PPP LCC Decision Analysis and Science Needs Workshop held August 23-25, 2011 Executive Summary The PPP LCC Technical Committee held a three-day workshop in Bismarck, ND from August 23rd to the 25th, with a primary goal of developing a process that can be used to identify and prioritize science needs from the perspective of land, resource, and conservation decisionmaking. By putting the decision-makers needs first, future PPP LCC science work can be targeted towards decision-driven science priorities, rather than having the science priorities derived from a the set of proposed projects. Workshop participants (Appendix 1) discussed four steps in creating both short-term and longterm science plans for the LCC. Identify potential “science needs” Prioritize the identified science needs Solicit and evaluate projects aimed at meeting or reducing those science needs Develop a portfolio of activities / projects to pursue as a PPP LCC science plan Participants followed a structured process to develop a first pass (“straw-man”) for each of these elements, but recognized throughout the process that the input of a broader group is very important. As a first step, this summary is being distributed to all Technical Committee members, and specifically for those who did not attend the workshop, seeking their input on each element of the overall process. The full Technical Committee will discuss on their next conference call (Oct 5) what additional input should be sought and how to go about obtaining that input. This Workshop Summary highlights the four steps and the workshop outputs; additional details on the workshop process and outputs, including specific questions for the Technical Committee are included in the Appendices. Step 1: Identify potential “science needs” There are two different types of decisions that are relevant for PPP LCC science planning. First are decisions that the LCC can and must make to fulfill its goals, including decisions about how to organize, how to allocate LCC resources, and how to seek or generate project opportunities, among others. Second are the conservation-delivery decisions that are made by LCC partners and other entities. The goal of the PPP LCC is to provide support for those conservationdelivery decisions. Effective and useful decision support starts with a clear understanding of the decisions to be supported, and a large portion of the workshop focused on clearly establishing the scope of those decisions and the information needed to support those decisions. p. 1 of 22 In this context, “science needs” are defined as information that could reduce key uncertainties. Key uncertainties are those issues where limited knowledge prevents decision-makers from making a sufficiently accurate prediction of the outcomes of potential conservation actions to enable them to make a well-informed decision. Specifically, “science needs” should address uncertainties where the current level of knowledge leaves considerable doubt as to preferred conservation actions. Workshop participants identified the range of decision-makers and the types of decisions the PPP LCC aims to support and influence, identified a set of outcomes that are of interest to those decision makers (where improved predictions would be useful), and identified a preliminary list of information that would help improve the necessary predictions. Those results are summarized in Appendix 2, Sections 2.2 and 2.3, and the immediate next step is to review and expand, as necessary, the list of identified science needs. Step 2: Prioritize the identified science needs Once the committee is satisfied that a robust list of potential science needs (key uncertainties) has been identified, the needs will be prioritized in terms of the importance of reducing those uncertainties. Workshop participants reviewed and discussed several formal approaches for valuing information for decision support, including formal decision-analytic value-ofinformation (VOI) analyses. These formal methods for valuing information require the construction of full conceptual models linking the key uncertainties to improved predictions of outcomes of interest to decision-makers, and quantification of the current state of knowledge about each of those key uncertainties. Developing a reasonably complete set of such conceptual models and quantifying of the current state of knowledge would be quite useful, but would also require a considerable amount of effort. For the immediate prioritization need (FY12), we defined a simpler approach, using the principles of SDM and multi-attribute utility analysis. In such an approach each identified uncertainty is evaluated against a set of well-defined criteria, using carefully developed scales or metrics. The decision-makers (in this case, the PPP LCC Steering Committee, or the Technical Committee acting as proxies for the Steering Committee) then establish the relative importance of each of the criteria in determining the priority of a science need, and the appropriate calculations can be carried out to yield a prioritized list. The first step in this approach is to develop a set of criteria that will be used to determine the importance of an uncertainty or information need. The list below summarizes the preliminary set of criteria defined by the workshop participants. Additional description of the basis for selecting this set of criteria is included in Appendix 2, Section 2.4. Importance / criticality of the uncertainty to decision-making (decision-relevance). The breadth or range of decisions the information could support. Urgency / timing of information needs relative to decision needs. Opportunity for information collection & uncertainty reduction exists now that will not exist later. Uncertainty is not currently be addressed by any other group. p. 2 of 22 Step 3: Use science priorities to generate project opportunities, and evaluate proposed or potential projects in terms of their benefit It has not yet been decided what approach the PPP LCC will use to generate research and project opportunities