ENGR0011 Sanchez 4:00 R05 THE DIABETIC DILEMMA Jake Muldowney (jjm147@pitt.edu) ETHICAL DILEMMA I am a bioengineer assisting with a long-term study testing the functionality of a new closed-loop continuous glucose monitor and insulin pump system. My job is to interview patients to determine if they would make good candidates for the study, and recruit them if I deem this to be the case. The patients and their parents or guardians must sign an informed consent form, confirming that they are aware of the medical risks associated with the study. Things are going very well and we anticipate a breakthrough, however, very few new candidates seem to be prepared to take part in the study. My superiors are encouraging me to recommend participation to newly-diagnosed diabetics, who are just getting used to managing the disease and are rarely considered ready for pumps, let alone integrated pump and continuous glucose monitor systems. The study could have a positive impact on the quality of life of the candidates, and will likely promote advances in my research. However, there is a chance that patients could encounter psychological distress. Studies have shown that, post-diagnosis, diabetics often go through periods of denial and low self-esteem, and diabetics switching to the insulin pump experience feelings of being overwhelmed by additional changes. I must therefore weigh the value of my own research and the chance of helping a large group of diabetics against the chance of causing undue psychological distress to a group of test candidates. POSSIBLE BENEFITS New participants in the study can only accelerate the pace of the critical research in which I am involved. Successful, replicable and mass-producible implementation of a closedloop system would mean a huge improvement of quality of life of all diabetics. Closed loop systems are on track to provide immediate relief to the psychological pressures of the disease, taking much of the responsibility of a diabetic and automating it. In addition, the algorithms that could be developed from this research could be used in implantable devices or artificial pancreas solutions, which could serve as a sort of “cure”, completely alleviating all symptoms of diabetes. The quality of life of the original test candidates is also a concern. In the long term, learning how to use the most modernized systems early on in treatment would give newly diagnosed diabetics a much higher degree of control over their situations. Furthermore, they would never experience any of the more traditional phases of treatment, which are generally less effective than the new closed loop systems. University of Pittsburgh, Swanson School of Engineering 2014-10-28 1 I have noticed that both in my life and in those I work with that diabetes treatment typically follows a progression, beginning with closely scheduled insulin shots and careful carbohydrate counting, maintaining a specific diet and following a strict medication regimen. This regimen involves both a short and long acting form of insulin NovoLog and NPH, respectively. This plan results in a total of approximately 6 shots a day. From there, diabetics often move to a Lantus or Levemir regimen. Lantus and Levemir are two very similar forms of very long acting insulin, typically requiring one shot per day of each. In addition to this, dietary restrictions are loosened somewhat, with the contingency that carb counting continues and a shot of short acting insulin is taken with each consumption of food to keep blood glucose under control. The next level, just before the application of CGMs, is the use of an insulin pump. These devices typically require an infusion set to be changed every 3-7 days in a short, at-home procedure. However, that is the only injection required, as the pump leaves a cannula inside the body and delivers a steady drip of insulin, with the ability to deliver larger amounts of insulin, known as boluses, to deal with meals and high blood glucose caused by outside factors. Compared to the early steps in the traditional progression, new systems have been shown to reduce average blood sugars. These averages are determined by taking a 3month mean blood sugar, called the A1c index. Patients on pumps and CGMs typically carry an A1c around 1 full point below their injection-treated counterparts. This reduction of average blood sugar helps avoid many of the long-term risks of diabetes, including an extremely increased likelihood of both kidney failure and glaucoma. Therefore, new patients starting on these systems stand to gain both in the short and long term. After weighing all these potential gains, I look to the other side of the issue, and the risks posed to these test candidates. ASSOCIATED RISKS Like many chronic diseases, Type 1 Diabetes has both an immediately apparent physical element and an aspect of psychological stress. New diabetics often struggle with feelings of denial and anger in the early stages of the disease [1]. Furthermore, over the course of 10 years, diabetics showed an increased trend towards low self-esteem, diminished self-worth, and feelings of reduced sociability compared to patients with acute disorders and diseases. In addition, studies have shown that young and newly-diagnosed diabetics typically have a 10% increased chance for developing depression. Jake Muldowney Diabetes also has severe ramifications on the families of the newly diagnosed. Studies have shown that between 22% and 28% of parents and guardians experience symptoms of post-traumatic stress disorder within 6 weeks of the diagnosis of their child. Other studies show that the presence of a support structure, especially from parents, is instrumental in maintaining psychological health in newly diagnosed