1 Short review 2 3 Experimental approaches for elucidating co-agonist regulation of NMDA 4 receptor in motor neurons: therapeutic implications for amyotrophic 5 lateral sclerosis (ALS) 6 7 Praveen Paul1 and Jackie de Belleroche1* 8 1Neurogenetics 9 of Medicine, Imperial College London, Hammersmith Hospital campus, Du Cane Group, Division of Brain Sciences, Department of Medicine, Faculty 10 Road, London W12 0NN, UK 11 *correspondence 12 Email j.belleroche@imperial.ac.uk 13 #44 (0) 207594 6649 14 15 16 17 18 19 20 21 22 Abstract 23 Amyotrophic lateral sclerosis (ALS) is a neuromuscular disease characterised by selective 24 loss of motor neurons leading to fatal paralysis. Although most cases are sporadic, 25 approximately 10% of cases are familial and the identification of mutations in these kindred 26 has greatly accelerated our understanding of disease mechanisms. To date, the causal 27 genes in over 70% of these families have been identified. Recently, we reported a mutation 28 (R199W) in the enzyme that degrades D-serine, D-amino acid oxidase (DAO) and co- 29 segregates with disease in familial ALS. Moreover, D-serine and DAO are abundant in 30 human spinal cord and severely depleted in ALS. Using cell culture models, we have defined 31 the effects of R199W- DAO, and shown that it activates autophagy, leads to the formation of 32 ubiquitinated aggregates and promotes apoptosis, all of which processes are attenuated by 33 a D-serine/ glycine site antagonist of the N-methyl D aspartate receptor (NMDAR). These 34 findings suggest that the toxic effects of R199W-DAO are at least in part mediated via the 35 NMDAR involving the D-serine/ glycine site and that an excitotoxic mechanism may 36 contribute to disease pathogenesis. 37 38 Key words: D-serine, D-amino acid oxidase (DAO), NMDA receptors, Amyotrophic 39 Lateral sclerosis (ALS), motor neurons, glycine 40 41 42 43 44 45 46 Contents 47 48 1. The role of co-agonists at the NMDA receptor in mammalian forebrain. 50 2. The potential importance of D-serine in spinal cord is indicated from the identification of a 51 mutation in D-amino acid oxidase (DAO) in amyotrophic lateral sclerosis/ motor neuron disease 52 (ALS). 53 3. 49 Functional effects of DAO deficient models 54 3.1 In vivo studies of DAO deficient models: determination of D-Ser 55 3.2 The role of D-serine in the spinal cord: studies in cell culture 56 3.3 Mechanisms of R199W-DAO toxicity: interaction between neuronal 57 and glial cells 58 3.4 59 4. 60 vulnerability? 61 5. 62 63 64 65 66 67 68 69 R199W-DAO causes a substantial increase in autophagy. What are the unique properties of human motor neurones that underlie their selective References 70 1.The role of co-agonists at the NMDA receptor in mammalian forebrain. 71 The major excitatory transmitter in the central nervous system is glutamate, whose 72 powerful actions in fast conduction and synaptic plasticity are principally mediated through α- 73 Amino-3-hydroxy-5-methyl-4-isoxazolepropionic acid (AMPA)/ kainate and N-methyl-D- 74 aspartate (NMDA) receptors respectively. Whilst AMPA and kainate receptors are activated 75 solely by glutamate, NMDA receptors are co-incidence detectors, that require the binding of 76 both glutamate and a co-agonist (D-serine or glycine) to GluN2 and GluN1 subunits 77 respectively, combined with depolarisation to release the magnesium block present under 78 resting conditions. NMDA receptors are heterotetrameric complexes usually composed of 79 two GluN1 subunits and two GluN2A-D subunits, with the GluN1-GluN2A-GluN2B complex 80 being the predominant receptor at hippocampal synapses [1]. 81 There have been substantial advances in the characterisation of the diverse 82 properties of different NMDA receptor subunits and the elucidation of their pivotal 83 involvement in synaptic plasticity. One aspect that has only recently been fully recognised is 84 the important role of the two co-agonists that function at the NMDA receptor, which are 85 essential for operation of the NMDA receptor and differentially regulate receptor function. It 86 is particularly in brain regions such as hippocampus, cerebral cortex and amygdala, that 87 models of synaptic plasticity such as long term potentiation (LTP) have helped to establish 88 the different effects of D-serine and glycine at NMDA receptors [2, 3, 4, 5]. One example is 89 selective affinity shown by heterotetrameric NMDA receptors containing GluN1 and GluN2A 90 subunits, which have a