for FY12. In past years, the LCC has issued an RFP seeking proposals, and that is being considered for FY12. Other approaches could include reconsidering proposals received in response to previous requests, or directing funding to specific organizations, agencies, or groups to pursue research addressing a specific (high priority) issue. Any approach that involves soliciting or reviewing multiple proposals will require a mechanism for evaluating the quality of the proposed work and the benefits of funding the work. In most standard approaches used in the scientific community to evaluating proposals, the RFP will lay out a set of evaluation criteria on which the proposal will be judged. The process of defining those project evaluation criteria is useful regardless of what approach is chosen to generate those research opportunities. The workshop participants developed a preliminary list of project evaluation criteria, to be reviewed and commented on by the rest of the Technical Committee. Additional discussion can be found in Appendix 2, Section 2.5. Addresses a priority science need identified <in Step 2>. Number / importance of additional science needs addressed and decisions supported. Scientific rigor and quality of research proposal and team How much will a successful project reduce the underlying uncertainty? Scalability of project; ability to derive insights from the proposed work that are applicable to a large portion of the PPP LCC Timing of project results Ability to leverage existing projects and work being done by others Costs of the proposed work (current year and full costs) Step 4: Incorporate portfolio-level considerations into an annual or multi-year science plan A common method for deciding which projects to fund, when there are more projects proposed than there are resources, is to rank the proposed projects by their benefit-to-cost ratio, and then fund the most cost effective proposal in order, until the total amount spent equals the total resources available. This approach is intuitively (and mathematically) appealing, as the set or portfolio of projects funded derives its benefit from the value of the projects within that portfolio. In practice, there are often considerations that apply to the portfolio of projects or activities that are not adequately captured in the individual project evaluations. Often those considerations are accounted for informally, but for the PPP LCC process it is useful to discuss and lay out those portfolio issues explicitly. The workshop participants expressed a strong preference for letting the project evaluation results be the primary driver of funding decisions, but did identify a small number of portfolio-level criteria that could be used to adjust the project mix. Each of the factors listed below could be p. 3 of 22 considered justification to fund a lower ranked project over a higher ranked project, because doing so would lead to a better overall science plan. Set of projects includes at least one project addressing needs in each of the three subregions. Goal is to ensure that the PPP LCC is working on an appropriately broad range of topics, and providing information that is useful to a broad set of partners and stakeholders. Set of projects includes work addressing at least 3 of 5 (exact numbers to be determined) identified high-priority science needs. Goal is to ensure that the PPP LCC is working on an appropriately broad range of topics, and to account for the potential Total future-year funding requirements of the selected projects should not exceed 75% (threshold to be determined) of the total planned funding for those future years. Goal is to ensure that as new ideas are developed there is the potential to fund work in those areas. Set of projects includes at least one project addressing a longer-term decision need. The goal is to avoid addressing only short-term, immediate decisions at the expense of issues that will become critical over time. Project solicitations should encourage innovative projects. Goal is to inspire researchers to submit projects that have the potential for “break-through” science or methodology but which might have a relatively high chance of project failure. Including at least one “innovative” project could be a portfolio-level goal, but workshop participants were not in full agreement on what an innovative project would look like, or whether it should be considered as a factor in determining the portfolio. p. 4 of 22 Appendix 1. Workshop Attendees Rick Nelson Mike Olsen Neil Chartier Kevin Doherty Jason Gude Steve Krentz Mike Larson Neal Niemuth Kara Paintner Max Post van der Burg Anne Schrag Jeff Stoner Genevieve Thompson Johann Walker Coordinator, PPP LCC Science coordinator, PPP LCC FWS Prairie Pothole Joint Venture MT Fish Wildlife & Parks Great Plains Fish Habitat Partnership Minnesota DNR NGPJV NPS Midwest Region USGS WWF USGS National Audubon Society Ducks Unlimited, Ltd. Additional participants not on the PPP LCC Technical Committee Jean Brennan Coordinator, Appalachian LCC Bridgit Costanza Science coordinator, Appalachian LCC Billy Gascoigne USGS Glenn Salmon Coordinator, Eastern Tallgrass Prairies and Big Rivers LCC p. 5 of 22 Appendix 2. Description of Framing Workshop and Requests for Additional Input 2.1 Decision Analysis Framing Process The structure of workshop discussions was designed around the principles of decision analysis (DA), which decomposes decision problems into three related but separable components: Decisions and alternatives are actions that the relevant decision makers can take. In the current context, these are conservation delivery-type decisions made by the PPP LCC partners and other end-users of PPP LCC science Objectives are the outcomes that are of interest for the decisions being considered, and are generally thing that the decision-makers would like to achieve (or avoid). Here the outcomes of interest will likely include Uncertainties, or factors and processes that are outside the control of the decision-makers but which affect the objectives