The Ministry of Transport REQUEST FOR PROPOSAL FOR Harmful vehicle emissions research and modelling Request for Proposal for Harmful vehicle emissions research and modelling Table of contents SECTION A: OVERVIEW ...................................................................................................... 4 1. Introduction ......................................................................................................... 4 2. Description of Requirements ............................................................................... 5 2.1 Overview ..................................................................................................... 5 2.2 Background ................................................................................................. 5 2.3 Purpose of research .................................................................................... 5 2.4 Scope of services ........................................................................................ 6 2.5 Deliverables ................................................................................................ 7 2.6 Additional support........................................................................................ 8 3. Timetable ............................................................................................................ 9 4. Communication ................................................................................................. 10 4.1 Communication with respondents .............................................................. 10 4.2 RFP questions ........................................................................................... 10 4.3 Additional information and clarification ...................................................... 10 5. Submission of Responses ................................................................................. 11 5.1 RFP responses.......................................................................................... 11 5.2 Late tenders .............................................................................................. 11 5.3 Joint proposals .......................................................................................... 11 5.4 Proposal validity ........................................................................................ 12 5.5 Pricing and GST ........................................................................................ 12 5.6 Alternative proposals ................................................................................. 12 6. RFP conditions.................................................................................................. 13 6.1 Rights reserved by the Ministry ................................................................. 13 6.2 Canvassing ............................................................................................... 13 6.3 The Ministry liability for your information disclosed .................................... 14 6.4 Subject to contract ..................................................................................... 14 6.5 RFP responses complete and accurate ..................................................... 14 6.6 Shortlisting and negotiations...................................................................... 14 6.7 Confidentiality ............................................................................................ 15 6.8 Copyright ................................................................................................... 15 6.9 Probity of tender procedures ..................................................................... 16 6.10 RFP costs.................................................................................................. 16 6.11 Advertising ................................................................................................ 16 6.12 Governing law ........................................................................................... 16 6.13 Conflict of interest...................................................................................... 16 6.14 Acceptance of gifts .................................................................................... 16 7. RFP evaluation ................................................................................................. 17 7.1 Evaluation criteria ...................................................................................... 17 SECTION C: INFORMATION REQUIRED FROM RESPONDENTS ................................... 18 8. Instructions ....................................................................................................... 18 9. Contact details and company information .......................................................... 18 10. Relevant experience...................................................................................... 19 11. Business relationship .................................................................................... 20 Ministry of Transport Page 2 Request for Proposal for Harmful vehicle emissions research and modelling 12. 13. 14. 15. 16. 17. Financial details ............................................................................................ 20 Insurance details ........................................................................................... 22 Environmental performance .......................................................................... 23 Pricing ........................................................................................................... 23 Proposed form of contract ............................................................................. 23 Assumptions ................................................................................................. 23 Form of response .............................................................................................................. 24 Conflict of Interest Declaration ......................................................................................... 