THE ROLE OF TRIGLYCERIDES IN ATHEROTHROMBOTIC DISEASE INTRODUCTION Triglycerides (TG) have been linked to atherothrombotic disease (ATD) (1-5), but such a link is controversial (6-10). It is common knowledge that TG do not form any significant portion of the atherosclerotic plaque, and this in turn implies that the role of TG in ATD must be indirect. It is the purpose of this paper to demonstrate that the link between TG and ATD occurs indirectly via one of two mechanisms: an atherogenic link via the inverse relationship between TG and high-density lipoprotein (HDL) cholesterol and a thrombotic link via a cigarette smoking. To this end the author will examine data from the Bowling Green Study (BGS) of the Primary and Secondary Prevention of Atherothrombotic Disease. (11-13) MATERIALS AND METHODS The background of the BGS has been described elsewhere. (11-13) In brief, when the author set up his family practice of medicine in Bowling Green, the county seat of Wood County, in northwest Ohio, in late 1974, he had as one of his objectives to learn as much as possible about the causes (risk factors) of ATD. As a result, he set up his medical practice as an age-sex database. Every patient entering his practice had his/her blood pressure, height, and weight determined, the latter two measures being converted in a Body Mass Index. When the fundamental importance of cigarette smoking to ATD became evident, the author began, in mid 1984, to survey his patients for their use of tobacco products, initially only patients aged 15 years and older, but about ten years later he expanded his survey to all patients aged 10 years and older. Finally, whenever the opportunity presented itself, the author obtained blood for a lipid panel, thyroid, and fasting/two-hour postprandial blood sugar determination. The lipid panel was obtained after a fast of at least 12 hours, and the postprandial blood sugar was obtained precisely two hours after the ingestion of a standard meal. Since HDL was not available to the BGS until 1 January 1978, all lipid panels obtained prior to that date consisted only of total cholesterol (CT) and TG, whereas virtually all lipid panels obtained after that date also included HDL and low-density lipoprotein (LDL) cholesterol, the latter being calculated by the Friedewald formula: LDL=CT-HDL-TG/5. (14) Since LDL calculations are relatively accurate above the TG of 400 mg/dl limit (15), the author accepted LDL calculations as long as TG<500 mg/dl. All of this data was entered into the General Population database. A comment must be made about the BGS lipid predictor. Since the risk factors for ATD were not precisely known in the 1970’s, a number of the author’s patients sustained various ATD events. After 56 years of practice, enough of the author’s patients had sustained ATD events to enable the author to separate an ATD database from the General Population database. Observations made on the ATD database revealed, not unexpectedly, that some ATD patients had high LDL levels and others had low HDL levels. However, some ATD patients had high HDL levels and others had low LDL levels. In 1981 a paper was published entitled “Is the LDL:HDL Ratio the Best Lipid Predictor?” (This author regrets that the paper is lost to him and therefore he cannot properly credit the author of the paper.) Review of this paper caused, in turn, the author to review his ATD database. This review revealed that ATD patients with low LDL generally had a very low HDL associated, whereas those ATD patients with high HDL generally had a very high LDL associated. Where this was not the case, the younger ATD patients were usually cigarette patients, whereas the older ATD patients were generally hypertensive, with/without attendant diabetes mellitus. Thus the author concluded that indeed it was the ratio between LDL and HDL that was critical for the lipid portion of ATD risk. In 1983, it occurred to the author that what he really wanted to know was the amount of cholesterol accumulating within the arterial wall. This, he reasoned, was best estimated as the difference between the cholesterol