or outcomes of interest. Future climate conditions are an obvious example of an uncertainty that can affect conservation outcomes in the PPP LCC (and elsewhere). Using these three components to structure conservation-delivery decisions provides a useful platform for providing science for decision support – the main goal of the LCC. In the DA framing process (the first step in developing decision support models), we first focus on understanding who the relevant decision-makers are, what types of decisions they make, and what their objectives are in making those decisions. This focus on management decisions helps to narrow the vast list of uncertainties about climate and other stressors and their impacts on ecological functions in the PPP LCC region to a (hopefully) more manageable list of uncertainties that are directly relevant to conservation decision-making. Ultimately, the list of uncertainties identified through this process becomes the list of potential science needs in the PPP LCC. Slides used to provide background on the process and prompt discussions of each of these components of a decision problem are included as separate documents and are posted at <if we can get Chuck to post these on the web site> 2.2 Framing the types of decisions the PPP LCC aims to support and influence Steps in DA framing include identifying and describing: Relevant decision-makers and stakeholders The range of decisions each group might make, and assumptions bounding those decisions Key objectives (outcomes of interest) for various decision-makers and stakeholders p. 6 of 22 Potential metrics for measuring performance against those objectives Critical information (science) needed to evaluate how decisions will affect objectives Workshop participants worked through the first three steps as part of framing, and the results of those discussions are summarized below. Time did not allow for focused discussion of performance metrics, although some performance metrics were identified during the process of identifying critical information. In the context of this workshop, the fourth step listed above begins the process of identifying potential science needs, and that is also described in a separate section below. Decision-makers, stakeholders, and types of decisions the PPP LCC aims to support Decision-makers were defined as those who make decisions that affect conservation delivery in the PPP LCC, and stakeholders were defined as those who are affected by and can have influence on those decisions. This division is not perfectly clean – the same entity can be a decision-maker for some decisions and a stakeholder for others. Workshop participants brainstormed a list of decision makers and examples of the types of decisions they make, as shown in Table 1. This list is intended to be illustrative rather than comprehensive, and was used to identify a set of decision types for which PPP LCC sponsored science could potentially be useful. Although Table 1 lists a large number of government and quasi-government agencies as decision makers, participants highlighted the fact that a very large portion of the LCC (especially in the Potholes region) is privately owned, and conservation-focused agencies hope to influence how private lands are management, but have no direct decision-making responsibility of control over a large percentage of lands. The list below groups the example decisions into a smaller set of types of conservation- and conservation affecting decisions that LCC science could inform. Policy-level decisions affecting land use, environmental quality, e.g., o Farm Bill provisions o Incentives o Approval of CRP, WRP lands o Regulations (zoning, water quality standards, utility & infrastructure siting…) Land and easement acquisition (where, when, how much, what conditions) Land management practices o For both public lands (direct) and private lands (influence) o Crop choices, land in conservation use Water management / water allocation / Flow control Funding, selection, design, and implementation of conservation & restoration projects Wildlife management practices Energy development decisions (where, when, how) p. 7 of 22 Request for review and input: Please review and comment on the list of decision types above. If there are types of decisions that you believe PPP LCC science should aim to support of influence that are not represented in this list, please add them. You can review Table 1 to see examples discussed. Table 1. List of some decision-makers and stakeholders in the PPP LCC, and examples of the conservation-affecting decisions they make Decision-maker Federal Government Agencies FWS Example decisions ESA decisions Land acquisition Land management Conservation DOI (BLM, NPS, BIA, BoR, USGS), Funding, R&D funding, monitoring, energy development and siting, grazing, Other Feds (Forest Service, conservation, regulation and enforcement, interpretation of legislation, USACE, DOT, DOE, DOD, NRCS, international funding and capacity building for cross boundary species, timber ARS, EPA, NOAA, USDA) management, outreach and education, implementation of strategic partnerships Natural Resources Conservation Incentives Service (NRCS) Approval of CRP lands Management / emphasis for available funding Management of easement programs Regulation for wetland protection Influence development of the Farm Bill Congress Policy Funding Regulations, “oversight” (OMB, etc.) GAO, NSF Inform Congress on effectiveness of science, influence policy, science funding State Government Agencies & Provincial Agencies State / Provincial agencies that Management of all state fish and wildlife species on public or private lands have jurisdictional responsibility Hunting, fishing, trapping regulations for Fish and Wildlife Outreach function Habitat conservation Actively manage some lands Easement management – access, etc… Strategic planning (research and funding decisions) State Land Departments (e.g., Land management /use (generally leased – required to generate revenue for school lands) the state schools) Collaboration