Running head: ACE ACCREDITATION 1 ACE Accreditation Kelly Cross SUNY IT Nursing Leadership NUR 444-36W Thomas Norton December 8, 2013 ACE ACCREDITATION 2 Abstract For my leadership project I participated in a massive undertaking for a facility to receive national accreditation from the Accreditation for Cardiovascular Excellence. During my preceptorship, I was asked to be a major part of this project and participated on every level of identifying, describing, implementing and evaluating change in the current processes and create the new policies, protocols, education, culture to align with the criteria set forth by the accrediting body, that we hoped to achieve. This project took many months and is still not complete. There were many items that needed to be addressed and many small projects that spawned from this large one. This was a great learning experience and one I can look back on and hope to be as good as those that were around me for this experience. I will continue to work on this project since I would like to see it come to fruition and I have enjoyed the content of it. The objectives and goals proposed at the beginning of the project had to be changed due to the magnitude of the project, and we are now approximately 3 months behind those initial measures. ACE ACCREDITATION 3 ACE Accreditation Project Purpose/Objective/Description The global objective of this project is to improve quality outcomes, provide standardization to the processes, reduce organizational and fiscal liability, and obtain Accreditation for Cardiovascular Excellence (ACE) for the cardiac catheterization lab. Accreditation provides a metrics that every person in the department can utilize to provide quality based care at each point of care within the process. There are many domains that are involved in this process. They include: facility, leadership structure, equipment, physician and other providers, nursing personnel, technical staff, medical records, coders, procedure indications, outcomes analysis, qa/qi processes, informed consent, and procedure preparation and conduct (cvexcel.org, 2013). I was brought in at the entry level since my preceptor had just begun this process. She essentially put me in charge of the project and I reported out to her weekly on my progress. I attended all meetings and workshops associated with this project, and it was understood from the beginning that I was to follow through with the entire project after this class was over. I attended meetings with my preceptor that addressed issues with physicians working in the department, and overcoming barriers to this process. I would be lying if I didn’t say it was overwhelming in the beginning. Some of the analysis I was asked to do I had not done previously so I had to seek out assistance in those areas first, to make sure I did a good job with this project. For example, providing gap analysis in excel format. I am an excel zero and this took a little while to learn. Another aspect that was difficult was getting to know all the players and making sure no one was left out of the loop. Organized meetings took place. I coordinated work groups that focused on different aspects of the domains involved. Medical records and coders were involved to discuss ACE ACCREDITATION 4 the procedure types and to go over some previous issues with mismatched dictation and coding . Quality members were involved and with nursing, helped to create a new informed consent that met the ACE criteria, as well as work with pharmacy to develop new policies for other reportable issues e.g. contrast induced nephropathy. I attended all of these meeting, correlated data and sent updates to the gap analysis out via email weekly. I worked with the education department to ensure the personnel had all the necessary training as required by the accrediting body and assured the department director that the staff was all up to date and their records were intact. With regard to all the physician criteria, they were made aware of the necessary changes they needed to make during their procedures, notified regarding the increased amount of continuing education credits they had to obtain, made aware of the changes necessary in their dictation of the reports, informed regarding new peer review that was now mandated from each operator, and other general information crucial to the success of this endeavor. The physicians were quite annoyed on a few occasion, understandably so, and at these times I let the medical director take the lead in addressing their concerns. I did not feel it was my responsibility to engage in discussion without the high level people who were responsible for the department there. I was in attendance for most of the meetings with the physicians but I did hear of some heated discussions that happened and I was not in attendance for. Other high level project requirements such as, obtaining administrative approval for the accreditation, was done without my input or attendance. I was, however, asked for my opinion by the CEO of the organization regarding the necessity of such an accreditation. I am sure he knew the answer but was quizzing my knowledge of the process and benefits of the status. I am certain I gave a good answer as he smiled and patted my shoulder. ACE ACCREDITATION 5 I started out by providing a gap analysis of the current processes of the institution and the measurable metrics of the accreditor. That is a bit of torture to be honest and was very time consuming. The process started with filling out the application. This is 14 pages of statistics, policy, protocols, entering continuing education credit for physicians, techs and nurses, providing administrative documentation of financial