26 Declaration ......................................................................................................................... 28 Ministry of Transport Page 3 Request for Proposal for Harmful vehicle emissions research and modelling SECTION A: OVERVIEW 1. Introduction The Government’s overall vision for transport is that New Zealand will have an affordable, integrated, safe, responsive and sustainable transport system. As the Government's principal transport policy adviser, the Ministry both leads and generates policy within the framework of the government’s vision for transport. The purpose of this Request for Proposal (“RFP”) is to invite external companies to submit their proposals to the Ministry of Transport (the Ministry) for the provision of a research report, together with information on their skills, services and experience in providing such services/products. Following the evaluation of the RFP responses, the Ministry may: Enter into negotiations with preferred supplier(s); and/or Conclude the process without awarding any contracts. This RFP consists of the following: Section A – Overview: Provides background information, instructions and conditions for responding to this RFP; Section B – RFP Process: Sets out the conditions and requirements of this RFP process, together with the evaluation process and criteria; Section C – Information Required from Respondents: Sets out the information required to be in your RFP response; and Ministry of Transport Page 4 Request for Proposal for Harmful vehicle emissions research and modelling 2. Description of Requirements 2.1 Overview This section describes the services under consideration. All respondents will detail how they propose to provide the services outlined here, total cost, and the expected timeframe. 2.2 Background The 2012 Health and Air Pollution in New Zealand Study (HAPINZ) 1 estimates that that in 2006 (the base year for the report), emissions from vehicles caused around 256 premature deaths and posed a social cost of $934 million for health effects. Emissions from diesel vehicles were the main contributor to this. New Zealand already has an agreed timetable set out in the 2007 Vehicle Exhaust Emissions Rule to require the most recent emissions standards for new and used vehicles entering the fleet. It has also implemented fuel standards for zero sulphur diesel (although it has not implemented zero sulphur petrol) that enable modern emissions control devices to function properly and which reduce particulate emissions from all vehicles. These policies have lead to measurable reductions in vehicle exhaust emissions, both on a per-vehicle basis and in absolute terms, as measured by air-quality monitoring devices. However, in some parts of New Zealand and most importantly in Auckland, harmful exhaust emissions remain significant. If further reductions in emissions are to be made from the vehicle fleet, they must be made from vehicles already in-service. In the past decade, particularly in Europe, but also in other jurisdictions, there have been a wide range of policies implemented to reduce emissions in specific cities or even specific parts of cities. The most obvious of these policies are low emissions zones, which restrict access to more polluting vehicles and mandatory retrofit of emission reduction devices. Another option to reduce emissions from in-service vehicles that is used in many (although by no means all) jurisdictions is to carry out emissions tests on vehicles. Those that are found to be high emitting are then required to be repaired. New Zealand considered the introduction of so called ‘simple’ emissions tests in the mid-2000s, but did not proceed as the costs were found to out weigh the likely benefits. It was also found that the simple tests were very poor at identifying vehicles that were high emitting on the road. Recent advancements in testing procedures may warrant another look as in-service emissions testing. 2.3 Purpose of research The Ministry of Transport (the Ministry) is establishing a programme of work to co-ordinate initiatives designed to improve the quality of New Zealand’s vehicle fleet. 1 www.hapinz.org.nz Ministry of Transport Page 5 Request for Proposal for Harmful vehicle emissions research and modelling One area of focus is the potential to improve air quality outcomes. Specifically, the Ministry would like to commission research to identify if there are cost effective policies to reduce vehicle emissions (especially fine particulates and oxides of nitrogen (NOx)) in the Auckland Region. In light of the finding in the HAPINZ study that diesel emissions are a specific problem the research is to focus on emissions from diesel vehicles. Where relevant any research may consider emissions from petrol vehicles and other pollutants, but this is not considered a priority. In addition, the research may also consider air pollution from non-tail pipe sources (eg tyres, brakes, etc) where this is relevant. The project would involve the consultants identifying a range of options that have been successful in reducing air pollution from vehicles in designated areas and then assessing their likely costs and benefits in a New Zealand context, specifically in Auckland. Where the information is readily available and relevant, the research should identify the arrangements used to introduce the requirements in the designated area, how the controls are applied and enforced in practice, and how the controls deal with vehicles from outside the designated region. The research should identify any legal similarities or differences that might assist with or prevent adoption of the policy options in New Zealand. Although the study may include options for emissions testing, the research is expected to cover a wide range of possible policy options, including low emissions zones, low emission fuels, and retrofits of emissions reductions technologies. It is expected that an initial report would identify a broad range of emissions reductions options. An agreed number of these would then be subject to more detailed investigation. Once the options have been agreed on, the next step of the research task would involve modelling both the likely costs and benefits of the options. When considering options, the research must explicitly consider the diverse origins of New Zealand’s vehicles fleet. It should discuss any issues that would arise from implementing any policy on a diverse population of vehicles, given that roughly half of the vehicles in New Zealand are built to Japanese domestic exhaust emissions standards, 30% are built to European exhaust emissions standards and 20% are built to either unknown or no emissions standards. It is not expected that the proposal would require any physical testing of vehicles. 