Application form OFFICIAL USE ONLY DATE RECEIVED Application for approval as an auditor for contaminated land FILE REF PROJECT REF COMPLETE FORM CORRECT AA COMPLETE FEE ADMINISTERING DISTRICT ENTERED BY [SIGNATURE] DATE This approved form is to be used by an individual who is applying for approval as an auditor, in order to undertake auditor functions under section 568(b) of the Environmental Protection Act 1994 (the EP Act). This includes individuals who are registered as an auditor for contaminated land in another Australian jurisdiction and who are seeking approval through mutual recognition under the Mutual Recognition (Queensland) Act 1992 (The MR (Q) Act). Prior to making any application for approval as an auditor it is essential to refer to the prescribed Queensland Auditor Handbook for Contaminated Land Module 2: Auditor application requirements (EM1341) for guidance about what information needs to be submitted with this application form. Applicants should also have a pre-lodgement discussion with the administering authority to discuss and clarify the application requirements. 1. Applicant details Name These contact details will be used for correspondence from the administering authority. If approved, the applicant’s name, company/organisation, registered address, telephone and email address will be made available online by the administering authority on the Queensland government website at: http://www.qld.gov.au Company/Organisation Position Registered Address for Company/Organisation Telephone Mobile Email Postal Address: (write ‘as above’ if the same as registered address) Page 1 of 9 • 150924 • EM815 ABN46 640 294 485 Application form Application for approval as an auditor for contaminated land The principle of mutual recognition is that a person who is registered in the first State for an occupation is entitled after notifying the local registration authority of the second State for the equivalent occupation, to be registered in the second State for the equivalent occupation. 2. Are you seeking approval as an auditor for contaminated land in accordance with the mutual recognition principle under the Mutual Recognition (Queensland) Act 1992? Yes Provide details below about your registration(s) as an auditor for contaminated land in any other State and specify all of the applicable States. Attach certified copies of current registration(s) or approval(s) and including any conditions or limitations associated with the appointment(s) or approval(s). No If No, go to Question 8 Details If you are seeking mutual recognition of an auditor registration or approval you hold interstate and you are unable to meet the requirements unders.19 of the MR (Q) Act, your request will not be approved. 3. Have any of your past or present registrations as an auditor for contaminated land in any Australian state ever been suspended or cancelled? Yes You are unable to meet the statutory requirements under s.19 of the MR (Q) Act. No 4. Are you currently subject to any disciplinary1, criminal or civil proceedings in any Australian state in relation to your activities as an auditor for contaminated land? Yes You are unable to meet the statutory requirements under s.19 of the MR(Q) Act. No 5. Are you prohibited from acting as an auditor for contaminated land in any Australian state as a result of criminal, civil or disciplinary proceedings? Yes You are unable to meet the statutory requirements under s.19 of the MR(Q) Act. No 6. Are you subject to any special conditions as an auditor for contaminated land, as a result of criminal, civil or disciplinary proceedings in any state? Yes 1 You are unable to meet the statutory requirements under s.19 of the MR(Q) Act. including any preliminary investigations or action that might lead to disciplinary proceedings. Page 2 of 9 • 150924 • EM815 Department of Environment and Heritage Protection Application form Application for approval as an auditor for contaminated land No 7. Do you give consent to the making of inquiries and the exchange of information with the other state authorities regarding your activities as an auditor, or any other matters relevant to your request for mutual recognition? If you are applying under the EP Act and have answered ‘No’ to questions 8, 9, 10 or 11, you will not meet the statutory requirements for making an application under s. 570 of the EP Act. Yes Go to Question 11. No You are unable to meet the statutory requirements under s.19 of the MR(Q) Act. 8. Can you provide evidence that you have the qualifications relevant to performing auditor’s functions for contaminated land? Yes Attach supporting information which meets the requirements outlined in the Queensland Auditor Handbook for Contaminated Land- Module 2: Auditor application requirements (EM1341). No 9. Can you provide evidence that you have the experience relevant to performing auditor’s functions for contaminated land? Yes Attach supporting information which meets the requirements outlined in the Queensland Auditor Handbook for Contaminated Land- Module 2: Auditor application requirements (EM1341). No 10. Do you have two suitable referees? Yes Attach statements from two referees (as a minimum) in accordance with the requirements outlined in the prescribed Queensland Auditor Handbook for Contaminated Land Module 2: Auditor application requirements (EM1341). Also attach the curriculum vitae of each referee (unless the referee is an auditor currently approved under Chapter 12 Part 3A of the EP Act). No 11. Can you demonstrate knowledge of the Queensland legislation including subordinate legislation and guidelines relevant to being able to perform auditor functions for contaminated land? Yes Page 3 of 9 • 150924 • EM815 Attach the required statements which meet the requirements outlined in the prescribed Queensland Auditor Handbook for Contaminated Land Module 2: Auditor application requirements (EM1341). Department of Environment and Heritage Protection Application form Application for approval as an auditor for contaminated land No You must either be a member of an organisation prescribed under Schedule 8 of the Environmental Protection Regulation 2008 or commit to becoming a member if approved. 