The Efficacy of Various Probiotics In Premature Newborns With Necrotizing Enterocolitis Cassandra Bloom, Rachael DeVaux, Erin Lee, and MacKenzie Schiltz I. Introduction The microbiota of the human body is a dynamic network, new microbial organisms are constantly leaving and entering the system13. There are innate and environmental factors that impact the diversity and stability of the microbiota of the human body, which are affected by things as complex as the human genome, to things as simple as aging and body growth. This is evidently true in neonates and infants, whose microsomal community must change rapidly as the body grows, develops, and changes environments. The uterus of the human female is sterile, meaning that the acquisition of the human microbiota must begin at birth, when the newborn is colonized by microorganisms from its immediate environment13. This can either be from the vaginal canal of the mother or via the first contacts (caregivers such as nurses and doctors) after a cesarean section13. Stability of the microbiota at this point is low and heavily susceptible to change and infection13. Members of the actinobacterial genus Bifidobacteria are representative of more than 90% of the bacteria present in the intestinal tract of breast-fed infants (bottle-fed infants have considerably less of this genus) with Enterobacteriaceae and the phyla Proteobacteria and Firmicutes accounting for smaller amounts13. Data suggests that these bacteria may be feeding off of a selective medium, breast milk, which inhibits the growth of pathogenic bacteria13. As the infant grows and switches to cow’s milk or solid food, the microbiota will change, losing much of their Bifidobacteria and instead having an intestinal tract dominated by bacteria like lactobacillia, enterococci, and clostridia for example13. These resident microorganisms, from infancy to childhood to adulthood, appear to assist in the host defense against other microbial and fungal pathogens by producing chemicals that ward off infection13. The Food and Agricultural Organization of the United Nation- World Health Organization (FAO-WHO) defines a probiotic as a “live microorganisms, which, when administered in adequate amounts, confer a health benefit to the host.”13 Often organisms like Bifidobacterium are sold as probiotics, due to proposed health benefits on immune function. Lactobacilla and bifidobacteria have been shown to stimulate immune maturation and minimize inflammation, not only in the gastrointestinal tract where their human gut residing cousins reside13. The genus Lactobacillus is one of the genera commonly found in probiotic supplements. This genus depends on sugar fermentation for energy and produce lactic acid as a byproduct to their fermentation13. Since they lack cytochromes and rely on substrate-level phosphorylation, they thrive in anaerobic environments, like the human gastrointestinal tract13. Lactobacilli serve an important set of functions in the everyday human existence: not only are the basis behind products such as dairy products, they are also found in meats, water, sewage, beer, and fruits and are a part of the normal flora of the human body, especially in the normal vaginal flora and gastrointestinal tract13. Often, the species sold for probiotic use is L. acidophilus. Bifidobacteriales is the order that contains another common probiotic B. bifidum. Members of this order are found in the human genital and urinary tract, and Bifidobacteria are gaining rapid attention as we learn more about the human gut microflora. These are Gram-positive rods that are anaerobic and actively ferment carbohydrates to product acetic and lactic acids13. They are the pioneer colonizer and most common bacteria present in the human intestinal tract in babies that are breastfed13. Interest in probiotics outside of the recreational use for general health has been increasing, but especially more so in the area of neonatology. Recently, the use of probiotic supplements has been suggested and is being tested as a treatment for a debilitating and potentially fatal disease, necrotizing enterocolitis. Necrotizing enterocolitis (NEC) is characterized by damage to the intestinal tract, ranging from mucosal epithelial cell injury to necrosis of the full thickness of the tract and perforation of the bowel12. Signs and symptoms usually include including abdominal distention, emesis and/or increased gastric residuals, bloody stools, lethargy, apnea and bradycardia, respiratory distress, metabolic acidosis, thrombocytopenia, neutropenia, capillary leak, and hypotension3,4. Diagnosis is confirmed via a radiologic evidence of pneumatosis intestinalis or portal venous air via surgical pathology3. Often surgical intervention is required, in about 30-50% of cases reported, and approximately one third of the patients will die from NEC3. Implications from surviving the disease are an increased risk for recurrent strictures and bowel obstruction that can occur weeks, months, or years following3. These patients may also have a higher risk two-fold higher risk of neurodevelopmental disability3. An unacceptably high risk of mortality and significant morbidity, thus remains in this variable disease. There are three major risk factors that point down the road to NEC: prematurity, the infant being on enteral feeding after birth, and abnormal bacterial colonization in the gastrointestinal tract. NEC most often presents in preterm infants that weigh less than 1500g (~3.3lbs), though it less commonly can present in full term infants. Incidence for NEC averages between 6 and 14% worldwide for babies weighing less than 1500g, but in some neonatal units, rates have been recorded as high as 22%3. Enteral feeding is common in very-low birth weight infants and is the second major risk factor for NEC; almost 95% of the NEC patients received enteral feedings after birth3. It is hypothesized that preterm infants and very-low birth weight infants have multiple components of intestinal physiology that function abnormally; most often this includes things like intestinal wall perforations, however, the third major risk factor, abnormal bacterial colonization, is starting to show that it plays a large role in the propagation of NEC3,4. When these factors are bound to feeding intolerance, this creates a recipe for infection3,4. Studies have shown that healthy infants develop bacterial diversity that includes colonization by commensal probiotic organisms such as Bifidobacteria species and Lactobacillus species, whereas, preterm infants do not develop diversity to the same extent3. One study found that full-term newborns shed Bifidobacteria by 1 to 2 weeks after birth, but preterm infant colonization of this species low, if it occurred at all. Similar studies have shown a high prevalence of the phylum proteobacteria, and the DNA of Trichinella, roundworms, and adenoviruses in preterm infants, while this is not present in infants that were carried to term3. Citrobacter-like species was also present in preterm infant GI tracts and while Citrobacter are normally present in the human gut flora, they are also a cause of infant meningitis and sepsis and the risk for these maladies increases with the intestinal