2.4 Scope of services It is proposed that a piece of research be conducted on in-service emissions policies. This would include: Ministry of Transport Page 6 Request for Proposal for Harmful vehicle emissions research and modelling - Determining a range of options for reducing emissions from vehicles in a defined geographical area. This could include technologies that are currently available, or are expected to be available in the near future (< 5 years). - A discussion on the legal approaches taken to implement and enforce the policy options in other jurisdictions. - Selection of an agreed set of these options for further, more detailed analysis. - An estimate of the likely costs of implementing the identified policy options, including any upfront and on-going costs for the agreed options for both the agency that would implement the option and for the owners of any vehicles affected. - An estimate of the likely benefits of the agreed options, in terms of reduced emissions from in-service vehicles, that could be expected from different options. It is expected that this would be shown by the combination of an emissions and a health effects model. Unless otherwise agreed, all results from modelling should be directly comparable with the approach and findings of the 2012 HAPINZ study. The successful candidate for this piece of research would ideally have proven research skills, an ability to carry out an economic assessment of the financial costs and benefits, and a background in modelling in the transport sector, including modelling of air quality and health effects. The successful candidate would be expected to have access to a range academic, scientific and technical literature and be able to seek advice from relevant international experts on the subject. The successful candidate would be expected to provide periodic updates to the Ministry, but could be located anywhere. A desk at the Ministry’s office in Wellington can be provided if required. 2.5 Deliverables The key deliverables for this piece of research will include: A literature search that identifies an agreed list of policy options that will be assessed An agreed framework for assessing the costs and benefits of the proposals, including identification of the models that will be used to carry out the assessments a draft report – for review at various stages and final draft for peer review by the project team a final report a presentation of the research findings to Ministry staff We have provisionally estimated that the work could take around four months and we have budgeted $70,000. Ministry of Transport Page 7 Request for Proposal for Harmful vehicle emissions research and modelling 2.6 Additional support The Auckland Council, Auckland Transport and the NZ Transport Agency have indicated they will provide in-kind support for this project. This will include their assistance to access Auckland-specific information held by the Council and the Agency. It is expected their representatives would be part of the project team and assist in identifying the set of options that would be subject to the in-depth research and would provide peer review of the final report. Ministry of Transport Page 8 Request for Proposal for Harmful vehicle emissions research and modelling SECTION B: THE RFP PROCESS 3. Timetable The anticipated timetable for this RFP process is as follows: Activity Date Release RFP 20 June 2014 RFP questions close (Refer Section 4.2) 11 July 2014 RFP closes 18 July 2014 RFP evaluation 25 July 2014 Presentations/interviews if required Week starting 28 July 2014 Respondents notified of outcome 1 August 2014 Contract negotiations Week starting 1 August 2014 Contract commencement 7 August 2014 Respondents are to note that this timetable is indicative only, and may be subject to change at the sole discretion of the Ministry. All respondents will be notified of any changes to the timetable by the Authorised Representative. Ministry of Transport Page 9 Request for Proposal for Harmful vehicle emissions research and modelling 4. Communication 4.1 Communication with respondents No communication will be entered into with any of the respondents, except in the following circumstances: Clarification of the RFP document by respondents (only prior to the prescribed closing date); the Ministry seeking clarification of submitted proposals; Informing respondents of the outcome of the RFP process. All communication/correspondence between any respondent and the Ministry will be conducted in writing through the Authorised Representative: The Ministry’s Authorised Representative is: Marian Willberg Ministry of Transport PO Box 3175 Wellington m.willberg@transport.govt.nz The Ministry will not be bound by any statement, written or verbal made by any person other than the Authorised Representative stated in this section. The Authorised Representative is the only person authorised to make representations or explanations on behalf of the Ministry regarding this RFP document. 