NSF 426 Ballot Comments – Section 8 For Discussion at June 25-26 Joint Committee Meeting Criteria Summary 8 Product packaging 8.1 Prerequisites 8.1.1 Elimination of substances of concern in product packaging 8.1.2 Enhancing recyclability of packaging materials 8.1.3 Recycled content fiber in packaging 8.1.4 Elimination of individual packaging for hardware and components 8.1.5 Elimination of chlorine in processing packaging materials 8.2 & 8.3 Optional Criteria 8.2.1 Higher total recycled fiber 1 8.3.1 Optimization of packaging system to reduce excess packaging 4 Ballot Comment Summary – from JC members and Public Review Total comments: 22 comments (Note: some comments addressed multiple criteria.) o 8.1.2: 2 comments o 8.1.3: 4 comments o 8.1.4: 4 comments o 8.1.5: 3 comments o 8.2.1: 2 comments o 8.3.1: 8 comments Some common themes o Some criteria might compromise product integrity o Recycled content fiber might not be preferable Proposed Discussion Topics for June 25-26 F2F High Priority 1) 8.1.3/8.2.1: Is recycled fiber content packaging environmentally preferable for server products, given server design and distribution? 2) 8.1.4: Is elimination of individual packaging for hardware and components practical for servers? 3) 8.1.5: Should criterion restrict bleaching to only elemental chlorine? 4) 8.3.1: Should the criterion award points for improvement or achieving specific technical performance requirement? Assign to NSF, Individual or Small Group 8.1.2: Misc. comments separable packaging and marking plastics. Discussion Topic 1: Is recycled fiber content packaging environmentally preferable for server products, given server design and distribution? 8.1.3 Recycled content fiber in packaging 8.2.1 Higher recycled content fiber in packaging Name Comment Proposal Proposed Response Server Manufacturer Chris Cleet/ITI Brian Martin/Seagate Tim Mann/IBM (8.1.3/8.2.1) Servers are considerably heavier and up to 15x or more expensive than laptops and printers. As the % of recycled fiber in the carton increases, the integrity of the carton degrades and the risk of damage to the product increases. A scientific approach must be used to optimize product protection while minimizing environmental impact. (8.1.3) Increasing recycled content to these levels causes degradation of material performance. Servers and data center equipment are usually commercially shipped with structurally based shipping requirements. Installed electronic options (components, cards, etc…) may require additional packaging to prevent non-humanvisible damage under shock and vibration conditions during shipment. Additionally, server components are sometimes shipped in multi-unit custom containers that should be constructed for maximum reuse. - These levels cannot reasonably be achieved for “all other fiber-based packaging.” For printed cartons, recycled content fiber compromises the color quality and distinguishable markings of printed packaging. Distinguishable markings are required on commercial products to advise on safety conditions such as weight, handling procedures, and/or content (such as commercial batteries). (8.1.3) Suggest allowing LCA data in support of alternatives to targeted recycled fiber content percentages. (8.1.3/8.2.1) Supplies of PCRC packaging materials can be spotty, so we are fine with the idea of stating a "preference" towards PCRC. However, we cannot support the overall minimum percentages for recycled content or increased optional points for higher recycled content. In speaking with clients and carriers, we have noted a marked increase in cosmetic damages in containers with higher recycled content. We believe additional performance studies need to be completed before rushing to higher recycled content percentages, particularly for the primary containers. Server products are shipped globally and are a very demanding application for packaging. They are often shipped through several tiers in supply chain (OEM>> Brand Owner>> Distributor>> End client) using express parcel shipping systems (UPS, FedEx, etc.). Recycled content weakens the material, which leads to MORE materials used (additional layers required) as well as potentially higher damage rates and higher percentages of returns due to unmarketability. None of these outcomes are good for the environment. As such, for recycled content in packaging, more is not necessarily better. Chris Cleet/ITI Furthermore, as demand for PCRC grows to meet these types of requirements, the recycled fibers will likely need to be reused several times, causing additional shortening of the fibers (causing more weakness). Thus, a package with equivalent percentage of recycled content may actually be weaker than another with equivalent percentages if the fibers have been recycled multiple times. We need to find a balance between package performance and the incentive to blindly increase the consumption of recycled materials. The package must work in the first place in order to achieve optimal environmental performance. The supply of Post-consumer content is inconsistent globally; while this may work in some jurisdictions, it will definitely not work in all. Additionally, higher % PCR fibers tend to have reduced compression and burst strength, and may require the use of more packaging. 8.1.3/8.2.1. Revision options: 1) Retain both 8.1.3 and 8.2.1 as is 2) Consider revisions such as a. Exemption based on performance issue b. Use of LCA to demonstrate alternative to fiber based (Brian Martin comment) c. Other? 