perforations that coincide with NEC 3. In the mature intestine, including that of a full term infant, the gut mucosa provides a barrier that may prevent the translocation of bacteria that could be pathogenic3. In a neonate intestine, permeability is high and there is a reduced production of the protective mucus of the GI tract. There is also decreased synthesis and secretion of defensin, a host defense peptide, and diminished production of IgA, an antibody important in mucosal cell immunity3. If we link these downed defenses to the abnormal bacterial flora, we can see a pattern of infection. It is hypothesized that derangements in the bacterial and intestine ecosystem may contribute to a variety of allergic and inflammatory responses. “Bad” bacteria can instigate atopic dermatitis, inflammatory bowel disease, asthma, and other inflammatory responses3. These responses lead to an increased cytokine production and the resulting inflammation causes the tissue to die, leading to NEC3. The idea behind using probiotics as a preventative treatment is getting “good” bacteria back to where they need to be; these new residents can fight off the bacteria that are causing disease, restore the balance of the bacterial colonies, and increase the production of protective mucus layer of the intestines3,10. These healthful bacteria may increase mucin synthesis, which may improve the integrity of the cell walls of the intestine3,10. The three major risk factors, prematurity, abnormal bacterial colonization, and enteral feeding, all tie together to explain why probiotics is such a promising treatment10. But that does not mean that the treatment does not have potential complications. One foreseeable complication is that exposing neonates to bacteria when they have intestinal epithelia with poor defenses and a tendency for inflammation may result in more inflammation, injury, sepsis, or in an effort to prevent NEC, actually increase the probability10. II. Assessing the Evidence Lin H., Hsu, C., Chen, H., et al. Oral Probiotics Prevent Necrotizing Enterocolitis in Very Low Birth Weight Preterm Infants: A Multicenter, Randomized, Controlled Trial. American Academy of Pediatrics. 2008; 122:693-700. This study investigated the efficacy of orally administered probiotics in preventing Necrotizing Enterocolitis for very low birth weight (VLBW) preterm infants. It examined the effect of probiotics in the form of B. bifidum and lactobacilli, called Infloran, in VLBW infants to see if it would reduce the prevalence and harshness of NEC. This was a six week prospective, masked, randomized, controlled trial that was conducted in seven different level III NICU’s in Taiwan. To be included in the study, VLBW preterm infants had to have a gestational age of less than 34 weeks, have a birth weight off less than 1500 grams and had to have survived to feed enterally. The exclusion criteria included VLBW preterm infants who had severe asphyxia, fetal chromosomal anomalies, cyanotic heart disease, congenital heart disease, congenital intestinal atresia, gastroschisis, or omphalocele, those who were fed exclusively with formula, and those who were fasted for more than three weeks. The infants were assigned to study or control groups randomly by the investigator at each NICU after they had received parental consent. The computer center located at the China Medical Hospital was the location where the randomization took place, using sequential numbers generated from the computers. Infloran is a probiotic that contains Bifidobacterium bifidum and Lactobacillus acidophilus, which are both bacteria that are commonly found in the stool of breastfed infants. The 217 preterm infants in the study group were given Infloran and B bifidum at 125 mg/kg per dose twice daily added to breast milk or mixed feedings, for six weeks. The control group was just given breast milk or mixed feeding, with no Infloran. The breast milk and/or feedings were made by a group of people who were blinded to the probiotic colony counts and also did not have anything to do with the responsibility of the infants. Each infant in the study and control group tolerated one trial of distilled water, before the breast milk was given. The first day consisted of 1 mL/kg of distilled water two times, followed by breast milk. The amount of breast milk slowly increased with no more than 20mL/kg each day per feeding. Feeding would halt if there were any signs of intolerance. At each of the seven centers, data was collected and sent to the office of the main investigator at China Medical University Hospital. The diagnosis of NEC in each of the groups was determined by two physicians who were blinded to the groups that the infants were assigned to. If these two physicians were to disagree on the diagnosis, the neonatologist in each NICU would make the final decision. The primary outcome of this study was either death or stage 2 NEC or higher. The secondary outcomes were sepsis without NEC, CLD, IVH, PVL, amount of feeding per week, days to complete enteral feeding and weight gain each week. Results showed that the incidence of death or stage 2 NEC or higher was significantly lower in the study group when compared to the control group (4 of 217 in study and 20 of 217 in control; P= .002). In the study group, 2 infants developed stage 2 NEC and 2 infants developed stage 3 NEC and in the control group, 9 infants developed stage 2 NEC and 5 infants developed stage 3 NEC. There was no significant difference between the two groups in the incidence of death attributable to NEC, but for the incidence of death not attributable to NEC, the study group had a significantly lower number (0 of 217 infants vs 6 of 217 infants; P= .04). In order to find out that the probiotic group has less deaths and NEC, a multivariate logistic regression model was used. The variables consisted of birth weight, surfactant use, pH, gestational age, and the NICU. Incidence of death or NEC stage 2 or higher was lower in infants weighing 500750 grams. The incidence of stage 2 NEC of higher was significantly lower in infants who weighed 1001-1500 grams. There seemed to have been a trend in the incidence being lower for stage 2 NEC in infants who weighed 500-700 grams and 751-1000 grams. The researchers concluded that probiotics containing B. bifidum and L. acidophilis, administered orally for six weeks, reduces the incidence of death or NEC for VLBW preterm infants. The number needed to treat in order to prevent one case of NEC was 20 patients and the number needed to treat in order to prevent one death or case of NEC was 14 patients. One limitation in the study was that during the randomization process, they ignored to stratify according to birth weight. The difference was with there being 33 infants weighing less than 750 grams in the study group and only 18 infants weighing this much in the control group. Although, there were lower incidence rates of death in the study group of different weight groups. This calls for needed additional studies with an adequate number of weight stratified infants in order to come to the conclusion that probiotics are efficient in each weight group. Based on the study’s limitations and strengths it is given a quality rating (+) and given a class Grade A due to its prospective, masked, randomized, controlled design. Hartel C, Pagel J, Rupp J, et al. Prophylactic Use of Lactobacillus acidophilus/Bifidobacterium infantis Probiotics and Outcome in Very Low Birth Weight Infants. J Pediatr. 