College of Professional Studies Department of Professional & Community Leadership Public Service Ethics PAD 6041: Online Course Wm. M. Haraway, III Ph.D. wharaway@uwf.edu Building 77, Room 121C (850) 995-8419 Office (850) 324-0845 Cell (emergency) Course Overview Ethics in government is related to how public administrators use their administrative discretion to pursue the public interest. Although many contemporary approaches to the study of ethics in government focus on avoiding impropriety, such as conflict of interests, misuse of public funds, and resignation in protest, this course focuses on ethical dilemmas and concerns arising from the daily exercise of legitimate discretionary power. Toward that goal, the course will specifically focus on the administrative role of public servants. There are two primary philosophical approaches to the understanding of ethics. The deontological school of thought recognizes the existence of a real, physical external world with objective laws or principles that the human mind or reason can discover. A second school of thought, the teleological approach to ethics, does not acknowledge the existence of a world external to human consciousness; therefore, our consciousness creates the world as we know it. This school of thought does not recognize the existence of objective laws or rules governing morality. Thus, the person's judgment or conscience is the sole guide for determining right versus wrong. This course will examine the merits of both schools of thought and their relevance for public administrators in American Society. This course will provide maps and tools to make moral experiences more explicit and consistent. However, ultimately, one must chart her own ethical way. The study of public service ethics is marked by diversity, and this course reflects that fact. Thus, the course is designed as a graduate seminar requiring participants to demonstrate initiative and perform independent study. Discussions of readings and assignments will be based on the experiences, knowledge, skills and abilities of participants, in addition to those of the professor. This will require that all assignments (readings, case analyses, and assigned papers) be completed in a timely manner. Student Learning Outcomes Students will be able to: understand why ethics are essential to public service management develop abilities to use moral imagination and ethical reasoning differentiate between ethical problems and dilemmas learn how to cultivate organizational integrity understand the ethical dilemmas of current public sector management issues cultivate an attitude of moral obligation and personal responsibility in pursuing a career in the public service Required Readings Gueras, Dean, and Garofalo, Charles. Practical Ethics in Public Administration. 2ed. Vienna, VA: Management Concepts, 2005. (Assignment reference: GDG) Cooper, Terry L. The Responsible Administrator, An Approach to Ethics for the Administrative Role. 5ed. CA: Jossey-Bass, 2006. (Assignment reference: TC) Publication Manual of the American Psychological Association, 5ed. Washington, DC: American Psychological Association, 2001. (APA on syllabus) Suggested Supplemental Reading Resources Barry, Donald D. The Legal Foundations of Public Administration. Lanham, MD: Rowman and Littlefield, 2005. Hamilton, Alexander, John Jay and James Madison. The Federalist Papers, edited by George W. Carey, et al., Gideon ed., Indianapolis: Liberty Fund, 2001. Rosenbloom, David H. Constitutional Competence for Public Managers: Cases and Commentary. Itasca, Ill: F.E. Peacock, 2000. Cooper, Phillip J. Public Law and Public Administration. 3ed. Itawsca, Ill: F.E. Peacock, 2000. Cooper, Philip J. and Chester A. Newland, eds. Handbook of Public Law and Administration, San Francisco: Jossey-Bass, 1997. Edley, Christopher F. Administrative Law: Rethinking Judicial Control of Bureaucracy, New Haven: Yale University Press, 1990. Svara, James H. The Ethics Primer for Public Administrators in Government and Nonprofit Organizations. Sudburry, MA: Jones and Bartlett, 2007. Rohr, John A. Civil Servants and Their Constituents. Lawrence, KS: University of Press of Kansas, 2002. Rohr, John A. Ethics for Bureaucrats: An Essay on Law and Values. 