DRAFT PIFS DCAfTM-Development of the Consolidated Aid for Trade Matrix Assessment of needs and project proposals Concept Document-standard 1. Provisional title CK03 Strengthening capacity of SPS control in the Cook Islands-Phase 2 (accreditation of Competent Laboratory 2. Categories flash codes 2.1. Geo scope: Pacific; Sub-regional/Multi-country; National - Cook Islands 2.2. AfT Cluster:AfT 1 AfT 2 AfT 3 AfT 4 2.3. Sub-category: 1.4. 2.4. Trade Agreement: EPA PICTA-G PICTA-S MSGTA MTCTA 2.5. Matrices position: EPA…. 3. Agency(ies)/Actor(s) concerned Cook Islands Ministry of Marine Resources 4. Overall/Framework/Broad aim commitment (EU/EUROPEAID-Global objective or Overall objective) To contribute to the Cook Islands’s sustainable development and poverty eradication by means of facilitating and promoting international trade and investment 5. Dedicated commitment (EU/EUROPEAID-Specific objective or Project purpose) Full biosecurity and SPS compliance achieved, under the EPA and other relevant trade agreements of which the Cook Islands is a signatory, by means of establishing a dedicated and duly accredited Competent Laboratory 6. Nature of specific inputs (means that are of immediate/direct value to beneficiaries; as applicable) Technical assistance, Advice, Counselling, Secondment (except if part of next entries) Outsourcing of technical or managerial routine, function or duty Training preparation and/or delivery, including: training aids, training-the-trainer, blended learning Supply of goods or equipment (including vehicles, machinery, documentation, image and media) Hiring permanent/temporary staff Running expenses (ordinary and event-related) 7. Location/duration/start-up before/ending before Rarotonga Central Laboratory. Begin immediately or soonest date, complete within shortest delay 8 Expected Results R1-Scientific and other qualified staff hired and performing R2-Additional equipment, for chemical testing and other duties installed and operating R3-Staff trained in the operation of chemical analysis and other new equipment R4-Laboratory accreditation granted/recognized under different strands R5-External certification routines for foodstuffs established and operating R6-International cooperation protocols established and operational 9. Objectively Verifiable Indicators (in accordance with PCM-LogFrame concept & template) Result R1 R2 R3 R4 R5 R6 Indicator Staff hired and at work Nr and nature; Additional capabilities created Nr staff enrolled, attending, certified (by domain) Nr, nature and date of certifications Nr and nature of procedures Nr and nature of protocols Source(s) of verification Selection files ; CVs ; Personnel dockets ; Payroll Specifications; Tender files; User Manuals; Operation records; Assets records Annual reports; Training reports; Training aids; Personnel dockets; Specific records; Official publication Drafts & proposals; SOPs, Manuals, Templates; Statistics Drafts & proposals; SOPs, Manuals, Templates; Statistics Restricted circulation DRAFT 10. (Main) Operational Activities Result Act nr Priority Activity name R1 A1.1. Selection and hiring of a Project Director with tertiary qualification in food safety (*) R1 R2 R2 A1.2. A2.1. A2.2. Selection and hiring of additional qualified laboratory staff Specifications and tender preparation for foodstuffs chemical testing equipment (**) Purchase, installation and provisional acceptance of the equipment R3 A3.1. Preparation of programmes and training aids and selection & hiring of Trainers R3 A3.2. Training for laboratory staff in in the methodologies of chemical testing R3 A3.3. Training for laboratory staff in the operation of newly acquired equipment R4 A4.1. Validation of CI’s analytical results through an approved NZ laboratory R4 R5 A4.2. A5.1. R5 A5.2. R5 A5.3. R6 R6 A6.1. A6.2. Certification of laboratory by the European Commission Establish a resource centre containing reference materials on food legislation & guidelines from important trading partners Develop standards for issuance of health certificates of foodstuffs based on the most stringent international guidelines Creation of certification protocols for processing facilities, storage facilities, landing sites and transport vessels Establish a rapid alert and crisis management protocol Establish traceability guidelines and product withdrawal & recall procedures (*) with demonstrable experience in EU Market access requirements for foodstuffs (**) for detection of: heavy metals, dioxin, fish bio-toxins and polycyclic aromatic hydrocarbons 11. Target group(s), immediate, intermediate and final Beneficiaries (as applicable) and other Stakeholders (including nature of expectations and mode of dialogue) + Expected Impacts ( +/-) on those Immediately this programme is internally targeted at reinforcement of laboratory capabilities and resources; however in the long-term it will support the diversification of the Cook Islands economy through improved export potential not only of fisheries but also agriculture products with benefits to export companies as well as consumers. A special impact to be considered originates in the intended creation of a regional, not for profit, scientific network with a common resource through which other Pacific Islands Countries can test and certify their food products. 