with adjacent properties Consolidation / sales decisions Grazing decisions p. 8 of 22 Decision-maker Other state agencies, incl Heath Dept, Water Commission, DoT PUC , PSC State legislature (and advisory boards to the legislatures) Canadian provinces Local agencies County commissioners County Weed Boards Watershed councils; drainage districts; water resource boards Example decisions Surface water quality standards Road surfacing, water crossings Water allocation Mining reclamation (revegetation requirements) Energy siting Transmission siting Pipelines Funding for conservation projects; use of F&G license fees for conservation Promulgate laws to support (or not) conservation Regulation of water sales/water mgm Where conservation is done / what is focus Support (or not) support ballot initiative to ,provide public funding to conservation planning Land acquisition by public agencies (approve or disapprove) Zoning (Land use decisions, broadly) Depending on state and county rules… Enforcement Public outreach / education Prioritization of which species to manage Agriculture + more. Advise the NRCS Policy decisions Can assess fees on landowners, decide how to spend that money Township boards Tax equalization, land designation Other quasi-governmental organizations Western Governor’s Assoc Funding for regional problems Influence water decisions WAFWA, MAFWA (western and Set policy Midwest assoc of fish and wildlife Lobby agencies) Other individuals and entities Individual land owners Set aside land for conservation Leasing decisions Land use Farmers Crop choices Take land in or out of conservation Sportsmen Stakeholders / decision influencers Land trusts, NGOs, Universities Manage large tracts of lands Joint Ventures Stakeholders / decision influencers In the western portion, have some actual land management responsibilities Private energy development / Siting, sizing, etc. rural electric cooperatives Land management p. 9 of 22 Decision-maker Native Tribes Commercial recreation providers, Recreation users Agribusiness Hatcheries, zoological associations Example decisions Tribal land management Leasing land (and associated land mgmt…) Land acquisition R&D decisions; internal resource allocation, marketing, eland acquisition Propagation of endangered species Outcomes of interest Objectives represent outcomes that are of interest to decision-makers, typically things they are trying to achieve or avoid when they make any of the specific decisions listed above. Objectives can be defined at many different levels, and it is helpful (and can be challenging) to organize objectives into a hierarchy, where fundamental or top-level objectives represent the ultimate goals of the decision maker: outcomes that they care about because they are of value in and of themselves. Sub-objectives or lower level objectives are typically outcomes that are of interest because they are believed to be a means for achieving the fundamental objective, because they provide further definition of an abstract objective, because they are reasonable proxies for the larger objective and/or because they are easier to measure, quantify, and estimate than the top level objectives. For example, workshop participants initially identified a number of objectives related to habitat such as “minimize habitat fragmentation,” “maximize habitat connectivity,” and “minimize invasive species.” These all connect to a larger, but more difficult to define, fundamental objective of maximizing habitat quality. In a full discussion of objectives and outcomes of interest considerable effort goes into organizing identified objectives into a useful hierarchy, with top level objectives representing fundamental goals (such as “maximize habitat quality”) and the sub-objectives representing quantities that can be measured and that, in combination, provide a good approximation for the fundamental objective. The workshop schedule did not permit a detailed development of a hierarchy of objectives, so we focused on identifying the top-level outcomes of interest and deferred discussion of the lowerlevel, potentially more measureable, sub-objectives. After a lengthy discussion on habitat quality and the relationship between habitat, species, and ecosystems, participants determined that it would be useful to focus on key ecosystem “features” already known to be important in the PPP LCC region. Knowing what impacts different decisions would have on the preservation and functioning of those key features would be critical for conservation decision-making. Six key ecosystem features were defined: Potholes Region Palustrine wetlands Native grasslands Restored grasslands Plains Region Sage prairie Rivers & Riparian Woody draws and riparian habitats Hydrologic systems p. 10 of 22 The list below show the preliminary set of outcomes of interest and objectives of conservationmanagement decisions identified by the workshop participants. Maximize abundance/diversity/persistence of species (“trust species”, “species of management interest”) Minimize loss of key ecosystem features (listed above) Maximize ability of those key ecosystem features to support and maintain existing natural ecological processes Maximize environmental services provided by the landscape Maximize economic benefits provided by the landscape Maximize quality of life for people living in the LCC o Maximize public health and safety o Maximize recreational opportunities o Maintain rural lifestyles and traditions Minimize adverse impacts on cultural resources and traditions Maximize public support/acceptance for and understanding of conservation Request for review and input: Please review and comment on the list of outcomes of interest for conservation delivery shown above. If there are other objectives for land and resource managers, or other outcomes that you believe decision-makers would like to know prior to making any of the types of decisions listed previously, please suggest them. Think about what you would like to know (if the information could be given to you for free) prior to making