12. Are you a member of an organisation prescribed under Schedule 8 of the Environmental Protection Regulation 2008? Yes Include relevant details in the table below and attach a copy of your current membership certificate or a statement of membership issued by the prescribed organisation. No Provide a statement that, if approved, you are willing to become a member of an organisation prescribed under Schedule 8 of the Environmental Protection Regulation 2008. Name of prescribed organisation Type of membership Membership start and end date 13. Have you been convicted of any offences under the Environmental Protection Act 1994? Yes Provide details below. No Details (including the type) of offence Applicable legislation Date of offence Outcome of the offence 14. Have you been convicted of any offences under another Act involving misleading or fraudulent conduct? Yes Provide details below. No Details (including the type) of offence Page 4 of 9 • 150924 • EM815 Department of Environment and Heritage Protection Application form Application for approval as an auditor for contaminated land Applicable legislation Date of offence Outcome of the offence The insurance policy must be held by you or on your behalf by the company employing you. The policy must not contain any exclusion that may have the effect of limiting cover for work carried out. 15. Do you hold adequate professional indemnity insurance? Yes State your insurer and your level of cover below (the minimum is $5 million) and attach a copy of the current certificate of insurance. No Provide a statement that you will, if approved; obtain professional indemnity insurance to a minimum level of $5 million and otherwise sufficient to cover the work you intend to carry out as an auditor. Insurer Level of professional indemnity insurance $ To pay by credit card you will need to provide your contact details and a departmental officer will contact you to process your payment. The application fee is non-refundable. 16. Payment of fees2 (Persons seeking mutual recognition are not required to pay the application fee. Go to Question 18—Statutory declaration for persons seeking mutual recognition) You may pay your fee via cheque, money order or credit card. Select the payment method below: Payment by cheque or money order made payable to the Department of Environment and Heritage Protection (attached). Please contact me (the applicant) for credit card payment. Phone number: 2 These are the fees prescribed under Schedule 10, Part 3 of the Environmental Protection Regulation 2008. Page 5 of 9 • 150924 • EM815 Department of Environment and Heritage Protection Application form Application for approval as an auditor for contaminated land 17. Declaration for persons applying under the Environmental Protection Act 1994 I declare that: The information I have provided within this application is true and correct to the best of my knowledge. I understand that it is an offence under section 480 of the Environmental Protection Act 1994 to give to the administering authority a document containing information that I know is false, misleading or incomplete in a material particular. I understand that all information supplied with this application may be disclosed publicly in accordance with the Right to Information Act 2009 and the Evidence Act 1977. Applicant’s name Applicant’s signature Date Page 6 of 9 • 150924 • EM815 Department of Environment and Heritage Protection Application form Application for approval as an auditor for contaminated land 18. Statutory declaration for persons seeking mutual recognition Oaths Act 1867 QUEENSLAND TO WIT I, (Name of person making this declaration) of, (Street address of the person making this declaration) in the state of Queensland do solemnly and sincerely declare that: The information I have provided within this application is true and correct to the best of my knowledge. I understand that it is an offence under section 480 of the Environmental Protection Act 1994 to give to the administering authority a document containing information that I know is false, misleading or incomplete in a material particular. I understand that all information supplied with this application may be disclosed publicly in accordance with the Right to Information Act 2009 and the Evidence Act 1977. And I make this solemn declaration conscientiously believing the same to be true, and by virtue of the provisions of the Oaths Act 1867. Taken and declared before me, at Insert location this day of Insert day (e.g. 18th) in the year Insert month Insert year Signed Signed (Person making this declaration) (Cross out whichever is not applicable) Justice of the Peace/Commissioner for Declarations/Notary Public/Solicitor/Barrister/Conveyancer Print name and registration number (if applicable) Page 7 of 9 • 150924 • EM815 Department of Environment and Heritage