UTS: FACULTY OF LAW Criminal Law: 70218 Autumn Semester: Assignment Johanan Ottensooser: 10873305 4/12/2010 Word Count:1976 John worked at a tattoo and piercing parlour in the city. Sarah had come to get a piercing, but when John had started working she fainted, fell off the chair, knocking herself unconscious and bleeding. John tried to help the unconscious Sarah by pressing cloth against her head, and loosening her clothes. Sarah had arranged for her friend Laura to come and pick her up after the piercing. Laura arrived and saw John leaning over an unconscious, bleeding, semi-clothed Sarah. Laura believed that John had raped Sarah. Laura was furious, her fury heightened by her belief that her sister had been raped. It had never been confirmed, however, that her sister had been raped. Although tiny, Laura was an expert kickboxer and she kicked John repeatedly. As a consequence, John became unconscious. Laura then grabbed the tattoo gun and roughly tattooed ‘RAPIST’ on his forehead. She then pulled Sarah out of the shop and took her home. John later regained consciousness and went home. He did not see the tattoo until the next day and then was so ashamed that he would not leave the house. The injuries from his beating gradually healed, but his tattoo became infected. He died as a consequence of the infection from the tattoo. It was clear that if he had sought medical treatment he would not have died. Laura was charged with murder. Discuss Laura’s criminal responsibility. Johanan (“Yochi”) OTTENSOOSER – 10873305 – Criminal Law Page 2 of 13 1 INTRODUCTION Laura could be charged with murder under s18(1)a of the Crimes Act 1900 (NSW) (“the act”).1 The prosecution must prove all charges beyond reasonable doubt.2 The defences of provocation and substantial impairment may be raised.3 If mens rea cannot be proved, the prosecution may rely on manslaughter by means of criminal negligence or unlawful and dangerous act. 4 1.1 Of sound age If the defendant is below the age of 14 there is null or limited criminal liability. 5 It will be assumed that the defendant is of age. 2 ACTUS REUS The “actus reus” of murder are the acts and/or omissions of the defendant. 2.1 Death of a human being That the victim was alive and did die is not in contention. 6 2.2 Voluntariness There is a rebuttable presumption of voluntariness.7 There is no evidence that Laura’s actions were not “conscious” or “willed”, and the product of choice as required: voluntariness is satisfied.8 2.3 Causation There must be a causal chain from the actus reus to the death of the victim.9 In the case given; tests are required to extract legal causation. The relevant act was Laura “tatoo[ing] ... “RAPIST” on [John’s] forehead.” 1 Crimes Act 1900 (NSW) s18(1)a. Woolmington v Director of Public Prosecutions [1935] AC 462, p 480. 3 Crimes Act 1900 (NSW) s23, 23A. 4 Wilson v R (1992) 61 A Crim R 63; Crimes Act 1900 (NSW) s18(1)b. 5 R (a child) v Whitty (1993) 66 A Crim R 462; Children (Criminal Proceedings) Act 1987 (NSW) s5. 6 Crimes Act 1900 (NSW) s20; Human Tissues Act 1983 (NSW) s33. 7 Falconer v R (1990) 171 CLR 30. 8 Ibid. 2 Johanan (“Yochi”) OTTENSOOSER – 10873305 – Criminal Law Page 3 of 13 The “but for” test is satisfied in the case: had Laura not tattooed John, he would have not died. Factual causation is established. This test is insufficient to prove legal causation.10 The commonsense approach is not to be used in complex cases.11 The “natural consequence test” deals with injuries to the victim in escaping, and is inapplicable.12 The applicability of the “reasonable foreseeability test” has been tempered by conflicts with the common law rule of “taking your victim as they come”; its confusing nature; and its requirement for reasonable action from victims.13 The evidence does not suggest that death was reasonably foreseeable. The “operating and substantial cause test” requires that “at the time of death the original wound is still an operating cause and a substantial cause [of death]”, and that it is greater than “merely part of the [medical] history” or “de minimis”. 