3) Include only an optional criterion to provide manufacturer with flexibility to claim point based on specific server product 4) Delete one or both criteria Discussion Topic 2: Is elimination of individual packaging for hardware and components practical for servers? 8.1.4 Elimination of individual packaging for hardware and components Name Comment Server Manufacturer This may not be practical for all components. Some components (i.e. SFPs, drives, PCAs) cannot be pre-installed in a rack as they could be physically or functionally damaged or disengaged during shipment. Customers may request that drives not be installed. Servers Proposal Proposed Response Chris Cleet/ITI Patty Dillon Tim Mann/IBM are highly configurable, and customers may order additional memory, hard drives, etc. for that or other servers, which would require individual packaging. As written this criterion may increase the amount of packaging. For servers with sensitive components, the entire package for the server will need to be padded for extra protection rather than packaging sensitive components individually. It is probable that very sensitive omponents (memory and hard drives in particular) cannot be shipped installed and/or must be shipped separately because they can be easily damaged during shipment. - The damage that may occur in unsecured sensitive components are not only limited to the component but to the main system and its connections. Well known issues such as electrical contact fretting will reduce the life and serviceability of the main system. Inducing these non-human-visible latent failure modes, jeopardizes the useful life (and material content of the main system) in lieu of a relatively small amount of packaging material (which can be recycled). 8.1.4 uses the term "normal operation". Without a definition, "normal" has no meaning and cannot be verified. Suggest either defiining the term or striking "normal". Could the operating parameters used to qualify for ENERGY STAR compliance be used to define "normal operation"? Meeting the requirements of 8.1.4 will likely require that some higher end products (racks) be shipped with additional packaging and customized pallets that contain commingling of various types of cushions, shock absorbers or brackets. These customized pallets will not likely meet the criteria of 8.1.2 which requires that all materials be easily separable. In addition, it is likely that some sensitive components and parts may need to be shipped separately to avoid adding even more packaging to the higher level product where it will be installed. While we appreciate the desire to minimize packaging and ensure its recyclability, this desire should be tempered by the need to ensure that servers are not damaged during shipment. The environmental benefits of reduced packaging will disappear quickly if only a few servers are damaged and require replacement due to poor packaging. Replace "normal operation" with "operation" Or define "normal operation" 8.1.4. Revision options: 1) Retain as is 2) Consider revisions such as a. Component exemption – either list or require demonstration of need for separate packaging 3) Make optional criterion to provide manufacturer with flexibility to claim point based on specific server product 4) Delete criterion Discussion Topic 3: Should restriction on bleaching fibers be limited to elemental chlorine? 8.1.5 Elimination of chlorine in processing packaging materials Name Comment Michael Kirschner/ Design Chain Associates 8.1.5 – Recommend changing this criterion to require elemental chlorine-free (which most manufacturers are already requiring) and making totally chlorine free/processed chlorine free optional This requirement is unnecessary and could lead to unintended consequences for packaging manufacturers who need disinfectants in their processes. Elemental chlorine has been phased out for the most part as a bleaching agent for pulp and paper in favor of alternative chlorine compounds. Again, no information or data was provided to lead one to require foreclosure of chlorine compounds from this use, since chlorinated compounds are currently widely used to produce safe and bacteria free packaging materials. The impact of this requirement must be heavily weighed, since few facilities on a global basis now practice chlorine-free fiber processing, thereby making this type of packaging material available only on a limited basis and in limited regions yet a full requirement for this standard. The language should be revised as follows: Richard Krock/Vinyl Institute Steve Risotto/ACC “Manufacturer shall document with a supplier letter that any fiber-based materials used in packaging was not bleached with elemental chlorine compounds.” This provision provides little or no environmental benefit. Reductions in use of chlorine compounds for bleaching should be addressed as an optional provision. 