2014; 165 (2):285-9. This study evaluated data in an observational cohort of very low birth weight infants cared for in 46 neonatal intensive care units of the German Neonatal Network. The aim was stratified to prophylactic use of Lactobacillus acidophilus/Bifidobacterium infantis probiotics. This study was categorized into three different groups based on their strategy for probiotic use; the first having no Lactobacillus acidophilus/Bifidobacterium infantis probiotics prophylactically, the second group changed strategy during the observational period, and the third group adopted prophylactic use before the observational study. Inclusion criteria involved infants having a weight of less than 1500 grams and a gestational age of >22 + 6 and <32 + 0 weeks. Gestational age was calculated from the best obstetric estimation based on early prenatal ultrasound and obstetric examination. The data was collected prospectively from infants born between September 1, 2010 and December 31, 2012, which resulted in 3229 infants. Most of the neonatal intensive care units administered Lactobacillus acidophilus/Bifidobacterium infantis to VLBW infants from day two or three of life for fourteen days or until full enteral feeds were tolerated. Exclusion criteria were lethal malformations. To compare the statistical findings of the three infant groups, the SPSS 20.0 data analysis package was used, which performs a multivariate test of differences between groups. Hypotheses were evaluated with the chi-square test, Fisher exact test, and MannWhitney U test. The Fisher’s exact test is a statistical significance test used in the analysis of contingency tables and is valid for all sample sizes. The Mann-Whitney U test is used to compare differences between independent groups when the dependent variable is either ordinal or continuous, but not normally distributed. A chi-square test was the third method that was used to determine whether there was significant association between the three categorical variables from a single population. Results were measured in multiple categories to assess outcome, both at baseline and after observational period. The categories included birth weight at baseline, weight gain per day, weight at discharge, length at discharge, duration of hospital stay, time to full enteral feeds, time of intravenous line, together with clinical characteristics. During the study period, it was observed that infants born in centers that used probiotics had a decreased risk for surgery for Necrotizing Enterocolitis infants compared with infants being born in centers without probiotic use. The use of probiotics in group three was associated with a reduced risk for Necrotizing Enterocolitis surgery with 2.6 percent compared to group one with 4.2 percent (P=0.028). In a multivariable logistic regression analysis, probiotics were also found to have a protective effect for NEC surgery (CI 0.370.91; P=0.017), any abdominal surgery (CI 0.51-0.95; P=0.02) and the combined outcome of abdominal surgery and/or death (CI 0.33-0.56; P=0.001). Lactobacillus acidophilus/Bifidobacterium infantis probiotics was shown statistically significant (P<0.001) to be associated with increased weight gain per day, given that group three had an average of 22.2g per day gained, whereas group one had an increase of 20.8g per day (P=0.01). These results led researchers to reach the conclusion of probiotics supporting the use of Lactobacillus acidophilus/Bifidobacterium infantis probiotics to reduce the risk for gastrointestinal morbidity in very low birth weight infants. The authors conclude that the data represents current clinical practice and support results from previous randomized controlled trials that show positive outcomes when very low birth weight infants are treated with probiotics. These outcomes include shorter hospital stay, improved weight gain per day, protection against necrotizing Enterocolitis requiring surgery, any abdominal surgery and the composite outcome any abdominal surgery and/or death. Further studies may want to take into account the impact of probiotics on families’ quality of life, risk for nosocomial infections and health care costs as well as studies that include data on human milk feeding, evaluation of stool cultures, and culture-dependent methods to determine the gut microbiota in extremely vulnerable infants. The strength of this study includes the sample size, 3229 very low birth weight infants at the study’s conclusion. Having the German Neonatal Network to provide a platform to study aspects of probiotic prophylaxis that have not been considered is also an asset. Limitations include the observational study design, though implementing comparison between centers for those using probiotics, those not using probiotics and those who changed their practice during the data collection diminished bias. It was assumed that blinding was not used in the study to prevent introduction of bias. Braga TD, Silva GAP da, Lira PIC de, Lima M de C. Efficacy of Bifidobacterium breve and Lactobacillus casei oral supplementation on necrotizing enterocolitis in very-low-birth-weight preterm infants: a double-blind, randomized, controlled trial. Am J Clin Nutr. 2011;93:81–6. This study examined the efficacy of orally administered probiotics through breast milk in preventing Necrotizing Enterocolitis (NEC) for very low birth weight (VLBW) preterm infants. It assessed the effect of probiotics in the form of Lactobacillus casei (L. casei) and Bifidobacterium breve (B. breve), on prevalence and severity of NEC in VLBW infants. This was a two year prospective, randomized, controlled trial conducted in the Neonatal Intensive Care Unit (NICU) at the Instituto de Medicina Integral Professor Fernando Figueira in Northeast Brazil. The VLBW preterm infants had to have a gestational age of less than 34 weeks, have a birth weight off less than 1499 grams to be included in the study. The exclusion criteria included VLBW preterm infants who had one or more of the following: major congenital malformations, or previously diagnosed life-threatening chromosomal alterations, or congenital infections diagnosed at birth. After parental consent was given, the infants were randomly assigned by two trained external personnel to the probiotics group or control group. Randomization was generated by the subprogram Epitable at the Centers for Disease Control and Prevention in Atlanta, GA. At 0900 on the second day of life, the 122 infants from the probiotics group received 3 mL human milk supplemented with L. casei and B. breve. They received this treatment once a day for 28 days. The control group received the same volume of milk without the probiotics. All of the milk was prepared by 2 nutrition assistants, supervised by a nutritionist and had no contact with the team or NICU patients. The amount of breast milk slowly increased with no more than 20mL/kg each day per feeding and feeding would discontinue