support for the accreditation, and other more secretarial things. Following the gap analysis, work teams were established to work on the areas of known deficiency. My purpose through this process was not only to participate in all of these work groups, but, to monitor the process, keep track of and submit the necessary changes, provide the evidence to back up the policy changes, submit to medical executive committees for final hospital approval, coordinate and participate in the general education regarding the process changes and what ACE accreditation entails, and finally, to be a resource for every person in this process. Description and Benefits What is ACE Accreditation and what is the significance of it? Accreditation is the process of meeting organizational and evidence-based standards developed by impartial consumers, and/or national organizations. Accreditation indicates that the accredited organization has achieved an appropriate level of organizational proficiency and that it has reliable mechanisms in operation to continually improve the quality of services. Accreditation acknowledges a level of organizational competence that is comparable to other organizations accredited by the same accrediting body. It also identifies areas in need of improvement and provides suggestions on how those improvements could be made (Avery et al., 2012). Those improvements are consistently updated and always evidence-based. The accrediting agency ACE ACCREDITATION 6 usually provides a team of highly trained and experienced professionals to come into your facility and review the parameters. Accreditation requires that an organization have numerous management controls in place related to accountability and efficient, effective use of available resources in providing services (Avery et al., 2012). The benefits to the community, of receiving services from an accredited facility are many. The consumer can be assured that there are known quality improvement processes in place, the staff are all proficient in their role, the care delivered meets quality standards approved by impartial, third party investigators, there are mechanisms for accountability in place, and finally, the care received in the future will be equally great (mcf.gov.bc.ca, 2013). The benefits to the organization include efficient and organized care delivery, level of care and functioning of staff meet external criteria and can be compared to other accredited facilities, improved culture, staff morale and improved work management relationships, decrease in the number and severity of complaints from both patients and staff, improved brand recognition and community awareness of the facility, feedback processes open for input, and decreases in third party payor deficiencies and inquiries (mcf.gov.bc.ca, 2013). The decision to go for ACE accreditation is one that is made by several people, including, hospital administration, quality initiative teams, nursing, and physicians. The review is a scrutinized process that the facility undergoes every other year to ensure that appropriate use criteria, peer review, quality controls and other significant metrics are followed to ensure great patient outcomes. ACE focus is predominantly in the following areas: low volume operators, appropriate use reviews, angiographic reviews, and clinical data reviews for every case completed (cvexcel.org, 2013). Some might be asking why a facility needs to undergo this intensive scrutiny and spend tens of thousands of dollars for a status. Healthcare has changed and continues to change across ACE ACCREDITATION 7 the continuum. Things are no longer left to physician discretion, as they used to be. Every treatment, every outcome, every event is a reportable incident. There are many different quality metrics reported; from core measures, to meaningful use, to caudi, clabsi, vap, appropriate use criteria, structured database registries, and many others (cvexcel.org, 2013). Every one of these metrics is reported out to the Centers for Medicaid and Medicare Services (CMS) as well as Joint Commission for Healthcare Accreditation Organization (JCAHO), Department of Health (DOH), and in the case of cardiac services; New York State Percutaneous Intervention Reporting System (NYS PCIRS), and the American College of Cardiology’s National Cardiology Database Registry (ACC-NCDR). Participation in all of these is required. These regulatory bodies are all in charge of your facilities reimbursements; poor outcomes equal less reimbursement. The amount of reimbursement is different for each facility and is based on a formula of insurances, county, population, etc. but for my facility specifically, it is a loss of over 11 million dollars (J. Priore, personal communication, November 21, 2013). We are talking about percentage points of billions of dollars and the amount of each point is great. It is a pay for performance culture in every healthcare arena. There is no choice to submit all of your facilities information for scrutiny. Efforts employed by the government to help to decrease health care costs include the Recovery Audit Contractor (RAC) program, the Comprehensive Error Rate (CERT) program, and other pay for performance regulatory bodies. These programs review all documentation, and if any criteria such as illegible handwriting, missing dates and times, policies not followed, etc. are present, the payment made to the facility is decreased significantly. Another program that was enacted called the Improper Payments Act, entered into public law in 2012, gives insurance companies the right to reduce and recover any and all improper payments whether it is for improper coding or improper procedures and testing, and