Study or Work Item Proposal Support for D2D Unicast Communications Study Item/Work Item Submitted For TSDSI-SG1-SI5-V1.0.0-20150807 Supporter Name Prakhar Nashine Suresh Kalyanasundaram Email ID prakhar.v_nashine@nsn.com suresh.kalyanasundaram@nsn.com Information/Discussion Supporters: Description <Provide the Description in the below box.> This contribution is submitted in support of the SG1-WG1 Study Item on D2D Communications (Study of Unicast, Relays and V2X). This contribution considers the requirements for mode selection, resource allocation, Power control and CSI feedback mechanisms and the required signaling mechanisms to enable D2D Unicast communications. 1. Resource Allocation : Resource sharing/reuse between the D2D and Cellular transmissions (and among the various D2D pairs) in a cell provides improved spectral efficiency and system throughput. 1) Requirements for resource reuse/sharing among D2D transmissions and Cellular transmissions may be considered. The D2D pairs can reuse the uplink resource of the Cellular UEs. Mode 1 type Resource allocation scheme may be considered where the eNodeB provides the resources to the D2D transmitter for D2D communication. 2) Measurement of a suitable metric, i.e., maximization of the system’s sum utility (an appropriate function of UE Throughputs of D2D and Cellular UEs taken together, e.g., using the logarithm of user’s throughput as its utility) may be considered to decide on co-scheduling D2D and Cellular UEs or multiple D2D transmissions on the same resource blocks. 3) Signaling mechanisms may have to be defined to get the cross channel gains in the system. Since it would be impractical to know the cross channel gains of each and every link in the system, requirements may be considered to include cross channel gains from the top and bottom N interferers for any given D2D receiver UE. 2. Mode Selection : D2D communications can happen in two ways: 1) Direct Mode where D2D devices transmit data on UL resources. The receiver D2D device is capable of decoding data on UL resources (similar to an eNB). 2) Cellular Mode where the D2D devices transmit data via cellular. This is a twohop communication, where the UE transmits to the eNB using uplink resources that is followed by data transmission from eNB to the receiver UE using downlink resources. Direct mode has the advantage of better spectral efficiency and reduced interference if UEs are in close proximity. Cellular mode may give better spectral efficiency and require lower transmit power if D2D receiver is far away from the transmitter, when compared to the eNodeB. In addition, the amount of resources that the UEs can get in direct and cellular mode will also influence which is the best mode, at a given time instance. 1) Requirements/Mechanism/Algorithms may have be considered for D2D mode selection for a given source and destination pair of UEs, i.e., whether the communication should happen in D2D direct mode or cellular mode every TTI. Suitable metric/mechanism to be used (SINR, Spectral Efficiency, Resource utilization in both modes, interference impact, etc.) may have to be considered. 2) Signaling mechanism may have to be considered to convey the mode to the D2D transmit or receive UEs. 3) Requirements for CSI feedback mechanism needs to be considered for the direct mode of D2D communication. 3. Power Control : D2D power control in 3GPP considers either maximum allowed power or open loop power control mechanism for D2D communications. To avoid large power transitions from one subframe to the next, use of maximum power for D2D transmissions are not preferred. The open loop transmit power equation is a consequence of using only broadcast mode of transmission in 3GPP Rel. 12. Primary aim of the open loop power control is to control the interference to cellular transmissions. D2D unicast communication provides opportunity for frequency re-use and use of a single-hop (instead of an uplink and downlink hop) communication by using the proximity between transmitter and receiver UEs. Resource reuse however increases interference levels and introduces large variations in interference in a fast time scale. 1) Requirements may therefore be considered for a suitable power control algorithm for unicast D2D communication in order to maintain sufficient quality on the transmitter to receiver link, while at the same time not creating too much interference to victim receiver of the ongoing D2D links as well as other cellular communications. 2) The proposed power control algorithm should consider the interference generated by the D2D transmission to its neighbors and appropriately adapts the transmit power of the D2D user. 3) Requirements may be considered to provide for the D2D receivers to transmit sounding referece signals at constant power. The D2D transmitter can then perform an open loop power control estimate, based on received signal power from intended and victim receivers. 