entering the artery wall (primarily LDL) and the cholesterol exiting the artery wall by reverse cholesterol transport (primarily HDL), expressed as a percentage of the cholesterol entering the arterial wall. In other words, of the cholesterol entering the arterial wall, how much (what percentage) remained there? Thus was born the concept of the Cholesterol Retention Fraction (CRF, or [LDL -HDL]/ LDL). The author then compared the CRF with the LDL:HDL ratio and found that comparing CRF of 0.70 or greater with LDL:HDL of 3.5 or greater, the CRF predicted 5% more ATD patients than did the LDL:HDL. (Feeman, unpublished data) Hence, since 1983, the author has relied on the CRF as his lipid predictor. Review of the ATD database also revealed that if LDL levels were very high (170 mg/dl or greater, or 4.25 mmoles/L), then ATD events occurred even if HDL levels were also very high. However, despite high LDL levels, the lower the CRF, the later was the average age of ATD onset. Thus, all LDL levels of 170 mg/dl or greater are treated even if the CRF is normal (0.69 or less). The combination of CRF of 0.70 or greater and/or LDL of 170 mg/dl or greater is termed the Cholesterol Threshold (C Thr). The C Thr requires treatment. Changes in laboratory methodology of measuring HDL will significantly impact the CRF. In the author’s database and in all of the earlier trials that studied the epidemiology of ATD as well as the pharmaceutical trials that examined the effects of various medications, procedures, etc . on ATD outcomes (clinical and angiographic), in all those trials HDL measurement was done by the indirect method. Within the last decade, a newer methodology has been used in many laboratories: the direct method of HDL measurement. While the direct method is simpler and less error-prone, the HDL value obtained by the direct method of HDL measurement is about 10 mg/dl (0.25 mmoles/L) higher than the equivalent value obtained when the indirect method is used. Not only does this impact the use of HDL in prediction of the population at risk of ATD and the use of HDL in guiding therapy of dyslipidemia, but since LDL is generally calculated by the Friedewald formula , then the value of LDL obtained when HDL is measured by the direct method is necessarily about 10 mg/dl (0.25 mmoles/L) lower than the equivalent LDL calculated when HDL is measured by the indirect method. This point is not trivial. The author has published a report of a 55 year old man with no other ATD risk factors, who sustained an acute myocardial infarction. The author had been treating the patient for depression, and had no compelling reason to test his lipids. When he sustained his acute infarct, he had a lipid panel drawn at the hospital. The lipid panel revealed only a rather mild lipid disorder, based on direct HDL measurement. When the lipid panel was converted to the equivalent panel, based on indirect HDL measurement, the lipid disorder was more severe, and indeed the patient had his infarct when it would have been predicted. (16) The purpose of this data collection was to provide the basis for the prediction of the population at risk of ATD. Therefore, clinical data were entered into the General Population database, from which was separated out the ATD database, as previously noted. Many of these ATD events occurred while the patient was a member of the author’s practice since as already indicated the predictive tools for ATD were suboptimal in the 1970”s and 1980”s. A number of patients, on entering the author’s practice, reported a past history of an ATD event, and having accepted such a history, the author also accepted as evidence of ATD any test indicating evidence of ATD, such as a CAT scan showing an old stroke, an EKG showing an old myocardial infarction, etc., including the occasional autopsy report. This report will examine both the ATD and the General Population databases to determine the role of TG elevations in ATD. Subsequent reports will examine the roles TG when linked to HDL (as in the TG:HDL ratio) or to LDL (as in non-HDL cholesterol). RESULTS Table I reveals the TG distributions, according