Protection Application form Application for approval as an auditor for contaminated land Checklist Application form completed and the correct declaration signed Question 2: For persons seeking mutual recognition only Certified copies of current registration(s) or approval(s) and including any conditions or limitations associated with the appointment(s) or approval(s) (if applicable) Questions 8 & 9: Persons seeking mutual recognition are not required to complete this question curriculum vitae attached certified copy of tertiary qualification(s) attached Statements 1 and 2 attached work examples attached and prefaced with project synopsis template Question 10: Persons seeking mutual recognition are not required to complete this question 2 referee statement attached (as a minimum) as well as each referee’s curriculum vitae (if the referee is not an approved auditor in Qld) Question 11: Statement 3 and 4 attached. Question 12: Copy of current membership certificate is attached (a statement of membership issued by the prescribed organisation will be accepted) or a statement that you will, if approved; obtain membership. Question 15: Copy of the certificate of professional indemnity insurance attached (minimum is $5 million) or a statement committing to obtaining adequate insurance upon approval. Question 17: Persons seeking mutual recognition are not required to pay the application fee Cheque/money order enclosed or phone number provided for credit card payment via phone. How to lodge your application: For efficiency it is preferred that your application and all mandatory supporting information is provided electronically on a USB, CD, or DVD, accompanied by this form or a hardcopy covering letter. Applications can be submitted by either: Post: Courier or hand delivery: Permit and Licence Management Permit and Licence Management Department of Environment and Heritage Protection Department of Environment and Heritage Protection GPO Box 2454, BRISBANE QLD 4001 Level 3, 400 George Street, BRISBANE QLD 4001 Hours: 8.30 am—5.00 pm business days Email: palm@ehp.qld.gov.au To allow for components of the application and mandatory supporting information to be readily identified and to avoid administrative delay, be sure to abide by the following conventions: Conventions for documents: documents are to given a unique title or name, incorporating their date of completion (in dd_mm_yyyy format) Page 8 of 9 • 150924 • EM815 Department of Environment and Heritage Protection Application form Application for approval as an auditor for contaminated land pages in each document are to be numbered consecutively the page size is to be set to the ISO A-series standard the resolution of PDF file should not be lower than 300 dots per inch where practicable, any attachments, such as photos, figures or maps, are to be included as part of the primary document colour and black and white information should be able to be appropriately reproduced. Conventions for electronic files: Mandatory supporting information should be separate PDF files titled: o curriculum vitae o certified copy of tertiary qualification(s) o Statements 1, 2, 3 or so on o work examples 1, 2, 3 and so on o PI Insurance policy o Membership of prescribed organisation Where any of these are comprised of more than one document a folder should be created and titled as per the above with each PDF file in the folder given the same title as the individual PDF document. PDF files should not be encrypted or require password access or be dependent on external attachments for legibility. Conventions for submission via email: The subject line of the email should be ‘Application for approval as an auditor for contaminated land’. The file size limit for submission via email is 14MB. Any submission via email which exceeds 14MB will need to be broken down into separate emails, with each email clearly labelled Part X of X (e.g. Part 1 of 2), included in the subject line of the email. Email attachments must be clearly titled and readily identifiable. Where mandatory supporting information such as a work example is comprised of more than file, each attachment should be titled in the following manner: Title (e.g. Work example 1) _ Part X of X (e.g. Part 1 of 2) _ Title of the document Privacy statement The Department of Environment and Heritage Protection (the department) is collecting your personal information, and where applicable the personal information of referees, to determine your suitability as an auditor under Chapter 12 Part 3A of the Environmental Protection Act 1994 (EP Act). The information will only be accessed by authorised employees within the department and a technical expert under contract with the department to provide advice on some components of your application. The contract with the technical expert requires that the information only be used for that purpose, and that he or she not otherwise use or disclose the information. If your application is approved , your name, organisation, business address, telephone number and email address will be disclosed on the Register of Approver Auditors which will be publicly available on the relevant Queensland Government website. This disclosure is authorised under section 540A of the EP Act. The information provided on this form will not otherwise be used or disclosed unless required or authorised by law. For information about privacy matters email: privacy@ehp.qld.gov.au or telephone: (07) 3330 5436. Page 9 of 9 • 150924 • EM815 Department of Environment and Heritage Protection