greater affinity for D-serine compared to the NMDA receptor 91 containing GluN1 and GluN2B subunits [6]. On the other hand NMDA receptors containing 92 GluN1 and GluN2B subunits have a much greater affinity for glycine compared to GluN2A 93 containing receptors [6]. Both GluN2A and GluN2B containing receptors are found at the 94 synapse and elegant work has been carried to show the association between GluN2B 95 containing receptors and activated calcium and calmodulin-dependent kinase II which is 96 translocated to the synaptic membrane during LTP [7, 8]. Current evidence from studies in 97 the forebrain indicate that D-serine is the major co-agonist involved both in NMDA receptor 98 mediated LTP and excitotoxicity [2, 3, 4, 5]. NMDAR–mediated currents (EPSCs) are 99 diminished by D-amino acid oxidase (DAO) which metabolises D-serine, whereas NMDAR – 100 mediated currents induced by afferent stimulation are diminished by glycine oxidase (GO) 101 and not by DAO. 102 Co-agonist specificity at NMDA receptors in other CNS regions such spinal cord are less 103 well characterised. 104 2.The potential importance of D-serine in spinal cord is indicated from the 105 identification of a mutation in D-amino acid oxidase (DAO) in amyotrophic lateral 106 sclerosis/ motor neuron disease (ALS). 107 108 The significance of DAO in spinal cord was only recently highlighted when our group identified a pathogenic mutation in the DAO gene that was associated with ALS [9]. 109 Levels of DAO are highly enriched in brain stem, spinal cord and cerebellum in 110 contrast to cerebral cortex [9, 10, 11, 12, 13], whereas serine racemase is most abundant in 111 forebrain compared to brain stem [14, 15]. These high concentrations of DAO in spinal cord 112 suggest that this region may have a selective vulnerability that requires a tight regulation of 113 D-serine levels carried out in part by DAO though oxidative deamination of D-serine. 114 ALS is a devastating condition, causing muscle atrophy, paralysis, impaired speech 115 and swallowing which rapidly progresses to death from respiratory failure in 3-5 years. The 116 characteristic pathological features of the disease are loss of motor neurons in spinal cord, 117 brain stem and motor cortex and sclerosis of the descending cortico-spinal tract from motor 118 cortex (lateral crossed and ventral uncrossed). At the cellular level, the hall mark of disease 119 is the presence of ubiquitinated inclusions positive for TDP-43 [16]. 120 The most important and momentous advances in ALS research have come from the 121 identification of mutations in genes that are responsible for the familial form of the disease 122 which accounts for 5 to 10% of all cases. To date 18 ALS genes have been identified, the 123 most prevalent FALS gene is C9orf72 [17, 18] followed by SOD1, TARDBP and FUS [19, 20, 124 21] and these account for ~70% of all cases in our Imperial College cohort of 208 families, 125 which is consistent with other UK, US and European cohorts. Outstanding FALS genes are 126 currently emerging from exomic capture/ resequencing approaches. The functional effects of 127 these genes provide valuable clues about disease mechanisms which fit into 3 main 128 categories, RNA binding and processing, protein quality control and excitotoxicity. The 129 DNA/RNA binding proteins are TDP-43 and FUS encoded by TARDBP and FUS, 130 respectively. These are nuclear proteins but they mislocalise to the cytoplasm in disease and 131 accumulate in protein inclusions. C9orf72 is a gene containing an intronic hexanucleotide 132 repeat of less than 30 units in controls which expands substantially to 500-2400 repeat units 133 in ALS cases. Hexanucleotide expansions in C9orf72 account for 38% of FALS cases in UK, 134 Europe and USA, but are more abundant in Scandinavia and rare in Asia. These expansions 135 are also causal in ALS cases with fronto-temporal lobar degeneration (FTLD), familial FTLD 136 and sporadic FTLD. Despite the different sites of pathology and phenotype, common cellular 137 features are present. Most surprising, is the relatively high prevalence of hexanucleotide 138 expansions in C9orf72 found in sporadic ALS cases (8%) indicating low penetrance of 139 disease. 140 The second mechanism affected in ALS is proteostasis, mutations being found in 141 genes functional in the unfolded protein response, ER stress, protein degradation pathways, 142 carried out by the proteasome and autophagy, VAPB, p62, optineurin, ubiquilin2 [22]. 