4) Requirements may also be considered for a closed loop power control mechanism where the feedback can be provided both from the serving cell eNodeB and the receiver D2D UE. Provision of two power control loops for unicast D2D Transmissions may be considered:, a) An outer power control loop between serving cell and D2D transmitter done on a slow time scale and b) An inner power control loop between D2D transmitter and receiver, where the feedback from the receiver D2D UE is received on a fast time scale. 5) Signaling mechanisms may also have to be defined to get the cross channel gains in the system. Since it would be impractical to know the cross channel gains of each and every link in the system, requirements may be considered to include cross channel gains from the top and bottom N interferers. 4. CSI Feedback Mechanism : Unicast D2D communications require a CSI feedback design that’s different from what exists today, i.e., there is a need to capture the UE-UE interference impact. There could be D2D receivers being interfered by other D2D transmissions or other UL transmissions. 1) Requirements may be considered to provide for a multiple CSI approach that captures the impact of UE-UE interference. Each CSI feedback may corresponds to different hypothesis in terms of which interferers are assumed to be co-scheduled. 2) Provisions may be made for interfering UEs (D2D transmitters) to transmit a reference signal (similar to SRS) to allow victim UEs to estimate the channel/interference from the aggressor UEs. Victim UEs can be informed of the SRS configuration of the aggressor UEs in advance. Victim UEs then send the following information to the eNodeB: A) Identity of the top N aggressor UEs, and the CSI corresponding to each of these aggressor UEs acting as an interferer individually. B) Identity of bottom N aggressor UEs, and the CSI corresponding to each of these aggressor UEs acting as an interferer individually. Figures 1 and 2 below illustrate the signal flow diagram for the proposed CSI feedback mechanism. Victim UE Aggressor UE Aggressor UE Aggressor UE eNB SRS configuration CSI configuration, including SRS configuration of aggressor UEs SRS Channel estimation Multiple CSI feedback corresponding to top and bottom interferers and at least CSI corresponding to bottom interferers Figure 1 : Signal flow for CSI feedback design to account for UE-UE interference (same cell scenario) Victim UE Aggressor UE Aggressor UE Aggressor UE eNB eNB eNB SRS configuration SRS configuration CSI configuration, including SRS configuration of aggressor UEs Channel estimation Multiple CSI feedback corresponding to top and bottom interferers and at least CSI corresponding to bottom interferers Figure 2 : Signal flow for CSI feedback design to account for UE-UE interference (adjacent cell scenario) 3) Using the multiple CSIs corresponding to top N aggressors and bottom N aggressors will allow the eNodeB scheduler to determine - Which UEs should not be scheduled together - Which UEs can be scheduled together - And when the latter happens, what the beamformer, transmit power and MCS should be Summary <Provide the Summary in the below box.> This contribution considers the requirements for mode selection, resource allocation, Power control and CSI feedback mechanisms and the required signaling mechanisms to enable D2D Unicast communications. Impact <Provide the Impact of SWIP in TSDSI in the below box.> References <Provide the References in the below box.> 1. NIP15 - D2D Communication: Study of Unicast, Relays and V2X 2. D2D_nip_scope_consolidated_v5.docx (TSDSI Vision and Way forward in D2D Communication) Instructions: 1. Title: The title shall be very specific and indicate the item clearly 2. Study Item/Work Item: Mention the name of the Study Item or Work Item related to this proposal. The list of Study Items and Work Items are available at TSDSI website. 3. The e-mail ids shall be the official email ids with organization domains or ids used while registering as a member with TSDSI. 4. If the contribution is supported by any other members of TSDSI, provide the organization name and contact names for each of them. 5. The contribution may have references to any other contributions, standards, specifications, etc 6. The Proposal shall provide details of the problem addressed and solution proposed. It shall include detailed analysis, simulation results and any other supporting data. 7. One form shall be related to only one SG/WG/SI/WI. 8. Log is used to track changes made to the proposal based on discussions in the group. Where to send: Please fill in all the details and mail the form and send to pavan@tsdsi.org. You will get an acknowledgement along with a SWIP Number allocated to the request.