any of the conservation-related decisions that you or your agency typically make. 2.3 Identifying science needs In the context defined above, “science needs” are defined as information that could reduce key uncertainties. Key uncertainties are those issues where limited knowledge prevents decisionmakers from making a sufficiently accurate prediction of conservation outcomes to enable them to make a decision or choice. Specifically, “science needs” should address uncertainties where the current level of knowledge leaves considerable doubt as to preferred conservation actions. The goal of the science planning process for the PPP LCC is to ensure that supported science is directly relevant to decision-maker / end-user needs. This requires consideration of how science is used to influence or inform a very wide range of decisions made by a variety of different endusers. Ideally, one could build conceptual decision models of all of the major types of decisions outlined previously to ensure that all of those links are made and understood (and this may be a worthwhile exercise for the LCC over the longer-term). p. 11 of 22 Given the limited time during the workshop, the group proceeded through a two-step process to develop a preliminary list of science needs. First, three representative and important decisions were chosen for development of high-level conceptual models. These models were not intended to be very detailed, but only to identify the main uncertainties affecting those decisions. Then, using these models as guidelines, the broader list of science needs was constructed taking into account a wider scope of decision types. Conceptual models were developed for the following type decisions: Land acquisition or easement Flood control or mitigation Energy development / siting Conceptual model for land acquisition / easement decision The model below shows the basic elements of a land acquisition or easement decision and how that decision links to two fundamental outcomes of interest; the impact on habitat (which also incorporates impacts on species and general ecosystem function), and on the economics of the landowner. Note: In this and following diagrams, decisions are represented with rectangles; uncertainties with ovals; outcomes of interest with hexagons. Dark blue rounded rectangles hold more detailed portions of the model. Figure 1: Conceptual model of land acquisition or easement decision p. 12 of 22 A number of potentially important uncertainties were discussed, all of which are potential information or science needs. Whether a land acquisition or easement is possible is essentially controlled by the landowner and their land use decision, whether it’s a choice to sell or provide an easement or to convert the land to agricultural use is driven both by exogenous factors as well as their perceptions of those factors and how they lead to benefits or costs of different choices. Exogenous factors (uncertainties) include climate, soil conditions on their land, future commodity prices, government incentives, and technology changes. The group discussed landowner perception itself an important uncertainty, along with the ability of scientists to successfully communicate the nuances of the science and associated uncertainty. Habitat is impacted by climate, land use (directly and regionally through impacts on fragmentation and connectivity), fire (both intentional and natural), restoration and conservation management activities, and invasive species prevalence, all of which are also potential information or science needs. Conceptual model for flood management decision The model below (Figure 2) shows the basic elements of decisions that affect flood frequency and severity and how those decisions link to three fundamental outcomes of interest; the impact on habitat, public health and safety, and economics. This conceptual model incorporates important uncertainties about the hydrologic system including flow rates and conditions in surface waters, subsurface ground water flow and levels, and the connection between surface and subsurface hydrology. All of these are affected by climate conditions. Various decisions may also affect these hydrologic uncertainties and thus flooding frequency and size; decisions about land use and development near rivers affect watershed conditions, water management (e.g. river operations) and flood mitigation activities directly affect hydrologic flow, and wetland drainage and restoration activities affect wetland storage capacity. Figure 2: Conceptual model of flood management decision p. 13 of 22 Public health and safety (injury and loss of life) and economics (response and repair costs, lost economic activity) are affected by the frequency and size of floods, contamination mobilized into waters, and decisions about development near rivers of other flood prone areas. Habitat is impacted directly by flooding and by contamination of waters. Conceptual model for energy development decisions The model below (Figure 3) shows the basic elements of an energy development decision, specifically wind energy siting. This type of decision often involves trade-offs between two outcomes of interest; impacts on species and habitats and impacts on landowner and energy industry profits. This conceptual model incorporates important uncertainties about the direct impacts of siting decisions on species abundance and health, including uncertainties about species mortality from turbines or transmission lines, species avoidance near turbines, impacts on species reproductive capacity near turbines, and introduction of invasive species from roads and other newly created pathways. Economic impacts (profits) are directly impacted by wind conditions, including changes in the future, and wind siting choices. Figure 3: Conceptual model of wind energy siting decision p. 14 of 22 Preliminary list of Science Needs The conceptual models above provided examples of how uncertainties are related to outcomes of interest important to decision makers for a few representative decisions. As