143 Interestingly, VAPB is also significantly reduced in sporadic cases [23]. In cell culture, VAPB 144 mutations cause endoplasmic reticulum (ER) fragmentation, protein aggregates and 145 apoptotic cell death [24]. 146 Now we come to D-amino acids and the third mechanism, excitotoxicty. This finding 147 arose from linkage analysis carried out in an extended FALS kindred which showed 148 significant association with disease for markers on chromosome 12. Subsequent sequencing 149 of genes in this locus identified a pathogenic mutation in D-amino acid oxidase (DAO) that 150 segregated with disease. 151 synonymous change from arginine to tryptophan (R199W DAO) [9]. Furthermore, this 152 arginine residue is highly conserved across species from Man to Fungi and Bacteria and the 153 presence of this mutation severely impairs the kinetic characteristics of this enzyme. As DAO 154 is known to catalyse the oxidative deamination of D-serine, an essential co-agonist at the 155 NMDA subtype of glutamate receptor, enhanced levels of D-serine could potentiate NMDA 156 responses and could implicate excitotoxity in disease pathogenesis. The mutation occurred in codon 199 and caused a non- 157 DAO is known to be localised to specific regions of the CNS, showing a strong 158 enrichment in motor nuclei of the brain stem, such as the facial nerve nucleus. We carried 159 out an extensive study of the distribution of DAO, D-serine and serine racemase (SR), the 160 enzyme responsible for D-serine synthesis from L-serine, in human spinal cord from control 161 cases compared to ALS cases [25]. In spinal cord, there is a prominent expression of DAO, 162 D-serine and SR in large motor neurons present in the anterior horn cell region of spinal cord 163 in control cases (Figure 1). In addition, DAO immunoreactivity is widely present in neuronal 164 fibres and small glial-like cells fibres present in the grey matter. In ALS cases, there is a 165 substantial depletion of the motor neuron pool as shown by loss of motor neuron markers 166 such as choline acetyl transferase (ChAT) and vesicle associated membrane protein 167 associated protein B (VAPB) which is accompanied by ~ 90% loss of DAO, SR and D-serine 168 staining [25]. This further substantiates the localisation of D-serine in motor neurons together 169 with enzymes involved in their synthesis and metabolism and their depletion in ALS. 170 3.Functional effects of DAO 171 3.1 In vivo studies of DAO deficient models: determination of D-Serine 172 Extensive work carried out by Dr Konno’s group has characterised a naturally 173 occurring mutation in DAO (G181R) found in mouse that reduces DAO activity and has 174 proved to be extremely valuable in characterising behavioural effects of this mutation [26]. 175 Using ddY/DAO- mice backcrosed with C57BL/6J, a homozygous mouse line (DAO-/-) was 176 obtained which exhibited marked effects on motor phenotype. At 8 months, abnormal 177 reflexes characterised by retraction of hind limbs, similar to that found in the 178 mouse model of ALS, were seen accompanied by a significant reduction of 24% in motor 179 neuron number [27]. By 15 months, increased axonal degeneration with muscle atrophy was 180 detected [27]. 181 G93A SOD Furthermore, this group has also explored the role of D-serine and DAO in the 182 G93A 183 decreased by 42%, which is accompanied by reduced DAO protein expression. The 184 magnitude of this decrease was comparable to that found in DAO(+/-) heterozygotes. The 185 effect of reduced DAO enzyme activity on D-serine levels was assayed using a highly 186 selective and sensitive 2D-HPLC method and showed an elevation in D-serine levels which 187 increased with disease progression [27]. This confirmed earlier findings from this group, 188 where D-serine was measured using a chemiluminescence assay, in which hydrogen 189 peroxide generated in the presence of DAO and peroxidise was detected using luminol [28]. 190 In the latter study, Sasabe et al [28] also presented preliminary results from 191 immunohistochemical analysis, that D-serine was elevated in sporadic (two out three 192 studied) and one familial ALS case (A4V SOD1). SOD1 mouse model of ALS and shown that DAO activity in lumbar spinal cord is 193 We further examined the cellular effects of R199W-DAO on viability, the interaction 194 between neurons and glial cells and developed a generic model with implications relevant to 195 all forms of ALS. 196 3.2 The role of D-serine in the spinal cord: studies in cell culture 197 When expressed in primary motor neuron cultures, R199W-DAO increases 198 apoptosis, as indicated from TUNEL labelling, compared to wild-type DAO [9]. When 199 expressed in motor neurone-like cell lines, NSC-34, R199W-DAO stimulates the generation 200 of ubiquitinated protein aggregates, which are increased relative to the effects of transfection 201 with wild type DAO and further enhanced by tunicamycin [9]. 