Is It Viable to Improve Light Output Efficiency by Nano-Light-Emitting Diodes? Chao-Hung Wang, 1 Yu-Wen Huang, 1 Shang-En Wu,2 and Chuan-Pu Liu1, 3, 4, a) 1 Department of Materials Science and Engineering, National Cheng Kung University, Tainan 70101, Taiwan 2 Genesis Photonics Incorporation, Tainan 70101, Taiwan 3 Center for Micro/Nano Science and Technology, National Cheng Kung University, Tainan 70101, Taiwan 4 Research Center for Energy Technology and Strategy, National Cheng Kung University, Tainan 70101, Taiwan Supplementary Materials Sample structure, experimental procedure, strain, ideality factor and EL peak shift issues on Nano-LEDs Sample Structure: The epitaxial film used in this study was an LED structure grown on a c-plane sapphire (α-Al2O3) substrate by MOCVD. The structure comprised a 30-nm-thick GaN buffer layer, a 4-µm-thick Si-doped n-GaN layer, 14-pair InxGa1-xN/GaN MQWs, and a 600-nm-thick Mg-doped p-GaN layer. Experimental Procedure: The FIB instrument used for patterning was an SMI3050SE FIB-SEM (scanning electron microscopy) hybrid system from SII NanoTechnology Company. Wet chemical etching by 10 wt% KOH was used to remove the surface damage layer with an etching time of less than 3 minutes.1 For characterization, the morphology, size, and density of the nanopillars upon removal of the surface damage layer were examined by SEM (Hitachi SU-8000) and the crystallinity of multiple quantum disks (MQDs) after chemical etching was studied by transmission electron microscopy (TEM; JEOL JEM-2100F). Temperature-dependent micro-photoluminescence (μ-PL) spectra were obtained with a liquid nitrogen cryostat to calculate IQE. For the device structure shown in Figure 1 of the manuscript, spin-on-glass (SOG) was used as a transparent insulator. Indium-tin-oxide (ITO) transparent conductive films were deposited as transparent electrodes and Cr/Au double-layered metal thin films were deposited as n- and p- electrodes. Finally, current-voltage (IV) characteristics, electroluminescence (EL), output power, external quantum efficiency (EQE), and wall-plug efficiency were determined for every LED. Strain in Nanopillars: In Figure 2(d), this TEM dark-field image was taken under two-beam condition using g=0002. One can judge whether or not strain relaxation occurs across the interface of an epitaxial material system simply from the contrast of the image under such imaging conditions. For an epitaxial heterostructure without any strain relaxation across the interface, only long range contrast variation can be seen as thickness fringes due to the variation of local foil thickness and bending contour due to local tilting of the foil. The contrast in Figure 2(d) exhibits only thickness fringes, manifestation of no strain relaxation. For clear demonstration of contrast variation, we compare TEM dark-field images of multiple quantum wells using the same g=0002 between a small diameter nanopillar and a thin film case, shown in Figure S1. Apparently, contrast is drastically different across each interface between these two images. While the foil thickness variation is represented as continuous long range dark and bright band as explained before for the nanopillar, the contrast in the thin film case clearly reveals local black-and-white lobe-like contrast across the interfaces as illustrated by red arrows. This contrast is arisen from the local variation of lattice constant, typical representation of strain relaxation. Thus, we believed that there is almost free of strain in the small diameter nanopillar, relaxed through small volume confinement. Figure S1: TEM images of (a) quantum disks in a small diameter nanopillar and (b) quantum wells in a thin film case taken under two-beam condition using g= 0002. Ideality Factor: The ideality factor can be extracted from I-V characteristics using the Shockley equation by taking parasitic (Rp) and series (Rs) resistances into account, as given below: π(π−πΌπ π ) (π − πΌπ π ) ( ) πΌ− = πΌπ [π ππππππ ππ − 1] π π where I is the diode current, Is being the reversed saturation current, q being the electron charge, V being the diode voltage, Rp and Rs being the parasitic and series resistance , k being the Boltzmann constant, T being temperature and nideal is the ideality factor. In the I-V characteristics of our LEDs shown in Figure S2, both I-V characteristics can be divided into three regions and each region is dominated by different factors. In region I at the low operating voltage near origin, the parasitic resistance strongly dominates the I-V behavior. The current of the nanopillar LED is much higher than the conventional LED in this region, implying that the formation of nanopillars would reduce the parasitic resistance. Hence, the leakage current of the nanopillar LED is much increased due to more side surfaces created for the nanopillar array. As for region III at high operating voltage, the series resistance plays an important role and the joule heating