shown, there are uncertainties that are relevant for all three of the example decision types – displaying the complexity of these relationships is difficult, in either graphical or tabular form. The group was then asked to expand the list of uncertainties (science needs) for other types of decisions not modeled, while keeping in mind the links to management decisions and outcomes of interest. A long list of science needs was created including relationships to various decisions and outcomes of interest for each science need. This information can be presented in different ways, either sorting the list by similar science needs or by similar decision types. The following table shows the list sorted first by decision type, which perhaps provides a more explicit reminder that supported science must be relevant to end-user decisions. Table 2. Preliminary list of science needs, sorted by relevant decision Relevant decision(s) 1 Policy decisions affecting land use (e.g., Farm Bill provisions) Policy development and advocacy Zoning decisions (e.g. affecting urbanization) Private landowner decisions to keep land out of agricultural use (and as one of the key ecosystem features) Uncertainty (Information/Science Need) Future land use projections under different Farm Bill policies and future climate Effect of different conservation incentives on landowner behavior and associated land-use changes Outcome(s) of interest1 What options for increasing the economic output of lands in existing uses, and how effective are they? E.g., o Biofuel potential / value for grasses o Effectiveness of invasives removal methods (e.g., cost-effective ways to eliminate Kentucky bluegrass and replace with native grasses with better nutritional content for grazing animals Minimize loss of key ecosystem features2 Maximize species abundance (for species of management interest) Maximize economic benefits (to landowners, community, state, nation) Minimize loss of key ecosystem features Maximize species abundance Maximize economic benefits Outcomes of interest that are affected by the decision or better informed by the science needs 2 The term “key ecosystem functions” is used here to refer to the identified land cover/ecotype/habitats identified as important in the PPP LCC region, as shown in Section 2.3 p. 15 of 22 Relevant decision(s) Allocation of conservation resources toward education/outreach versus direct land acquisition/protection investments Land acquisition / protection /easement priorities & decisions Conservation easement design (e.g., perpetual vs. specified duration, degree of restriction on various activities, ??) Restoration or protection actions Reclamation requirements (mining, O&G) o Including habitat & species requirements Uncertainty (Information/Science Need) Effectiveness of landowner education / outreach on increasing “wildlife friendly” land management o Including “small homesteads” associated with suburbanization / exurbanization Species habitat needs (tolerances) How habitat characteristics affect the ability of that habitat to support species of management interest o Amount, patch size (relationship between the size of a patch and species abundance/density) o Connectivity o Fragmentation How future climate will change habitat characteristics Conversion “risk” under different land-use policies and different climates o Crop prices o Ag productivity of lands as a function of soil conditions o Ag productivity of lands under future climate conditions Acceptability of easement requirements to private landowners Effectiveness of easement requirements at maintaining the ecological services provided Outcome(s) of interest1 Maximize species abundance Minimize invasives Maximize species abundance (of native plants) Maximize species abundance for species of management interest (maximize Invasive species management Land management practices Species needs at “local” level (e.g., habitat requirements) Species needs at landscape scale (e.g., how much development or fragmentation affects overall species health or abundance) Current and predicted cumulative/aggregate impact of stressors/land use changes on habitats and landscape Species response to specific land mgmt/restoration actions Effectiveness of different invasive management approaches Impact of climate factors on location/likelihood/speed of invasions Impact of alternative land uses on likelihood/speed of invasions Maximize species abundance Maximize species abundance Minimize loss of key ecosystem features Maximize biodiversity Minimize conservation costs Maximize species abundance Minimize loss of key ecosystem features p. 16 of 22 Relevant decision(s) Restoration or protection actions (for aquatic communities in the Plains region) Water use (policy, regulations) Uncertainty (Information/Science Need) Species protection / species recovery planning o Including species translocations Design of monitoring programs for land mgnt / restoration / protection projects Wind-power related decisions o Wind development siting o Siting of individual wind turbines o Defining wind-turbine related restrictions in conservation easements or in managed lands O&G development & Transmission related decisions o Siting o Details of development Hydrological systems and aquatic communities in the Plains regions o Current and projected effects under changing climate o Impacts of stock ponds/ag water on hydrologic systems Effectiveness of specific mgmt/restoration actions at ensuring that aquatic habitats meet species needs Water used Effect on groundwater levels of water use (O&G, municipal, etc.) Species needs / tolerances (for all elements of the life cycle) Location of suitable habitats for each life cycle stage with a changing climate Effectiveness of potential protection/recovery actions at improving individual fitness and species survival/propagation Changes in disease frequency/distribution/intensity under changing climate (e.g., sylvatic plague in prairie dogs) What are leading indicators for outcomes of interest Species response to land / habitat