202 primary cell cultures showed that R199W-DAO was not only toxic when expressed in motor 203 neurons but also when glial cells expressing R199W-DAO were grown over a layer of motor 204 neurons. This prompted us to look at the cross talk between neuronal and glial cells using a 205 co-culture approach. 206 3.3 Mechanisms of R199W-DAO toxicity: interaction between neuronal and glial cells Our previous studies in 207 In order to do this we made permanent C6 glial cell lines expressing either, mutant or 208 wild-type DAO or vector and suspended these cells in a trans-well above NSC-34 cells. We 209 found that C6 cells expressing R199W-DAO promoted apoptosis in motor neurons (not 210 expressing the mutation) indicating that a glial factor was contributing to the cell death 211 (Figure 2). The most likely candidate was D-serine as this would be predicted to be elevated 212 by DAO inhibition and has been shown to be increased in the transgenic mouse model of 213 ALS which overexpresses 214 order to confirm this, we used a selective antagonist at the glycine/ D-serine binding site of 215 the NMDA receptor, 5,7-Dichloro-4-hydroxyquinoline-2-carboxylic acid (DCKA). DCKA 216 effectively prevents cell death due to NMDA or simulated ischaemia in brain slices [29]. 217 Indeed, we found that DCKA reduced apoptosis in motor neurons co-cultured with C6 cells 218 expressing R199W-DAO (Figure 2C). This observation that dysfunction of D-serine 219 metabolism caused by a mutant allele demonstrates how glial cells can affect motor neuron 220 survival and suggests that other perturbations of glial function that increase D-serine 221 production through SR induction, such as amyloid beta, inflammatory mediators and 222 lipopolysaccharide [30], may also contribute to motor neuron degeneration in ALS. 223 3.4 R199W-DAO causes a substantial increase in autophagy. G93A SOD1 and also in a preliminary study of ALS cases [28]. In 224 These results clearly indicated that the D-serine/ glycine agonist binding site on the 225 NMDA receptor could contribute to apoptotic cell death in motor neurons. In order to 226 determine whether accumulation of ubiquitinated protein aggregates seen in NSC34 cells 227 expressing R199W-DAO [9] was linked or triggered by effects of D-serine at the NMDA 228 receptor, we characterised the effects of R199W-DAO on two major protein degradation 229 process, the ubiquitin-proteasome system (UPS) and autophagy. Proteasomal activity was 230 measured using GFP-CL1, a UPS reporter which accumulates in cells with impaired UPS 231 [31] but activity was unaffected in NSC-34 cells expressing R199W-DAO compared to wild- 232 type-DAO. However, marked effects of R199W-DAO were seen on autophagy. The effect of 233 R199W-DAO on autophagy was measured by monitoring the conversion of microtubule 234 associated protein light chain 3 (LC3) from LC3-I to its lipidated form, LC3-II, which occurs 235 during the generation of autophagosomes [32]. GFP-LC3 was co-transfected with RFP- 236 tagged DAO into NSC-34 cells and GFP-LC3 puncta were quantified. Cells expressing 237 R199W DAO showed a five-fold increase in punctate GFP-LC3 staining compared to WT 238 DAO expressing cells [25]. A significant increase in LC3-II and LC3-I protein was found with 239 both DAO mutations compared to WT DAO substantiating the observation that the mutation 240 caused an increase in autophagosome generation [25]. A similar increase in LC3-II levels is 241 seen in spinal cord motor neurons of the SOD1 (G93A) mouse model of ALS [33] and 242 increased autophagosomes are observed in motor neurons of ALS cases [34]. 243 In view of the link between the D-serine/glycine binding site of the NMDAR and 244 apoptosis, we investigated whether DCKA affected autophagy and levels of LC3-II protein in 245 NSC-34 cells co-transfected with GFP-LC3 and RFP-tagged DAO. DCKA significantly 246 reduced LC3-II levels in cells expressing R199W DAO but not in WT DAO strongly 247 suggesting that the increased autophagy caused by R199W DAO was mediated via the 248 NMDA receptor [25]. 