to sextiles, in the General Population and in the ATD Population. It will be noted that the incidence of each sextile above the 150-199 mg/dl sextile is higher in the ATD Population than in the General Population. The 100-149 mg/dl sextile has the same incidence in the ATD Population and the General Population, and the 99 mg/dl and lower sextile is more frequent in the General Population than in the ATD Population. This, the author interprets to mean that TG levels worth treating begin at 150 mg/dl. (All statin-treated patients have been excluded from this analysis.) Table II reveals the distribution of TG in the ATD database. Table II reveals that 231/467 (49%) of male and 189/404 (47%) of female ATD patients have normal TG levels (<150 Mg/dl). This compares with 64% of males and 71% of females in the General Population database. (Data not shown.) Table II gives the average age of ATD onset in each TG sextile and frequency distribution of each of those TG sextiles. It is evident from Table II that the average age of ATD onset is younger as TG levels rise; however, this trend is minimal in men, in whom no real change is seen till TG levels exceed 200 mg/dl, whereas in women a significant fall in the average age of ATD onset can be seen when TG levels exceed 250 mg/dl. If the data for men and women are combined, then the averages of ATD onset are significantly earlier when TG levels are 250 mg/dl or greater. The role of TG in ATD can be clarified by dividing both TG and CRF into sextiles. This is shown in Table III, which combines these sextiles for men and women. It will be noted that at any level of TG, the average age of ATD onset is earlier when the CRF is higher and later if the CRF is lower. However, the same relationship is much less clear when one stratifies CRF by TG. When one examines ATD patients with elevated TG (150 mg/dl or higher), and when all ATD patients are considered, then 235/336 (70%) of patients have an elevated CRF (0.70 or higher) and an additional 63/336 (19%) have a CRF=0.60-0.69, which will require treatment in the seventh or eighth decade of life., and the other 38/336 (11%) have a CRF of 0.59 or lower, which does not require treatment unless LDL levels are very high (170 mg/dl or higher). The average age of ATD onset for the hypertriglyceridemia patients with a high CRF is 62 years, with an intermediate CRF is 68 years, and with a low CRF (0.59 or less) is 72 years. (These average ages of ATD onset are based on associated CRF alone; cigarette smoking status and blood pressure are not included in this analysis.) Of the patients with normal TG (149 mg/dl or lower), 142/374 (38%) have a CRF of 0.70 or higher, 111/374 (30%) have an intermediate CRF, and 121/374 (32%) have a low CRF. The average ages of ATD onset are virtually the same in each CRF group, whether TG are elevated or not. The role of TG in ATD can be further evaluated by stratifying TG sextile by cigarette smoking status. This is seen in Table IV. Table IV does not take into account the influence of CRF, but it is clear that early onset ATD is unquestionably associated with cigarette smoking, regardless of TG sextile. If current cigarette smoking is excluded, lower TG sextiles tend to be associated with later onset ATD and higher TG sextiles tend to be associated with early onset ATD. If one stratifies TG levels by CRF and cigarette smoking status, then when the CRF is ideal (0,59 or less) and there is no history of cigarette smoking, TG do not appear to play a role in ATD. Table V reveals that when the CRF is ideal, the average age of ATD onset is the same in each cigarette smoking status group, regardless of whether TG are elevated or not. Table III indicates that the lower TG sextiles tend to be associated with the lower CRF sextiles. Indeed, if the distribution of C Thr sextiles is plotted against the distribution TG sextiles , the distribution curves are parallel. The author interprets this to mean that C Thr and TG distributions run in tandem. (See Figure I). The CRF and Systolic Blood Pressure (SBP) can be combined into a global risk factor graph with