manipulations Impacts of wind turbines on grassland birds / waterfowl / deer / <any other species of management interest> - include landscape scale impacts o Direct mortality o Avoidance o Diminished reproduction o Migration Locations of likely wind development o As affected by future climate? Proximity of populations of interest, / migration corridors to the likely development locations Outcome(s) of interest1 Maximize species abundance (for species of management interest) Maximize species abundance Minimize loss of key ecosystem functions Maximize species abundance for species of management interest Maximize economic benefits (of energy production, for energy producers, the landowner, …) Minimize adverse impacts on landscape (ecological function?) Maximize species abundance (for species of management interest) < Same needs above for O&G and coal development, transmission lines, pipelines, etc> wildlife output of managed lands) Maximize species abundance Minimize loss of key ecosystem features p. 17 of 22 Relevant decision(s) o o Uncertainty (Information/Science Need) and well-pad operations Defining energydevelopment related restrictions in conservation easements or in managed lands Defining reclamation/monitoring requirements for well pads and coal mining Flood management Drought management (dam operations?) Outcome(s) of interest1 Flood predictions o River/stream flow rates o Closed basin water levels o Groundwater connectivity and recharge o Watershed conditions o Wetland storage capacity Flood damage predictions o Extent of damage to infrastructure (as a function of flood size) o Response costs o Repair costs o Impact of flood on agricultural productivity o Contaminant mobilization Species response to more severe or sustained droughts Impact on hydrologic systems Maximize ability of key ecosystem features to maintain natural ecological functions Maximize economic benefits (of energy production, for energy producers, the landowner, …) Maximize public health and safety Minimize economic losses Maximize ability of key ecosystem features to maintain natural ecological functions Minimize loss of key ecosystem functions Maximize ability of key ecosystem features to maintain natural ecological functions Maximize species abundance A topic that came up multiple times in the discussion of science needs was a need for improved, better, more transparent sharing of information among partners and agencies, in terms of shared protocols for key indicators, improved knowledge (and use) of existing data, models etc. to support current decisions and decisions about additional needs, and a desire to eliminate redundancies in information generation, through better communication and sharing among agencies. In the structure being used here, this is not a fundamental “science need,” in that it is not a key uncertainty that limits managers’ ability to make decisions. It is however, an important issue related to the types of work and projects that are proposed and evaluated, and is discussed further in Section 2.5. p. 18 of 22 Request for review and input: Please review and comment on the list of science needs shown above. If there are other science needs that were not captured, please suggest them and indicate what types of decision they are relevant for and what outcomes of interest they would be useful for better predicting. When an updated list of potential science needs is completed, it will be reorganized and sorted by similar science need, rather than by decision type, to facilitate the evaluation of the importance or priority of those needs. 2.4 Prioritizing science needs As described in the summary report, workshop participants reviewed several approaches to prioritizing information needs using value-of-information and conceptual modeling approaches. It was judged that those approaches would take too much work to meet the near-term need to establish priority areas for FY12. A somewhat simpler approach based on multi-attribute evaluation was determined to be appropriate. This approach involves five detailed steps, only the first of which was developed during the workshop: 1. Define a set of criteria that will describe or determine the priority of a science need 2. Develop metrics for each of those criteria that can be used to evaluate or “score” the identified needs in terms of how well they meet the criteria 3. Develop a set of weights representing PPP LCC management judgments about the relative importance of each criterion in establishing the overall importance or priority of a science need 4. Score each identified science needs using the metrics defined, and 5. Calculate a priority based on the scores and value weights. Workshop participants developed a first pass at a set of criteria for evaluating the overall importance or priority of an identified science need. The first two criteria described below address the core issue of the value of the information; the importance or management-relevance of the information to specific land and resource management decisions and the number of those different decisions it can potentially affect. The key insight from formal VOI methods is that the value of information derives from the potential for that information to change actual management decisions, and the more decisions the information can potentially change, the more value it has overall. Importance / criticality of the uncertainty to decision-making (decision-relevance). This criterion connects value of the science need to the potential for improved information (reduced uncertainty) to affect and clarify actual management decisions. Note that “critical” information was also described as information without which conservation managers would be significantly less confident in their ability to achieve their objectives. p. 19 of 22 Information has the possibility of affecting a number of different decisions and decision types, so one challenge with applying this importance criterion is assessing the importance of the information simultaneously across a lot of different decisions. The