if there were any signs of intolerance. Four confirmed cases of NEC were observed in the control group, and it was unclear who made the diagnosis, but the Bell’s stage criteria of greater than or equal to stage 2 NEC was used. The primary outcome of this study was either death or NEC at stage 2 or greater. No differences were discerned between the groups in relation to the start of enteral feeding and advancements in volume, but infants in the probiotics group achieved full enteral feeding faster than the control group (CI 0.65-0.98; P=0.02). The transition time of the orogastric feeding tube to breastfeeding was shorter in the probiotics group (CI 0.63-0.92; P = 0.03). There were no confirmed NEC cases observed in the probiotics group, suggesting that the use of L. casei and B. breve may prevent the occurrence of stage 2 NEC or higher. This study recorded the duration of time to reach full enteral feeding, considered to be a volume of 150 mL/kg indirectly indicating intestinal motility. A time reduction was observed in the probiotics group. The researchers concluded that probiotics containing L. casei and B. breve, administered via supplementation in breast milk, reduces the incidence of death or NEC for VLBW preterm infants by increasing intestinal motility in the immature gut.The four confirmed NEC cases were only those classified according to Bell’s criteria as equal to or above stage 2. In the initial stages, conditions occur that can lead to a swollen abdomen and may have a distinct pathogenesis from NEC. This results in a study limitation since cases less than stage 2 could potentially be identified and prevented. There were little differences between both groups in the areas of birthweight and gestational age which is a strength to this study. However, there are few studies published that have evaluated the role of Lactobacillus and Bifidobacteria in the prevention of NEC. It has been observed that the effects of probiotics are species specific; therefore it is important to recognize that more research needs to be done on Lactobacillus and Bifidobacteria to determine if they are the most suitable probiotic strains to prevent NEC in VLBW infants. Based on this study’s limitations and strengths it is given a quality rating (+) and Grade A class because of the prospective, randomized, controlled design. Demirel, G., Erdeve, O., Celik, I., & Dilmen, U. Saccharomyces bouldardii for Prevention of Necrotizing Enterocolitis in Preterm Infants: A Randomized Controlled Study. Acta Pædiatrica. 201; 102:560-565. This study assessed the effects of the probiotic Saccharomyces boulardii, a yeastbased probiotic, for the prevention of necrotizing enterocolitis in very low birth weight infants. The study group aimed to assess if the efficacy of orally administered S. boulardii reduced the incidence and severity of NEC. Using a randomly controlled trial design, this study observed 278 infants in the Neonatal Intensive Care Unit at Samsun Maternity and Child Health Hospital, in Samsun, Turkey. Inclusion criteria were limited to preterm infants of gestational age of less than or equal to 32 weeks and a birth weight of under 1500 g who survived to start enteral feeding. Children were excluded on the presence of major congenital defects or anomalies and lack of parental consent. The control group and study group were randomly assigned, resulting in a study group of 138 and a control group of 140. The breast milk team were the only personnel who were aware of the group assignments, and they were not directly involved in the care of the infants. The study group had a mean birth weight of 1164 ± 261 grams and the control group was at 1131 ± 284 grams. While infants in the control group were fed as normal, 250 mg of S. boulardii was added to the breast milk of formula once a day until the infants were discharged. The supplementation did not change the physical appearance of the milk or the formula. Feeding commenced within 48 hours of the birth when the infants had stabilized and had active bowel sounds; feedings started between 10 and 20 ml/kg and then slowly was increased, maxing out at 20 ml/kg per day. If signs of feeding intolerance were observed, including abdominal distension and gastric residuals of more than half the amount of the previous feedings, then feeding was halted and withheld until these feeding intolerance signs were no longer present. For the infants weighing less than or equal to 1000 grams, total parenteral nutrition was used with the S. boulardii probiotic agents added to the formula. Statistics for the results were conducted using SPSS for Windows, version 19.0 and the Mann–Whitney U-test was used to compare continuous variables, and the chisquare test was used to compare categorical variables. Results illustrated that the incidence of NEC and death did not differ between the probiotic and the control group [4.4% (95% CI: 0.97–7.91) vs. 5.1% (95% CI: 1.44–8.86) P= 1.000]; there were two diagnosed cases of NEC during the trial period, one each in both the study group and the control, but neither child died during the course of the trial period. However, despite this lack of evidence for preventing NEC, it appears that incidence of feeding intolerance was greatly reduced in the study group as compared with the control [22.9% (95% CI: 15.21– 29.23) vs. 48.1% (95% CI: 37.22–53.96) P= <0.001]. Data also suggests that a secondary outcome for the study, rate of clinical sepsis, was also significantly reduced during the trial period [47% (95% CI: (26.77–42.85) vs. 65% (95% CI: 39.39–56.19) P= 0.030], but rate of culture proven clinical sepsis did not. There were several different limitations to this study. Due to the nature of the disease, that it occurs mostly in pre-term and VLBW infants, the sample size for the study was small, meaning that some of these numbers may be insignificant in a larger population size. This study is also one of the first that was conducted using the S. boulardii probiotic, meaning the researchers had a lack of data to pull from for evidence. The researchers also noted that while their study showed a significant reduction of feeding intolerance in these infants, they suggest that this effect may also be attributed to the regulation of intestinal motility. The lack of evidence to pull from and small sample size thus limited the conclusions that these researchers were able to make. The strength of this study, while the data was limited, is that it was well conducted and data was scrupulously collected and presented in the article. Based on the study’s limitations and strengths it is given a quality rating (+) and given a class Grade A due to its prospective, masked, randomized, controlled design. Sari, F., DIzdar, E., Oguz, S., Uras, N., & Dilmen, U. Oral Probiotics: Lactobacillus sporogenes for the Prevention of Necrotizing Enterocolitis in Very Low-Birth Weight Infants: A Randomized Controlled Trial. European Journal of Clinical Nutrition. 2011. 