Guidance for Use Informational Program for Site Staff Less Experienced in Conducting Clinical Research 16 November 2015 v2.0 Program Description This is an informational program focused on describing the basic concepts of Clinical Research in accordance with the ICH Guideline for Good Clinical Practice: Consolidated Guidance (E6). This program may be used in its entirety or in part: to supplement the information provided to less experienced Investigators and their staff by Member companies when starting a Clinical Study. as on-boarding information for less experienced site staff joining an Investigator during a Clinical Study. as a remediation tool in the event of noncompliance during the conduct of a Clinical Study. by less experienced Investigators and their staff to demonstrate awareness when being considered by a TransCelerate member company for participation in a Clinical Study. This informational program is available through either: the TransCelerate Site Qualification and Training website The Shared Investigator Platform (when available) Questions regarding this Informational Program may be directed to Theresa Stewart (Theresa.stewart@actavis.com) Background Sponsors are required to select Investigators who are qualified by training and experience to conduct Clinical Studies. The level of experience may vary amongst Investigators selected or in some instances less experienced Investigators may not be selected. Following selection, member companies provide the same study information to Investigators and their staff regardless of experience level. This program offers readily available informational topics in key areas of Clinical Research which can be used as a source of basic information for less experienced Page |1 Guidance for Use Informational Program for Site Staff Less Experienced in Conducting Clinical Research Investigators and their staff. A Completion Certificate is available at the conclusion of each topic and these certificates may be provided upon request. Use Topic Description This program consists of 11 topics: Topic Name What is It? Value of Use Clinical Practice vs Clinical Research – An overview of the differences between the activities which occur when managing patients during routine clinical practice versus the activities when you are managing subjects as part of a Clinical Research Study. Provides a deeper understanding of the differences between Clinical Practice and Clinical Research and what is involved in becoming a Clinical Researcher. Introduces and describes the phases of a Clinical Study and the various study designs. By understanding the phases and designs of a study the Investigator is able to select the right study for his/her site. Improved understanding of Adverse Event identification and reporting by Investigators and their staff working directly with study subjects. Enhanced subject Available now on SQT’s Initiative Assets page Clinical Research Overview – Available now on SQT’s Initiative Assets page Adverse Events and Safety – Available now on SQT’s Initiative Assets page Page |2 Explains and defines an Adverse Event. Describes the Investigator’s role and responsibilities regarding Subject Safety and reporting requirements for Serious Adverse Events. Estimated Run Time 30 minutes 40 minutes 30 minutes Guidance for Use Informational Program for Site Staff Less Experienced in Conducting Clinical Research Topic Name Conducting a Study - Available now on SQT’s Initiative Assets page IRB/IEC Responsibilities and Informed Consent Available now on SQT’s Initiative Assets page Page |3 What is It? Value of Use safety occurs with the accurate reporting of Adverse Events. Explains the three Being able to stages of study describe and conduct phases distinguish the including the subject different stages enrollment/recruitment during the conduct period, the ongoing of a study, and the maintenance and the tasks and activities subject associated with exit/completion phase them, is including the tasks and instrumental for the activities associated successful conduct with these stages. of the study as you can prepare and plan accordingly. A successfully conducted study helps collect high quality, reliable data and ensures that the rights, safety, and welfare of the subjects are protected. Overview of the Prepares the purpose and activities Investigator and of the IRB/IEC and the study staff for the Investigator’s interactions and responsibilities in activities required accordance with ICH- to obtain approvals GCP. Describes the necessary to process of informed conduct clinical consent and the research studies. responsibilities of the Provides the Investigator when Investigator and obtaining informed staff with the Estimated Run Time 30 minutes 30 minutes Guidance for Use Informational Program for Site Staff Less Experienced in Conducting Clinical Research Topic Name What is It? consent. Delegation and Training - Available now on SQT’s Initiative Assets page Source Documentation Available now on SQT’s Initiative Assets page Essential Documents for a Clinical Study Page |4 An overview of study task delegation and the importance of providing/documents study training for site staff. A review of the terms source data and source documents. Describes the key attributes of source documents, the intent of ALCOA and CCEA and describes the appropriate processes for creating, maintaining and storing source documents. Describes the requirements for Clinical Study essential Value of Use Estimated Run Time elements and requirements necessary to ensure that informed consent will be obtained and documented in accordance with the ICH-GCP. Clarifies the expectations for 20 minutes Investigator oversight of the study. By delegating tasks to appropriately qualified and trained individuals, this will enhance patient safety and the quality of the data collected for a clinical study. Familiarizes the Investigator and 20 minutes site staff with the expectations and requirements for quality documentation during clinical trials to comply with ICHGCP requirements. Enhanced regulatory compliance by Coming Soon Guidance for Use Informational Program for Site Staff Less Experienced in Conducting Clinical Research Topic Name What is It? Value of Use documents. Describes the type of essential documents collected for a Clinical Study during the different study phases. Overview of the basics of Investigational Product management and use during a clinical trial. Topics include inventory and temperature control and recommendations for source documentation. understanding the requirements for preparing and maintaining essential documents. This topic provides a guidance for ensuring quality handling in every step of the IP management process. The correct implementation of these processes will ensure the integrity of the IP and reducing risk to subject safety and data integrity. Facilities and Equipment Describes the equipment and resourcing needs of a research center. Monitoring and Auditing Describes the routine monitoring and auditing activities which occur during a clinical study. This topic includes information on the purpose, what to expect, and tips to prepare for these Sponsor activities. Facility, equipment and trained staff are all required to ensure study success and patient safety. By understanding the purpose and the routine activities of monitoring and auditing the Investigator and study staff will determine how they can prepare and plan for the Investigational Product Page |5 Estimated Run Time Coming Soon Coming Soon Coming Soon Guidance for Use Informational Program for Site Staff Less Experienced in Conducting Clinical Research Topic Name What is It? Value of Use Estimated Run Time time needed when conducting a Clinical Study. Topic Features All topics share the same navigation features, explained on the second slide within each topic. A menu bar in the top right corner features a menu for topic navigation, glossary and audio notes for the slide. At the conclusion of each topic, the topic content may be downloaded, including answers to the Review Questions, by clicking the button labeled ‘Download Topic Content’ on the ‘Next Steps’ screen. This action exports the content to a PDF which may be printed or saved for future reference. Remember, this is an Informational Program and is intended merely to provide background information and awareness to clinical trial Investigators and clinical trial site personnel. Additional requirements may be needed to be in compliance with the Study Protocol the IRB and the Local Regulatory authority. Consult your Sponsor. Page |6