Supplementary Appendix B to Dorian et al. “Costeffectiveness of Apixaban versus Current Standard of Care for Stroke Prevention in Patients with Atrial Fibrillation -Secondary Analysis of AVERROES (CV185048) to Support Apixaban Cost Effectiveness Modelling for the Indication of Stroke Prevention in Atrial Fibrillation” 1 STUDY DESIGN Study design and data collection associated with AVERROES has been described previously.1 Seminal results were published by Connolly et al which indicated that apixaban reduced the risk of stroke or systemic embolism without significantly increasing the risk of major bleeding or intracranial hemorrhage.2 2 METHODS AVERROES data were analyzed in post-hoc basis. Annualized events rate and related hazard ratios were computed for the relevant end-points. Intention to treat (ITT) principle was used for the analysis of all end-points except the safety end-points which were based on modified ITT population. Stratified analyses were conducted across CHADS2 categories.3 All risks were assessed in absolute terms or relative risk was computed using hazard ratio for the event associated with aspirin versus apixaban. Subgroup analyses were conducted on AVERROES participants who had used previously used warfarin (VKA) but were not able to stay on the VKA either due to inability to maintain INR control while on warfarin, experienced either bleeding or non-bleeding events while on warfarin or other similar reasons described in the AVERROES seminal publication.2 For the purposes of these analyses, there patients were labeled as warfarinunsuitable population (i.e. proven unsuitable after experiencing warfarin use). Mortality risk associated with reasons other than stroke, systemic embolism, bleeding and myocardial infarction was assessed by deleting mortality associated with the above mentioned causes from all-cause mortality. Absolute mortality risk as well as relative hazard of mortality with aspirin versus apixaban for causes other than stroke, bleeding and myocardial infarction was assessed. Apixaban was used as a reference category for computing hazard ratios (HRs) associated with the above events. Data were pooled from ARISTOTLE and AVERROES treatment arms to assess percentage of intracranial hemorrhages manifesting into hemorrhagic stroke as well as fatality rates associated with intracranial hemorrhages excluding hemorrhagic stroke and other major bleeds excluding any type of intracranial hemorrhages. For assessing distribution of hemorrhagic stroke across different levels of stroke severity, events were pooled across apixaban and aspirin arms due to low absolute event rate in both arms. All analyses were conducted using SAS 9.2 (SAS Inc, Cary, NC). Since this was secondary analyses of AVERROES analyses sets carried out in post-hoc manner, please refer to the Connolly et al for efficacy and safety results obtained based on pre-specified primary and secondary hypotheses.2 2.1 Risk of Ischemic or Unspecified Stroke by CHADS2 Score Risk of ischemic or unspecified stroke was assessed at pre-specified CHADS2 categories of 0-1, 2, 3 as specified in the seminal AVERROES publication.2 As demonstrated in Table 1, this risk was assessed separately for each treatment arm. Weighted average risk of ischemic or unspecified stroke was 1.374 and 3.103 for apixaban and aspirin, respectively, with weights computed based on number of patients in different CHADS2 categories for each treatment arm within AVERROES. When compared to apixaban, patients treated with aspirin had a greater risk of experiencing ischemic or unspecified stroke (HR: 2.270, 95% Confidence Interval (CI): 1.590 - 3.230) Table 1: CHADS2 Score Ischemic or Unspecified Stroke Risk by CHADS2 Score Apixaban Aspirin 0-1 0.831 1.411 2 1.526 3.363 3 1.957 5.196 Weighted Average 1.374 3.103 2.2 Risk of Experiencing Bleeding or Other Events Table 2 below describes the absolute event rates (per 100 patient years) and relative risk (as hazard ratio, HR) of experiencing an event when treated with aspirin versus apixaban. Table 2: Absolute and Relative Hazard of Experiencing an Event with Apixaban versus Aspirin in AVERROES Trial Population Event Apixaban Absolute Event Rate Aspirin Absolute Event Rate Hazard Ratio (HR, 95% Confidence Interval) Intracranial hemorrhages 0.344 0.348 1.013 (0.439-2.337) Other major bleeds excluding intracranial hemorrhages Clinically-relevant non-major bleeding CV hospitalizations unrelated to stroke or MI 1.066 0.571 0.535 (0.302 - 0.947) 3.113 2.371 0.762 (0.563 - 1.030) 10.460 12.087 1.155 (0.992 - 1.345) 2.3 Hemorrhagic stroke as a part of Intracranial Hemorrhages Hemorrhagic strokes comprised 55% of intracranial hemorrhages observed in both apixaban and aspirin patients. As described in the AVERROES seminal publication, patients on apixaban had slightly lower risk of experiencing intracranial hemorrhages (HR: 0.85; 0.38-1.90) well as hemorrhagic stroke (HR: 0.37; 0.24-1.88) versus patients on aspirin. 