4.2 RFP questions All questions are to be submitted in writing to the Authorised Representative as stated in Section 4.1 of this RFP document. Respondents may submit written questions to clarify issues relating to the RFP up to 4.00pm 11 July 2014. Questions and answers which the Ministry deems are important to the RFP will be published to all respondents. Any questions received after this time/date may not be responded to. 4.3 Additional information and clarification Responses to respondent requests for clarification that relate solely to one respondent will be provided to the respondent requesting the clarification. All other clarifications issued by the Ministry will be provided to all respondents by way of a Notice to Respondents (“NTR”). All notices issued will become part of this RFP. Ministry of Transport Page 10 Request for Proposal for Harmful vehicle emissions research and modelling 5. Submission of Responses 5.1 RFP responses The RFP will close at 4pm on 18 July 2014 The place of closing is: The Ministry of Transport Level 6, 89 The Terrace Wellington Attention: Marian Willberg You may instead email your response to: m.willberg@transport.govt.nz. Responses must be submitted in the format at Section C, and must be clear, legible and provide all information requested in this RFP document. Responses must (if posted): Be received on or prior to the time and date stipulated as the closing date; Be placed in a sealed envelope clearly marked “Request for Proposal for Harmful emissions research and modelling and “Commercial in Confidence”; Be addressed to the place of closing, marked for the attention of the contact name; and Comprise one original copies and one unbound copy. Any response received by the Ministry that does not conform to all or any of the above conditions may be rejected during evaluation at the sole discretion of the Ministry. Any request for an extension of the closing date is likely to be declined. You may attach any supporting material that you wish to your proposal. Please make sure that it is clearly labelled, and summarise any attachments in a covering letter. 5.2 Late tenders The Ministry reserves the right to receive and consider a late RFP submission; however, as a general rule, any response received at the place of closing after the closing time, for whatever reason, may not be considered. 5.3 Joint proposals 5.3.1 Joint proposals, whereby an organisation invited to submit a proposal elects to form an alliance with another organisation with the purpose of improving capability to offer the services specified in this RFP, are permitted, provided that full disclosure is given of the alliance, and the manner in which the delivery of the specified services/product will be apportioned and administered. 5.3.2 In such a submission, the proponents are jointly and severally liable. Ministry of Transport Page 11 Request for Proposal for Harmful vehicle emissions research and modelling 5.3.3 One of the joint proponents must be identified as the contact point for all communications with the Ministry relating to the proposal. 5.4 Proposal validity Every proposal will be a continuing offer and irrevocable until October 17, or such later date as the Ministry may agree. 5.5 Pricing and GST Any rates or prices quoted should be exclusive of GST and in New Zealand dollars. 5.6 Alternative proposals It is the Ministry’s preference to contract on the basis set out in this RFP. However, the Ministry may consider alternative proposals. Any alternative proposal should clearly identify the commercial advantage and ‘value added’ offered. Ministry of Transport Page 12 Request for Proposal for Harmful vehicle emissions research and modelling 6. RFP conditions 6.1 Rights reserved by the Ministry 6.1.1 The Ministry reserves the right to: Reject all or any RFP response and not award and not accept the lowestpriced response; Call and/or re-advertise for RFP responses or revisit any prior ROI process; Waive any irregularities or informalities in the RFP process; Amend the closing date, the acceptance date, or any other date in the RFP document; Amend this RFP and any associated documents by the issuance of a written amendment notice; Seek clarification of any RFP response; Suspend or cancel (in whole or in part) this RFP process; Consider or reject any alternative RFP response; Deal separately with any of the divisible elements of any RFP response, unless the relevant RFP response specifically states that those elements must be taken collectively; Enter into discussions and/or negotiations with any respondent at any time, and upon any terms and conditions, before or after acceptance of an RFP response; Conduct a financial check on any respondent submitting a tender response; Obtain similar goods/services from any third party and not deal exclusively with any respondent under this RFP process; and Meet with any respondent before and/or after the RFP closes and prior to the award of any contract. 6.1.2 The Ministry will not be bound to give any reasons for decisions made as a result of this RFP or as an outcome of the RFP evaluations. 6.1.3 It is the Ministry’s preference that one contract be awarded for the services/product. However, the Ministry may, in its sole discretion, decide to divide the services and award different contracts for different services The terms of this RFP does not guarantee the successful respondent any volume, value, or the placement of any orders. 6.2 Canvassing In respect of this RFP, respondents will not canvass any Ministry employees, contractors, consultants, board member or anyone who has a direct working relationship with the Ministry, other than the Authorised Representative stated in Section 4.1. Any respondent found to be canvassing or have canvassed any Ministry employee, contractor, consultant, board member or anyone who has a direct working Ministry of Transport Page 13 Request for Proposal for Harmful vehicle emissions research and modelling relationship with the Ministry, other than the Authorised Representative, regarding this RFP may be excluded from further consideration. 