Multilinear Calibration of Lattice Boltzmann pMDI Spray Simulation Sorin Mitran, Anthony Hickey2 and Jay Holt3 Department of Mathematics, University of North Carolina, Chapel Hill, NC, USA 2Eshelman School of Pharmacy, University of North Carolina, Chapel Hill, NC, USA 3Cirrus Pharmaceuticals, Durham, NC, USA KEYWORDS: pressurized metered dose inhaler (pMDI), computational fluid dynamics (CFD), lattice Boltzmann method (LBM), spray particle statistics, multifactor analysis INTRODUCTION Metered dose inhalers are in widespread use as delivery systems for lung medication. Treatment efficacy depends on particle sizes produced by the propellant release into the pMDI nozzle [1], and subsequent entrainment in airway flows, a complicated physico-chemical process involving droplet formation, evaporation, and interaction with inspiration airflow. The environmentally-mandated change from chlorofluorocarbon (CFC) propellants to hydrofluoroalkanes has increased interest in establishment of general methods for systematic evaluation of formulation and device variables upon the efficacy of pMDI products. Standard approaches are semi-empirical in nature, typically based upon parametric probability density function (PDF) estimation, establishing parameters hypothesized to belong to some predetermined family of statistical distributions [2] by processing of experimental results. Even if some general arguments can be made to suggest the relevance of, say, log-normal distributions to spray formation processes dominated by drift and diffusion [3, 4], the strongly non-equilibrium nature of pMDI spray formation leads to significant deviation from the assumed PDF form [2]. Furthermore, the limited number of PDF parameters (i.e. two parameters for log-normal distributions), cannot be 1 assumed to capture the effect of multiple device variables (co-solvents, surfactants, nozzle geometry) upon particle size distributions. An alternative approach is to attempt first-principle computational simulation based upon continuum [5] or kinetic descriptions [6, 7] of the multiphase flow processes. Though effects of all relevant device variables could be captured by such an approach, the computational cost of conventional implementations on central processing units (CPUs) is prohibitive. The geometric complexity of human airways adds another level of complexity to realistic computational models of spray formation, transport, airway surface deposition. In this study a hybrid approach is introduced based upon: 1) A computationally efficient graphics processing unit (GPU) implementation of a lattice Boltzmann method (LBM) for multiphase transport processes [8]; 2) A multilinear multifactor statistical analysis of device performance in terms of fundamental physical quantities characterizing the formulation. The approach can be interpreted as a statistical calibration of parameters within an LBM simulation, incorporating fundamental physical principles through the model formulation, but accounting for missing information by processing of experimental results. METHODS The Boltzmann equation for time evolution of the PDF f (s) (t,x,v) , with f (s) (t,x,v)dxdv signifying the probability of finding a molecule of some chemical species s at time t in phase-space volume dxdv is given by ¶ f (s) + v ×Ñx f (s) + g ×Ñv f (s) = W(s ) ( f , f ) , ¶t 2 and is discretized on a regular three-dimensional (3D) spatial lattice [9], with velocities constrained to belong to a finite set v Î{ca ,a = 0,..,18} , oriented along lattice directions (the D3Q19 model was used [8], and g denotes external acceleration fields). The discrete velocity approximation leads to representation of the PDF f (s) (t,x,v) by the set of directional PDFs { fa(s) (t,x),a = 0,..,18}. The collision integral along direction a for species s , Wa(s) ( f , f ) involves PDFs from all species in the mixture, collectively denoted as f , but is approximated here by a single-species multirelaxation time model [7] . Time advancement is carried out through the “stream and collide” algorithm [9], and phase separation is induced by a forcing term [10] leading to the discrete evolution equation . The phase separation forcing term Sa(s )= (ca - u)×(F(s,I ) + r g) (s,eq) fa (r ,u) r RT models intermolecular forces through F I , and r ,u are the bulk density and velocity obtained as zeroth and first moments of the velocity distribution over all species r = å å M (s ) fa(s) , r u = å å M (s) fa(s)ca , s a s a with M (s) the molar mass of species s . The intermolecular force is represented as a contribution from the non-ideal part of the equation of state and a surface tension F(s,I ) = -Ñ(P - r RT ) + k (s) rÑÑ2 r , 3 with the surface tension given as s = k (s) ò [ n ×Ñr ] dn . 2 GPU implementation of the above LBM approach allows efficient computation of spray formation and subsequent transport, on the order of 10-15 minutes, thus permitting systematic exploration of the parameter space. DATA ANALYSIS The above LBM model contains parameters that capture molecular-level interactions (s ) between species present in the formulation such as the relaxation parameters Lab or (s) surface tension coefficients k (s ) , parameters collectively denoted as U = {Lab ,k (s) ,...} . These parameters could be extracted (at considerable computational cost) from molecular dynamics simulations [11], but are, even then, subject to uncertainty due to assumed forms of the intermolecular potentials. Rather than considering such detailed molecular simulation, the approach taken here is to extract best fits of the parameter set from a multifactor statistical analysis of spray particle size distributions extracted from experimental measurements, e.g. laser diffraction analysis (Fig. 1). The multifactor analysis is carried out based on a multilinear extension to tensor decompositions [12] of the standard two-factor decomposition of a matrix D into a column space U1 and a row space U 2 through the singular value decomposition (SVD), D = U1SU2T . Let D denote a N rank tensor with N -1 the number of parameters within the vector U . The generalization of the matrix SVD is D = Z ÄU1 ÄU2 Ä...ÄU N , with D denoting the available data that is decomposed into a core tensor Z (typically full unlike the diagonal matrix S arising in the SVD) that captures the interaction between the 4 factor matrices U1,...,U N -1 . Each factor matrix is obtained by a SVD applied to a flattening of the data tensor along the dimensions corresponding to a particular factor [12]. The multilinear formalism allows disentangling the effect of individual parameters upon the data of interest. Here, the data tensor is obtained from particle density distributions as functions of particle diameter and time of passage at a fixed position downstream of the nozzle (Fig. 1) for various values of the components within the parameter vector U . Figure 1. (Top,Left) Typical spray particle size distribution extracted from laser diffraction analysis of a Proventil spray. (Top,Right) Synthetic particle size distribution generated from LBM simulation. (Bottom) Density contours at nozzle exit. CONCLUSIONS A simulation method based upon fundamental physical principles with parameters calibrated from multilinear, multifactor analysis of experimental spray particle size distributions has been introduced. The mathematical model allows identification of the 5 effect of molecular-level quantities (e.g. surface tension, intermolecular forces) upon pMDI performance. The mathematical formalism has been successfully tested against synthetic data. Work is currently in progress on processing of experimental data to allow systematic evaluation of how pMDI formulation parameters affect device performance. ACKNOWLEDGMENTS This study was supported by U.S. FDA through grant 1U01FD004943-01. 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. REFERENCES Omer, K. and N. Ashgriz, Spray Nozzles. Handbook of Atomization and Sprays: Theory and Applications, ed. N. Ashgriz. 2011, New York: Springer. 497-579. Dunbar, C.A. and A.J. Hickey, Evaluation of probability density functions to approximate particle size distributions of representative pharmaceutical aerosols. Journal of Aerosol Science, 2000. 31(7): p. 813-831. Kiss, L.B., et al., New approach to the origin of lognormal size distributions of nanoparticles. Nanotechnology, 1999. 10(1): p. 25-28. Soderlund, J., et al., Lognormal size distributions in particle growth processes without coagulation. Physical Review Letters, 1998. 80(11): p. 2386-2388. Tanner, F.X., Continuum-Based Methods for Sprays. 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