other specific criteria (cbo.gov, 2013). ACE ACCREDITATION 8 Hospitals cannot afford to have a single, presumably innocent, mistake made throughout every single patients stay. That’s a lofty bar to reach for any hospital. The decision to become accredited is essentially telling all of these regulatory agencies that your facility is dedicated to providing high-quality service backed up with accountability, internal and external controls, and intensive medical staff review of every case performed. You are telling them that the staff are all highly trained and that any procedure done in this department is guaranteed to be done in the best of places. Significance to Nursing Typically, accreditation processes are multidisciplinary in nature; ACE is no different. However, the nurses role in this accreditation process is the cornerstone to it’s’ success. Nursing has been implementing and measuring quality long before any of these regulatory restrictions were put into place (Mitchell, 2008). Florence Nightingale herself implemented infection control measures to help decrease infection and mortality on the battlefield. Throughout nursing’s history, we have thought of the nurse role in a narrow perspective and really focused on things like medication errors, patient falls and pressure ulcer development but the nurse role has morphed and the responsibility on the nurse to maintain communication, provide the patient plan, keep the patient happy during their stay, stay current in the literature, and provide the patient with a knowledgeable highly skilled level of care has become the concentration. Patient satisfaction is directly tied to nurse satisfaction and without these nurses, the hospitals financial troubles increase greatly (Studor, Robinson, & Cook, 2010). Furthermore, it is always the nurse’s responsibility to coordinate and implement care across all disciplines that touch the patient (Mitchell, 2008). ACE ACCREDITATION 9 Communication is of the utmost importance in healthcare. When we consider errors and the role of nursing as the prime communication link in almost all health care settings, it becomes evident how important the quality controls in place are utilized and implemented. Root-cause analyses of errors provide categories of causality including failure to follow standard operating procedures, poor leadership, breakdowns in communication or teamwork, overlooking or ignoring individual fallibility, and losing track of objectives (Mitchell, 2008). This evidence was used in developing the cause portion of the National Quality Forum’s patient safety taxonomy and is currently referenced in numerous publications (Mitchell, 2008). The accreditation process, though multidisciplinary, relies heavily on nursing to implement policies and procedures, to provide accurate documentation, to communicate to the patients, to provide skilled care pre, during and post procedure, to provide accurate follow up, and , lastly, to be the glue that holds these processes in place. These processes will make it much easier for the nurse to care for his or her patient and give the support necessary to each individual providing care. Leadership/Organizational Theory The leadership theory that best fits this scenario is the transformational theory. This theory was developed in 1978 by James Macgregor Burns. He identified two types of leaders; transactional leaders who are concerned with the day-to-day operations and transformational leaders who are committed to a vision that empowers others (Kelly & Tazbir, 2014). He defined transformational leadership as one in which “leaders and followers raise one another to higher levels of motivation and morality” (Kelly & Tazbir, 2014, p. 12). This type of leadership can elevate the behaviors of both the leader and the staff person to engage in collective work with the ACE ACCREDITATION 10 common goal of achieving a preferred position in the future. This leader is influential and respected. He or she is also able to empower the staff to gain a meaningful yield from their work. In 1985, Bernard Bass extended Burns’ theory and found that a qualitative change in performance and relationships occurs in transformational leadership to the benefit of the individual and the organization. Four factors, called the “Four I’s,” form this type of leadership: idealized influence, inspirational motivation, intellectual stimulation, and individualized consideration (Ireland & Hitt, 2005). Effective transformational leaders identify with various roles in change processes; however, they most always function as the change agents (Kelly & Tazbir, 2014). They are front-line leaders and instrumental in empowering staff to forward think and maintain the timeline. In the development phase of this project, we met with the staff and prepared them with the vision for what we wanted to accomplish. We provided them with the necessary tools to become familiar with the ACE process and what the expected metrics were. A timeline was established and we vaguely outlined the next steps. The director for the department rallied everyone and promoted this major change as such a positive event that the staff were all set to help and were asking for things they could help with. Committees were formed and consistent dates and times were established to help keep us all on the same path. In the implementation phase of this project, the work done in the committees was reviewed and compared with the strict guidelines provided by ACE. Updates were provided to all members and the next steps were identified at each meeting. There was a great amount of trust placed in these teams to get the necessary components of the application completed, as well as in myself, to