6.3 The Ministry liability for your information disclosed 6.3.1 While the Ministry endeavours to supply correct information, it disclaims, to the extent allowed by law, any liability (in contract and in tort, including negligence) to any respondent or other person if they rely on any information provided by the Ministry in relation to this RFP. 6.3.2 Those submitting RFP responses will be deemed to have: Examined this RFP and all documents referenced (if any); Considered all the risks, contingencies and other circumstances that may have an effect on their RFP response; and Satisfied themselves as to the correctness and sufficiency of their RFP response, including the pricing structure offered. 6.4 Subject to contract All parties submitting an RFP response agree that: A contract is only formed between the Ministry and the successful respondent when the Ministry executes such a contract covering the relevant services. This RFP and any provision contained in it does not give rise to a separate contract between the Ministry and that party; and Nothing in this RFP, or in the relationship of the Ministry and that party, imposes any duty of care on the Crown or the Ministry, and any such duty of care is expressly excluded. 6.5 RFP responses complete and accurate All information provided by respondents in their responses is warranted by each respondent to be complete and accurate in all material respects. The respondent also warrants to the Ministry that the provision of information to the Ministry, and the use of it by the Ministry for the evaluation of RFP responses and for the negotiation and implementation of a contract, will not breach any third-party intellectual property rights. Respondents will be responsible for verifying the accuracy and adequacy of information supplied by or on behalf of the Ministry. The Ministry is under no obligation to check any RFP response for errors. Acceptance of an RFP response that contains errors will not invalidate any contract that may be negotiated on the basis of that RFP response. 6.6 Shortlisting and negotiations 6.6.1 Where there is a decision to shortlist and proceed to negotiation, the preferred respondent(s) will be notified of their preferred status and the expected timeframe for negotiations. 6.6.2 Other respondents will be notified that their RFP responses: Ministry of Transport Page 14 Request for Proposal for Harmful vehicle emissions research and modelling Have been unsuccessful; or Are shortlisted but not preferred. In this case, the respondent(s) will be asked to confirm that their RFP response remains open for the period of negotiation with the preferred respondent(s). 6.6.3 Any failure to reach agreement between the Ministry and the preferred respondent(s) may result in a re-evaluation of other shortlisted respondents. Contract negotiation may then commence with the respondent selected from this re-evaluation. 6.6.4 This re-evaluation process will be repeated until a successful respondent is accepted, or until the Ministry elects to cancel the RFP process. 6.6.5 The Ministry is not bound to draw up a shortlist nor negotiate with any respondent. 6.7 Confidentiality 6.7.1 The Ministry undertakes to keep confidential any information marked “Commercial in Confidence” provided to the Ministry by the respondent/s prior to the award of a contract and, in respect of unsuccessful respondents, after contract award. 6.7.2 The obligation of confidentiality in clause 6.7.1 does not apply if the confidential information: Is disclosed by the Ministry to its consultants, advisors or employees solely in order to consider the tender responses; Is disclosed by the Ministry to its responsible Minister; Is disclosed by the Ministry, in response to a request under the Official Information Act 1982; Is information the Ministry is authorised to disclose by law; or Is in the public domain otherwise than due to a breach of clause 6.7.1. 6.7.3 This RFP, and the information supplied by the Ministry (either itself or through its consultants or advisors) in connection with this RFP, is confidential. None of the information may be released or disclosed to any other person (other than employees or advisors) without the prior written consent of the Ministry. 6.7.4 Respondents are advised that the Ministry is subject to the Official Information Act 1982, and respondents should make their responses “Commercial in Confidence” if they wish to protect specific information. The Ministry cannot, however, guarantee that information marked as such can be protected if the Ministry receives a request for information under that Act. 6.8 Copyright Copyright in every document (electronic and paper) comprising this RFP belongs to the Ministry. All rights are reserved. This RFP document must be kept secure, and must Ministry of Transport Page 15 Request for Proposal for Harmful vehicle emissions research and modelling not be used, stored, copied or passed on in any form by any means without the Ministry’s prior written consent in each case. 6.9 Probity of tender procedures Should any respondent consider that they have been prejudiced by any breach of the Conditions of Tender or any other relevant principles affecting the tender process and/or evaluation of tender responses, the respondent must provide immediate notice of the alleged breach to the Authorised Representative listed in Section 4.1. The respondent should include in their notification the issues in dispute, the impact upon the respondent’s interest, any relevant background information and the outcome they seek to desire. 6.10 RFP costs Respondents must pay their own costs of preparing and submitting their RFP response, including, but not limited to, all costs relating to any: Communication and/or negotiation with the Ministry; Meetings or interviews with, or presentation to the Ministry; and/or Site inspections/visits. 6.11 Advertising 6.11.1 No advertisement or other information relating to this RFP process, or any contract that may arise out of it, shall be published in any newspaper, magazine, journal or other advertising media, or broadcast/disseminated by radio, television or other electronic media, without the prior written approval of the Ministry. 