2ed. NY: Maracel Kekker, 1989. Horwitz, Robert H. ed. Ethics and Politics: Cases and Comments. 3ed. Charlottesville, VA: University of Virginia Press, 1984. Machiavelli, Niccolo. The Prince. NY: Penquin Group, 1981. Course Requirements and Grading Midterm Examination - 35% Applied Research Paper - 35% Online Threaded Discussion Participation - 15% Case Analyses/Other Written Assignments - 15% Expectations for Academic Conduct As members of the University of West Florida academic community, we commit ourselves to honesty. As we strive for excellence in performance, integrity (both personal and institutional) is our most precious asset. Honesty in our academic work is vital, and we will not knowingly act in ways that erode that integrity. Accordingly, we pledge not to cheat, nor to tolerate cheating, nor to plagiarize the work of others. We pledge to share community resources in ways that are responsible and that comply with established policies of fairness. Cooperation and competition are means to high achievement and are encouraged. Indeed, cooperation is expected unless our directive is to individual performance. We will compete constructively and professionally for the purpose of stimulating high performance and standards. Finally, we accept adherence to this set of expectations for academic conduct as a condition of membership in the UWF academic community. Standards for Written Assignments Students are expected to read, understand, and comply with the requirements of the Fifth Edition of the Publication Manual of the American Psychological Association (APA) for all assignments and manuscripts. This includes the "Ethical Standards for the Reporting and Publishing of Scientific Information" included therein. All work submitted for this course must be the student's own and may not have been used whole and/or in part for any other purpose without the professor's prior written permission (if in doubt you must ask the professor). Assistance Students with special needs who require specific examination-related or other courserelated accommodations should contact the Director of Disabled Student Services (DSS), dss@uwf.edu (850) 474-2387. DSS will provide the student with a letter for the instructor that will specify any recommended accommodations. Schedule of Assignments Week 1: Building an Online Community (Online Learner Orientation) Week 2: Review and complete the Online Orientation, student D2L training, and complete your student biography in the D2L “Classlist” link. Participate in the group threaded discussion under the “Discussion” link. Review the HRM Syllabus, Research Paper Guidelines and Requirements, Motivation Humor, instructor’s vita, and the several HRM articles in the “Important Course Information” link. Normative Foundations of Public Service Ethics: The Public Administration Ethical Challenge GEG, Chapter 1: The Real World GEG, Chapter 2: Why Is Ethics in the Public Sector Different from Ethics in the Private Sector? TC, Chapter 1: Introduction Threaded Discussion Dropbox Assignment: Suggested Readings: Menzel, Donald C. “Public Administration as a Profession, Where Do Body and Soul Reside” Public Integrity vol. 5 no. 3 (2003) 239-250. Pfiffner, James P. “Elliot L. Richardson, Exemplar of Integrity and Public Service,” Public Integrity vol. 5 no. 3 (2003) 251-269. Edmondson, III, Henry T. “A Symposium on Public and Private Morality, Introduction,” Public Integrity vol. III no. II (Spring 2001) 109-112. Bailey, Michael R. “Morality, Politics, and Public Administration: A Critique of the Founding View,” Public Integrity vol. III no. II (Spring 2001) 113130. Lawler, Peter Augustine. “Alexis de Tocqueville and the Public/Private Dichotomy: Implications for Public Service Today,” Public Integrity vol. III no. II (Spring 2001) 131-144. Thompson, Dennis F. “Private Life and Public Office,” Public Integrity vol III. no. II (Spring 2001) 163-180. Jean-Paul Sartre, Dirty Hands in No Exit and Other Plays (NY: Random