249 4.What are the unique properties of human motor neurones that underlie their 250 selective vulnerability? 251 Studies on the functional properties of a mutation in DAO associated with ALS help 252 to elucidate the potential reasons for the selective vulnerability of motor neurons in ALS. A 253 key factor lies in the selective distribution of distribution of DAO in motor neurons and motor 254 nuclei of the spinal cord and the consequences for impaired D-serine metabolism. 255 Furthermore, the major transporter for D-serine, Asc1 has a high affinity for D-serine and is 256 predominantly distributed in brain stem and spinal cord [35]. Other transporters for D-serine 257 e.g. ASCT2 (ASCT1) have a lower affinity for D-serine and do not show a differential 258 distribution in spinal cord. ASCT2 is found both in glial and neuronal cells. Interestingly, the 259 other co-agonist at the D-serine/glycine binding site of the NMDA receptor, glycine, is more 260 highly concentrated in the spinal cord than brain, where it activates strychnine-sensitive 261 glycine receptors as well as functioning as a co-agonist at NMDA receptors. The glycine 262 transporters, GlyT1 and GLT2 are also enriched in spinal cord compared to brain together 263 with Asc1 which has a high affinity not only for D-serine but also for glycine (Km~ 8uM). 264 Indeed, early studies have indicated that CSF levels are elevated in ALS and glycine 265 challenge in ALS subjects is accompanied by a reduced clearance of glycine from plasma 266 and CSF [36, 37]. 267 High levels of DAO in motor neurons and motor nuclei indicate the importance of 268 DAO in regulating D-serine levels and potential neurotoxic effects of D-serine. This is further 269 supported by the enrichment of the main D-serine and glycine transporters, Asc-1 [35] and 270 GlyT2, in brain stem and spinal cord compared to brain that contribute to the regulation of 271 the levels of NMDAR co-agonists [38]. 272 Understanding the relative importance of glycine and D-serine at NMDARs in spinal 273 cord compared to other brain regions is clearly fundamental. Each co-agonist shows 274 differential selectivity for NMDA receptors containing different NR2 subunits, D-serine 275 showing slightly greater affinity for NMDA receptors GluN2A subunits whereas glycine 276 shows a much greater affinity for NMDA receptors containing GluN2B than D-serine [6]. 277 Future studies are needed to characterise the properties and composition of synaptic and 278 extrasynaptic NMDA receptors and their distribution on spinal cord motor neurons. 279 Acknowlegements 280 We are grateful to the motor Neurone Disease Association for funding this work. 281 Conflicts of interest 282 The authors have no conflicts of interest. 283 284 285 286 287 5.References 288 [1] K. R. Tovar, M. J. McGinley, G. L. Westbrook, Triheteromeric NMDA receptors at 289 hippocampal synapses, J. Neurosci. 33 (2013) 9150–9160. 290 [2] J.P. Mothet, A.T. Parent, H. Wolosker, R.O. Brady Jr., D.J. Linden, C.D. Ferris, M.A. 291 Rogawski, S.H. 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Biol.Chem. 268 (1993) 22802-22808. 411 412 413 414 415 416 417 418 419 420 421 Figure legends 422 Figure 1. 423 Distribution of DAO, SR and D-Serine in lumbar spinal cord. Lumbar sections (L5) from 424 control cases were stained for (A) DAO distribution in control cases. (B) SR distribution in 425 control cases, (C) D-serine distribution in control cases, a polarised distribution is indicated 426 (arrow). Data is taken from Paul et al [25]. 427 428 Figure 2 429 Annexin V levels show that R199W DAO promotes apoptosis in glial cells and 430 neighbouring neuronal cells. Annexin V levels (A) C6 glial cells permanently expressing 431 WT or R199W DAO, (B) NSC-34 neuronal cells co-cultured with C6 glial cells, (C) NSC-34 432 cells treated with DCKA and co-cultured with C6 cells. Significant one-way ANOVA subject 433 to post-hoc testing with Bonferroni correction (A, B). Paired t-test used in (C). Values are 434 means ± SEM, for P values shown, *P < 0.05, ** P < 0.01. n = 5, except (C) where n=3. The 435 control in Figure 1B, ‘No cells medium alone’ corresponds to the naive medium. It should be 436 noted that levels of Annexin V in adherent cells are higher than those obtained in cell 437 suspensions due to some activation caused by mechanical cell detachment. Data is taken 438 from Paul et al [25] 439 440 441 442