effect becomes inevitable. To avoid involving the parasitic and series resistances in calculating ideality factor, region II near diode turn-on is the most appropriate since the space charge region dominates the device I-V characteristics in this region. The ideality factors exceeding 2.0 have been ascribed to trap-assisted tunneling, carrier leakage and poor metal-semiconductor contact in III-nitride semiconductor diodes.2-4 For 1-D nanostructures, the ideality factor may be reduced because of the high crystal quality of nanostructures,5 or may be raised by a large tunneling effect.6 In our case, the nanopillar LED has abnormally higher ideality factor than conventional LED although the crystal quality is better and the diffusion-recombination process is reduced since the parasitic resistance effect is enhanced. The most probable reason for such high ideality factor of the nanopillar LED is the influence of metal-nanopillar nanocontact. This nanocontact would increase the tunneling current at the metal- semiconductor junction and consequently induce the current crowding effect7, which would raise the ideality factor because high current density may contribute electron overflowing inside the quantum-disks. Figure S2: I-V characteristics of nanopillar and conventional LED plotted in semi-log scale with extracted ideality factor and series resistance. EL Peak Shift in Nanopillar LED: The reason why the nanopillar LED exhibits a little red-shift at low operating current (<20 mA) is that it is contributed from the device-to-device variation, not from the strain-relaxation issue in the nanopillars. Xia et al.8 showed that the emission in the EL spectrum may red-shift by almost about 50 nm (from 458 nm to 509 nm) within three devices on the same wafer, which was attributed to indium inhomogeneity effect. According to this phenomenon, the emission wavelength varying from device to device is possible because of indium inhomogeneity. We have examined the emission properties of different nanopillar sizes compared with a planar LED, as shown in Figure S3. In Figure S3(a) and (b), the emission wavelength of the quantum-wells exhibits monotonically blue-shift from the planar LED to the decrease of the nanopillar size in the nanopillar LEDs under the same pumping condition. The fact that a large blue-shift accompanied by the nanopillars with the size ~330 nm compared with the film case implies large strain relaxation in the quantum wells when nanopillars form. As the nanopillar size is shrunk down even to ~100 nm, the emission wavelength only undergoes a slight further blue-shift, which seems to be saturated, proving that the strain in the quantum disks is almost relaxed. As for the discrepancy in the EL spectrum at low current regime, however, the pattern area is too small to dominate the whole emission spectrum. Hence, it is hard to characterize the strain-relaxation behavior through EL spectrum since EL spectrum is still dominated by the whole device behavior. To explain this problem, we have checked different devices to see whether it is the variation from device to device. From Figure S4, two conventional LEDs are shown together with the nanopillar LED, which does exhibit a variation in wavelength from device to device. Obviously, the nanopillar LED with a slight red-shift at low injection currents is originated from the device-to-device variation. However, this would not be a problem for explaining the thermal effect of the nano-LEDs for high injection currents because the emission wavelength shows red-shift earlier and much severe than both conventional LEDs, proving that the thermal effect is the dominant effect for the nano-LEDs operating at high injection currents. Figure S3: (a) PL spectra of the InGaN multiple-quantum-wells in a conventional LED and the nanopillar LEDs with two different nanopillar sizes, and (b) the extracted PL peak position as a function of nanopllar size. Figure S4: EL peak wavelength versus injection current for the nanopillar LED with the size of 100 nm and two conventional LEDs on the same LED wafer. References 1 2 S. E. Wu, Y. W. Huang, T. H. Hsueh and C. P. Liu, Jpn. J. Appl. Phys. 47, 4906 (2008). K. Mayes, A. Yasan, R. McClintock, D. Shiell, S. R. Darvish, P. Kung and M. Razeghi, Appl. Phys. Lett. 84, 1046 (2004). 3 H. Masui, S. Nakamura and S. P. DenBaars, Appl. Phys. Lett. 96, 073509 (2010). 4 J. M. Shah, Y. L. Li, T. Gessmann and E. F. Schubert, J. Appl. Phys. 94, 2627 (2003). 5 P. Deb, H. Kim, Y. Qin, R. Lahiji, M. Oliver, R. Reifenberger and T. Sands, Nano Lett. 6, 2893 (2006). 6 Y. J. Lee, C. J. Lee, C. H. Chen, T. C. Lu and H. C. Kuo, IEEE J. Sel. Top. Quantum Electron. 17, 985 (2011) 7 V. K. Malyutenko, S. S. Bolgov and A. D. Podoltsev, Appl. Phys. Lett. 97, 251110 (2010). 8 R. Xia, I. Harrison, E. C. Larkins, A. V. Andrianov, S. R. A. Dods, J. Morgan, P. J. Parbrook, C. C. Button and G. Hill, Mater. Sci. 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