FEE COMPUTATION CHECKLIST
- UTS
FEE COMPUTATION
Management Company/Operator*
:
Name of Scheme(s)
:
Adviser
:
Date of Submission
:
Fees in respect of unit trust scheme and prescribed investment scheme other than under the lodge
and launch framework
Item
Description
1
Estalishment of unlisted scheme (per
scheme)
Recognition of foreign unlisted
scheme (per scheme)
Establishment of real estate
investment trust (per scheme)
2
3
No. of
applications/
submissions
Fees (RM)
5
6
7
8
9
10
11
12
Additional fees
per scheme
(RM)
5,000.00
5,000.00
10,000.00
4
No. of
schemes
Recognition of foreign real estate
investment trust (per unlisted
scheme)
Establishment of exchange-traded
fund
Recognition of foreign exchangetraded fund (per unlisted scheme)
Recognition of foreign listed scheme
(excluding real estate investment
trust and exchange-traded fund)
(per scheme)
0.01% of market
capitalisation or
offer price of the
units to be
issued, subject to
a maximum of
RM800,000.00
(inclusive of fees
for review of
asset valuation, if
any)
10,000.00
10,000.00
10,000.00
10,000.00
Secondary listing of foreign listed
schemes
Increase in scheme size limit (per
listed scheme)
Appointment of fund management
delegate not licensed by the
Commission (per application)
Restructuring of management
company (not applicable to holders
of Capital Markets Services Licenses
issued under the CMSA) (per
application)
Registration or re-registration of
trustee
10,000.00
2,000.00
2,500.00
2,000.00
1,000.00
VERSION 2.0 ISSUED IN JUNE 2015
1
0.01% of market
capitalisation,
subject to a
maximum of
RM800,000.00
Amount
(RM)
FEE COMPUTATION CHECKLIST
- UTS
Item
Description
13
Exemption or variation from
guidelines on:
a) form and content in
relation to submission to
the Commission; or
b) provisions other than form
and content
(per exemption or variation, per
scheme)
Extension of time (per extension, per
scheme)
Application to provide one or any
combination of the following
facilities:
a) circulation or distribution
of electronic disclosure
document and electronic
application forms;
b) online transactions of unit
trust scheme; and
c) online activities in relation
to unit trust scheme
(per application)
Submission of a revised proposal or
application to revise an approved
proposal
14
15
16
No. of
applications/
submissions
Fees (RM)
No. of
schemes
Additional fees
per scheme
(RM)
500.00
1,000.00
1,000.00
1,000.00
10% of the
fees payable
for the
original
proposal
other than
the
percentage
charged in
respect of
market
capitalisation
Prospectus
17
18
19
20
Registration of prospectus (for new
unit trust scheme)
Registration of prospectus for
renewal of prospectus (for unit trust
scheme)
Registration of supplementary or
replacement prospectus (for unit
trust scheme)
Exemption or variation from
guidelines (per exemption or
variation, per scheme)
3,000.00
100.00
1,500.00
100.00
1,500.00
100.00
500.00
Deed
21
22
23
Submission of deed (for listed
schemes)
Registration of deed
Registration of supplementary deed
3,000.00
100.00
1,500.00
1,000.00
100.00
Product highlights sheet
24
Lodgement of product highlights
sheet

Initial

Replacement (per
replacement)
500.00
100.00
Other documents
25
Lodgement of documents* (per
document)
100.00
TOTAL
* Lodgement of documents includes prospectus, deed and annual report.
VERSION 2.0 ISSUED IN JUNE 2015
2
Amount
(RM)
FEE COMPUTATION CHECKLIST
- UTS
Fees in respect of the lodge and launch framework
Item
Description
1
Exemption or variation from
requirements under the guidelines
on:
a) form and content in
relation to any
lodgement/submission to
the Commission
b) provisions other than form
and content
(per exemption or variation, per
scheme)
No. of
applications/
submissions
Fees
(RM)
No. of
schemes
Additional fees
per scheme
(RM)
500.00
1,000.00
Note: Items 2-5 are for information purposes only as such fees are to be paid online
2
3
4
5
Lodgement of wholesale fund (per
fund)
Revision to the lodgement form prior
to launch (per revision)
Lodgement of disclosure document
or deposit of information
memorandum, if any
Lodgement of product highlights
sheet

Initial

Replacement (each
replacement)
5,000.00
500.00
500.00
500.00
100.00
TOTAL
Payment particulars
Amount
Number (Cheque/online transfer#)*
Bank
Date
:
:
:
:
RM
#To attach confirmation of transfer
I/We* hereby confirm that all the above information are true and accurate.
………………………………………………………
Name
:
………………………………………………………
Name
:
Designation :
Date
:
Designation
Date
(Authorised signatory of the applicant)
(Authorised signatory of the applicant)
* To delete whichever is not applicable
VERSION 2.0 ISSUED IN JUNE 2015
3
:
:
Amount
(RM)
FEE COMPUTATION CHECKLIST
- UTS
For SC’s Internal Use:
Please tick relevant box:
Payment particulars as per checklist
Date to Finance & Procurement Dept:
Incorrect payment particulars
Remarks (Where applicable)
Amount
Number (Cheque/online transfer)
Bank
Date
:
: RM
:
:
:
Administration Officer
…………………………………………
Name
:
Date
:
Please tick relevant box:
Correct fees submitted
Error in fees submitted
Verified by Finance & Procurement Dept.
(For online transfer only)
Comments (if any):
………………………………………………………………………
………………………………………………………………………
Date informing error in fees
Date receipt of correct fees
Date verified by Finance & Procurement Dept
:
:
:
Officer
Supervisor
………………………………………..
Name
:
Date
:
…………………………………………
Name
:
Date
:
VERSION 2.0 ISSUED IN JUNE 2015
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