Code of Ethics for Academia Sinica Research Fellows and Research Specialists Passed by the 2nd Council of Academia Sinica on March 19, 2015 Promulgated by Human Affairs Document No. 1040504068 on May 29, 2015 This Code of Ethics is enacted by Academia Sinica, complying with the legitimate reason and the spirit of self-discipline commonly shared by the academic communities, in order to protect academic freedom, to practice academic autonomy, to create an excellent academic environment, and to pursue outstanding academic research development. This Code of Ethics establishes explicit handling mechanism and legitimate deliberation procedures that shall be agreed and obeyed as contract clauses by research fellows and research specialists at Academia Sinica. 1. This Code of Ethics is enacted by Academia Sinica in order to fulfill the missions regulated in Article 2 of the Organization Act of Academia Sinica, to protect academic freedom, to practice academic autonomy, to create an excellent academic environment, and to pursue outstanding development. This Code of Ethics shall be agreed and obeyed as contract clauses by research fellows and research specialists (below abbreviated as Academia Sinica research fellows). 2. Academia Sinica research fellows shall aim to pursue the truth, discover new knowledge, explicate human civilization, contribute to the academic research and face honestly the deficiency and limitation of handling knowledge development. 3. Academia Sinica research fellows shall respect and treat all staff fairly. Unreasonable differential treatment and discrimination against other staff on political grounds, or for reasons of economic power, religion, belief, race, language, position, sexual orientation, nationality, exterior, marital status, physical or mental disability and genetic information are unacceptable. 4. Academia Sinica research fellows shall respect the expression and 1 5. 6. 7. 8. 9. interchange of different opinions, and shall not exclude any specific opinion. Academia Sinica research fellows shall fulfill academic achievement with the safe and efficient methods. They shall adhere to the related regulations of Academia Sinica on research activities, and shall not engage in embezzlement, fraud, academic plagiarism and other behaviors that violate the code of research ethics in the professional field. Academia Sinica research fellows shall protect the freedom and independence of academic research on the basis of honesty and conscience. They shall disclose all the sponsorships received for the research. The research integrity shall not be influenced by a conflict of interest. Academia Sinica research fellows shall maintain good communication in the academic community of Academia Sinica, and shall not engage in the behaviors that influence academic activities and work environment in Academia Sinica. Academia Sinica research fellows who violate this Code of Ethics shall be sent by the unit’s supervisor, ex officio or upon the request, to the Divisional Ethics Committee for deliberation. Those who are not satisfied with the deliberation results from the Divisional Ethics Committee, a re-deliberation may be raised to the General Ethics Committee of Academic Sinica. When it is necessary, the President of Academia Sinica may refer the case to the Divisional Ethics Committee for deliberation. The resolution shall be approved and promulgated by the President of Academia Sinica after it is voted and passed. The establishment and the regulations governing the Ethics Committees of Academia Sinica at various levels shall be stipulated elsewhere. Those who violate this Code of Ethics and are determined by the Ethics Committee may be required to take the consequence as below in accordance with the seriousness of the case: (1) Written warning. (2) Revocation of the awards given by Academia Sinica. (3) Limitation to the application of academic activities and research 2 projects. (4) Banned from using the academic administration resources. (5) Banned from taking the concurrent position as supervisor at Academia Sinica or institute (preparation office, center), administrator and committee member. (6) Academic research performance may not be assessed higher than Grade 2. (7) Position retained without pay. (8) Those who commit severe infractions of this Code of Ethics and are determined as ineligibility for research work would receive contract termination before the expiration date. 10. When the Ethics Committees of Academia Sinica at various levels deliberates on a case of violation, the person involved shall be given an opportunity to state the opinions. More than 2/3 of the committee members shall be present, and the passage of deliberation requires consents from half the members present at the deliberative meeting. However, the cases of termination of contract before the expiration date require consents from more than half the committee members. 11. Those who do not accept the punishment from Academia Sinica may seek remedy in accordance with the regulations. 12. This Code of Ethics and the amendments thereof have been passed by the Council of Academia Sinica and approved and promulgated by the President of Academia Sinica. Note: The Chinese text of this Code of Ethics shall be deemed the original. In the event of any dispute or misunderstanding as to the interpretation of the language or terms of this Code of Ethics, the Chinese language version shall control. 3