the CRF on the ordinate and SBP on the abscissa, stratified by cigarette smoking. (13) This graph contains a threshold line with loci (0.74,100) and (0.49,140). When the CRF-SBP plots of all the ATD patients in the author’s practice are plotted onto the graph, 85% of those plots will lie above the threshold line. Of the 15% of ATD patients with CRF-SBP plots below the threshold line, most are cigarette smokers, current or past. This leaves only 6% of all ATD patients who could not be predicted by CRF-SBP plot above the threshold line and/or cigarette smoking status—and such patients are very old at time of ATD onset (78 years of age, on average, for men and 75 years of age, on average, for women), and they do not die, on average, for an additional 10-15 years. The line co-ordinates are valid when the indirect measurement of HDL is utilized, but if the direct measurement of HDL is utilized, then the line co-ordinates must be lowered to (0.62,100) and (0.40,140). This graph is illustrated in Figure II. (This is the graph based on lipid values obtained when the indirect measurement of HDL is used.) The BGS graph has been validated against eight published angiographic regression trials. As with all such trials, participants are selected on the basis of their likelihood of have an ATD event during the timeframe of the trial, or in the case of the angiographic regression trials, the likelihood of their having an ATD plaque that can be followed during the trial, so that response to therapy can be assessed. Such patients tend to younger men with a moderate to severe lipid disorder. In the eight angiographic regression trials, 95% of the participants had CRF-SBP plots above the threshold line. When the younger BGS ATD patients were examined, 93% of them had CRF-SBP plots above the threshold line. (17) DISCUSSION Since TG are not part of the ATD plaque, it is clear the role of TG in ATD must be indirect, acting via mechanisms related to elevated TG levels. The author has suggested two such mechanisms: a dyslipidemic mechanism related to the well known inverse relationship between TG and HDL, and a thrombotic mechanism related to the associated use of cigarette smoking. Table II reveals , in the ATD population, that 51% (236/467) of men and 53% (215/404) women will have elevated TG levels, assuming TG elevations beginning at 150 mg/dl. Hence hypertriglyceridemia is common in ATD patients. However, when TG levels are 150 mg/dl or higher, CRF is 0.70 or greater in 70% (235/336) of cases, and borderline (CRF=0.60-0.69, levels requiring treatment later in life) in 19% (63/336). Only 11% (38/336) have ideal CRF values (0.59 or less). This latter data is best seen in Table III and in Figure II. Indeed, the author has shown that in the presence of an ideal cholesterol level ( defined as a CRF of 0.59 or less) and in the absence of any history of cigarette smoking, TG are not associated with early-onset ATD and hence do not warrant therapy—except, of course, the treatment of very high TG levels to prevent pancreatitis. The link between cigarette smoking and TG is most likely mediated by thrombosis. The author has shown that act of quitting smoking for only six months is associated with a delay in the average age of ATD by about 12 years. (18) This most certainly implies that cigarette smoking acts in an acute fashion and that quitting smoking abolishes that acute effect. This acute effect could be mediated by an inflammatory response in the fibrous cap of the ATD plaque, leading to plaque rupture, and massive thrombosis, or could be mediated by activation of thrombosis on the surface of the fibrous cap, in the presence of erosions, but without plaque rupture. ( 19-21 ) TG elevations are associated with activation of plasminogen inhibitor, which interferes with the lysis of thromboses.