Vidic 2:00 L07 ENGINEERING: CONFLICTING INTERESTS AND ETHICS Alexandra Long (aml169@pitt.edu) INTRODUCTION: EARLY SIGNS OF PROMISE FOR THIRD GENERATION BIOFUELS SCENARIO: CHALLENGES DURING DESIGN PROCESS Photobioreactor Design Project As an undergraduate student in the Swanson School of Engineering at the University of Pittsburgh, I studied industrial engineering and earned my bachelor’s degree upon my graduation in 2018. I knew that with this degree my employment opportunities would be very flexible, and I pursued a job with Duke Energy since I always had an interest in making energy more efficient. For some time before my graduation, there was a great interest in finding a renewable energy source that could be developed into a technology to harness energy for large-scale consumption. The finite supply of fossil fuels was one factor that spurred this interest. With the rising costs of petroleum products and the detrimental effects they had on the environment, an alternative and sustainable energy source was needed for this pressing challenge [1]. A promising technology that could fit the ever growing need for energy in our country was the use of algae in third generation biofuels. Even in the early stages with researching this technology, it showed substantial potential. One positive attribute of biofuel from microalgae is that it would not demand much change from our current system of deriving energy from fuel. An example of the effectiveness of biofuels obtained from microalgae was carried out in an experiment by Professor Demirbas at the University of Mahallesi [2]. In his study, the oil produced from the algae was “comparable to fossil oil” [2]. Because of this, without even altering the chemical structure of this fuel, it still has the ability to run the engines used in cars and even aircraft. In addition, algae has the capability of regenerating fairly quickly, and is able to produce thirty times the amount of energy per acre than a land crop could [3]. However, there was one downfall in the production process. In order to produce a superior biofuel product, a photobioreactor must be used. Photobioreactors are a type of closed trench system used to grow algae that can perform “beneficial tasks”, but they are not economical and require more capital to start up in comparison to an open pond system [2]. This was the missing puzzle piece in the problem of producing biofuel: how can we produce it in mass quantities using large photobioreactors while still making a profit? Considering that biofuel from microalgae has the potential to produce massive amounts of energy that can be readily used in commercial products, there is an opportunity for it to be very profitable in the market if the missing puzzle piece is found. After my employment with Duke Energy, I soon learned that this was why I had been hired. Duke wanted to be the front runner in developing this technology on the large scale. The market had the consumer base for such a product: many consumers were already environmentally aware and would also understand that if they used these biofuels, they would be able to use it as a tax break considering that it is a green energy source. If Duke Energy were the first and only producer on the market, they knew they would be able to gain the majority of initial customers who would sign up for this cheap, renewable, environmentally friendly and tax deductible energy source. For these reasons, Duke Energy assembled a design team of engineers to develop a photobioreactor that could cheaply produce a quality biofuel from microalgae. My job as an industrial engineer was to ensure that the design project developed by our team was as efficient as possible to create the largest profit. In some ways, my job was the most important. I held the knowledge to complete the puzzle of producing profitable third generation biofuel. After the duration of three months, our team had made substantial progress with constructing an array of cheaper designs for a photobioreactor. At times I was tempted to cut corners and not consider all variables associated with efficiency in each design. I was not going to receive the majority of my paycheck until a completed design for a photobioreactor was submitted to Duke Energy. I could not be sure of the timeline until I would receive my full compensation. It could have been anywhere from one more month to six more months. In the meantime, I was a recent college graduate with thousands of dollars in loans that were gaining interest monthly in addition to all of my living expenses and rent. All of that extra stress sometimes made it difficult to perform my job to the best of my abilities. Confrontation with Competing Energy Company It was around the time of three months into the design project that I went out on my lunch break one afternoon to the burger stand at the corner by my workplace. It was here that I noticed the professional-looking businessman in a suit. This was not out of the ordinary though. The area was home University of Pittsburgh, Swanson School of Engineering 2013-10-27 Alexandra Long to many different corporations and there was always at least one business man at this burger joint, so initially I thought nothing of