Terms of Reference Senior International “Air Pollution” Consultant to provide expert leadership on the project on “Children and environmental change in Mongolia: Addressing the effects of rapid urbanisation and air pollution under most severe climate conditions” 1. Background: Mongolia is a rapidly changing country, with urbanization rate over 63 percent, resulting in unplanned settlements and increased air, water and soil pollution. The calculated exposure of the population to PM2.5 in the city was found to be, on average throughout the year, 10 times higher than the Mongolian Air Quality Standards and 6-7 times higher than the most lenient World Health Organization targets (World Bank 2011). The country has one of the highest per capita carbon emissions in the world and there is evidence of serious increase in bronchitis, pneumonia and lung cancer. Ulaanbaatar city experiences, on a daily basis over several winter months, some of the highest levels of pollutions in the world according to WHO. Some areas of the city reach levels as high as +928 in the air quality index. The index measures particulate matter, carbon monoxide, sulphur dioxide, nitrogen dioxide and ozone; ranging from 0-50 being the lowest pollution levels considered as “clean air” to the highest level of pollution at 501+ being the highest level of pollution “hazardous for the general population health1.” Due to increased indoor and outdoor air pollution, respiratory tract infection is one of the major causes for child mortality and morbidity, especially during the cold season. In 2012, of the 300,000 registered cases of respiratory tract related diseases, half were children under five. Pneumonia is a leading cause of child death from the age of one month to five years in Mongolia constituting 15% of total children under five mortality (U5M). Air pollution also increases risk of preterm and low birth weight infants as per findings of researches conducted in other countries2. According to the World Bank study, 80% emission reductions are needed to meet the Mongolian Air Quality Standards (Common Country Assessment, 2010). Use of solid fuel and smoking are main sources of indoor air pollution in Mongolia. About, 55.5% of households use solid fuel for cooking and heating. WHO statistics rate Mongolia as number 7 in countries with highest air pollution levels. The “Children and environmental change project”: a focus on the effects of Air Pollution: The objective of this global, innovative UNICEF Headquarters funded initiative is to enhance the capacity of government, civil society, communities and children of Mongolia to find innovative and effective solutions to address extreme air pollution in the context of rapid urbanization affecting children’s health. Overall, improved national capacity to plan on and respond to environmental risks, with improved assessment and protection for environmental hazards will be reached. Innovation and global best practices on how to protect children from environmental risks (and primarily air pollution) will be brought to Mongolia and tested in selected peri-urban areas, as well as included in local and national plans and budgets. The participation of children in environmental protection discussion will be a primary focus. As an overall result, by end of 2015, selected children, communities and policy makers will have increased capacity in responding to air pollution. The project specific outputs are as follows: 1 http://agaar.mn/ 2 Quoted in Minister Udval’s response to the Inquiry made by the Mr Sumyabazar, MP on air pollution and its impact on public health, 11 April, 2014 1 Output 1: A rapid assessment of potential (low cost – high impact) options to reduce children’s exposure to air pollution in the ger-areas of Ulaanbaatar city completed. Output 2: Best practices and lessons learned to reduce air pollution and mitigate its effects on children identified and recommendations formulated for policy makers and communities. Output 3: Local and national government supported with the formulation / revision of policies to protect children from air pollution. Output 4: Children and communities capacitated to take immediate action to reduce children’s exposure to air pollution. Note: The activities and outputs are planned to be undertaken in a sequential fashion, with the results of the previous output informing the next. The assignments detailed in this Terms of Reference will provide expert input and leadership throughout the project, contributing to Outputs 1, 2 and 3: Output 1: A rapid assessment of potential (low cost – high impact) options to reduce children’s exposure to air pollution in the ger-areas of Ulaanbaatar city completed A rapid assessment will be undertaken by a UNICEF contracted National Institution through mapping, desk review and focus group discussions to identify successful practices from government, municipalities, health practitioners and academia in incorporating environmental aspects into city planning, reducing air pollution in urban centers. The assessment will result in a baseline situational analysis report. The Senior International Consultant will initially provide quality assurance for the baseline situational analysis report developed by the National Institution, and will then lead, with support from the National Institution, on identifying potential (low-cost and high-impact) options, suitable for the Mongolian context, that mitigate hazardous effects of air pollution on children’s health. The Senior International Consultant will then lead on the development of short and medium term policy recommendations, and lead on an incountry consultative mission to discuss the baseline, options and policy brief which will then be finalized remotely in a full final referenced report by the Senior International Consultant, with support from the National Institution. The full final referenced report will serve as the substantive basis for output 2 and provide the foundation for the remainder of the project. Output 2: Best practices and lessons learned to reduce air pollution and mitigate its effects on children identified and recommendations formulated for policy makers and communities. UNICEF Mongolia will convene a 3-day International Consultation on Air Pollution to be hosted in Ulaanbaatar in 4th quarter of 2015, bringing top national and international experts and policy makers together in Mongolia to discuss the findings under output 1. This will be done together with international experts from