Department of Assistive and Rehabilitative Services Response to Public Comments Proposed Rate Setting Methodologies for the Comprehensive Rehabilitation Services Program Below are comments or questions submitted by stakeholders and the Department of Assistive and Rehabilitative Services’ (DARS) responses regarding the proposed rate setting methodologies presented during the March 4, 2015, public meeting. The PowerPoint presentation from the meeting is posted on the DARS website. 1) Comments expressing concerns with providing feedback or submitting an application to provide Comprehensive Rehabilitation Services (CRS) program services without more specific detailed information about new rates. Comment addressed difficulty in assessing the proposed methodology without inclusion of actual rates, including the proposed Post-Acute Brain Injury (PABI) per diem rate using intermediate care facility for individuals who have an intellectual disability or related condition (ICF/IID-RC) data, and for therapy hourly rates. Comment expressed concerns with providing a robust response since there are so few details provided about the new rate methodology and the rates themselves. Comment strongly encourages DARS to schedule workshops to explain the methodology and proposed rates to providers so they can assess whether they can continue to be a CRS provider. Asking providers to renew contracts with such limited information is asking providers to take a big leap of faith, especially those who already are not able to cover their CRS costs. Commenter finds it difficult to comment on rate setting methodology for the base component which has no relationship to their entity type (inpatient rehabilitation hospital) without an attached or associated rate that could be benchmarked against current rates or assessed against the cost of services rendered. Response DARS proposes to extend current CRS PABI contracts through November 30, 2015, at current contract rates. Prior to any new procurement and contract development, more detailed information on proposed rate changes will be shared. New CRS rules, provider standards and policies will be effective September 1, 2015. 1 2) Comments related to core service component of the PABI per diem rate. Many comments received suggested that DARS and the Public Consulting Group (PCG) did not clearly communicate that service elements included in the proposed methodology for calculating the PABI per diem were not service requirements. Concerns were expressed with the perceived requirement to provide five hours of therapy per day, five days per week, delivered by a licensed professional on an individual basis. Comments include: o Brain injury services must be individualized. Dictating five hours of individual, licensed therapy five days per week may not meet the individual needs of the consumer and may unnecessarily inflate cost; o Group based interventions must be recognized as a valid part of postacute brain injury rehabilitation; o Commission on Accreditation of Rehabilitation Facilities (CARF), a nationally recognized accrediting body for rehabilitation facilities, does not require specific minimum number of licensed therapy hours; and o CARF focuses on individualized assessment and treatment planning with emphasis on providing the right services at the right time. Response The inclusion of specific core services, provided on an individual basis and delivered by a licensed professional, was for the purpose of developing the core service component of the PABI per diem rate. The core service component represents an estimate of average service levels received across consumers served and will be paid for all consumers regardless of the specific services provided based on the consumer’s individual service plan. To calculate the daily core service component, a rate representative of the five most common therapy services (physical therapy, occupational therapy, speech therapy, cognitive therapy, and neuropsychological services, including counseling) provided for five hours per day, for five days a week will be calculated and that number will be divided by seven days. To determine the representative therapy rate, DARS will evaluate current DARS medical rates, as well as Medicaid, Medicare, and Texas commercial insurance rates. DARS’ expectation is that providers continue to provide the appropriate and necessary services to treat the consumer, as recommended by the Interdisciplinary Team. The CRS Service Arrays are located on the DARS website. 2 The core service component of the statewide per diem rate is intended to cover PABI core therapy services. Rates may be adjusted in the future following collection of adequate data to support re-evaluation. 3) Comments related to the base rate component for PABI residential services, based on ICF/IID-RC. Comments addressed concerns with the exclusion of one-to-one services in the base component and questioned the relevance of ICF/IID-RC levels to provision of services for people with moderate to severe brain injuries. The population of individuals with a Traumatic Brain Injury (TBI) may require a higher level of care than what is typically provided in an ICF/IID-RC facility. Response In order to determine expenses for the base component of the per diem rate, detailed cost reports or provider financial records would have to be evaluated. This information is currently not required by DARS and is not available for the FY 2016 rate setting process. As a result, DARS evaluated multiple care settings and determined that expenses incurred for these types of base services in ICF/IID-RC best reflect a post-acute environment compared to other care settings. The ICF/IID-RC program is a long-term services program, authorized by Title XIX of the Social Security Act and administered by the Department of Aging and Disability Services. Individuals residing in these facilities are provided with all necessary residential and community living supports. To calculate the base rate component, ICF/IID-RC residential rate components and days of service, for non-state operated facilities with fewer than 14 beds and levels of need 5, 8, 6 and 9, were utilized to determine the weighted average of the daily base component of the per diem rate. The levels are based on the Inventory for Client and Agency Planning (ICAP). The ICAP measures both adaptive and maladaptive behaviors and gathers additional information to determine the type and amount of special assistance that people with disabilities may need. These assessments have been used nationally not only for individuals with developmental disabilities, but also with people who become disabled as adults through accident or illness and with elderly individuals who have lost their ability to function independently. 