it. After I had ordered my cheeseburger with bacon and an over-easy egg, I was confronted by the professional looking business man. After complimenting my choice of order, he introduced himself and mentioned that he worked for General Electric Energy. This had sparked my interest. Was this man here by coincidence, or had he meant to run into me? After making some small talk, he stated his true reason for running into me. He had heard rumor that Duke Energy was in the process of creating a functional, highly profitable photobioreactor for the production of third generation biofuels for consumer consumption. At this statement I became skeptical. I had then known that he had meant to run into me at the burger joint, it was not just coincidence. I was curious by this time to learn his true intentions. He did something that I had not expected. From his jacket pocket, he pulled out a checkbook, flipped to a new, crisp check, scribbled a six-digit number as the amount paid and turned it around to face me. He then proceeded to tell me the outline of his offer. If I gave him information on our design project, the check would be mine and my identity would be kept secret so that Duke Energy would not know who on the design team had given away information to a competitor. I was astounded. I had never imagined being confronted with a situation like this in my career. Before he left, he handed me his business card so that I may get in touch with him later. I did not immediately call the number on the card that day, but I did not immediately throw it away either. when I had the opportunity in my own life it was still tempting to go through with the offer. After the thought of Willy Wonka and the Chocolate Factory, my mind continued on to an even more drastic comparison of my bribe with a scene from Star Wars Episode III: Revenge of the Sith. It was in this episode that Anakin Skywalker discovered the true identity of the Supreme Chancellor as being the Sith Overlord [5]. Anakin was bribed into going to the dark side in order to save his unborn twins. At the time, his decision did not seem to be flawed. He had not carefully considered the ethics of his decision, and in the end it became the reason for his own demise and the death of his wife [5]. So now my position was: would I be like Charlie and return the everlasting gobstopper, or would I be like Anakin and only be concerned with my personal interests? My decision was going to be between throwing away the business card and my year’s financial security with it, and remaining loyal to Duke Energy and keeping our design project a secret. What if this man had approached others on my team as well, and if I passed his bribe then it would be all for nothing and I would not even earn any money from it. Reference to Engineering Codes of Ethics In order to make an informed decision, I decided to reference the engineering code of ethics in addition to my remembrance of Hollywood films and their moral themes. It was not until after familiarizing myself with the National Society of Professional Engineers (NSPE) Code of Ethics again did I have a revelation. One of the six canons listed states that I, as an engineer, should “avoid deceptive acts” [6]. It was very clear that being bribed by a member of a competing company for information that belonged to Duke Energy was a deceptive act. If it was not evident enough for me before from Hollywood, I had now read it from an ethical source that I am supposed to follow in my professional career. Supplementary to the general code of ethics for all engineers, I also referenced the code of ethics specifically for industrial engineers. In this code of ethics, I came across the canon that “Engineers shall act in professional matters for each employer or client as faithful agents or trustees, and shall avoid conflicts of interest” [7]. Not only did this canon reinforce the one mentioned from the NSPE code of ethics, but it also confronted my dilemma with my personal interests. It made me realize that, under no circumstances, would it be ethical to take the bribe, no matter how tempting it may be. After consulting these codes of ethics, I was curious as to how other engineers had dealt with their ethical dilemmas and what the outcomes had been in their professional careers. One such article that I came across was of an engineer deemed as a “whistleblower”. In this first case, the engineer examined had not “fulfilled her ethical obligations” because she went against the direct orders of her supervisor to not disclose a possible “environmental threat to city officials” [8]. The APPLICATION OF ENGINEERING ETHICS IN MY PROFESSION Conflict of Personal Interest I was stuck in a dilemma. For one, there was my own personal gain that was to be considered. If I were to give the man from General Electric Energy information on our design, I would have more than enough money to pay off my loans and live comfortably for the remainder of the year. In addition to that, I would still be compensated by Duke Energy at the completion of our design. I would no longer be financially stressed and putting in unnecessary effort to budgeting my expenses every week. I would have a much better quality of life without