House, 1989)/ Week 3: Philosophical Approaches to Understanding Ethics: Deontological and Teleological Schools of Thought GEG, Chapter 3: What is Ethics Anyway? Threaded Discussion Dropbox Assignment Suggested Readings: Zandstra, Gerald L. “John Calvin’s Anthropology, the Origins of American Government, and Confusion in Public Administration,” Public Integrity vol. IV no. IV (Fall 2002) 291-304. Carlson, Jon D. “Democratic Morality: Kohlberg’s Moral Reasoning and Normative Explanation of the Democratic Peace Movement,” Public Integrity vol. IV no. IV (Fall 2002) 305-320. Tong, Rosemarie. Ethics in Policy Analysis (Englewood Cliffs, NJ: Prentice-Hall, 1986), Chapter 5, 81-89. Kant, Immanuel. “On a Supposed Right to Lie from Altruistic Motives,” in Peter Singer, ed., Ethics (NY: Oxford University Press, 1944) 280-281. Bentham, Jeremy. “The Principle of Utility,” in Peter Singer, ed. Ethics (NY: Oxford University Press, 1944) 306-312. Mill, John Stuart. “Higher and Lower Pleasures,” in Peter Singer, ed. Ethics (NY: Oxford University Press, 1944) 201-205. Mill, John Stuart. Utilitarianism (Chicago: Encyclopedia Britannica, 1952, 1977). Great Books Series 43, 445-476. Brandt, Richard B. Ethical Theory: The Problem of Normative and Critical Ethics (Englewood Cliffs, NJ: Prentice-Hall, 1959), Chapter 15: “Moral Obligation and General Welfare,” 380-406. Rohr, John A. “Reason of State as Political Morality: A Benign View,” in N. Dale Wright, ed., Papers on the Ethics of Administration (Provo, UT: Brigham Young University Press, 1988), 185-223. Wilson, James Q. The Moral Sense (NY: The Free Press, 1993). Niebuhr, Reinbhold. Moral Man and Immoral Society (NY: Scribner, 1932, 1960), Introduction and Chapters 1,2,3,9 and 10. Donagan, Alan. The Theory of Morality (Chicago: University of Chicago Press, 1977) 180-189. Walzer, Michael. “The Problem of Dirty Hands,” Philosophy and Public Affairs vol. 2 (1972) 62-82. Week 4: Ethics Organizational Considerations, Structure, Culture, Training, and Codes of GEG, Chapter 5: The Real World Revisited GEG, Chapter 6: Who Am I? Who Do I Want to Be? What Do I Want? Threaded Discussion Dropbox Assignment: (APA Format/Style) Suggested Readings: Dobel, Patrick J. “Can Public Leaders Have Friends?” Public Integrity vol. III no. II (Spring 2001) 145-162. Walter, J. Jackson. “The Ethics in Government Act, Conflict of Interest Laws, and Government Recruiting,” Public Administration Review vol. 41 (November-December, 1981) 659-665. Executive Order 12731 of 17 October 1990: “Principles of Ethical Conduct for Government Officers and Employees,” Government Documents Section of Library. Manning, Bayless. Federal Conflict of Interest Law (Cambridge, MA: Harvard Law Review vol. 76 (April, 1963) 1113-1169. Vaughn, Robert G. “Ethics in Government and The Vision of Public Service,” George Washington Law Review vol. 58 (February, 1990) 417-450. Besuden, William E. “The Profession’s Heritage: The ICMA Code of Ethics,” Public Management (March, 1981) 2-5. Stark, Andrew. “The Appearance of Official Impropriety and the Concept of Political Crime,” Ethics 105 (January, 1995) 326-351. Berman, Evan M. “Restoring the Bridges of Trust: Attitudes of Community Leaders Toward Local Government,” in James S. Bowman, ed., Public Integrity Annual (Lexington, KY: Council on State Government/ASPA, 1996) 31-39. Skidmore, Max J. “Ethics in Public Service,” The Annals of the American Academy of Political and Social Sciences, vol. 537 (January, 1995) 25-36. Week 5: Perspectives and Approaches to Ethical Decision Making TC, Chapter 2: Understanding Ethical Decision Making TC, Chapter 3: Public Administration in Modern and Postmodern Society: The Context of Administrative Ethics Threaded Discussion Dropbox Assignment: (Instructor Approval Request for Research Project) Suggested Readings: Feldheim, Mary Ann and Xiaohu Wang. “Ethics and Public Trust, Results from a National Survey,” Public Integrity vol. 6 no. 1 (Winter 2003-4) 63-76. Haines, David W. “Fatal Choice: The Routinization of Deceit, Incompetence, and Corruption,” Public Integrity vol. 6 no. 1 (Winter 2003-4) 