6.11.2 The Ministry has a statutory obligation to advertise and declare the outcome of the RFP under the Government’s Post-Award Transparency Policy to improve the transparency of procurement processes in Government departments. The award of this RFP will be published on the GETS Post-Award Notifications page (where the RFP has been published on GETS), and on the Contracts Awarded page of the Ministry website. 6.12 Governing law This RFP is governed by the law of New Zealand, and the New Zealand courts have exclusive jurisdiction as to all matters relating to this RFP. 6.13 Conflict of interest Respondents should disclose any conflicts of interest in relation to the matter covered by this RFP (see Conflict of Interest form). 6.14 Acceptance of gifts In compliance with the Ministry policy, gifts, inducements, promotional products or services, etc. should not be offered to the Ministry employee, agent, consultant, board member or contractor acting on behalf of the Ministry at any time. Any respondent attempting to provide gifts, inducements, promotional products or services to any the Ministry employee, agent, consultant, board member or contractor acting on behalf of the Ministry may be disqualified from tendering. Ministry of Transport Page 16 Request for Proposal for Harmful vehicle emissions research and modelling 7. RFP evaluation 7.1 Evaluation criteria 7.1.1 RFP responses will be assessed against the Ministry’s evaluation criteria, in its absolute and sole discretion. 7.1.2 Factors that will be taken into account when evaluating submissions will include, but not necessarily be limited to, the following. Please note that the factors listed below are not in any order of priority, nor are they weighted: Robustness of internal process management and quality control procedures; The degree of innovation or pro-activeness taken by the respondent; Track record of delivering products/services of this nature; Company capacity, such as staff resources; Management skills; Pricing (include information on Whole of life costs – if applicable); Project methodology; Company capability (technical skills); Financial viability. Ministry of Transport Page 17 Request for Proposal for Harmful vehicle emissions research and modelling SECTION C: INFORMATION REQUIRED FROM RESPONDENTS 8. Instructions You are required to answer each question in this section. You must use these subject headings and respond in the same sequence. Where a question is not relevant to your RFP response, you must indicate “N/A” or “Not Applicable” against the respective question number in your RFP response. If the question invites you to comment and you choose not to, then you must indicate “No Comment” against the respective question number in your RFP response. The RFP response form and the Declaration of Interest contained in this section must be completed, signed and returned, along with your responses to the questions. Any partial compliance or non-compliance with requirements must be clearly described in your response. Note: Please expand the boxes to accommodate your response. 9. Contact details and company information All respondents are required to provide the following information: Information required Respondent information Company Trading Name Company Legal Name Address details Company contact (this is the person that the Ministry will contact for any queries relating to this RFP) Company negotiation contact (person with sufficient authority to negotiate on your company’s behalf without reference to other parties either overseas or in New Zealand) Finance contact (person responsible for all finance/invoice queries) Detail of any existing or past relationships with the Ministry Ministry of Transport Page 18 Request for Proposal for Harmful vehicle emissions research and modelling Information on any sub-contractor involved in delivering these services on your behalf 10. Relevant experience Information required Respondent information Outline the experience that your organisation has that is relevant to the performance of the services sought by the Ministry in this RFP. Provide the name, title and phone number for the named customers (please advise the referees that the Ministry can contact). NOTE: It is extremely important to nominate only referees that have had a significant involvement in the contractual relationship between your organisation and the customer organisation. The Ministry reserves the right to obtain information from any relevant company, organisation or person in the course of evaluating your RFP response. Ministry of Transport Page 19 Request for Proposal for Harmful vehicle emissions research and modelling 11. Business relationship Information required Respondent information Describe in detail how you would manage and develop the relationship with the Ministry Describe other value-added services in respect of the Ministry’s requirements that you could provide to the Ministry, and advise what services would be part of the relationship, when services attract a specified charge, and what the costs would be. Does your organisation operate a Quality Assurance (“QA”) programme? If yes, please provide details of your QA programme within your appendices. What would be the benefits of the QA programme to the Ministry? 