2.4 Severity Distribution Associated with Strokes as Assessed by Modified Rankin Scale (mRS) Following distribution of stroke severity was observed using modified Rankin Scale (mRS) at 30-day follow-up post event for apixaban versus aspirin. Patients with mRS score of 6 represented fatality associated with the stroke event. Stroke severity distribution associated with ischemic or unspecified stroke by treatment has been described below in Table 3. For hemorrhagic stroke, events were pooled across apixaban and aspirin arms due to low absolute event rate in both arms for this analysis (Table 4). 2.4.1 Ischemic or Unspecified Stroke Table 3: Stroke Severity Classification Associated with Ischemic or Unspecified Stroke mRS classification Apixaban n (%) Aspirin n (%) 0-2 17 (40%) 35 (36%) 3-4 12 (28%) 37 (38%) 5 5 (12%) 15 (15%) 6 9 (20%) 10 (11%) 2.4.2 Hemorrhagic Stroke Table 4: Stroke Severity Classification Associated with Hemorrhagic Stroke mRS classification Apixaban n Aspirin n Pooled Sample n (%) 0-2 1 0 1 (7%) 3-4 1 2 3 (20%) 5 0 4 4 (27%) 6 4 3 7 (46%) 2.5 Gastro-intestinal Bleeding Rates as Part of Other Major Bleeding (Excluding Intracranial Hemorrhages) Gastro-intestinal bleeding comprised 35% (12 out of 34) and 39% (7 out of 18) of other major bleeding events (excluding intracranial hemorrhages) for apixaban and aspirin, respectively. 2.6 Treatment Discontinuation Rates Not Related to Absorbing States Treatment discontinuation rate for reasons other than stroke or major bleeding were higher for aspirin versus that observed for apixaban resulting into greater HR for aspirin versus apixaban for treatment discontinuations not related to a) stroke or major bleeding or b) stroke, major bleeding, myocardial infarction or systemic embolism (Table 5). Table 5: Treatment Discontinuation Rates Not Related to Absorbing States Excluding stroke, major bleeding, myocardial infarction and systemic embolism 19.012 1.099 (0.972 - 1.241) 537 Aspirin Apixaban 2.7 495 17.310 1.000 (Reference) Fatality Rates Associated with Bleeding Episodes Pooled data analyses, as described in Table 6 below, indicated 13% mortality associated with ICH that did not manifest into hemorrhagic stroke. Pooled morality rate for OMB that were not intracranial in nature was 2%. Table 6: Pooled Analysis of Fatality Rates Associated with Apixaban Versus Warfarin or Aspirin Using ARISTOTLE and AVERROES Data Trial Treatment AVERROES ARISTOTLE Average 2.8 Other ICH OMB Fatal OMB n Fatal Other ICH n(%) n n(%) Apixaban 5 1 (20%) 34 1 (3%) Aspirin 2 1 (50%) 18 1 (6%) Apixaban 12 2 (17%) 275 6 (2%) Warfarin 44 4 (9%) 340 7 (25) 63 8 (13%) 667 15 (2%) Mortality Risk Associated with Causes Other than Stroke, Systemic Embolism, Major Bleeding or Myocardial Infarction Over duration of AVERROES trial, aspirin arm exhibited higher non-stoke, non-SE, nonbleeding and non-MI mortality rate of 3.5935 per 100 patient-years (n= 114) versus apixaban which had mortality rate of 2.9668 per 100 patient-years (n = 94) thus yielding a slightly greater HR of 1.212 (95% CI: 0.922 -1.593). 2.9 Absolute Annualized Event Rates in Warfarin-unsuitable Patients Randomized to Aspirin Arm Table 7 below describes annualized event rates for various events of interest in warfarin unsuitable patients randomized to aspirin arm. Table 7: Absolute Event Rates in Warfarin-unsuitable Patients Randomized to Aspirin Event Annualized Event Rate (per 100 patient years) Ischemic or unspecified stroke 3.453 Intracranial hemorrhages 0.322 Other major bleeds excluding intracranial hemorrhages 0.887 Clinically-relevant non-major bleeds 2.936 Myocardial infarction 1.110 CV hospitalizations unrelated to stroke or MI 13.571 REFERENCES 1 Eikelboom JW, O'Donnell M, Yusuf S, et al. Rationale and design of AVERROES: apixaban versus acetylsalicylic acid to prevent stroke in atrial fibrillation patients who have failed or are unsuitable for vitamin K antagonist treatment. Am Heart J 2010;159:348-353 2 Connolly S, Eikelboom J, Joyner C et al. Apixaban in Patients with Atrial Fibrillation. New Engl J Med, 2011; 364,9:806-17. 3 2011 Writing Group members. 2011 ACCF/AHA/HRS Focused Updated on the Management of Patients with Atrial Fibrillation (Updating the 2006 Guidelines). Circulation, 2011;123:104-123.