diabetics. Diabetics lacking a support system at home experience increased anxiety, more reduced self-esteem, and a higher likelihood of both depression and suicide ideation [1]. While the initial stresses of developing diabetes are unavoidable, there is another set of issues surrounding pump usage, especially in new diabetics. The reason for concern when considering jumping straight to insulin pump use, especially in tandem with a CGM, is the additional psychological stress and day-to-day changes caused by these devices. While using the pump means less shots, it also adds the element of always being attached, physically, to a device. While insulin injections can be performed discreetly within the confines of one’s home, or in a restroom, a pump and the associated infusion site on the body can never be ignored. When a priority of many diabetics is to “Not be treated differently than others” [2], a constantly present reminder of their difference is never welcome. An additional layer of stress is added by the presence of a continuous glucose monitor in the closed-loop system. CGMs consist of another attached, “always on” device, another subcutaneous, sometimes painful needle, and a nonstop flow of information. While the closed loop would handle a large amount of this information, the newness of the technology involved and the restrictions of the study would require a test candidate to use a CGM with predictive and reactive alarms. Predictive alarms look at trends and changes in BG over the past short period of time to predict hypoglycemic and hyperglycemic excursions, or low and high blood sugars, respectively. Reactive alarms are the second line of notification, alerting the user if their blood glucose has gone beyond normal levels. The constant stream of information and presence of several attached devices, as well as the stress associated with simply being diagnosed with the disease, could very well overwhelm a child or young adult that could be considered for candidacy [3]. Furthermore, both the disease itself, the insulin pump, and CGM systems all require training periods of between one week and several months. Overlapping these periods could cause stress for both the new diabetic and their caretaker, as they struggle to absorb information from several sources and acquire an understanding usually developed over several years in a matter of months. The huge amount of emotional and mental stresses associated with diabetes, in addition to the stresses of beginning insulin pump use and those associated with continuous glucose monitoring, could very well combine and cause severe emotional distress or even psychological damage in a child. This is a risk that must be weighed heavily against any possible advantages associated with new treatment options. ETHICAL ANALYSIS According to Canon 1, subsection A of the Bioengineering Society of America Code of Ethics, [4] it is of paramount importance to consider the long-term ramifications of my research as it pertains to public health. Canon 2, subsection B of the same doctrine states that I must also therefore consider the consequences of my work and how it will affect availability of healthcare in the future. My research seeks to notably improve the quality of diabetes care, which would have a major positive effect in the long term. Furthermore, the alleviation of issues associated with the early stages of diabetes treatment would help ward against future complications. Canon 2, subsection 1 of this doctrine calls attention to my responsibility to those involved in the study. It asks me to weigh the chance of improved physical health against the possibility of psychological distress and other emotional issues that could arise. On the other hand, that same responsibility to those involved in the study mandates that I act in their best interests. When the psychological health of a young person is at risk, one must immediately take pause and determine if continuing the course of action would benefit or harm the child in question. The fact that the possible ramifications could be so severe prevents me from simply continuing with the study as my employer recommends, and I instead turn to several case studies. CASE STUDY 1: THE BRIDGE COLLAPSE AND DUTY TO WARN The first case study I find seems only tangentially related to the biomedical engineering profession. It deals with a suspension bridge in California, which collapsed with 40 people on it, killing and injuring several. It looks at the extent to which California Attorney General’s Opinion Number 85208 can be applied to a situation. This opinion states that a registered engineer hired to investigate a situation has a duty to warn the building’s occupants if they face serious risk due to an observed hazard. While newly diagnosed diabetics are not buildings, the doctrine can logically be extended to cover my research candidates. It seems that I have a duty to warn these patients of possible compounding of psychological threats. However, further reading shows that when the issue was taken to court, “The court ruled against the plaintiffs, stating, ‘Mere knowledge of danger to the individual does not create an affirmative duty to protect.’” [5] Therefore, my course of action is once more decided largely by my own opinion, with this case study offering no concrete details favoring either side of my own dilemma, but rather new elements supporting each possibility. 