65: 434-439. This randomized controlled trial, observed effects of the probiotic Lactobacillus sporogenes on the prevalence of necrotizing enterocolitis in very low-birth weight infants in the Neonatal Intensive Care Unit in Zekai Tahir Burak Maternity and Teaching Hospital, in Altindag-Ankara, Turkey. Observed in this study were 242 preterm infants with a with a gestational age of less than 33 weeks or birth weight of less than 1500 g. Inclusion criteria for the study included preterm neonates with a gestational age of less than 33 weeks or birth weight less than 1500 g, who survived to feed enterally. Those that were excluded from the study were neonates with major congenital malformations or a lack of parental consent. The eligible infants were randomly assigned to the intervention and control groups, resulting in 121 neonates in each category. The breast milk team, were the only personnel who were aware of the group assignments, and they were not directly involved in the care of the infants. Demographics for the groups, including preeclampsia, prenatal steroids, birth weight, gestation week, asphyxia, and multi-pregnancy were very similar among the two study groups. Birth weight in grams for the study group and control group were 1231±262 and 1278±282 respectively, and consisted of roughly half male and half female. The study group received 350,000,000 c.f.u. of L. sporogenes with their breast milk or formula once a day. This supplementation did not change the physical appearance of the milk and the formula. Feeding was started when the infant had stable vital signs, had active bowel sounds without abdominal distention and had no bile or blood from the nasogastric tube. Feeding consisted of breastmilk or formula, and amount was determined by gestational age of the infant varying between 10-20 ml/kg/day. Feeding was advanced, if tolerated, and maxed at 20 ml/kg. If two or more signs of feeding intolerance were observed, including gastric residuals in the amount that was more than half of the previous feeding, abdominal distention or heme-positive stools, feeding was discontinued and withheld as long as these signs continued. Infants weighing less than 1000 grams were put onto parenteral nutrition until half of the calories were taken in orally. Statistics for the results were conducted using SPSS for Windows, version 15.0 and the Student’s t-test was used to compare continuous variables, and the chi-square test was used to compare categorical variables. Results for the study were analyzed using 110 of the infants in the study group and 111 infants from the control group, due to infant death and withdrawal of parental consent. Confidence intervals were not provided for a majority of the results in this study. The primary outcome of the study, incidence of NEC was not significantly lower in the probiotic groups than in the control group (5.8 vs 9%, respectively; P=0.447) nor was the incidence of death significantly lower in the study group (8.2 vs 11.7%, respectively; P=0.515). Relative risk and risk difference for death and stage ≥2 NEC were 0.70 (95% CI: 0.32 to 1.53) and 0.04 (95% CI:0.12 to 0.05) respectively. There were two cases of NEC in the study group and three in the control group; only one incidence of death was attributable to NEC. The incidence of cultureproven sepsis was not significantly lower in the study group than the control (26.4 vs 23.4%, respectively; P=0.613). Feeding intolerance rates for infants with at least one episode were significantly lower in the probiotic group when compared with the control group (44.5 vs 63.1%, respectively; P=0.006). So, in total, this study showed that supplementation of 350,000,000 c.f.u. of L. sporogenes significantly reduced feeding intolerance in very-low birth weight infants, however, this supplementation is not effective in reducing the incidence and severity of NEC. There were several different limitations to this study. Due to the nature of the disease, that it occurs mostly in preterm and VLBW infants, the sample size for the study was small, meaning that some of these numbers may be insignificant in a larger population size. The researchers also noted that while their study showed a significant reduction of feeding intolerance in these infants, they suggest that this effect may also be attributed to the regulation of intestinal motility. As with many other studies that include probiotics, there is also the consideration that dosage forms may be inadequate to lower incidence of NEC, thus more studies at different dosages may need to be performed to determine if these results are truly negative. Confidence intervals were insubstantial in the study, which limits some of the information that we are able to gain from this study. The strength of this study, while the data was limited, is that it was well conducted and most of the data was scrupulously collected and presented in the article. Based on the study’s limitations and strengths it is given a quality rating (+) and given a class Grade A due to its prospective, masked, randomized, controlled design. III. Conclusion The purpose of the presented studies was to determine the effects of probiotic supplementation in the treatment and prevention of necrotizing enterocolitis. Three of the presented studies have evidenced that probiotics, including the species B. bifidum, L. acidophilus, B. infantis, L.casei, and B. breve, use in very-low birth weight neonates is protective and reduces the incidence of necrotizing enterocolitis. However, two studies found insufficient data to suggest any benefit from the probiotics L. sporogenes and S. boulardii. Data suggests that there is not strong or consistent evidence to conclude that probiotic supplementation reduces the incidence of NEC. It has been observed that the effects of probiotics are species specific; therefore it is important to recognize that more research needs to be done on each probiotic species to determine which strain is the most suitable for the prevention NEC in VLBW infants. Overall Level of Evidence The lack of conclusive data on any one specific strain of microbial flora, resulted in an inconsistent pattern of conclusions by the research provided. Some of the studies found positive significant effects after intervention with probiotic supplements in verylow birth weight neonates. Additionally, some of the studies found no significant effects after interventions with different species of probiotic supplements. Grades for the studies were based off the Academy of Nutrition and Dietetics Evidence Analysis Library quality criteria checklist and ranged from C to A. Four of our studies were classified with strong quality ratings but all resulted in different effects. For these reasons, we assign the overall level of evidence as Grade III: Limited. More studies with larger sample sizes and an emphasis of a particular strain of bacteria need to be conducted. IV. Public Health Recommendation The published trials to date have used different formulations of probiotics, with varying protocols for starting and completing therapy, and differing doses of probiotics, which leads us to judge the data as inconclusive and limited for using all species of probiotics at this time for treatment for necrotizing enterocolitis in preterm and very low birth weight infants. At this time, information on the side effects, dosage, and effectiveness of probiotic bacteria is uncertain, as conducted studies have been limited in sample size and evidence for one particular strain of probiotics is limited. More research is needed in this area before a clear recommendation can be made. References 1. Arciero C. J. Using a Mathematical Model to Analyze the Role of Probiotics and Inflammation in Necrotizing Enterocolitis. Plos one. 2010; 5: 10.1371. 