( 22-23) Thus, the combination of cigarette smoking and TG elevation creates a pro-coagulant state. Table V clearly shows that when CRF is ideal ( 0.59 or less) and when cigarette smoking is excluded, ATD events occur very late in life, on average, regardless of whether or not TG are elevated. The author interprets this to mean that TG in and of themselves are relevant to ATD only via the associated mechanisms noted above. The prevention of ATD and/or stabilization/regression of extant ATD should be focused on C Thr, cigarette smoking and hypertension. (24) CONCLUSIONS The author has shown that TG are relevant to ATD, but only via the associated disorders of C Thr and cigarette smoking. TG elevations, in and of themselves, therefore do not warrant treatment, except as previously noted, to treat very high TG levels to prevent pancreatitis. The prevention of ATD, or if extant, then the stabilization/regression of ATD plaque, should focus on C Thr, cigarette smoking and elevations of SBP. References: 1. Castelli WP. Epidemiology of Triglycerides: A View from Framingham. Am J Cardiol. 1992; 70:3H9H. 2. Manninen V, Tenkanen L, Koskinen P, Huttunen JK, Manttari M, Heinonen OP, Frick MH. Joint Effects of Serum Triglycerides and LDL Cholesterol and HDL Cholesterol Concentrations on Coronary Heart Disease Risk in the Helsinki Heart Study: Implications for Treatment. Circulation. 1992; 85 (1): 37-45. 3. Gaziano JM, Hennekens CH, O’Donnell CJ, Breslow JL, Buring JE. Fasting Triglycerides, High-Density Lipoprotein, and Risk of Myocardial Infarction. Circulation. 1997; 96: 2520-2525. 4. Drexel H, Amann FW, Beran J, Rentsch K, Candinas R, Muntwyler J, Luethy A, Gasser T, Follath F. Plasma Triglycerides and Three Lipoprotein Cholesterol Fraction are Independent Predictors of the Extent of Coronary Atherosclerosis. Circulation. 1994; 90: 2230-2235. 5. Asia Pacific Cohort Studies Collaboration. Serum Triglycerides as a Risk Factor for Cardiovascular Diseases in the Asian-Pacific Region. Circulation. 2004; 110: 2678-2686. 6. Hulley ST, Rosenman RH, Bawol RD, Brand RJ. Epidemiology as a Guide to Clinical Decisions: The Association Between Triglycerides and Coronary Heart Disease. N Engl J Md. 1980; 302: 1383-1389. 7. Assmann G, Schulte H. Relation of High-Density Lipoprotein Cholesterol and Triglycerides to Incidence of Atherosclerotic Coronary Artery Disease (the PROCAM Experience). Am J Cardiol. 1992; 70: 733-737. 8. Criqui MH, Heiss G, Cohn R, Cowan LD, Suchindran CM, Bangdiwala S, Kritchevsky S, Jacobs DR, O’rady HK, Davis CE. Plasma Triglyceride Level and Mortality From Coronary Heart Disease. N Engl J Med. 1993; 328: 1220-1225. 9. Menotti A, Scanga M, Morisi G. Serum Triglycerides in the Prediction of Coronary Artery Disease (an Italian Experience). Am J Cardiol. 1994; 73: 29-32. 10. Austin MA. Plasma Triglycerides and Coronary Heart Disease. Arterioscler Thromb. 1991; 11: 2-14. 11. Feeman W.E. Jr. The Bowling Green Study of the Primary and Secondary Prevention of Atherosclerosis: Descriptive Analysis, Findings, Applications and Conclusions. Ohio J. Sci. 92 (5): 153181. 12. Feeman W.E. Jr. The Bowling Green Study of the Primary and Secondary Prevention of Atherosclerotic Disease: Update 1991-1993. Ohio. J. Sci. 94 (4): 105-112. 13. Feeman W.E. Jr. Prediction of the Population at Risk of Atherothrombotic Disease. Experimental and Clinical Cardiology. Winter 2004. 9: (4); 235-241. 14. Friedewald, WT, Levy, RI, and Fredrickson, DS. Estimation of the Concentration of Low-Density Lipoprotein Cholesterol in Plasma, Without Use of the Preparative Ultracentrifuge. Clinical Chemistry. 1972; 18 (6):499-502. 15. Wilson PWF, Zech LA, Gregg RE, Schaefer EJ, Hoeg JM, Sprecher DL, Brewer HB Jr. Estimation of VLDL Cholesterol in Hyperlipidemia. Clinica Chimica Acta. 1985; 151: 285-291. 16. Feeman WE Jr. Effect of HDL Measurement Technique on Clinical Lipidology. Journal of Clinical Lipidology. 2008. 2;(5); 401-402. 17. Feeman W.E. Jr, Predicting the Population at Risk of Atherothrombotic Disease Using a Lipid Ratio. Presented at theScientific Sessions of the National Lipid Association. Chicago. May 2011. 18. Feeman W.E. Jr. The Role of Cigarette Smoking in Atherosclerotic Disease: An Epidemiologic Analysis. J. Cardio. Risk. 1999; 6: 333-336. 