Probing the effect of relative molecular orientation on the photovoltaic device performance of an organic bilayer heterojunction using soft x-ray spectroscopies. S.W. Cho, A. DeMasi, A.R.H. Preston, and K.E. Smith† Department of Physics, Boston University, 590 Commonwealth Ave, Boston, MA 02215, USA. L.F.J. Piper Department of Physics, Applied Physics, and Astronomy, Binghamton University, State University of New York, Binghamton, NY 13902, USA. K.V. Chauhan and T.S. Jones Department of Chemistry, University of Warwick, Coventry CV4 7AL, United Kingdom †Corresponding author: ksmith@bu.edu SUPPORTING INFORMATION: Figure 1 illustrates the procedure used for the determination of energy-level alignment at the interface. The basic equation used in interpreting photoelectron spectra is: E B = hn - E k - F (3) The photon energy (hν) is known and the photoelectron kinetic energy (Ek) is measured in order to deduce the binding energy (EB) referenced to EF. When hν is known, the work function (Φ) can be obtained from the measured energy of the secondary-electron cut-off (Ecut-off)., i.e.: F = hn - E cut-off (4) The change in the work function; ΔΦ, can then be tracked by measuring Ecut-off after a deposition step. Therefore, the shift of this Ecut-off indicates the magnitude of the interfacial dipole, which is equal to increasing or decreasing the work function.1,2 Similarly, the ionization potential (IP) can be obtained from Ecut-off and the highest occupied molecular orbital (HOMO) onset (EHOMO): IP = hn - (E cut-off - E HOMO ) S1 (5) (b) (a) !" " EVAC substrate " EA substrate IP LUMO EF HOMO EHOMO Substrate Organic molecule Figure 1. (a) Schematic illustration of some of the important parameters derived from PES characterization of surfaces and interfaces. (b) An energy-level diagram for a generic junction formed between an organic film and an ITO substrate. Figure 2. (a) Change in the onset of secondary electron PES spectra after the deposition of each layer of C60/ClAlPc/MoO3. (b) Valence band PES spectra recorded near EF after the deposition. Figure 2(a) shows how the work function (as measured from Ecut-off in PES) varies with the thickness of a ClAlPc film and with subsequent deposition of a C60 film on the ClAlPc layer. The cut-off position shifted toward lower work function immediately after 1 nm ClAlPc was deposited. The abrupt shift of the secondary cut-off in the earliest stages of film growth in S2 attributed to formation of an interface dipole.3 As more ClAlPc was deposited, the cut-off position moved a little more toward lower work function and the total shift of the cut-off position of ClAlPc was 1.6 eV. The magnitude of the dipole was estimated to be 1.4 eV at the ClAlPc/MoO3 interface after subtracting the contribution of downward band bending. Subsequent deposition of C60 resulted in a shift of the interface dipole between C60 and ClAlPc of 0.3 eV to lower energy. Figure 3. (a) Change in the onset of secondary electron PES spectra after the deposition of each layer of C60/ClAlPc/PTCDA/MoO3. (b) Valence band PES spectra recorded near EF after the deposition. Figure 2(b) presents valence band photoemission spectra collected within 8 eV of EF from MoO3, from ClAlPc films grown on MoO3, and then from the C60/ClAlPc/MoO3 multilayer. As thicker ClAlPc films are deposited, it is clear that the ClAlPc HOMO shifts toward higher binding energies and the total energy shifts reaches 0.2 eV. This confirms that downward band bending occurs at the ClAlPc/MoO3 interfaces as implied by the data in figure 2(a). By contrast, there was no shift in the HOMO energy for the C60/ClAlPc interfae. The HOMO onset of the C60 layer deposited on the ClAlPc layer was measured as 1.5 eV. We can also estimate the lowest S3 unoccupied molecular orbital (LUMO) onset of the C60 layer (0.5 eV) from the previously reported band gap of 2.0 eV.4 Figure 4. (a) Change in the onset of secondary electron PES spectra after the deposition of each layer of C60/ClAlPc/Pentacene/MoO3. (b) Valence band PES spectra recorded near EF after the deposition. Figure 3 shows the valence band and cut-off spectra of the C60/ClAlPc/PTCDA/MoO3 interfaces. In this system, the band bending at the ClAlPc/MoO3 interface was not observed. The HOMO onsets of the ClAlPc and C60 layer were 0.6 eV and 1.45 eV, respectively. It also shows the work function changes as a function of the ClAlPc and C60 thickness from the measured Ecut-off. Figure 4 also shows the valence band and cut-off spectra of the C60/ClAlPc/pentacene/MoO3 interfaces. The HOMO onsets of the ClAlPc and C60 layer were 0.35 eV and 1.2 eV, respectively. Using the same method, we can confirm the work function changes as a function of the ClAlPc and C60 thickness. References 1 S. T. Lee, X. Y. Hou, M. G. Mason, and C. W. Tang, Appl. Phys. Lett. 72, 1593 (1998). 2 C. Shen and A. Kahn, Org. Elec. 2, 89 (2001). S4 3 H. Ishii, K. Sugiyama, E. Ito, and K. Seki, Adv. Mater. 11, 605 (1999). 4 M. Brumbach, D. Placencia, and N. R. Armstrong, J Phys Chem C 112, 3142 (2008). S5