2. Braga, T., Pontes da Silva, G., Cabral de Lira, P., & Carvalho Lima, M. Efficacy of Bifidobacterium breve and Lactobacillus casei Oral Supplementation on Necrotizing Enterocolitis in Very-Low-Birth-Weight Preterm Infants: A Double-Blind, Randomized, Controlled Trial. American Journal of Clinical Nutrition. 2011. 93:81-86. 3. Caplan, M. (2014). Necrotizing enterocolitis: Insights into the Pathogenesis of this Challenging Disease. Morgan and Claypool Life Sciences. eBook. 4. Chen, A., Chung, M., Chang, J., & Lin, H. Pathogenesis Implication for Necrotizing Enterocolitis Prevention in Preterm Very-Low-Birth-Weight Infants. Journal of Pediatric Gastroenterology. 2014. 58:7-11. [Review]. 5. Demirel, G., Erdeve, O., Celik, I., & Dilmen, U. Saccharomyces bouldardii for Prevention of Necrotizing Enterocolitis in Preterm Infants: A Randomized Controlled Study. Acta Pædiatrica. 201; 102:560-565. 6. Enterocolitis in Preterm Infants: Epidemiology and Antibiotic Consumption in the Polish Neonatology Network Neonatal Intensive Care Units in 2009. Plos One. 2014; 9:1-8. 7. Lin H., Hsu, C., Chen, H., et al. Oral Probiotics Prevent Necrotizing Enterocolitis in Very Low Birth Weight Preterm Infants: A Multicenter, Randomized, Controlled Trial. American Academy of Pediatrics. 2008; 122:693-700. 8. Hartel C. Prophylactic Use of Lactobacillus acidophilus/Bifidobacterium infantis Probiotics and Outcome in Very Low Birth Weight Infants. The Journal of Pediatrics. 2014; 165:285-289. 9. Neu J. Necrotizing Enterocolitis. The New England Journal of Medicine. 2011;364:255-64. [Review]. 10. Patel, R. & Denning, P. Therapeutic Use of Prebiotics, Probiotics, and Postbiotics to Prevent Necrotizing Enterocolitis: What is the Current Evidence?. Clinics in Perinatology. 2013; 40(1): 11–25. [Review]. 11. Sari, F., DIzdar, E., Oguz, S., Uras, N., & Dilmen, U. Oral Probiotics: Lactobacillus sporogenes for the Prevention of Necrotizing Enterocolitis in Very Low-Birth Weight Infants: A Randomized Controlled Trial. European Journal of Clinical Nutrition. 2011. 65: 434-439. 12. Springer, S. (2014, November). Necrotizing Enterocolitis. Retrieved February 2, 2015 from Medscape: http://emedicine.medscape.com/article/977956-overview#a0101 13. Wiley, J., Sherwood, L., & Woolverton, C. (2014) Prescott’s Microbiology, Ninth Ed. McGraw-Hill, New York, NY. 14. Wojkowska-Mach, J. Rozanska, A., Borszewska-Kornacka, M., Domanska, J., Gadzinowski, J., Gulczynska, E., Helwich, E., Kordek, A., Pawlik, D., Szczapa, J., & Heczko, P. Necrotising enterocolitis in preterm infants: epidemiology and antibiotic consumption in the polish neonatology network neonatal intensive care units in 2009. PLOS One Appendix: Primary Research Evidence Worksheets Citation Lin H. Oral Probiotics Prevent Necrotizing Enterocolitis in Very Low Birth Weight Preterm Infants: A Multicenter, Randomized, Controlled Trial. American Academy of Pediatrics. 2008; 122:693-700. Study Design Prospective, masked, randomized, controlled trial Class A Quality Rating (+) Research Purpose To investigate the efficacy of orally administered probiotics in preventing necrotizing enterocolitis for very low birth weight preterm infants. Inclusion Criteria Very Low Birth Weight (VLBW) preterm infants who survived to feed enterally were eligible for this trial. Exclusion Criteria - Description of Study Protocol Recruitment: LBW preterm infants who survived to feed enterally were eligible for the trial. They were assigned randomly to study or control groups by the principle investigator at each center after informed parental consent was obtained. Design: Prospective, masked, randomized, controlled trial conducted in seven level III NICU's in Taiwan. The study protocol was approved by the institutional review board of each hospital. Blinding: Determination of the diagnosis of NEC of stage 2 or greater was made by 2 independent attending physicians who did not know the group assignment of the infant.THe breast milk team did not know the colony counts of probiotics and were not involved in the care of the infants. Intervention: Study group was given Infloran and B bifidum at 125 mg/kg per dose twice daily, through addition of breast milk or mixed feeding. Certain amount of breast milk was initiated after the infant tolerated 1 trial of distilled water. On the first day, 1 m:/kg distilled water was given twice, followed by breast milk. Increments of no more than 20 mL/kg per day per feeding. 100mL/kg per day was defined as complete enteral feeding. Statistical Analysis: VLBW preterm infants who had severe asphyxia Fetal chromosomal anomalies Cyanotic congenital heart disease Congenital intestinal atresia Gastroschisis or omphalocele Those who were fed exclusively through formula Those who were fasted for more than 3 weeks Data Collection Dependent Variables: Summary -Incidence of death - Stage 2 or higher of NEC -Body weight Independent Variables: Infloran and B bifidum were given twice daily at 125 mg/kg in addition to breast milk or mixed feedings for 6 weeks. On the first day, 1 mL/kg of distilled water was given twice followed by breast milk. The amount of feeding increased slowly by no more than 20 mL/kg per day per feeding. Description of Actual Data Sample Initial: 443 VLBW preterm infants Final N: 434 VLBW preterm infants Anthropometrics: birth weight <1500 grams Location: Taiwan NICU setting Summary of Results -The incidence of death or stage 2 NEC (4 of 217 infants vs 20 of 217 infants; P .002) was significantly lower in the study group, compared with the control group. -Two infants in the study group and 9 infants in the control group developed stage 2 NEC; 2 infants in the study group and 5 infants in the control group developed stage 3 NEC. Four and 14 infants developed stage 2 NEC in the study and control groups, respectively (P .02). - The incidence of death not attributable to NEC (0 of 217 infants vs 6 of 217 infants; P .04) was significantly lower in the study group, compared with the control group. -For the secondary outcomes, there were no differences between the 2 groups with respect to PVL and severe IVH; although sepsis was more frequent among infants in the study group, there was no difference in the univariate analysis or with adjustment for various confounding variables, such as birth weight, umbilical venous catheter use, intermittent mandatory ventilation, NICU stay, and center. Author Conclusion The authors concluded that probiotics containing B bifidum and L acidophilus, administered orally for 6 weeks, reduce the incidence of death or NEC for VLBW preterm infants. Reviewer Comments Limitations: during the randomization process, they ignored to stratify according to birth weight. The difference was with there being 33 infants weighing less than 750 grams in the study group and only 18 infants weighing this much in the control group. Although, there were lower incidence rates of death in the study group of different weight groups. This calls for needed additional studies with an adequate number of weight stratified infants in order to come to the conclusion that probiotics are efficient in each weight group. Funding Source This study was funded by the National Science Council of Taiwan Citation Hartel C, Pagel J, Rupp J, et al. Prophylactic Use of Lactobacillus acidophilus/Bifidobacterium infantis Probiotics and Outcome in Very Low Birth Weight Infants. J Pediatr. 