3 4) Comments related to the Post-Acute Brain Injury (PABI) Residential Services statewide per diem rate. Comment disagrees with DARS’ intent to pay all facilities the same per diem; recommends payment based on the intensity and type of services offered/delivered by the facility. Commenter believes that payment rate should be more for a higher intensity and quality of service versus what is paid to a facility offering fewer services or services delivered by less qualified staff. o Comment expressed concern that not paying based on intensity of services provided will encourage a decrease in intensity of services being offered and the credentials of the staff providing the services. o Commenter understands that DARS plans to collect data to distinguish between facilities in the future. Believes DARS has the data already. The monthly Mayo-Portland data, combined with length of stay, service hours per day, credentials of staff delivering the service, could be used to differentiate programs. Or DARS could consider Veterans Affairs (VA) methodology for distinguishing between intensity of services and resulting payment rates. Commenter is unclear about how payments for specialized therapies will be determined and paid and requests clarification. Asks if specialized therapies are included in statewide per diem. Response DARS is not currently considering either a facility-based or tiered system for CRS rates, largely due to the absence of data necessary to develop such rates. Services previously identified as specialized therapies are now included in core services and reimbursement is included in the core service rate of the statewide per diem. 5) Comments related to payment for services which are not included in the base or core services rate components. How will ancillary services be paid? What ancillary services would be eligible for payment? Response Ancillary services are not included in the base or core services rate components. These services will be paid on a fee-for-service basis based on DARS rates. Approved ancillary services are located on the DARS website. 4 6) Comments related to provider qualifications Commenters requested further clarification regarding the use of certified professionals, including potential use of Certified Brain Injury Specialists (CBIS), whether Certified Nursing Assistants (CNAs) and Certified Medication Aids (CMAs) should be identified as certified professionals as they are not qualified to provide medical therapies to people who have a traumatic brain injury, and that DARS consider defining “delivery by a licensed professional” to permit delivery of certain therapy services under the supervision or direction of a licensed therapist and/or physician in accordance with the State of Texas clinical practice guidelines. Comments asked for clarification on which licensed professionals can deliver services, including what licensed professionals can provide cognitive rehabilitation therapy (CRT). There are no recognized standards for which discipline is licensed to provide CRT. In addition, some of the therapeutic interventions require practice time that can be overseen by trained paraprofessionals under the direction of the licensed professionals. This would not be allowed under the proposed rate and is directly counter to the treatment model developed by some of the participating providers. Response Based on stakeholder and provider input, the role of paraprofessionals will be limited; however certified individuals may participate in the delivery of a number of therapeutic services such as OT, PT and Speech Language Pathology (SLP) as allowed by State of Texas clinical practice guidelines. With regards to Certified Brain Injury Specialist (CBIS), these specialists are considered certified personnel. A CBIS does not receive the level of formal training and certifications like the Certified Occupational Therapy Assistant (COTA). When allowed by clinical practice guidelines, a CBIS, CNA or CMA may provide services. Any services provided by a CBIS, CNA or CMA will be covered in the base component of the PABI per diem rate. CRT services must be provided by one of the following professionals: o A psychologist licensed by the State Board of Examiners of Psychologists; o A psychiatrist licensed by the State Board of Medical Examiners; o An occupational therapist licensed by the Executive Council of Physical Therapy and Occupational Therapy Examiners; or 5 o A speech and language pathologist certified by the State Committee of Examiners for Speech and Language Pathologists and Audiologists. Core services must be delivered by professionals who meet State of Texas clinical practice guidelines. These services must also be billable under a Current Procedural Terminology (CPT) or Healthcare Common Procedure Coding System (HCPCS) code, or by a code to be provided by DARS. Costs for services not associated with a HCPCS/CPT or DARS code will be reimbursed as part of the base rate of the PABI per diem. 7) Comment related to VA methodologies Comment requested that DARS consider VA governmental pricing for a full rehabilitation day. Comment requested that DARS consider the VA Assisted Living Pilot Program approach to rate setting. Program uses a tiered system with a designated rate for each tier. Tiers are differentiated by total number of intervention hours and number of individual intervention hours. The VA does not specify who provides the intervention services. At least six documented hours (i.e., frequency, type, intensity of services) of therapeutic intervention per day with specific community reintegration goals; must include a minimum of three hours of individual therapy interventions, as approved by VA At least four documented hours (i.e., frequency, type, intensity of services) of therapeutic intervention per day with specific community reintegration goals; must include a minimum of two hours of individual therapy interventions, as approved by VA At least two documented hours (i.e., frequency, type, intensity of services) of therapeutic intervention per day with specific community reintegration goals, as approved by VA Response DARS does not have sufficient data at this time to develop a tiered rate structure similar to VA Assisted Living Pilot Program. 6 For combat-related traumatic brain injuries (TBIs) associated with veterans, there are primarily three levels of severity for TBI (mild, moderate, and severe). The typical treatment course begins with evaluation and acute rehabilitation and progresses to post-acute care. As a result, the VA program can structure the post-acute care payment structure as a tier approach, to reflect the multiple levels of therapy treatment required based on the original diagnosis (mild, moderate, severe). This type of service for veterans is not comparable to consumers of the DARS CRS program. The VA rate is an all-inclusive per day rate which covers non-therapy services, including ancillary services. The proposed CRS rate methodology covers nontherapy and ancillary services separately and therefore the VA per day rates should not be compared to the per diem rate of the proposed methodology. 8) Comments related to actions required to approve rates Will the rates be included in the appropriations process for the legislature or will they be handled differently? Will providers have to go before the legislature in order to approve these rates? Response DARS does not have to go before the legislature to have CRS rates approved. The CRS budget is appropriated by the legislature. DARS cannot exceed the appropriated amount. Rates for services will be proposed for public comment, a rate hearing will be held, and final rates will be approved by the Health and Human Services Commission Executive Commissioner. 7