12. Assumptions & Constraints/Synergies/Risks This project is proposed as Phase 2 in the establishment of a Cook Islands EU Competent Authority. Phase 1 focused on improving quality control and extending the current microbiological testing capabilities from solely environmental samples to include food samples. This project, Phase 2, adds new methodologies which require the quality control training and measures established in Phase 1. A pre-feasibility study was completed in August 2010 as part of a consultation study to assist the Government of the Cook Islands in developing a pathway to gain European Union seafood market access. In 2012 the FFA also completed a costing estimation and equipment outline document for building of a food safety laboratory capable of EU health certifications. Basic assumptions identified for this project are: Restricted circulation DRAFT • Political and institutional stability as well as continuing alignment with trade development principles and trade agreements framework Biosecurity and SPS policies and provisions regarded as a priority issue from a political perspective; the Microbiology Laboratory ranking highly among institutional structures that will be encouraged and supported in the adoption of innovative patterns of performance Senior staff motivated and actively cooperative Trainers available for programme design, training resources production and delivery of tuition Technical assistance available for collaborating in the creation or upgrading of methodologies Engineering services available for specifications development Reliable equipment suppliers available and able to respond to tender specifications Availability of national financial resources to match possible loans or grants from Donors The relevant International Organisations able to accommodate and facilitate in due time an application for certification/accreditation of the Laboratory in the areas concerned by this project 13. Cost estimation (overall) Total (approximate amount) Euro: 1,606,621 (see cost breakdown in the table immediately below) Activity name Hire a Project Director with tertiary qualification in food safety with demonstrable experience in EU Market Access Requirements for foodstuffs (36 months) Acquire the equipment required for chemical testing of foodstuffs - Incubators $30,000 - Autoclave $50,000 - Freezers (-80 & walk in) $22,500 - Precision balances $15,000 - Industrial dishwasher $19,000 - Fume hood $ 60,000 - HPLC $70,000 - Atomic Absorption Spectrometer $65,000 - Furnace $20,000 - RT-PCR Thermocycler $95,000 - Oven $10,000 - Solvent extraction unit $50,000 - GC-MS $765,000 - Miscellaneous (glassware, pipettes, burners, storage, etc.) $60,000 Technical assistance for training in operation of new equipment Technical assistance for training in the methodologies of chemical testing Validation of CI’s analytical results through an approved NZ laboratory Establish a rapid alert and crisis management protocol Establish a resource centre containing reference materials on food legislation, and laboratory testing methodologies - Journal subscriptions - Textbooks - ISO methodological descriptions Laboratory Manager Salary x 30 months Laboratory Staff Salaries x 24 months x 2 Information Technology - Computers (9) - Software licensing (MS Office, proprietary equipment software) - Printers (2) - Server Certification of laboratory by the European Commission TOTAL (NZD) TOTAL (Euro) Cost $390,000 $1,331,500 $60,000 $120,000 $100,000 $40,000 $60,000 $100,000 $120,000 $50,000 $90,000 $2,461,500.00 €1,606,621.05 Restricted circulation DRAFT 14. Prior/exploratory information on contacts/arrangements with Donor(s), if any The MMR is seeking a donor grant or soft loan of NZ$3.2 million to construct a new office accommodation which will provide infrastructure for a new laboratory where the food safety services will be located. The FFA DevFish project is also providing assistance under a service level agreement in areas of food safety competency. 15. Why this project? The MMR currently operates the Cook Islands most significant environmental monitoring laboratory; this project aims to increase capacity and diversify the laboratories function under the framework of achieving EU-compliant food safety standards. Currently the countries potential for fisheries and agricultural exports is not being realized due to inability to provide internationally recognized health certification. Because EU standards are the most stringent, meeting EU standards will allow access to any market globally. The training and equipment purchases in Phase 1 will improve the basic quality of the data generated and allow competence in microbiological processing, but will still require samples to be sent to New Zealand for processing of the more technically demanding chemical tests. This proposal will allow complete scientific independence from New Zealand for food safety and environmental testing. Not only will independence be more cost effective and generate local employment options, it will also improve the quality and timeliness of data processed by removing the shipping lag from processing time. This project will benefit Cook Islands exporters in bothfisheries and agriculture as well as improving the quality of data collection achieved in the Cook Islands environmental and public health monitoring programmes. In the long-term, this project has the potential to increase regional food product exports by providing a not for profit food safety processing facility to other Pacific Islands Countries. 16. External consistency The EU and other key donors in the Pacific Region have elected economic integration (including opening of markets and stimulating international trade) as a crucial priority under the existing development partnerships. Fish and fish products are one of the Cook Islands’s meaningful exports with good volume and value-added prospects for growth, namely towards European markets. Other foodstuff may have interesting prospects of export to EU and other international markets, where SPS/biosecurity control is strict. See section 14 above for important indications on the prospect of involving New Zealand in this project or a part of it. Restricted circulation