being effected in my career pursuits if the man kept his word about keeping my identity secret. However, that night I could not sleep well. The man who confronted me at the burger joint eerily reminded me of a childhood movie I used to watch: Willy Wonka and the Chocolate Factory. I was having flashbacks of the “bad guy”, Slugworth, who offered the golden ticket winners compensation if they were to return an everlasting gobstopper to him after their visit to the chocolate factory [4]. Even as a child I was able to recognize the situation as unethical, but 2 Alexandra Long mistake that this engineer had made was that they did not voice their opinion to the correct “authorities”. Their supervisor must have had reasons as to why it was not right to disclose this information, at least not at that time, yet the engineer disregarded this and disclosed the information anyway. Even though this situation was not completely parallel with my own, it can be related to the same cannons that I had reviewed in helping with my own decision process. The actions made by this engineer could have led to the termination of their job, and that weighed heavily on my mind in making sure that I made the right ethical decision [8]. A second case that I had happened upon caught my attention because it involved industrial design. Although this case did not directly relate to the bribe I had been offered by the General Electric man, it did make me reconsider the current contract I was under with Duke Energy and made me aware of my future contracts and whether or not it would be ethically sound to enter into them. In this second case, an engineer was asked to enter into a contract where they would only be compensated for their work if they had submitted in their designs within three months for a deadline [9]. This case was found to be ethically sound, however it made me realize how complicated ethical situations could become and how attentive I should be in making the right decisions. REFERENCES [1] C. Westbrook. (2013, January 4). “Biofuels Combustion*.” Annual Review of Physical Chemistry. (Online Article). http://www.annualreviews.org/doi/full /10.1146/annurev-physchem-040412-110009. pp. 201-219 [2] F. Demirbas. (2011, February 22). “Biofuels from algae for sustainable Development.” Elsevier. (Online Article). http://www.sciencedirect.com/science/article/pii/S03062619 11000778. pp. 3473-3480 [3] H. Balat, M. Balat, F.Demirbas. (2011, January 6). “Biowastes-to-biofuels.” Elsevier. (Online Article). http://www.sciencedirect.com/science/article/pii/S01968904 10005157. pp. 1815-1828 [4] Willy Wonka and the Chocolate Factory. (1971). Warner Bros. (Movie). [5] Star Wars Episode III: Revenge of the Sith. (2005). Lucasfilm. (Movie). [6] “Code of Ethics for Engineers.” National Society of ProfessionalEngineers.(2007).(Document).http://www.nspe. org /Ethics/CodeofEthics/index.html [7] “Engineering Code of Ethics.” Institute of Industrial Engineer. (Document). http://www.iienet2.org/Details.aspx? id=299 [8]“Whistleblowing.”(1982).(Online Report).http://www.n spe.org/resources/pdfs/Ethics/EthicsResources/EthicsCaseSe arch/1982/BER%2082-5.pdf [9] “Contingent Contract—Industrial Design.” (1977). (Online Report). http://www.nspe.org/resources/pdfs/Eth ics/EthicsResources/EthicsCaseSearch/1977/BER%207712.pdf CONCLUSION: AS AN ENGINEER, I SHOULD BE LIKE CHARLIE, NOT ANAKIN After confronting the reasons for my insomnia that night, I could make an informed, ethically sound decision. I retrieved the business card given to me by the man from General Electric, shredded it, and dumped it into the waste basket where it belonged. After carefully considering the codes of ethics which I am expected to uphold, I would not be able to, on good conscience, release any information for personal gain and deceive Duke Energy. I would strongly encourage other fellow engineers to approach any ethical dilemmas in a similar fashion as I had. If there are any feelings of second guessing your choices as ethically sound when it comes to engineering, you need to make sure that you make an informed decision. I was reminded by lessons that I had learned as a kid from movies, and then found that these lessons were reinforced by the engineering code of ethics. Both of these processes are useful tools for engineers “who want to continue to think and act with maximum professional integrity”. ADDITIONAL SOURCES A. Demirbas, F. Demirbas. (2010, July 16). “Importance of algae oil as a source of biodiesel.” Elsevier. (Online Article). http://www.sciencedirect.com/science/article/pii/S01968904 10002761. pp. 163-170 P. Fu, J. Lu, C. Sheahan. (2011, March 14). “Metabolic Engineering of algae for fourth generation biofuels production.” Energy and Environmental Science. (Online Article). http://pubs.rsc.org/en/content/articlehtml/2011/ee/ c0ee00593b. pp. 2451-2466 ACKNOWLEDGEMENTS I would like to thank my roommate, Sam, for proofreading my paper and helping me in the beginning stages of finding my “out of the box” sources on ethical situations that applied to my own. I would also like to acknowledge a fellow peer, Nick, who helped me format my paper and offered his support on helping managing my time to complete it. 3 Alexandra Long 4