19. Tracy RP, Psaty BM, Macy E, Bovill EG, Cushman M, Cornell ES, Kuller LH. Lifetime Smoking Exposure Affects the Association of C-Reactive Protein with Cardiovascular Disease Risk Factors and Subclinical Disease in Healthy Elderly Subjects. Arterioscler Thromb Vasc Biol. 1997;17: 2167-2176. 20. Hung J, Lam JYT, Lacoste L, Letchacovski G. Cigarette Smoking Acutely Increases Platelet Thrombosis Formation in Patients With Coronary Artery Disease Taking Aspirin. Circulation. 1995; 92: 2432-2436. 21. Roald HE, Lyberg T, Dedichen H, Hamers M, Kierulf P, Westvik AB, Sakariassen KS. Collagen-Induced Thrombosis Formation in Flowing Nonanticoagulated Human Blood From Habitual Smokers and Nonsmoking Patients With Severe Peripheral Atherosclerotic Disease. 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Table 1 TG Frequency Distribution in General Population vs ATD Population TG Male Gen Pop Male Female Female Total Total ATD Pop Gen Pop ATD Pop Gen Pop ATD Pop > 300 135 1875 7% 53 467 11% 105 2044 5% 49 404 12% 240 3919 6% 102 871 12% 250-299 113 1875 6% 48 467 10% 65 2044 3% 18 404 4% 178 3919 5% 66 871 8% 200-249 161 1875 9% 51 467 11% 145 2044 7% 60 404 15% 306 3919 8% 111 871 13% 150-199 275 1875 15% 84 467 18% 272 2044 13% 88 404 22% 547 3919 14% 172 871 20% 100-149 484 1875 26% 124 467 27% 572 2044 28% 105 404 26% 1056 3919 27% 229 871 26% < 99 707 1875 38% 107 467 23% 885 2044 43% 84 404 21% 1592 3919 41% 191 871 22% TG means triglycerides Gen Pop means General Population ATD Pop means Atherothrombotic Disease Population Table II TG & Average Age of ATD Onset: 1974-2003 TG (mg/dl) Male Ave Age of ATD Onset Male Sextile Incidence Female Ave Age of ATD Onset Female Sextile Incidence ∑ Ave Age of ATD Onset ∑ Sextile Incidence > 300 53 3088 58 53 467 11% 49 3132 64 49 404 16% 102 6220 61 102 871 12% 250-299 48 2883 60 48 467 10% 18 1137 63 18 404 4% 66 4020 61 66 871 8% 200-249 51 3095 61 51 467 11% 60 4098 68 60 404 15% 111 7193 65 111 871 13% 150-199 84 5358 64 84 467 18% 88 6192 70 88 404 22% 172 11,550 67 172 871 20% 100-149 124 7892 64 124 467 27% 105 7295 69 105 404 26% 229 15,187 66 229 871 26% < 99 107 6778 63 107 467 23% 84 5939 71 84 404 21% 191 12,717 67 191 871 22% TG means triglycerides ATD means atherothrombotic disease Table III CRF vs. TG ATD: 1974-2003 TG (mg/dl) Sextiles > 0.80 0.75-.0.79 0.70-0.74 0.65-0.69 0.60-0.64 < 0.59 ∑ > 300 16 833 52 15 888 59 10 663 66 6 384 64 6 360 60 6 418 70 59 3546 60 250-299 12 631 53 17 1107 65 12 735 61 6 404 67 - 4 259 65 51 3136 61 200-249 24 1381 58 17 1054 62 21 1415 67 9 605 67 4 331 83 6 436 73 81 5222 64 150-199 34 2137 63 25 1544 62 32 2148 67 21 1476 70 11 737 67 22 1612 73 145 9654 67 100-149 30 1737 58 31 1920 62 33 2230 68 31 2094 68 28 1999 71 45 3140 70 198 13,120 66 < 99 10 582 58 16 959 60 22 1471 67 28 1864 67 24 1522 63 76 5350 70 176 11,748 67 ∑ 126 7301 58 121 7472 62 130 8662 67 101 6827 68 73 4949 68 159 11,215 71 710 46,426 65 CRF means Cholesterol Retention Fraction ([LDL-HDL]/LDL) TG means triglycerides Table IV Cigarettes Vs. TG ∑ ATD 1974-2003 Cigarettes < 99 100-149 150-199 200-249 250-299 > 300 + 40 2101 53 53 2972 56 28 1539 55 21 1113 53 18 956 53 20 1016 51 Past 30 2090 70 44 2974 68 33 2245 68 19 1223 64 21 1370 65 22 1374 62 - 34 2390 70 26 1876 72 22 1488 68 11 756 69 8 497 62 12 758 63 + 19 1175 62 29 1841 63 14 828 59 14 855 61 8 427 53 13 735 57 Past 18 1330 74 15 992 66 26 1827 70 10 682 68 2 141 71 11 673 61 - 45 3305 73 59 4299 73 49 3622 74 34 2441 72 8 569 71 24 1653 69 Male Female TG means triglycerides ATD means atherothrombotic disease + means current cigarette smoker Past means has quit smoking at least 6 months - means never smoked cigarettes, though non-cigarette tobacco may have been used Table V Average Age of ATD Onset When CRF > 0.59, Stratified by Cigarette Smoking and TG Levels All ATD: 1974-2003 TG + Cigarette Smoking Status Past > 150 mg/dl 10 613 61 13 948 73 15 1164 78 < 149 mg/dl 38 2271 60 36 2641 73 46 3578 78 - ATD means atherothrombotic disease CRF means Cholesterol Retention Fraction ([LDL-HDL]/LDL) TG means triglycerides + means current cigarette smoker Past means has quit smoking at least 6 months - means never smoked cigarettes, though non-cigarette tobacco may have been used