manage their trauma and set high expectations for themselves to achieve in any aspect of their lives.” One respondent answered they followed St. Aemilian Lakeside’s definition of 7 TIC essential ingredients. Question 3. Which of the following guiding values did your group agree upon? Check all that apply. Safety 82.3% Trustworthiness 73.4% Collaboration 71.8% Empowerment 71.0% Choice 64.5% Our group has not adopted TIC guiding values Not applicable 13.7% 2.4% Respondents’ groups were most likely to follow the five core TIC principles/values of Fallot & Harris. Safety (82%) was the most frequently chosen value, followed by trustworthiness (73%) and collaboration (72%). 14% of participants reported that their group did not adopted any guiding values. Other responses were “understand the impact of trauma,” “six core strategies for 4 Bomi Kim 8/20/2013 reducing seclusion and restraint (NTAC) and caregiver capacity,” “specializing in the cutting edge treatment of trauma,” and “a welcoming environment for mental health/AODA services.” Question 4. How long ago did you start the process of integrating TIC into your practices? 4.9% 11.4% Less than a year 15.4% 1 year to less than 2 years 2 years to less than 3 years 47.2% 3 years or more 21.1% Not applicable Survey participants were more likely to be involved in groups with longer experiences of TIC. Approximately a half (47%) of respondents answered their groups had been implementing TIC practice for three years or more. 11% reported their groups had less than one year experience of TIC. Question 5. Who initiated or drove the Trauma-Informed Care change(s) in your group? Check all that apply. Executive Leadership 44.5% Direct Staff 38.7% Mid-level management 37.0% Internal Champion 20.2% Consumer Advocates External Champion 11.8% 9.2% Required by funding 5.9% Not applicable 5.9% 45% of respondents indicated executive leadership as a drive to TIC change in their groups. 39% reported direct staff, and 37% answered mid-level management initiated TIC change. The rest of 5 Bomi Kim 8/20/2013 answers were internal champion (20%), consumer advocates (12%), external champion (9%), and required by funding (6%). Other responses included “all levels,” “all staff,” and “organization founders and a consultant.” Question 6. Did your group use a specific model to guide your change process? Check all that apply. 39.8% 28.7% 13.9% 10.2% 3.7% Risking Connection Sanctuary Community My group did Not aware of Not applicable Connections not use a any models model my group used It was also asked whether their groups used a specific and structured model to guide the TIC change process. More than a half (69%) of participants reported either that they did not know any model used or that their groups did not use a model. Among three models suggested, Risking Connection was used in 14% of respondents’ groups, and Community Connections and Sanctuary were 10% and 4%, respectively. Examples of other responses were Therapeutic Crisis Intervention (TCI), Trauma-Focused Cognitive Behavior Therapy (TF-CBT), the Comprehensive, Continuous, Integrated System of Care (CCISC), and Dr. Bruce Perry’s Neurosequential Model of Therapeutics (NMT) model. Question 6-A. If your group did not use a specific model, what actions did your group take to begin the change process? Check all that apply. 6 Bomi Kim 8/20/2013 Met with a TIC consultant 38.9% Created a TIC Champion Team 35.8% Included top leadership as part of the TIC… 35.8% Created action plans to address results… 30.5% Performed a TIC organizational/community… 26.3% TIC Champion team meets regularly 24.2% Included people with experience as part of… 22.1% Held an organization-wide TIC 'kick off' Obtained funding 20.0% 12.6% Not applicable 27.4% For those who answered their groups did not use any specific models to drive the TIC change, a follow-up question was asked to identify what actions made the change. Meeting with a TIC consultant (39%), creating a TIC champion team (36%), getting involved in top leadership as part of the TIC champion team (36%) were most reported along with other actions. Their answers show the importance of TIC champion team and TIC consulting in initiating the change. Question 7. What has your group done to 'operationalize' Trauma-Informed Care? Check all that apply. Utilized TIC strategies 69.4% Required TIC training for existing staff 59.7% Required TIC training for all incoming staff 54.0% Shared information with partners 50.0% Provided Trauma-Informed therapies 49.2% Focused on the reduction or elimination of harmful interventions Screened and/or assessed program participants for ACES/trauma 44.4% 38.7% Provided staff with reflective supervision 36.3% Incorporated ACES, toxic stress and TIC information into curriculum 36.3% Required TIC training for administration 33.1% 7 Bomi Kim 8/20/2013 To operationalize TIC, respondents’ groups utilized TIC strategies (70%), required TIC training for existing staff (60%) and all incoming staff (54%). About a half of respondents also answered their groups shared information with partners or provided trauma-informed therapies. The result shows that many efforts to operationalize TIC have been made in respondents’ entities. Question 8. What barriers did your group encounter to implementing TIC? Check all that apply. 48.4% Lack of staff time 42.6% Challenges in meeting staff training needs 37.7% Initiative fatigue/competing initiatives 35.2% Lack of funding for training 30.3% Staff resistance to change 27.0% Lack of knowledge/information about how to proceed 24.6% Outside 'systems' lack of cooperation 18.9% Lack of funding for other needs 15.6% Lack of buy-in from leadership/administrators/boards Lack of interest from consumers I am not aware of any barriers Not applicable 1.6% 11.5% 6.6% Most responded that barriers of TIC implementation were lack of staff time (49%), challenges in meeting staff training needs (43%), initiative fatigue/competing initiatives (38%), and lack of funding for training (35%). Overall, work overload and training issues among staff, and lack of funding were major barriers in implementing TIC. Question 8-A. If you responded lack of funding for other needs, please identify what were those needs. For those who reported lack of funding for other needs as a barrier of TIC changes, an identifying question was asked. They indicated more funds were needed for TIC programs and services, adequate personnel, staff retreat cost, and office equipment and spaces. Question 9. How are barriers being addressed? Check all that apply. 