assessor will have to consider the aggregate importance of the information across the range of impacted decisions. The breadth or range of decisions the information could support. This criterion measures the number of different decisions and decision types potentially impacted. This breadth measure is intended to capture many elements of breadth; information that affects multiple decisions made across a wide geographic area, information that affects multiple decisions made about a wide range of taxa, information that affects decisions made by multiple partners, etc. It may prove difficult to define performance metrics that capture all of those elements and/or for assessors to incorporate those various elements of breadth in a single evaluation; if so, sub-criteria can be developed to address those elements separately. Urgency / timing of information needs relative to decision needs. Addresses the possibility that information collection may be required now, to support decisions relatively far in the future. Opportunity for information collection & uncertainty reduction exists now that will not exist later. Is not currently be addressed by anyone else. Part of the mission of the PPP LCC is to fill important information gaps that are not already being addressed. Request for review and input: Please review and comment on the list of proposed criteria for establishing the priority of identified science needs. Think about whether there could be a science need meets all of these criteria but that you consider to be of relatively low priority; or one that you think should be of high priority but that would perform poorly against these criteria. If those occur to you, it may indicate that we are missing something important and your thoughts on why something should be of high or low priority, if not captured by this list, would help identify additional criteria. . 2.5 Generating and evaluating project opportunities and proposals As mentioned above, there are multiple options under consideration for how best to generate projects and project funding opportunities to address the prioritized science needs. Regardless of how such opportunities are generated, it will likely be necessary for the Technical Committee to evaluate the resulting proposed projects, if there are more project opportunities than there are resources available to fund work. Implementing a formal project evaluation approach would involve the same five steps described above for prioritizing science needs; the most important difference being the evaluation criteria p. 20 of 22 and metrics that would be used for proposal or project evaluation. Workshop participants developed a preliminary list of criteria that could be used to evaluate, compare and, if desired, rank project proposals. Addresses a priority science need identified <in Step 2>. This could be considered a screening criterion, under the assumption is that the importance of the underlying topics or items to be researched has already been determined by the science needs prioritization, and any project addressing a listed priority science need would, by definition, be addressing an issue of interest. Number / importance of additional science needs addressed and decisions supported. Additional benefit may come from projects or proposals that address multiple science needs and multiple types of decisions (e.g., that can be used to inform future policies) Scientific rigor and quality of research proposal and team How much will a successful project reduce the underlying uncertainty? The criteria addresses the distinction between the importance of the need and the value of the project. The first two criteria establish that the uncertainties being addressed by the project are important; this criterion asks how well the proposed work addresses those important uncertainties. Scalability of project. Projects are often proposed for a particular area, taxa, etc. Such projects will be more useful if their results can scaled up to a broader scope and applied across a larger portion of the PPP LCC Timing of project results Ability to leverage existing projects and work being done by others / scaling up to the landscape level Costs of the proposed work (current year and full costs) During discussions of potential portfolio-level or “balancing” criteria (describe below), several thing that would be desirable in a project or a portfolio were raised that the participants thought could or should be handled in the project evaluation step, but it was not clear exactly how. For example, there was considerable interesting in having the opportunity to consider and fund not only traditional biology- and field- based studies, but also to consider less traditional work, such as physical sciences, economics studies, and studies related to “human dimensions,” both in terms of better understanding how private landowners perceive conservation efforts and what motivates people to participate in such efforts, and more generally in terms of education and outreach on landscape-level conservation. p. 21 of 22 The potential benefits from work that focuses on increasing collaboration, consolidating information and data already collected by different groups into a common and easily accessible format were also discussed. So far, it has been difficult for the PPP LCC to generate these sorts of innovative proposals, and when they do arrive, it has been difficult for the Technical Committee to judge their merits. Participants expressed a strong desire to increase both the number of innovative ideas that are brought forth and their ability to evaluate those proposals. Additional work remains to be done to figure out how to accomplish this goal. Request for review and input: Please review and comment on the list of proposed criteria for evaluating and comparing projects, adding or subtracting criteria as you feel is appropriate. 2.6 Developing a portfolio of science projects Request for review and input: Please review and comment on the list of proposed portfoliolevel criteria listed on p. 4 p. 22 of 22