12. Financial details The Ministry may use an independent credit rating or other organisation to conduct financial assessments and reports. For this assessment to be completed, a representative from such an organisation may contact you concerning the financial information that you provide in response to this RFP. Information required Respondent information Are there any significant events, matters or circumstances which have arisen since the end of the last financial year which may affect the operations of the respondent? information) Are there any mergers or acquisitions that can be notified, either recent (within the past 12 months) or which are imminent? Are there any court proceedings of any kind, actual or threatened, against the respondent, its parent or associated entities or any director of the respondent, its parent or associated entities within Ministry of Transport Page 20 Request for Proposal for Harmful vehicle emissions research and modelling the past 5 years? Are there any actions of insolvency proceedings, actual or threatened (including voluntary administration) against the respondent, its parent or associated entities? Are there any factors which could (in your opinion) impact on the financial ability to successfully perform the contract? Is the respondent solvent, and able to meet its debts as and when they fall due in the normal course of business? Ministry of Transport Page 21 Request for Proposal for Harmful vehicle emissions research and modelling 13. Insurance details The Ministry requires insurance appropriate for the goods or services contemplated by this tender e.g. public liability, professional indemnity etc. Information required Respondent information Does the respondent comply with the minimum insurance types and levels required? Public & Product Liability Insurance Name of Insurance Company(ies): Policy Number(s) : Expiry Date: Policy amount: Please attach a copy of your insurance Professional Indemnity Insurance (If Relevant) Name of Insurance Company(ies): Policy Number(s) : Expiry Date: Policy amount: Please attach a copy of your insurance Ministry of Transport Page 22 Request for Proposal for Harmful vehicle emissions research and modelling 14. Environmental performance Describe your management policies on care for the environment. 15. Pricing Please provide a detailed pricing offer. NOTE: All pricing is to be in New Zealand dollars and exclusive of GST. 16. Proposed form of contract The details of the proposed form of contract can be made available on request. 17. Assumptions Detail any assumptions made when responding to this RFP. Ministry of Transport Page 23 Request for Proposal for Harmful vehicle emissions research and modelling Form of response The party(ies) submitting this RFP response are: [State party or parties] The primary contact person is: Contact details: Phone: Mobile: Fax: Postal: Email: Address for service: I/we understand that you are not obliged to accept the lowest priced or any tender that you may receive. I/we acknowledge that our tender is irrevocable and remains open for acceptance until 17 October 2014. We acknowledge receipt of notices to respondents numbered: {INSERT NUMBER(S)} to {INSERT NUMBER(S)} On behalf of the parties submitting this RFP response, we confirm that we have fully understood the requirements set out in the RFP documents, and that none of the information submitted by us breaches any third-party copyright. In lodging this response the respondent also warrants: that it did not rely on any express or implied statement, warranty or representation, whether oral, written, or otherwise made by or on behalf of the Ministry, its officers, employees, agents, contractors or advisers other than any statement warranty or representation expressly contained in the RFP document and any Notice To Respondents documents issued relating to this RFP document; that it did not use the assistance of the Ministry employees, or information unlawfully obtained from the Ministry in compiling its response. The respondent also confirms to have read, understood and agrees to abide by the Ministry’s Procurement Policy Statement of Business Ethics (if supplied to the respondent with the RFP Ministry of Transport Page 24 Request for Proposal for Harmful vehicle emissions research and modelling document). Dated: Signed by: for and on behalf of the submitting party(ies) Ministry of Transport Page 25 Request for Proposal for Harmful vehicle emissions research and modelling Conflict of Interest Declaration Harmful vehicle emissions research and modelling The respondent hereby confirms that it, and its staff, consultants and partners do not have and are not aware of any actual or potential conflicts of interest which may arise between the Ministry and the respondent, unless indicated below. Are you aware of any actual or potential conflicts of interest? There are no conflicts of interest. Please provide details of your strategy for identifying, managing and preventing conflicts of interest during the contract period. Please provide details of any engagements, obligations or commitments that the respondent or any of its staff, consultants and partners have or are likely to acquire which may give rise to any actual or potential conflict of interest with any of the services that may be required as a result of this tender process or in connection with the proposed contract. Ministry of Transport Page 26 Request for Proposal for Harmful vehicle emissions research and modelling Please advise your strategy for managing the conflicts of interest noted above, and identifying and preventing conflicts of interest during the contract period. Respondent Name Authorised Signature Date Ministry of Transport Page 27 Request for Proposal for Harmful vehicle emissions research and modelling Declaration Harmful vehicle emissions research and modelling All respondents submitting a response to the Request for Proposal (“RFP”) for Harmful vehicle emissions research and modelling are required to complete and sign this declaration confirming that the information given to the Ministry in response to the RFP, and any other document provided as part of your response to this RFP, is true and correct in all aspects. DECLARATION From: I/We declare that the information provided to the Ministry in response to the RFP for Harmful vehicle emissions research and modelling is true and correct in all aspects. Declared at_______________________ this ____________ day of ____________20__ Signature (of duly authorised officer): _________________________________________ Full Name and Designation: ________________________________________________ Ministry of Transport Page 28