8.1.5 Revision options 1) Retain as is Proposal Revise provision to be optional. Proposed Response 2) Revise to elemental chlorine free (Mike Kirschner & Richard Krock comments) 3) Make optional criterion (Steve Risotto comment) 4) Delete criterion Discussion Topic 4: Should the criterion award points for improvement or specific technical performance requirement? Name Tim Mann/IBM Comment While we are generally supportive of the idea of awarding an optional point for manufacturers who can demonstrate that they performed a packaging system evaluation (8.3.1a), we do not support awarding optional points for packaging reduction efforts (8.3.1b). As a general rule, we do not favor criteria that award points for “improvement” as opposed to actual performance. Criteria such as 8.3.1b which award points for improvement penalize those manufacturers that design products and packaging correctly initially and cannot demonstrate as great an improvement. Server Manufacturer Chris Cleet/ITI Regarding criteria 8.3.1.c, it is not clear what evidence would be required to demonstrate “minimum packaging weight for all packaging constituents in the packaging system (primary, secondary, and tertiary) for product shipped to the customer. How are these criteria to be achieved? The primary purpose of packaging is to protect the product during shipment. Proof of minimum packaging weight achievement is a subjective assessment. Does not reward manufacturers who have already optimized their packaging designs. These criteria, as written, punish manufacturers who have already optimized their packaging designs. - Minimum packaging weight is not necessarily a sound measure of packaging optimization. - Packaging design requires optimization based on a list of requirements. Reducing packaging material beyond means more product damage. - The phrase “…used in the immediate previous and current packaging system” is Proposal Proposed Response not verifiable without more specificity. For example, it is not clear how to compare between new and previous product models, and does not indicate what to compare to if there is no prior similar product. - It is not clear how a new market entrant would compare packaging to a prior version. Cate Berard/DOE Cate Berard/DOE Michael Kirschner/Design Chain Associates Brian Martin/Seagate Michael Kirschner/Design Chain Associates - It is not clear how a verifier would know the legitimacy of a manufacturer’s claim of a change made. Criterion 8.3.1b says "Manufacturer shall document at least a 10% reduction in the amount of packaging materials used in the delivery of the product. Table 8.3 provides examples of packaging reduction strategies eligible for optional points..." However, the metric in Table 8.3 for the second point is "Packaging reuse rate: the number of times the packaging is used." How is this metric supposed to be measured as a 10% reduction? Criterion 8.3.1b says "If the amount of packaging material is reduced due to the use of an alternative material, the manufacturer must demonstrate a net reduction in environmental impact (e.g., reduction in toxicity or life cycle energy use)." However, there are no requirements attached to demonstrating a net reduction. Other criteria require use of the LCA methodology in 11.2.1 or alternatives assessment in 6.3.4. 8.3.1b – This is unclear and invites gamesmanship. How do you prevent a manufacturer from designing a specious overpackaging approach then "revising" it to what they actually do before packaging? Consider comparing it to production packaging of a previous similar product but even that will be difficult unless the products are effectively similar (e.g. both are 2U servers that weigh approximately the same). 8.3.1b - Suggest clarifying the requirements for baseline vs 10% reduction in packaging materials. 8.3.1c – The challenge for this criterion is weight vs. PCR content (criterion 8.2.1): PCR fiber is weaker than virgin material so requires more, but that clearly increases the weight of the packaging. So what’s more important? Who has done the LCA? Clarify the minimum performance required to claim the reuse rate point. Is it a reduction in single use packages? If so, the metric in Table 8.3 must be changed. Review and determine which process is applicable (LCA methodology in 11.2.1 or alternatives assessment in 6.3.4). Require use of appropriate process to demonstrate "net reduction in environmental impact." 8.1.2 Revision Options 1) Retain as is 2) Consider revisions a. 3) Delete part a, b, and/or c Miscellaneous comments on 8.1.2 8.1.2 Enhancing recyclability of packaging materials Name Patty Dillon Comment 8.1.2 includes a requirement for "nonreusable" packaging. The term should be deleted or defined (generally or in the context of the criterion) since this term may be interpreted differently by different companies/verifiers. For example, if the packaging can be theoretically reused by the customer would it meet the intent of the criterion. The JC might consider that the manufacturer demonstrate that the packaging is reused, not theoretically reusable. Proposal Two options to consider: 1) Add a sentence such as the following to the end of the first bullet: Packaging is considered "reusable" if the manufacturer demonstrates that a packaging reuse program is in operation (or planned for products on the market for less than 6 months) that recovers and reuses the packaging for the declared product or other products sold by the manufacturer, distributor or supplier. OR Packaging is considered 'nonreusable" unless the manufacturer demonstrates...... 2) Delete non-reusable AND add the following to the exceptons: "....staples, nails in pallets, and packaging that is demonstrated to be directly reused by the manufacturer or its distributors." Catherine Ho/Koi Computers For Section 8.1.2, has manufacturers indicated their willingness to mark all plastics with material type? I do not believe this is currently a standard practice. Or can this be optional? 8.1.2 Revision Options Proposed Response 4) Retain as is 5) Consider revision a. Strike reusable (Patty Dillon comment) 6) Make criterion optional (Catherine Ho comment)