524. Vaughn, Robert G. “Statutory Protection of Whistleblowers in the Federal Executive Branch,” University of Illinois Law Review (1982-3) 615-667. Richter, William L. et al., eds. “Whistle-Blowing,” in Combating Corruption/Encouraging Ethics, Chapter 10, 181-216. Morgan, Douglas. “Varieties of Administrative Abuse,” Administration & Society vol. 19 (November, 1987) 267-284. Week 6: Ethical Decision Making GEG, Chapter 7: Making Choices TC, Chapter 4: Administrative Responsibility: The Ethical Dilemma Threaded Discussion Suggested Readings: Fox, Charles F. and Clarke E. Cochrane, “Discretionary Public Administration: Toward a Platonic Guardian Class,” in Henry D. Kass and Bayard L. Catron, eds. Images & Identities in Public Administration (Newbury Park, CA: Sage, 1990) 67-86. Stover, Carl P. “The Old Public Administration is the New Jurisprudence,” Administration & Society vol. 27 (May, 1995) 82-106. Dobel, J. Patrick. “Integrity in the Public Service,” Public Administration Review vol. 50 (May-June, 1990) 354-366. Week 7: Developing Ethical Style: Raising the Right Questions GEG, Chapter 4: Raising the Right Questions: Ethical Approaches to Five Important Cases GEG, Chapter 8: Problems That Might Arise and How to Analyze Them GEG, Chapter 9: Developing Ethical Style: How Would You Analyze Problems That Might Arise? Threaded Discussion Suggested Readings: Nieuwenburg, Paul. “Can Administrative Virtue Be Taught?” Public Integrity vol. 5 no. 1 (Winter 2002-3) 25-38. Cooper, Terry L. and Diane E. Yoder. “Public Management Ethics Standards in a Transnational World,” Public Integrity vol. IV. No. IV (Fall 2002) 333-359. Goss, Robert P. “What Ethical Conduct Expectations Do Legislators Have for the Career Bureaucracy?” Public Integrity vol. 5 no. 2 (Spring 2003) 93-112. Balogun, M.J. “Causative and Enabling Factors in Public Integrity, A Focus on Leadership, Institutions, and Character Formation” Public Integrity vol. 5 no. 2 (Spring 2003) 127-148. Week 8: Midterm Examination Complete and electronically submit your midterm examination in the appropriate drop box by the specified date Week 9: Contemporary Perspectives on Governmental Reforms GEG, Chapter 10: Addressing Public Ethical Conflict by Means of the Unified Ethic GEG, Chapter 11: Leadership Development and Moral Agency in Contemporary Governance Threaded Discussion Suggested Reading: Menzel, Donald C. and Kay Fortman Menzel. “Ethics and Elections,” Public Integrity vol. IV no. III (Summer 2002) 191-194. Rohr, John A. “The Ethical Aftermath of Privatization and Contracting Out: A Constitutional Analysis,” Public Integrity vol. IV no I (Winter 2002) 112. Week 10: Contemporary Perspectives - Continued GEG, Chapter 12: Perspectives on Contemporary Reform: Reinventing Government and the New Public Management GEG, Chapter 13: Ethics, Quality and Performance Threaded Discussion Suggested Reading: Haraway, III, William M. and Dana Lewis Haraway. “American Civil Service Reform: Using France as a Model to Develop Administrative Statesmen in the Senior Executive Service," International Social Science Review, vol 79, nos. 3 & 4, 2004. Haraway, III, William M. and Julie Kunselman. "Ethical Leadership and Administrative Discretion: The Fire Chief's Hiring Dilemma," Public Personnel Management vol 35 no. 1, Spring 2006 (lead article). Rohr, John A. “The Ethical Aftermath of Privatization,” Public Integrity (2002). Week 11: The Responsible Public Servant: Ethics in the Organization TC, Chapter 5: Conflicts of Responsibility: The Ethical Dilemma TC, Chapter 6: Maintaining Responsible Conduct in Public Organizations: Two Approaches Threaded Discussion Suggested Reading: Uhr, John. “Institutions of Integrity,” Public Integrity vol. I no. I (Winter 1999/Inaugural Issue) 94-113. Wisensale, Steven K. “Grappling with the Generational Equity Debate: An Ongoing Challenge for the Public Administrator,” Public Integrity vol. I no. I (Winter 1999/Inaugural Issue) 1-19. Week 12: Praxis: Applying Ethical Theory to Public Administration Practice Part I: Ethical Conduct in Public Sector Organizations TC, Chapter 7: Integrating Ethics with