8 Bomi Kim 8/20/2013 72.6% 41.6% 31.0% 8.8% We are still working to address these barriers Collaboration with outside groups Increased advocacy from within the organization 10.6% 6.2% 0.9% Increased Increased staffing We have funding/identified abandoned our flexible funds plan for TIC implementation Not applicable When survey participants were asked how their groups had addressed or are currently addressing barriers, more than 70% reported they were still working to solve the problems. 42% answered their groups collaborated with outside groups and 31% reported that they increased advocacy within the organization to address the barriers. Question 10. What strategies does your group have to continue TIC implementation? Check all that apply. Collaboration with outside groups 48.0% Permanent training initiatives from incoming staff 43.1% Annual requirements for continued training among staff 38.2% I am not aware of any strategies my group has Permanent funding allocation 23.6% 6.5% The most frequently reported continued TIC implementation strategy was collaboration with outside groups (48%). More than one third responded they used staff training as a major strategy to continue TIC implementation: permanent training initiatives from incoming staff (43%) and annual requirements for continued training among staff (38%). Question 11. How will your group evaluate the efficacy of the implementation steps that you have taken/will take? Check all that apply. 9 Bomi Kim 8/20/2013 Tracking of consumer outcomes 50.9% Staff performance evaluations 47.4% Direct observation of staff 39.7% Our group has not identified any evaluation measures 27.6% Tracking of employee outcomes 19.8% Exit interviews with staff who leave 19.0% Performing annual organizational TIC assessment 15.5% Top three answers most reported as evaluation methods to assess the efficacy of the TIC implementation steps were tracking of consumer outcomes (51%), staff performance evaluations (47%), and direct observation of staff (40%). Approximately a quarter of respondents answered their groups had not identified any evaluation measures. Question 11-A. If you responded yes to 'tracking employee outcomes', which of the following activities are/will you partake in? Check all that apply. 87.1% 64.5% Tracking employee satisfaction Tracking staff turnover rates 38.7% 32.3% 32.3% Tracking employee grievances Tracking employee injuries Tracking employee sick days Those who reported their groups assessed/were assessing employee outcomes identified specific activities to track the outcomes. Tracking satisfaction (87%), grievances (39%), injuries (32%), and sick days (32%) of employees, and staff turnover rates (65%) were identified. Other answers included tracking changes in practices, beliefs, knowledge and behaviors of employees. Question 11-B. If you responded yes to 'tracking consumer outcomes', which of the following activities are/will you partake in? Check all that apply. 10 Bomi Kim 8/20/2013 93.7% 66.7% 38.1% 20.6% Surveying consumer satisfaction Tracking relevant Tracking rates of Tracking consumer consumer consumer rates of skipped outcomes grievances appointments Those who reported their groups assessed/were assessing customer outcomes further identified specific activities to track the outcomes. Almost all of groups conducted a survey to assess consumer satisfaction and more than one third tracked rates of consumer grievances. Other responses were tracking restrictive intervention frequency and durations, surveying consumer health and quality of life, and measuring client perception of and response to TIC. Question 12. Are you aware of other efforts to 'operationalize' TIC within systems, institutions, organizations and communities? 40% of respondents were aware of TIC efforts within other entities. Question 13. What types of assistance would facilitate the continuing implementation of TIC in your group? Check all that apply. 81.0% 69.0% 60.3% 60.3% 45.7% 27.6% Training for staff Collaborative relationships with other groups Informational resources Increased financial resources Training for consumers Increased number of staff Respondents thought training for staff (81%) and collaboration with other groups (69%) would help facilitate the continuation of TIC implementation. They also indicated that increasing information resources (60%) and financial resources (60%) would be critical in assisting TIC implementation. 46% highlighted the importance of consumer training, and 28% answered increased number of staff. Question 13-A. If you listed 'increased number of staff' to the previous question, please explain how additional staff would be used to facilitate implementation of TIC? 11 Bomi Kim 8/20/2013 Respondents that noted more staff, more/better staff training, or more peer mentoring would be helpful to provide more programs and services explained that these would help to lower the workload per staff, increase the quality of services, and serve more clients. Question 13-B. If you answered 'increased financial resources' to the previous question, please explain how additional financial resources would be used to facilitate implementation of TIC? Respondents explained that additional funding would be used for hiring more staff, increasing the accessibility and quality of staff training, funding continuing education of staff on TIC (i.e., attendance to workshops/conferences), providing more TIC programs, measuring TIC outcomes, and equipping more written educational/training materials. Other comments about working on 'operationalizing' trauma-informed care into practice “Difficulty is maintaining a number of initiatives in the agency at this time of rapid change due to health care reform. This, in no way, decreases our commitment to TIC, however we have to allocate resources (leadership, administrative) in other areas; our clinical staff and middle management continue to champion TIC in our services.” “There is a lot of talk. There are reports being written and claims made. But there is no real investment of resources or personnel necessary to achieve the desired results.” “I have been VERY interested in starting TIC in my county agency since 2008. It has been a very difficult process and my supervisor and some higher administrators have not been supportive. In fact, I have gotten in trouble for bringing forth different TIC ideas. I am reluctant to give my name and contact information for fear of getting into more trouble. The cost has been too great and now I feel I must look elsewhere to do my TIC work. I hope with more state initiatives this county may be encouraged (forced) to do TIC and not just do lip service for this.” 12