14 John died of an infection of the injury caused by Laura. This is well within the threshold established in Holland15, Evans & Gardiner [No 2] and upheld Royall16. Given that the operating and substantial cause test has more authority behind it than the reasonable foreseeability test, and is satisfied: it is likely that the jury will find causation satisfied. 2.4 Novus Actus Interveniens Had John seen a doctor, it is clear that he would not have died. This is rejected as a novus actus: “the fact that the victim refused to stop his end coming about did not break the causal connection between the act and death.” 17 9 Crimes Act 1900 (NSW) s18(1)a. Royall v R (1991) 172 CLR 378, pp440, 441. 11 Ibid. p 411. 12 Ibid. p389, 390. 13 Blaue v R [1975] 3 All ER 446; R v Holland (1841) 174 ER 313; Royall v R (1991) 172 CLR 378, p 425. 14 R v Hennigan [1971] 3 All ER 133, [145]; R v Smith (1982) 7 A Crim R 437, [144]; Royall v R (1991) 172 CLR 378, p 411. 15 “It [makes] no difference whether the wound was in its own nature instantly mortal, or whether it became the cause of death by reason of the deceased not having adopted the best mode of treatment” R v Holland (1841) 174 ER 313, p 315. 16 R v Evans (No 2) [1976] VR 523; Royall v R (1991) 172 CLR 378. 17 Blaue v R [1975] 3 All ER 446, p 274; R v Bingapore 11 SASR 469; R v Holland (1841) 174 ER 313, p 315. 10 Johanan (“Yochi”) OTTENSOOSER – 10873305 – Criminal Law Page 4 of 13 The causal link seems complex, and may be left for the jury to decide.18 However, there is a strong causal link between Laura’s act and John’s subsequent death. 2.5 Omissions For an omission to be held at law as murder there is a requirement for a legal duty to have acted, a breach of this duty and concurrent mens rea.19 By creating danger, the defendant becomes bound by a legal duty.20 By knocking John out and tattooing him, Laura’s legal duty is established. In not calling an ambulance, this duty is breached. In Taber, the victim was immobilised; in this case the victim was not. As such, this link is tenuous. The mens rea requirement is discussed below.21 Laura’s omission may develop into criminal liability. The prosecution will, more probably, pursue the three events (the kicking, the tattooing and the failure to seek medical attention) as a single criminal transaction, as allowed for in Taber. 22 3 MENS REA “Mens rea” is the intention in an act, the mental element: The prosecution shoulders all responsibility to establish mens rea; the defence need not prove that an act was accidental.23 3.1 Malice S18(2)a of the Act requires malice to charge for murder.24 If the mens rea for murder or constructive murder with a violent base crime is satisfied, the requirement for malice is also satisfied.25 18 Royall v R (1991) 172 CLR 378, p 411. Conde v R (1867) 10 Cox CC 547. 20 R v Taber (2002) 56 NSWLR 443. 21 See §3, below. 22 R v Taber (2002) 56 NSWLR 443, [20]. 23 The King v Mullen (1938) 59 CLR 124, p 126. 24 Crimes Act 1900 (NSW) s18(2)a. 25 Mraz v The Queen (1955) 93 CLR 493, p 497, 498. 19 Johanan (“Yochi”) OTTENSOOSER – 10873305 – Criminal Law Page 5 of 13 3.2 Constructive murder Constructive murder takes place if death occurs during or after the transaction of a crime with a punishment greater than 25 years.26 The mens rea required is that of the base crime, not that of murder.27 In this case, the potential crimes are “wounding or GBH with intent” and “assault occasioning actual bodily harm.”28 Because of their maximum penalties, the second is irrelevant. Further, since constructive murder is used to reduce the mens rea requirement for murder, it is irrelevant to this case, since the requisite intention to GBH for wounding with intent is the same as that of murder. The prosecution would thus not be assisted by pursuing constructive murder in this case. 3.3 Intention to kill Intention to kill is tested subjectively, and cannot be assumed.29 There is not enough evidence here to suggest an intention to kill – Laura’s actions suggest the opposite: she intended John to live with the disfigurement. It is improbable that the jury will find intention to kill is established. 