around the world who will present their identified best practices and lessons learned. The participation of international experts in this conference would increase and improve communications among countries, leading to a greater awareness of common problems and wider access to available knowledge and experience as well as the creation of new knowledge in tackling the health, legislative, social and economic challenges that emerge from hazardous levels of air pollution. Experts will also introduce practical measures that can be incorporated into central and local level planning and policy frameworks. The consultation will result in a set of concrete recommendations for policy makers and communities to take forward. The Senior International Consultant will lead remotely in designing the International Consultation, including developing an agenda for the event and a “call for papers” 2 document and shortlisting of relevant papers. The Senior International Consultant will play a leading roll in chairing the event and present on the findings and recommendations resulting from Output 1. Output 3: Local and national government supported with the formulation / revision of policies to protect children from air pollution. Following the recommendations for policy makers emerging from the international consultation, the Senior International Consultant, with support from the National Institution, will provide technical assistance to local and national policy makers to formulate responses to the recommendations. These consultative meetings will ultimately inform a final policy option paper outlining how international best practices can be adapted to Mongolia and replicated through low cost/high return innovation. 2. Purpose of assignment: The Senior International “Air Pollution” Consultant, under the guidance of UNICEF and with support from a National Institution, will lead on delivering on key activities and associated final products throughout the project (through remote and in-country). 3. Duty Station: The Senior International “Air Pollution” Consultant will be home-based (estimated at 48 days) and in addition will be required to travel to Ulaanbaatar, Mongolia at specific times for two in-country missions (estimated at 12 days). 4. Duties and responsibilities with deliverables and timeframes: Under the supervision of UNICEF, and with support from the contracted National Institution (please also refer to the National Institution ToR), the Senior International “Air Pollution” Consultant is expected to: Under Output 1: Activity Deliverables Estimated period 1. Provide quality assurance for the draft baseline situational 1. Timely review of the draft analysis report as produced by baseline situational analysis report the UNICEF contracted National produced by the National Institution (deliverable 4 of the Institution, with all comments National Institution ToR) received by soft copy (remote - 2 days) June 2015 2. Lead on identifying suitable existing and potential (low-cost 2. Draft summary paper detailing the and high-impact) international top 5 options most relevant to the good practice options that Mongolian context, received in mitigate hazardous effects of air English by soft copy pollution on children’s health, with support from the National June 2015 3 Activity Deliverables Estimated period Institution on the suitability of options for the Mongolian context. (remote – 5 days) 3. Building on the baseline situational analysis report (activity 1) and options identified in activity 2, lead on developing a 3. Draft policy brief received in concise draft policy brief English by soft copy detailing short and medium term policy recommendations, with support from the National Institution. (remote – 5 days) June 2015 4. Draft proposed ToR for incountry consultative mission to 4. Draft ToR received by soft copy undertake activities 5 & 6, (Note: ToR will be approved by the June 2015 including requests for meetings UNICEF Mongolia Country Office with government agencies, if any before travel) (remote - 2 days) 5. Lead on presenting and facilitating discussion on the options (activity 2) and policy 5. Meeting attended and led with brief (activity 3) at a Project clear outputs detailed in concise Inception Meeting with key email national stakeholders (incountry 1 days) July 2015 6. With in-country support from UNICEF and the contracted National Institution, lead on meetings with key national 6. Meetings attended and led with stakeholders (including clear outputs detailed in concise government and policy makers) email in a series of consultative meetings to discuss the options (activity 2) and policy brief (activity 3) (in-country 4 days) July 2015 7. Following the in-country consultative mission, lead on finalising the options (activity 2) and policy brief (activity 3) 7. Final draft version of options following input from key national paper and policy brief received in stakeholders including English by soft copy government and policy makers, with National Institution support (remote 5 days) July 2015 8. Lead on producing full final 8. Final synthesized version of full referenced report (maximum 50 final referenced report and short sides of A4) and short summary August 2015 4 Activity report (maximum 10 sides of A4) for Output 1, incorporating all timely feedback from UNICEF and the National Institution (remote – 10 days) Deliverables Estimated period summary report received in English by soft copy, to include a. Baseline situational analysis b. potential (low-cost and high-impact) options c. policy brief detailing short and medium term policy recommendations Under Output 2: Activity Deliverables Estimated period 9. Support UNICEF in the design of the 3 day International 9. Draft agenda detailing Consultation on Air Pollution to consultation modalities, objectives be hosted in Ulaanbaatar in 4th and outputs received in English by quarter of 2015 (remote – 2 soft copy days) August 2015 10. Draft a “call for papers” document for the International Consultation on Air Pollution including specific guidelines for 10. Draft “call for papers” document the preparation of the paper, received in English by soft copy academic requirement, specifications and selection criteria (remote – 1 day) August 2015 11. Lead on the review and 11. Shortlist of reviewed papers with shortlisting of papers received to key justifications against selection be presented at the International criteria received by soft copy in Consultation on Air Pollution English (remote – 4 days) September 2015 12. Chair the 3 day International 12. Consultation successfully chaired, Consultation on Air Pollution, presentations delivered and and present the finalized options discussions initiated and chaired and policy brief produced under with clear outputs delivered and deliverables 7 & 8 (in-country – 3 summarized at the end of the days) consultation October 2015 5 Under Output 3: Activity Deliverables Estimated period 13. Provide in-country leadership, with support and guidance from the National Institution, in a number of follow up consultative meetings to the International Consultation, including drafting of policy option paper for “adapting and replicating lowcost/high-impact international innovations to the Mongolian 13. Draft policy option paper received context” and final debriefing in English by soft copy sessions, with national and subnational policy makers, guiding and supporting them in formulating responses to the concrete recommendations for policy makers and communities as formulated at the International Consultation (incountry 3 days) October 2015 14. Lead a project debriefing meeting with the UNICEF Mongolia Country Office, presenting on the lessons learnt and informing with concrete 14. Meeting attended and led with recommendations of how clear outputs detailed in concise UNICEF can further tailor email programming for this sector in the future in relation to child health, if appropriate, (incountry 1 day) October 2015 15. Based on the International Consultation proceedings as developed by the National Institution, lead on producing a 15. Final version of short summary short report summary of key report received in English by soft themes and discussions, copy including the concrete recommendations for policy makers and communities (remote - 2 days) November 2015 16. Building on the drafted policy option paper for “adapting and 16. Final policy option paper received replicating low-cost/high-impact in English by soft copy international innovations to the Mongolian context” based on November 2015 6 Activity Deliverables Estimated period experiences of the international conference and workshops held in-country in activities 12 & 13, lead in finalizing the policy option paper with support from the National Institution (remote – 10 days) Estimated contract duration: 60 days over 6 month period 5. Start date: June 2015 End date: November 2015 6. Proposed payment schedule based on deliverables: These payments will be made based on the recommendation of the UNICEF Project Focal Point: a. 30% on satisfactory receipt of deliverables 1 through 8 b. 30% on satisfactory receipt of deliverables 9 through 11 c. 40% on satisfactory receipt of deliverables 12 through 16 7. Qualifications Technical background and experience: Required Must have advanced university degree in Climatology, Meteorology, Environmental Science, Environmental Policy or relevant field with at least 10 years’ experience Evidence of formal reports or published paper(s) in peer reviewed journals on relevant topics ( i.e. on climate change, air pollution, environmental studies and children’s health issues related to air pollution) Good knowledge on international good practices in technologies, innovations and policy relating to air pollution mitigation Access to a wide network of international experts on air pollution Experienced in policy development in relation to air pollution mitigation measures Experience in influencing and advocacy Ability to rapidly understand, assimilate and capture key information and produce concise syntheses and associated policy briefing papers International experience in cities with air pollution problems Experience of formal public speaking at high-level conferences Experience in leading meetings on air pollution policy, with government officials Excellent English language skills (written, reading, speaking, presenting) Willingness and ability to travel to Ulaanbaatar, Mongolia Preferred Understanding of health issues for children as a result of exposure to air pollution 7 Conducting research specifically on air pollution, preferably relating to associated child health issues Experience of formal public speaking at international conferences on air pollution 8. Official travel involved: Yes. Consultant price proposal must stipulate all inclusive fees, including lump sum travel and subsistence costs. The contractor is fully responsible for arranging, at his or her own expenses, such as visa, life, health, travel and other forms of insurance covering the term of this contract at his or her own expenses. Regardless of length of travel, contractors will travel by economy class. 9. Nature of “Penalty Clause” to be Stipulated in Contract: Payment of fees to the Contractor under this contractor, including each instalment or periodic payment (if any), is subject to the Contractor’s full and complete performance of his or her obligations under this contract with regard to such payment to UNICEF’s satisfaction, and UNICEF’s certification to that effect. UNICEF reserves the right to withhold up to 30% of the total fee in the case that the deliverables are not submitted on schedule or do not meet the required standard. 10. Definition of supervision arrangements and frequency of performance review: 12.1 Direct Supervisor: Representative 12.2 Frequency of performance review: Final report and conclusion meeting. A formal output evaluation will be conducted at the end of the contract period on a designated form. If output is evaluated less than fully satisfactory, no further contracts shall be granted to the consultant, and payments may be reduced or withheld entirely as per CF/A1/2013-001 para 6.19. 12.3 Performance indicators for evaluation of results: Keeping the scheduled timeline Quality of developed policy papers and reports Communication skills Level of applicability of recommendations and materials in practice and synergies with international cutting edge thinking Creativity and innovation 11. UNICEF support: Administrative support will be extended by a PA and Operations for in-country missions, to include: i. Support in convening meetings, including with government counterparts ii. Field trip to project target areas, if required iii. Personal translator will be provided, if required iv. Desk space when in the UNICEF office v. Temporary access pass for UNICEF office vi. Access to internet when in the UNICEF office vii. Assistance in hotel booking and booking of airport pickups and drop-offs 8