keep things organized and provide the necessary updates making sure nothing was missed. In this phase, the transformational leader really stepped up and kept the pace of the ACE ACCREDITATION 11 meetings going, bent over backwards to keep everyone as happy as they possibly could be, and made sure to give kudos to groups where they really strived to get a job done and succeeded. She was a champion for the cause and it really was evident to me how she was getting the job done. She was my preceptor and I am grateful for the experience of watching her in action. Evaluating this project is going to fall short of the original goal because the site has not had its’ on-site review from the credentialing agency yet. I have every faith they will be accredited simply based on the due diligence of the leader and the exceptional level of work the staff accomplished, validated against the criteria provided by the accrediting body. Analysis/Evaluation The process of participating in a project of this caliber was stressful for me. I became overwhelmed almost immediately with the amount of responsibility placed on me and felt strongly that I would need assistance. Over a period of a few weeks, as I familiarized myself with the tools provided by ACE, I became more comfortable and was able to dive in a bit. Organizing the meetings was a bit of a challenge because I didn’t know all the people involved and they were not aware of the project. I had to reach out to folks not associated with me to seek assistance. I managed through the basic communication channels to get what I needed and typically met no resistance. I also sought out resources within my own institution to help with this process and to help me organize myself. My greatest resource for personal use was the quality director. She helped me to see the whole picture and pointed me in directions that were very beneficial. My preceptor was of invaluable resource as well. She helped me to open communication with those not familiar with me or the scope of this project which helped me immensely when I needed to reach out to people for assistance. Meeting with her also provided ACE ACCREDITATION 12 some clarity in resolving the few issues I did come up with. For instance, I was tasked with reaching out to the Radiation Safety Officer for the current DOH regulations regarding fluoroscopy dose, times, etc. He was not very forthwith information and I was hitting a wall. Instead of wasting time with multiple attempts, we reached out to the state ourselves and acquired the regulations and sought guidance from them, so we could move forward with preparing a new policy. We certainly got his attention when we presented him with the new Radiation Safety Policy that he needed to sign off on. He made a few changes and we sent it off to the medical executive committee meeting for final administrative approval. There were many different things happening at one time and it was a lot to keep it all straight. Another barrier that I came across within the institution was a particular person who had the overall attitude about the accreditation status that was a huge waste of money, $40,000 for the first two years of accreditation, and $25,000 for each year thereafter. In my relationship with this person, who I knew from previous experiences, I took more of a Laissez-Faire approach. I opted not to engage the change agent (preceptor) in my interactions with this person and instead, just left this person to their opinions. I made no great attempts to try to sway the opinion and made no great attempts to seek out their advice. My rationale was that the group as a whole was very positive and there will always be one person who doesn’t agree. It was a moot point from my perspective, and once the decision was made to move forward with the project, opinions no longer mattered; autocratic in a sense. Communicating has never been one of my strong suits. I am consistent in my inability to find just the right words and things end up sounding either too long or too fast, etc. Participating in a complex project like this forced me to interact with others I may not usually interact with and I took advantage of the meetings to listen to those folks doing the talking. I kept my verbal ACE ACCREDITATION 13 communications to a minimum and listened. I received a bit of prompting from my preceptor to keep me focused and moving forward. The process of collecting all the data can be taxing and from the student perspective, it was a lot with a regular full-time job to do. She stepped in and helped me out on different occasions and when necessary, offered me the follow-up instead of vice-versa. Throughout all my interactions with people and the job that lay ahead, I utilized a few key effective decision making practices. I made sure to jump to no conclusions. This could have been very bad had I made a decision based on one concept only to find out it doesn’t exist there. It could have been easy to do when dealing with so many people and so many decisions to be made but I made sure to have the correct information, based on fact before presenting information to the group. I made sure that patient centered care was at the core of all the decisions. I would not bring forward any suggestions for change unless the patient was the focus either through the nursing care delivered or through the policies and protocols developed for procedures, and both had to be evidenced-based. I made sure to steer clear of those that had the “We always did it this way” type of attitude. That type of thinking is not going to expedite change. Instead, I offered rationales and evidence to back up the proposed changes to practice and hoped the evidence would