3.4 Intention to GBH GBH has been defined in the common law as “really serious bodily harm”, though it needs not be dangerous in actuality. 30 Statute has supplemented this–GBH may include “any permanent or serious disfiguring of the person.”31 The manner of the offence and motive implies an intention to cause GBH. If the act is taken as Laura kicking John, with the full knowledge that she is herself a kick-boxer: this constitutes an intention to inflict GBH, since it is likely that this will result in John being losing consciousness or worse. Further, motive is established: Laura, sensitive to sexual assault issues, is responding to the belief that Sarah was raped. 26 Crimes Act 1900 (NSW) s18(1)a. Mraz v The Queen (1955) 93 CLR 493, p 495. 28 Crimes Act 1900 (NSW) s33, 59. 29 "One cannot assume that one normally intends the consequences of one's act" Smyth v The Queen (1957) 98 CLR 163, p 664. 30 R v Ashman (1858) 1 FF 88; R v Perks (1986) 20 A Crim R 201. 31 Crimes Act 1900 (NSW) s 4 "Grievous bodily harm" includes: (b)(c). 27 Johanan (“Yochi”) OTTENSOOSER – 10873305 – Criminal Law Page 6 of 13 This, however, leaves an issue of temporal coincidence. 32 The act of tattooing was proved causally connected to John’s death.33 It was committed with intent: the use of a tattoo gun is complex and requires mental calculation. Further, the victim was unconscious. Thus, if tattooing constitutes GBH, then intent established. Whereas tattooing may or may not fall within the definition of GBH under common law,34 it is quite clear that it satisfies the conditions set out by statute in that it is both permanent and seriously disfiguring. It is likely that a jury will find that there exists an intention to inflict GBH. 3.5 Reckless murder For recklessness to replace intent in murder there is a legislative requirement for recklessness to life.35 Laura left John unconscious and injured. By not calling an ambulance there is evidently a reckless indifference to life. The prosecution must prove beyond reasonable doubt knowledge of probability of death.36 It is improbable that a jury will find this strict burden fulfilled. Further, since intent to GBH is likely proven, the prosecution will probably not pursue this. 3.6 Unexpected cause of death Mens rea does not need to be specific to the manner of death.37 This allows for unexpected causes of death, as in this case.38 32 See §4, below. See §2.3: Causation, above. 34 Depending on the definition of really serious 35 R v Solomon [1980] 1 NSWLR 321; Crimes Act 1900 (NSW) s18(1)a. 36 R v Solomon [1980] 1 NSWLR 321; Royall v R (1991) 172 CLR 378, p 395. 37 Royall v R (1991) 172 CLR 378. Also, see §3.3, 3.4, 3.5, above. 38 See §2.3, 2.4, above. 33 Johanan (“Yochi”) OTTENSOOSER – 10873305 – Criminal Law Page 7 of 13 4 TEMPORAL COINCIDENCE It is necessary that the actus reus and the mens rea coincide.39 If it is taken that the mens rea was formed when Laura kicked John, then there might be an issue of temporal coincidence, since this act did not cause John’s death. This issue may be circumvented dually. There was intention to inflict GBH during Laura’s tattooing of John, and this action caused his death.40 The three acts may be seen as parts of a single continuing criminal transaction, where mens rea must only be proven at one point. 41 It is probable that the jury will find that actus reus and mens rea are satisfied and coincide. 5 DEFENCES There are defences available to Laura. 