2014; 165 (2):285-9. Study Design Observational Study, Prospective Class C Quality Rating (--) Research Purpose Aim was to evaluate outcome data in a large cohort of VLBW infants born in German Neonatal Network (GNN) centers stratified to prophylactic use of Lactobacillus acidophilus/Bifidobacterium infantis probiotics. Risk for surgery, any abdominal surgery and all-cause mortality were taken into account. Inclusion Criteria -Birth weight <1500 g -Gestational age >22 + 6 and <32 + 0 weeks -Born between September 1, 2010 and December 31, 2012 Exclusion Criteria -Lethal malformations (eg, trisomy 13 and trisomy 18) Description of Study Protocol Recruitment: Categorized the participating study centers into 3 groups based on choice of following strategies: -Group 1: no Lactobacillus acidophilus/Bifidobacterium infantis probiotics prophylactically (n=12) -Group 2: changed strategy during the observational period (n=13; infants divided based on date of birth. 2A, before prophylactic use based on date of birth; 2B, after prophylactic use) -Group 3: adopted prophylactic use before the observational study (n=21) Observational Design that measured Necrotizing Enterocolitis surgery, any abdominal surgery and death in VLBW infants Statistical Analysis: -Evaluated using chi-square test, Fisher exact test and Mann-Whitney U test. -Multivariable logistic regression analysis was completed to measure the protectiveness of probiotics related to NEC surgery, any abdominal surgery and the combined outcome abdominal surgery and/or death Data Collection Summary September 1, 2010-December 31,2012 Data collected prospectively Dependent Variables: - Increased weight gain/day - Risk of surgery for NEC, any abdominal surgery and all cause-mortality - Length of hospital stay Independent Variables: -Method of probiotic use, or lack thereof. Group 1, group 2, group 3 Description of Actual Data Sample All infants born in GNN centers during study period: N=5351 After written consent given by parents: N=3529 VLBW infants All infants with full GNN data set: N=3229 Final N = 3229 Anthropometrics: Gestational Age > 22 + 6 and <32 + 0 weeks Location: Germany Groups were similar in having a birth weight of < 1500 g Summary of Results Results were measured in multiple categories to assess outcome, both at baseline and after observational period. The categories included birth weight at baseline, weight gain per day, weight at discharge, length at discharge, duration of hospital stay, time to full enteral feeds, time of intravenous line, together with clinical characteristics. The baseline data suggested that probiotic use was related to greater baseline rate of NEC requiring surgery in group 3 (5.0 percentile) compared with group 1 (3.7 percentile). The use of probiotics was associated with a reduced risk for necrotizing enterocolitis surgery (group 1 vs. group 3: 4.2 vs. 2.6 percent, P = 0.028). Infants born in centers that used probiotics had a decreased risk for surgery for NEC compared with infants born in centers without probiotic use. In a multivariable logistic regression analysis, probiotics were protective for NEC surgery (P = 0.017), any abdominal surgery (P = 0.02) and the combined outcome abdominal surgery and/or death (P = 0.001). The use of Lactobacillus acidolphilus/Bifidobacterium infantis probiotics was associated with increased weight gain per day (group 1, 20.8 g/d vs. group 3, 22.2 g/d; P < 0.001; group 2 before change, 21.5 g/d vs. after change, 22.7 g/d; P=0.01). Duration of hospital stay was also lower in group 3 (70.5) compared to group 1 (75.5) (P <0.001) and had less exposure to glycopeptide antibiotics. Successful response to Lactobacilus acidophilus/Bifidobacterium infantis was associated with positive weight gain in group 3, as well as showing a protective characteristic against necrotizing enterocolitis (NEC) requiring surgery, any abdominal surgery and the composite outcome any abdominal surgery and/or death. Author Conclusion The authors concluded that the data represents current clinical practice and support results from previous randomized controlled trials. Noted were improved weight gain per day in VLBW infants treated with probiotics, as well as shorter stay in hospital. The impact of probiotics on families' quality of life, risk for nosocomial infections, and health care costs should be investigated more after receiving the results in this study. Administration of Lactobacillus acidophilus/Bifidobacterium infantis was found to be protective against NEC requiring surgery, any abdominal surgery and the composite outcome any abdominal surgery and/or death. Reviewer Comments Strengths: having a neonatal network such as GNN, which provide a platform to study aspects of probiotic prophylaxis that have not yet been considered. Another strength includes the large population size, N=3229. To diminish the risk of bias implementation of comparison between centers using probiotics, those not using probiotics and those who changed their practice during the data collection period were incorporated. Limitations: observational design. Lack of long-term follow up with the VLBW patients. Further studies are still needed to include data on human milk feeding, evaluation of stool cultures, and culture-dependent methods to determine the gut microbiota in extremely vulnerable infants Funding Source This study was funded by the German Ministry for Education and Research Citation Braga TD, Silva GAP da, Lira PIC de, Lima M de C. Efficacy of Bifidobacterium breve and Lactobacillus casei oral supplementation on necrotizing enterocolitis in very- low-birth-weight preterm infants: a double-blind, randomized, controlled trial. Am J Clin Nutr. 2011;93:81–6. Study Design Randomized Controlled Trial Class A Quality Rating (+) Research Purpose To evaluate the efficacy of the combined use of Lactobacillus casei and Bifidobacterium breve prevent the occurrence of NEC stage >/=2 by the criteria of Bell in very-low- birth-weight preterm infants Inclusion Criteria Preterm infants of gestational age of less than or equal to 34 weeks and with a birth weight of under 1499 g who survived to start enteral feeding Exclusion Criteria Major congenital malformations, lack of parental consent, previously diagnosed life-threatening chromosomal alterations, or congenital infections diagnosed at birth Description of Study Protocol Recruitment: Instituto de Medicina Integral Professor Fernando Figueira maternity unit; a reference center for high-risk pregnancies, all preterm infants born locally and admitted to the NICU Design: Randomized Controlled Trial Blinding: Only the 2 nutrition assistants administering breast milk team aware of allocations Intervention: Treatment administered on second day of life and maintained until thirty days of life, NEC diagnosis, death, or discharge. L. casei and B. breve were added to the breast milk on the second day of life for twenty-eight days thereafter as tolerated. Statistical Analysis: Epi-Info version 6.04, Statistical Package for the Social Sciences (version 12.0; SPSS Inc, Chi- cago, IL). Student’s t test or the Mann- Whitney U test, the chi-square test, Fisher’s exact test, The Kaplan-Meier survival probability method, and the log- rank test