speak for itself. Like anything else in life, when you introduce change it is often met with resistance. With regard to this project, the changes have not been fully implemented as of yet. I do not expect much resistance since the staff are all aware of the project and have been provided with the content change. At the heart of nursing is the concern for the care delivered to the patient. I believe most nurses and physicians will accept change when they know it is for the best care of the patient. The timeline initially proposed did not meet the needs of the project. As it turns out, there was a lot of work to be done with regard to content change, development of appropriate use ACE ACCREDITATION 14 criteria, development of physician peer review, physician continuing education credits, staff education, and other key components of this project. The application process is ongoing. Until you have all of your changes implemented, you cannot formally file the application. The policies, protocols, peer review forms, QA data, numbers, etc. is all submitted with your application. Those processes are ongoing at this time. To date, approximately 70% the policies are completed, the protocols are almost complete, the peer review process is underway but needs to be boosted with more participation from the physician staff without being reminded, the staff are all credentialed and education requirements are intact, but, there is still work to be done. Our new proposed date to file the application is March 15, 2014 with an on-site review to be completed by May 1, 2014 and a formal accreditation by June 30 of 2014. This has pushed our overall time frame back approximately 3 months. My original timeframe of having the application filed by December of 2013 was off. There was no way that could have happened. There were too many identified metrics that needed to be re-written, tweaked or removed altogether. This was not apparent until I really got into the required criteria. After working on this project, I can see how big mistakes can happen and how important it is to have that champion, change agent who is really driving the entire team. Without this person, I cannot see how anything would ever get done. I have realized that at this point in my career, I may not be a good change agent. I am ever evolving and as leaders, that’s what we do. I am a manager with more of a day-to-day focus and lack the vision, and resources, on some levels, to be a motivational leader. As the stress within the organization grows so does the stress of the staff and some days, I have no answers for them. I hope this continues to grow within me as I continue to take on more responsibility and grow within my organization. I feel strongly that a supportive and positive feedback culture would greatly help a lot of managers, however, that ACE ACCREDITATION 15 does not always exist. In today’s culture of increased stress and patient satisfaction, and patient experience, and computerized documentation, the positive can often get lost. It is our first duty to care for the patient and our second duty to care for each other. I did not meet all of my objectives. They are as listed: 1. Upon completion of this project, I will provide the quality improvement data to substantiate the investment of annual certification fee. 2. Upon completion of this project, through collation of quality data, the necessary changes required for accreditation will be identified. 3. Upon completion of this project, the department will be aligned with the standard of care per the accrediting body. Objective number one was met. I did participate and evidenced-based data was obtained and presented to the senior level administrators. Approval was received for this project. Objective number two is complete. Through the use of a gap analysis we were able to identify where the unacceptable processes were and make the necessary changes to provide exemplary care. The changes are ongoing. They are in various phases; however, where the changes need to be made has been identified. Objective three is not complete and until we have a site-review, won’t be able to become accredited. This process hopefully, will be completed by June 30, 2014. ACE ACCREDITATION 16 References (2013). Accreditation publication. Retrieved from http://www.mcf.gov.bc.ca/accreditation/publications.htm Avery, N. M., Fulop, L., Clark, E., Fisher, R, Gapp, R., Guzman, G., Poropat, A., Herington, C., McPhail, R., & Vecchio, N. (2012). Towards an enhanced framework for improvement in quality healthcare: A thematic analysis of outstanding achievement outcomes in hospital and health service accreditation. Asia Pacific Journal of Health Management, 7(2), 7985. Retrieved from http://ehis.ebscohost.com.ezproxy.sunyit.edu/ehost/pdfviewer/pdfviewer?vid=5&sid=88e b79a6-63f5-4ceb-af9f-9552baf8d8df%40sessionmgr4002&hid=4203 Improper Payments Elimination and Recovery Improvement Act of 2012, U.S. Congress § H.R. 4053 (2002 & Suppl. 2012). Ireland, R. D., & Hitt, M. A. (2005). Achieving and maintaining strategic competitiveness in the 21st century: The role of strategic leadership. Academy of Management Executive Journal, 19(4), 63. Retrieved from www.sagepub.com/upm-data/31998_PartII.pdf Kelly, P., & Tazbir, J. (2014). Essentials of nursing leadership & management (3rd ed.). Clifton Park, NY: Cengage Learning. Mitchell, P. (2008). Defining patient safety and quality care. Patient safety and quality: An evidence-based handbook for nurses. Retrieved from http://www.ncbi.nlm.nih.gov/books/NBK2651/ Studor, Q., Robinson, B., & Cook, K. (2010). The HCAHPS handbook: Hardwire your hospital for pay-for-performance success. Gulf Breeze, Fl: Fire Starter Publishing.