2 Jake Muldowney control if the ethical dilemma surrounds a major failure. Having worked my way through these steps and determined my course of action, I then plan my final actions to resolve the diabetic dilemma. CASE STUDY 2: PATIENT RECRUITMENT This study, from the Stanford Biodesign Ethics portal, deals with issues of a subordinate bioengineer having doubts about the candidacy of several individuals his superiors are recommending for research. The parallels between this and my own situation are obvious, so I begin analyzing the case. The fictional study in question is using possibly unsound data to determine candidacy of patients for a cardiovascular study. After reading a synopsis, I am asked a few questions. The most hard-hitting of these are, “What should you do in your interaction with each patient as you are left to explain the protocol and have the informed consent forms signed?” and “What should you say to the patients who ask you whether you think they should join this double-blind placebocontrolled study?”[6]. I realize that to successfully follow Canon 3 of the NSPE code of ethics, namely “Engineers shall avoid the use of statements containing a material misrepresentation of fact or omitting a material fact” [7], I must fully inform the test subjects of both the possible risks and associated benefits of joining the study before I can offer an informed consent form. I therefore resolve to offer a full explanation, similar to the ones present earlier in this report, to all candidates after informing them of the nature of the study and before offering them an informed consent form and asking for their participation. This allows me to continue my research and maintain compliance with engineering ethics. Before I move on, however, one more case study catches my eye. Not because it applies particularly well, or offers insight into my own scenario, but because it offers a very useful method for analyzing any ethical dilemma. CONCLUSION After referring to several psychological papers, two codes of ethics, several ethical case studies, a “Coping with Diabetes” book and my own personal experiences as a diabetic, I have reached a decision. I will continue to offer newly diagnosed diabetics the opportunity to participate in this program. However, to maintain ethical propriety, I will also inform them of the risks involved. They will therefore be fully briefed on all aspects of the situation before they come to a decision to sign an informed consent form or decline to participate. This solution will uphold all aspects of two canons of ethics for engineers, and furthermore, assuages any feelings of doubt or guilt I would have about the situation. It offers a win-win resolution, where the real winners are the researchers and diabetics of the future. REFERENCES [1] National Collaborating Centre for Women’s and Children’s Health (2004) “Type 1 Diabetes: Diagnosis and Management of Type 1 Diabetes in Children and Young People” PubMed Health (online article) http://www.ncbi.nlm.nih.gov/pubmedhealth/PMH0015995/ [2] H. Chase et. al. “Psychological Aspects of Insulin Pump Use” (book chapter) http://www.ucdenver.edu/academics/colleges/medicalschool /centers/BarbaraDavis/Documents/bookinsulin_pump/pump14.pdf CASE STUDY 3: ETHICS GUIDE FOR UNDERGRADUATE RESEARCH [3] L. Messer “Who Should Use Continuous Glucose Monitoring” (book chapter) http://www.ucdenver.edu/academics/colleges/medicalschool /centers/BarbaraDavis/Documents/bookinsulin_pump/pump15.pdf The webGURU Guide for Undergraduate Research offers a 6 step process for analyzing and resolving ethical issues [8]. Step 1 is determining the action or inaction that is the cause for concern. Here the issue is as stated in the opening section of the paper. Step 2 is determining who is affected by the situation. In this situation, those affected are the young test candidates and their families. Step 3 is determining how they would be affected by the scenario. These potential effects have also been outlined earlier in the paper, and include the positive physical aspects and potential negative mental effects. The next step is looking at legal ramifications of the issue. The entire situation is legally aboveboard. Step 5 asks me to look at actions that may be taken, and their potential consequences. Analyzing my possible courses of action yields one option that appears better than the rest: Inform the potential candidates of all the associated risks, and then leave it to the candidates and their parents to determine what they would like to do. The final step does not heavily apply to the situation, and focuses on damage [4] Biomedical Engineering Society (2004) “BMES Code of Ethics” (web article) http://ethics.iit.edu/ecodes/?q=node/3243 [5] J. Kardon (2010) “Bridge Collapse and the Duty to Warn” Online Ethics Center (web article) http://www.onlineethics.org/Resources/Cases/24355.aspx [6] Stanford University “Case 13- Patient Recruitment” Stanford Biodesign (web article) http://biodesign.stanford.edu/bdn/ethicscases/13patientrecrui tment.jsp 3 Jake Muldowney [7] National Society of Professional Engineers (2007) “NSPE Code of Ethics for Engineers” (web article) http://www.nspe.org/resources/ethics/code-ethics [8] webGURU (2010) “Sometimes Silence is Golden” (web article) http://www.webguru.neu.edu/professionalism/casestudies/sometimes-silence-golden ADDITIONAL SOURCES Personal experience: Nine years of life with diabetes and constant consumption of diabetes research and treatment related media gives me a large amount of foreknowledge of the topic at hand. Children’s Hospital Of Philaelphia (2005) “Manual for New Diabetics” (print book) ACKNOWLEDGEMENTS I would like to thank my floormates for reading through my work, my family for constant emotional support, and my friends for helping me stay motivated. I would also like to thank Dr. Budny and Dr. Sanchez for showing me what it means to be an engineering student. Finally, I would like to thank Dan McMillan, my writing instructor, for being the unseen, shadowy hand that guides the development of my writing. 4