5.1 Lawful Homicide A homicide may not necessarily be unlawful. If it is lawful it may be excused.42 However, self defence and defence of another are beyond the scope of this assignment and the death did not occur during an arrest or in stopping a crime. This defence thus fails. 5.2 Provocation Provocation must be raised as an issue in court and not negatived by the prosecution beyond reasonable doubt.43 39 R v Taber (2002) 56 NSWLR 443, [20]. See §3.4, above. 41 R v Taber (2002) 56 NSWLR 443, [20]. See §3.4, above. 42 R v Duffy [1967] QB 63. 43 R v Van Den Hoek (1986) 161 CLR 158. 40 Johanan (“Yochi”) OTTENSOOSER – 10873305 – Criminal Law Page 8 of 13 5.2.1 The provocative act The perceived provocative act was rape. That the victim was connected with the provocation strengthens the defence; that he had no intention to provoke and that he did nothing illegal is irrelevant.44 There is requirement that provocation is more than mere words.45 In this case, it is not clear that, with no action by the victim, the act constitutes a legally provocative act. There is also a requirement that provocation occurs and be observed by the defendant.46 This complicates things, since Laura did not actually see Sarah being raped, but merely assumed that rape occurred given the aftermath. Croft suggests that in the case where provocation is perceived but not actual, provocation holds.47 This is limited to cases that aren’t “entirely imaginary,” even if there are no express acts by the victim.48 However, this has been subsequently criticised.49 Dibb illustrated that this question is not yet solved at the common law, and cannot be extrapolated from the act alone. 50 Considering that Croft has been overturned, and that reasonable mistake is only applicable in cases of self-defence51, it is unlikely that perceived rape constitutes a legally provocative act.52 5.2.2 That an ordinary person in the position of the defendant could have lost self control as the defendant did The ordinary person test must be tempered by the individual attributes of the defendant. 53 Given that Laura’s sister was allegedly raped, she was more sensitive to rape-based provocation. It is not clear that this belief was founded in truth and would thus alter the reasonable person test in this instance. 44 R v Gardner (1989) 42 A Crim R 279; Crimes Act 1900 (NSW) s23(2), s23(2)a. Holmes v Director of Public Prosecutions [1946] AC 588. 46 R v Quartley (1986) 36 A Crim R 1. 47 Croft v R 1 NSWLR 126. 48 Voukelatos v R [1990] VR 1, p 26. 49 R v Dibb (2002) 134 A Crim R 329, [38]-[58]. 50 Ibid. [76]. 51 Where reasonable mistake would leave the defendant innocent, not with reduced culpability as with provocation: Ibid. [38]-[40]. 52 Croft v R 1 NSWLR 126, p 149; R v Dibb (2002) 134 A Crim R 329, [44]-[48]. 53 Green v The Queen (1997) 191 CLR 334, p 335; Masciantonio v R (1995) 183 CLR 58. 45 Johanan (“Yochi”) OTTENSOOSER – 10873305 – Criminal Law Page 9 of 13 The law requires that the ordinary person would lose control “as the defendant did.” It may be argued that an ordinary person would not have tattooed John whilst he was unconscious. Masciantonio states that this is irrelevant, and that the only relevant factor is that an ordinary person (not a reasonable person), could (not would), have formed any intent to kill or cause GBH.54 It is likely that the jury will find that an ordinary person could have lost self control, given the defendant’s background and her perception of a rape act. 5.2.3 That the defendant lost self control Laura was “furious” and her fury led to her forming the intent to cause GBH to the victim. This constitutes a loss of self control.55 5.3 Substantial impairment of mind The defence must prove substantial impairment of mind on the balance of probabilities.56 This defence is overcome due to Laura (within the evidence) not suffering from any “underlying condition that is more than of “a transitory kind.”57 