The DIFC Wills and Probate Registry Practice Direction No. 2 of 2015 The DIFC Wills and Probate Registry (WPR)’s Register of Probate Practitioners Citation, commencement and interpretation In exercise of the powers conferred on me by Article 8(3)(a) of Dubai Law No. 9 of 2004, as amended, and Rule 7 of the DIFC WPR Rules, I, Michael Hwang, Head of the DIFC Dispute Resolution Authority (DRA), issue the following Practice Direction after having reviewed the DIFC WPR Rules, including but not limited to Rules 24, 26, 36, 37, 38, 48, 84, 85, 95, 98, 106 and 110, and following a one-month period of public consultation. This Practice Direction will come into effect on the date of issue. It may be cited as Practice Direction 2 of 2015 — DIFC Wills and Probate Registry’s Register of Probate Practitioners and may be abbreviated to PD 2/2015. In this Practice Direction— (a) “Company Executor” means a company allowed to apply for probate and to be named as an executor or administrator (with will annexed) pursuant to Rules 37 & 38 of the DIFC WPR Rules. (b) “DIFC WPR” means the DIFC Wills and Probate Registry. (c) “Director” means a Director of the DIFC WPR, appointed by the Head of the DRA or such other person as may be appointed by the Head of the DRA to perform the functions of the Director under this Practice Direction. (d) “Firm” and “Company” means a partnership (including a limited liability partnership) or company or other corporation. In the DIFC WPR Rules the definition of “Firm” is to be deemed to refer to “Company” and any reference to “Firm” (as mentioned in DIFC WPR Rules 31 & 35) is to be replaced by the term “Company” as used in DIFC WPR Rule 37 and the Definition section. (e) “Grant” means a grant of Probate. (f) “Probate Practitioner” means a legal practitioner who is licensed to carry out probate matters in accordance with this Practice Direction. (g) “Register” means the DIFC WPR Register of Probate Practitioners. (h) “Will” means any will registered under the rules of the DIFC WPR from time to time. 1. The DIFC WPR shall establish and maintain a Register of Probate Practitioners and Company Executors. 2. A person wishing to be included in the Register of Probate Practitioners must be a legal practitioner employed by a validly licensed firm with the address for its place of business being within the Emirate of Dubai. 3. A Company may be registered as a Company Executor if it is: 1 (a) A licensed Company with adequate insurance; and (b) A Company which in its normal course of business has fiduciary duties. The procedure for registration as a Probate Practitioner is as follows: 1. An applicant must attend an interview with the Director during which the Director shall establish the experience of the applicant and his or her knowledge of the rules and procedures applicable to the DIFC WPR. 2. Not less than seven (7) days prior to the interview (or such shorter time as the Director may accept in his or her sole discretion) the applicant shall submit to the DIFC WPR the following: (a) a copy of the professional licence of the firm by which the applicant is employed; (b) a copy of the applicant’s legal practicing certificate; (c) evidence of the applicant having not less than 2 years’ relevant experience in succession and probate matters; and (d) confirmation of the applicant’s fluency in the English language and familiarity with the WPR Rules (including the DIFC Courts’ Rules) and procedures governing the DIFC WPR. 3. The Director shall, within fourteen (14) days after the interview, either advise the candidate that he or she will be added to the Register or that his or her application has been unsuccessful. The registration in the Register does not confer any right to conduct proceedings or to appear in the DIFC Courts, which matters are governed by the rules and procedures of the DIFC Courts. 4. Should the Director find the application to be unsuccessful, he or she will provide reasons in writing. 5. The Director reserves the right to remove an individual from the Register in exceptional circumstances and upon the provision of reasons in writing. 6. In the event an application is unsuccessful or a Probate Practitioner is removed from the Register, the individual concerned may, within fourteen (14) days, lodge a written and reasoned request for reconsideration with the Head of the DRA. 7. A Probate Practitioner shall promptly inform the DIFC WPR of any matter which might reasonably affect his or her registration, including a change of the firm for which he or she works, bankruptcy proceedings having been commenced against the Probate Practitioner or any disciplinary proceedings being commenced against the Probate Practitioner. The procedure for registration as a Company Executor is as follows: 1. A representative authorised to act on behalf of the Company must attend and pass an interview with the Director. 2. Not less than seven (7) days prior to the interview (or such shorter time as the Director may accept in his or her sole discretion) the applicant shall submit to the DIFC WPR the following: 2 3. 4. 5. 6. 7. 8. (a) A copy of their Company Licence in the UAE and any supporting documents which may be required by the Director; (b) Proof of the Company’s adequate professional liability insurance, to be determined at the discretion of the Director; and (c) A list of individuals employed by the Company and who are authorised to conduct proceedings on behalf of the Company, with a list of people having adequate knowledge of the DIFC WPR and the DIFC WPR Rules. The Director shall, within fourteen (14) days after the interview, either advise the Company that they will be added to the Register or that their application has been unsuccessful. The registration in the Register does not confer any right to conduct proceedings or to appear in the DIFC Courts, which matters are governed by the rules and procedures of the DIFC Courts and the Academy of Law (AOL). A Company shall promptly inform the DIFC WPR of any matter which might reasonably affect their registration, including any of the individuals listed in 2 (c) above leaving the Company, bankruptcy proceedings having been commenced against the Company or any legal proceedings being commenced against the Company. Should the Director be minded to refuse registration, they must provide reasons for the refusal in writing. The Director reserves the right to remove a Company from the Register in exceptional circumstances. In the event an application is unsuccessful or a Company is removed from the Register, the Company concerned may, within fourteen (14) days, lodge a written and reasoned request for reconsideration with the Head of the DRA. If Companies do not renew their registration within three months from the date of renewal, the registration will be cancelled. Fees for Registration as Probate Practitioner and Company Executor (in accordance with DIFC WPR Rules 37 & 38) and Renewals 1. The non-refundable fee to apply for registration as a Probate Practitioner is AED 2,000. If the application is successful, the applicant will be registered in the Register by the Director. 2. A yearly renewal fee of AED 500 is applicable. If the registration is not renewed within three months of the expiry date, the Probate Practitioner’s registration will be cancelled and he or she will need to file a new application for entry in the Register with the applicable registration fee. 3. The non-refundable fee to apply for registration as a Company Executor is AED 4,000. If the application is successful, the applicant will be registered in the Register by the Director. 4. A yearly renewal fee of AED 2,000 is applicable. If the registration is not renewed within three months of the expiry date, the Company Executor’s registration will be cancelled and he or she will need to file a new application for entry in the Register with the applicable registration fee. 3 Michael Hwang Head of the Dispute Resolution Authority 4