Organizational Norms and Structures TC, Chapter 8: Safeguarding Ethical Autonomy in Organizations: Dealing with Unethical Superiors and Organizations Threaded Discussion Dropbox Assignment: (Research Paper Completion Update to Instructor) Suggested Reading: Roberts, Robert. “The Supreme Court and the Law of Public Service Ethics,” Public Integrity vol. I no. I (Winter 1999/Inaugural Issue) 20-40. Gawthrop, Louis C. “Public Entrepreneurship in the Lands of Oz and Uz,” Public Integrity vol. I no. I (Winter 1999/Inaugural Issue) 75-86. Kurtz, Rick S. “Organizational Culture, Decision-Making, and Integrity, The National Park Service and the Exxon Valdez,” Public Integrity vol. 5 no. 4 (Fall 2003) 305-318. Week 13: The Ethical Design Approach TC, Chapter 9: Applying the Design Approach to Public Administration Ethics Threaded Discussion Suggested Reading: Hall, Thad E. and Anthony Sutton. “Agency Discretion and Public Ethics, The Case of the Immigration and Naturalization Service,” Public Integrity vol. 5 no. 4 (Fall 2003) 291-304. Van Wart, Montgomery. “Codes of Ethics as Living Documents, The Case of the American Society for Public Administration,” Public Integrity vol. 5 no. 4 (Fall 2003) 331-346. Rivlin, Alice M. “Greed, Ethics, and Public Policy,” Public Integrity vol. 5 no. 4 (Fall 2003) 347-354. Week 14: Responsible Administration in the Public Service TC, Chapter 10: Conclusion: Responsible Administration Threaded Discussion Week 15: Course Summary and Conclusions GEG, Chapter 14: Wrap-Up and Key Points Threaded Discussion Dropbox Assignment: (Course Feedback to Instructor) Applied research paper due (in drop box by end of week) ****************************************************************************** RESEARCH PAPER GUIDELINES The major intellectual project of the course that students are expected to complete is the formal research paper. The paper must be written in APA format/style. To that end, students are expected to read, understand, and comply with the requirements of the fifth edition of the Publication Manual of the American Psychological Association (APA) for all assignments and manuscripts. This includes the "Ethical Standards for the Reporting and Publishing of Scientific Information" included therein. All work submitted for this course must be the student's own and may not have been used whole and/or in part for any other purpose without the professor's prior written permission (if in doubt you must ask the instructor). The student should select a paper topic consistent with her/his personal interests and intellectual curiosity that can be well managed within semester time parameters, based upon academic and other workloads. Thus, it is important to keep the focus of the research paper narrow by defining an angle on or "dimension" of public service ethics. The instructor is available to assist you in this effort. Please note that your paper topic must be approved in advance by the instructor. It is expected that the formal paper will be carefully researched and well-written. To that goal, the paper must use proper grammar, spelling, and punctuation. The completed paper shall be a minimum of 20 pages in length and not exceed 25 pages (excluding cover, endnotes, appendices, and references/ bibliography). Papers must be electronically submitted to the instructor (via drop box) no later than the last day of classes. Students are encouraged to complete and submit papers earlier if practicable. Late papers, if accepted, will be substantially discounted in grade, unless the delay is caused by a documented illness and/or personal emergency. A. Research papers will be graded based upon the following criteria: 1. Grammar, spelling, and punctuation (proofread and spell check). 2. Knowledge and understanding of the assigned readings and classroom discussions. 3. The ability to integrate knowledge from different sources (texts, research, class discussions, and real life situations). 4. Analysis of materials to reach conclusions and support them in an organized and coherent manner. 5. Compliance with minimum/maximum length and submission requirements.