Statistical significance was set at P 0.05. Data Collection Timing of Measurements: 0900 on 2nd day of life until 30days of life Summary Dependent Variables: Incidence of NEC
Independent Variables: L. casei and B. breve added to diet in 3mL human milk Control Variables: Duration and supplementation of probiotics Description of Actual Data Sample Initial: 258 (113 Males 118 Females) Attrition: 231 Age: (Gestational) 29weeks +/- 3weeks Ethnicity: Not mentioned, country of origin: Brazil Other relevant demographics: Not mentioned. Anthropometrics: Body Weight (grams): Study Group: 1194.7 +/206.3 Control Group:1151.4 +/- 224.9 Location: The Neonatal Intensive Care Unit (NICU) of The Instituto de Medicina Integral Professor Fernando Figueira in the city of Recife, capital of Pernambuco State, Northeast Brazil Summary of Results The probiotic used in this trial was made of L. casei and B. breve, and the confirmed cases of NEC occurred only in the control group, which suggests that the use of probiotics may prevent the occurrence of this outcome. Other Findings: The time taken to reach full enteral feeding (or a volume of 150 mL/kg) is indirect indicator of intestinal motility. A time reduction was observed in the probiotics group. Author Conclusion The use of probiotics seems to have had a beneficial effect on the occurrence of NEC at stage !2 according to Bell’s criteria and was associated with an improvement in intestinal motility, evaluated on the basis of the time taken to reach full enteral feeding. Reviewer Comments Limitations: small sample size Funding Source Partial donation of probiotics from Yakult and funding from The Instituto de Medicina Integral Professor Fernando Figueira Citation Demirel, G., Erdeve, O., Celik, I., & Dilmen, U. (2013). Saccharomyces boulardii for prevention of necrotizing enterocolitis in preterm infants: a randomized, controlled study. Acta Pædiatrica, 102, 560-565. dio: 10.1111/apa.12416. Study Design Randomized Controlled Trial Class A Quality Rating (+) Research Purpose To evaluate the efficacy of orally administered S. boulardii for reducing the incidence and severity of NEC in very low birth weight infants. Inclusion Criteria Preterm infants of gestational age of less than or equal to 32 weeks and a birth weight of under 1500 g who survived to start enteral feeding Exclusion Criteria Major congenital defects or anomalies and lack of parental consent Description of Study Protocol Recruitment: Neonatal Intensive Care Unit (NICU) at Samsun Maternity and Child Health Hospital Design: Prospective, masked, randomized, controlled trial Blinding: Determination of the diagnosis of NEC of stage 2 or greater was made by 2 independent attending physicians who did not know the group assignment of the infant.Only breast milk team (feeding team) aware of allocations, but were not involved in the direct care of the infants. Intervention: 250 mg of S. boulardii added to feeding regime until discharge. Statistical Analysis: SPSS, Mann–Whitney U-test (continous), and chisquare test (categorical). Data Collection Summary Dependent Variables: Incidence of NEC or death in infants. Independent Variables: 250 mg of S. boulardii added to feeding regime. Control Variables: Duration and supplementation of probiotic use. Description of Actual Data Sample Initial: 278 (142 Males 136 Females) Attrition: 271 Age: gestation age of around 29 weeks for both groups. Ethnicity: Not mentioned, country of origin: Turkey. Other relevant demographics: Median Mother Age: Study Group = 28 yr and Control Group = 27yr Anthropometrics: Body Weight (grams): Study Group: 1164 +- 261 Control Group: 1131 +- 284 Location: Neonatal Intensive Care Unit (NICU) at Samsun Maternity and Child Health Hospital, Samsun, Turkey Summary of Results The use of 250 mg of S. boulardii did not lower the incidence of NEC. Supplementation did appear to reduce feeding intolerance in study group as well as the rate of clinical sepsis. Author Conclusion No detected significant differences in the incidence of NEC between the probiotic and control groups. Reviewer Comments Limitations: the sample size was very small for this study. Funding Source Neonatal Intensive Care Unit, Samsun Maternity and Child Health Hospital Citation Sari, F., Dizdar, E., Oguz, S., Uras, N., & Dilmen, U. Oral Probiotics: Lactobacillus sporogenes for the Prevention of Necrotizing Enterocolitis in Very Low-Birth Weight Infants: A Randomized Controlled Trial. European Journal of Clinical Nutrition. 2011. 65: 434-439. Study Design Randomized Controlled Trial Class A Quality Rating (+) Research Purpose To evaluate the efficacy of orally administered L. sporogenes for reducing the incidence and severity of NEC in very low birth weight infants. Inclusion Criteria Preterm infants of gestational age of less than or equal to 33 weeks and a birth weight of under 1500 g who survived to start enteral feeding. Exclusion Criteria Major congenital defects or anomalies and lack of parental consent Description of Study Protocol Recruitment: Neonatal Intensive Care Unit (NICU) at Zekai Tahir Burak Maternity Training Hospital Design: Prospective, masked, randomized, controlled trial Blinding: Determination of the diagnosis of NEC of stage 2 or greater was made by 2 independent attending physicians who did not know the group assignment of the infant.Only breast milk team (feeding team) aware of allocations, but were not involved in the direct care of the infants. Intervention: 350 000 000 c.f.u. of L. sporogenes once a day Statistical Analysis: SPSS, chi-square test (categorical), and Student's ttest (continuous) Data Collection Summary Dependent Variables: Incidence of NEC or death in infants. Independent Variables: L. sporogenes probiotics in diet Control Variables: Duration and supplementation of probiotic use. Description of Actual Data Sample Initial: 242 (124 Males 118 Females) Attrition: 221 Age: 2 days of age of enrollment. Ethnicity: Not mentioned, country of origin: Turkey. Anthropometrics: Body Weight (grams): Study group: 1231±262 Control Group: 1278±282 Location: Neonatal Intensive Care Unit in Zekai Tahir Burak Maternity and Teaching Hospital, Altindag-Ankara, Turkey Summary of Results L. sporogenes supplementation was not effective in reducing the incidence of death or NEC in VLBW infants. Supplementation did appear to reduce feeding intolerance in study group. Author Conclusion L. sporogenes supplementation at the dose of 350 000 000 c.f.u/day is not effective in reducing the incidence of death or NEC in VLBW infants. Reviewer Comments Limitations: the sample size was very small for this study. Funding Source Neonatal Intensive Care Unit in Zekai Tahir Burak Maternity and Teaching Hospital