Since the evidence suggests no such condition, it is likely that the jury will find that this defence would fail. 6 MANSLAUGHTER BY CRIMINAL NEGLIGENCE If it cannot be held that the mens rea for manslaughter by unlawful and dangerous act is satisfied, the prosecution may pursue manslaughter by criminal negligence. However, given the strict test required, “gross criminal negligence”, with a “great risk ... [of] death of GBH”58, it is unlikely that both legal duty to act and breach of act will be satisfied. Since there is an illegal act, it is much easier for the prosecution to pursue manslaughter by unlawful and dangerous act. 54 Masciantonio v R (1995) 183 CLR 58, p 69; R v Johnson (1976) 11 ALR 23; Thorpe v R [1999] 1 VR 326, p 16. Masciantonio v R (1995) 183 CLR 58. 56 Crimes Act 1900 (NSW) s23A(4). 57 Ibid. s23A(1)a. 58 R v Nydam [1977] VR 430, 445. 55 Johanan (“Yochi”) OTTENSOOSER – 10873305 – Criminal Law Page 10 of 13 7 MANSLAUGHTER BY UNLAWFUL AND DANGEROUS ACT If the jury decides that Laura should not be found guilty of murder for reasons outside of the defences in §559, Laura may be charged with involuntary manslaughter by unlawful and dangerous act.60 Forceful tattooing without consent and repeatedly kicking the victim is criminal. 61 Further, they create an appreciable risk of serious injury. These are both required as per Mason CJ, Toohey, Gaudron and McHugh JJ’s decision in Wilson.62 Further, the test as described in the dissenting judgement of Brennan, Dean and Dawson JJ states that the act must be objectively dangerous.63 This test, although unnecessary, is satisfied, since assault and unskilled tattooing are both inherently dangerous. It is likely that the elements of manslaughter by unlawful and dangerous act would be considered satisfied by a jury. 8 CONCLUSION This case is complex: there are issues in causation, intention and temporal coincidence. The jury may find Laura guilty of murder. Laura’s defences of lawful homicide and substantial impairment of mind are both weak. Since apparent but not actual provocation is disallowed in the common law, it is likely that this defence, too, would be rejected. If murder fails, however, there is still manslaughter. Whilst a conviction under criminal negligence manslaughter is unlikely, a conviction under unlawful and dangerous act manslaughter is almost certain. 59 See §5, above. Wilson v R (1992) 61 A Crim R 63. 61 See §3.2, above. 62 Wilson v R (1992) 61 A Crim R 63. 63 Ibid. 60 Johanan (“Yochi”) OTTENSOOSER – 10873305 – Criminal Law Page 11 of 13 9 BIBLIOGRAPHY 9.1 Cases Blaue v R [1975] 3 All ER 446. Conde v R (1867) 10 Cox CC 547. Croft v R 1 NSWLR 126. Falconer v R (1990) 171 CLR 30. Green v The Queen (1997) 191 CLR 334. Holmes v Director of Public Prosecutions [1946] AC 588. The King v Mullen (1938) 59 CLR 124. Masciantonio v R (1995) 183 CLR 58. Mraz v The Queen (1955) 93 CLR 493. R (a child) v Whitty (1993) 66 A Crim R 462. R v Ashman (1858) 1 FF 88. R v Bingapore 11 SASR 469. R v Dibb (2002) 134 A Crim R 329. R v Duffy [1967] QB 63. R v Evans (No 2) [1976] VR 523. R v Gardner (1989) 42 A Crim R 279. R v Hennigan [1971] 3 All ER 133. R v Holland (1841) 174 ER 313. R v Johnson (1976) 11 ALR 23. R v Nydam [1977] VR 430. R v Perks (1986) 20 A Crim R 201. R v Quartley (1986) 36 A Crim R 1. Johanan (“Yochi”) OTTENSOOSER – 10873305 – Criminal Law Page 12 of 13 R v Smith (1982) 7 A Crim R 437. R v Solomon [1980] 1 NSWLR 321. R v Taber (2002) 56 NSWLR 443. R v Van Den Hoek (1986) 161 CLR 158. Royall v R (1991) 172 CLR 378. Smyth v The Queen (1957) 98 CLR 163. Thorpe v R [1999] 1 VR 326. Voukelatos v R [1990] VR 1. Wilson v R (1992) 61 A Crim R 63. Woolmington v Director of Public Prosecutions [1935] AC 462. 9.2 Statutes Children (Criminal Proceedings) Act 1987 (NSW). Crimes Act 1900 (NSW). Human Tissues Act 1983 (NSW). Johanan (“Yochi”) OTTENSOOSER – 10873305 – Criminal Law Page 13 of 13