Chapter 6: Ritual Defeats the Mountain I. Introduction A. December 12, 1972: Nando Parrado, Roberto Canessa, and Antonio Vizintin departed from the wreckage of the Fairchild. 1. Goal: climb over the mountain peak and descend into the valleys of Chile to summon rescuers 2. 8th expedition to set out across the Andes B. Mountain had not been named, so Parrado (first to reach the summit) named it Mount Seler after his father 1. Serious mountain peak for which experienced climbers would have trained, planned, and thoroughly equipped themselves 2. Climbing can still be fatal for even experienced mountain climbers with proper equipment. None of the 3 expeditionaries had ever even climbed a mountain before 3. They tried to physically prepare for the trek as best they could, but they weren’t exactly in prime shape for mountain climbing. Additionally, they lacked the proper equipment. a) “They were little more than three teenagers in tennis shoes setting out to cross the Andes.” (page 150) C. A picture of difficulty 1. Parrado accounts that simply turning his head to speak to Roberto left him gasping for breath 2. Additionally, the high altitude accelerated their heart rates, thickened their blood, and brought them near to hyperventilation. The dry air quickly dehydrated them. 3. In order to keep from freezing to death at night, they crammed into one sleeping bag; as uncomfortable as it was, it was necessary to combine body heat and avoid hypothermia D. Their only ally was their minds: ritual can harness the mind’s power to endure. a) While Parrado and Canessa discovered this on their journey, it is something Tibetan monks have known for centuries. II. The Ritual Training of Attention Chapter 6: Ritual Defeats the Mountain A. Herbert Benson- associate professor of medicine at Harvard Medical School: In the mid 1980s traveled to the Himalayas to study Tibetan monks’ meditation practices 1. Found that monks were “camping out” in overnight temperatures that dropped to near 0° F, dressed only in woolen or cotton shawls: Didn’t huddle together, shiver, or show any signs of discomfort associated with cold weather. B. The monks practiced a form of yogic meditation called Tummo, during which their body temperature (measured at the extremities) would increase by as much as 17°. C. At the heart of any ritual is the focusing of attention. 1. By making something a ritual, the attention is focused on the act itself, where the act is the end (rather than simply a means to an end). a) Example: By washing in a certain way, ritual washing signals respect for the object itself, not the importance of cleanliness. b) Example: the 3-shot rifle volley at a military funeral: signals respect for the dead 2. Ritual is effective in sending messages of respect and reverence because it takes what are normally automatic, thoughtless, end-guided actions and forces attention on their execution, thereby making them deliberate, controlled, thoughtful, and meaningful. D. By forcing attention on the details of action, ritual can fill our conscious awareness, which prevents us from attending to irrelevant or threatening signals/thoughts. 1. Why athletes use ritual so often a) Example: Adrian Dantely, a star forward in the NBA had a strict foul-line ritual: he would bounce the ball 3 times, bring it to the chest while looking at the rim, recite “over the front of the rim, backspin, follow through,” and then he would shoot (1) This ritual forced him to focus on the specifics of the free throw, while also directing his attention away from opposing fans and negative thoughts or emotions E. The ritualized practices associated with meditation are very likely the oldest techniques for training attention. 1. 2 general categories of meditative practices: Chapter 6: Ritual Defeats the Mountain a) concentration- train your attention by deliberately focusing on some object, image, process, or phrase b) mindfulness- uses focusing of attention on a single point to begin developing present-moment nonjudgmental awareness 2. A common starting point for both categories of meditation is the simple monitoring of breathing. a) The breathing process if often connected to positive thoughts (so one breathes in peace and exhales light) 3. If one’s attention is momentarily distracted from the breathing process, you’re supposed to note the disruption without becoming emotionally involved with it, and then simply return to the monitoring of the breathing 4. Such simple beginnings can lead to the amazing acts of attentional control shown by the Tibetan monks III. Attentional Expertise A. Research has found that advanced meditators are able to engage in great accomplishments of attention, as well. 1. Example: Binocular rivalry B. Attentional blink- the degraded ability or inability to perceive the 2nd of two sequentially presented visual patterns. 1. Though this was also thought to be involuntary, three months of intense mindfulness training was found to significantly reduce attentional blink. C. Meditation has also been found to improve attentional vigilance- the ability to sustain attention over time and to respond appropriately to randomly presented signals 1. University of Kentucky biologist Bruce O’Hara conducted a study to determine if meditation could improve performance on vigilance tasks and/or reverse sleep-related declines in performance. a) He had his subjects perform a vigilance task after a nap, concentration meditation, or a control activity b) He found significantly better performance in the meditation condition, compared to the other two conditions. Meditators also suffered significantly less performance decline after losing a night of sleep. Chapter 6: Ritual Defeats the Mountain 2. Neuroscience evidence directly links meditation with attentional control. a) In a study conducted by researchers at the University of Wisconsin, brain activity was monitored in highly practiced meditators, moderately practiced meditators, and novice meditators, while they engaged in concentration meditation. (1) It was found that highly practiced meditators had the least activation of all in the attention network, while the modestly practiced meditators showed significantly more activation in this network than either the novices or the highly practiced meditators. (2) These results indicate: (a) Meditation activates attentional systems. (b) As one gains more experience in meditation, the efficiency of the attentional system increases so less brain effort is required to exert control of attention. D. Attentional expertise is behind the monks’ ability to endure what would be considered intolerable discomfort for the rest of us. 1. Normally, pain is a signal of tissue damage and it tells us that we need to do something in order to reduce harm to our bodies that might threaten our survival. However, chronic, nonlethal pain can be torture. The redirection of attention through meditation can be an effective way of relieving this pain. IV. A Long, Grueling Ritual A. It took 3 days to reach the summit of Mount Seler. From there, realized that there were no green valleys of Chile below or any sign of civilization. B. Parrado and Canessa had to use another uniquely human survival weapon on this journey: ritual of mind over death C. In ritual, the action is not a means to an end; it is the end; the emphasis is on the present, which prevents us from lingering on extraneous thoughts that could be debilitating. D. To cope with this difficult task of climbing the mountain, Parrado forced himself to stay in the present by reducing the mountain to the current step, then the next, and so on and so forth. Chapter 6: Ritual Defeats the Mountain V. Attending to the Elemental Gestures A. Ritual forces attention to the lowest level gestures and those gestures become the goal. B. Parrado: as he walked, his entire consciousness narrowed to nothing but his breathing and the rhythmic crunch of his feet in the snow 1. Went into a trancelike state where he became like an observer to his suffering; may have achieved walking meditation VI. Attentional Redirection A. There will inevitably be shifts in attention without realizing it. When this happens, the meditator is instructed to take note of this shift, without engaging in it emotionally or chastising himself, and then return to monitoring breathing. B. As they continued to march on, Canessa’s fatigue got the better of him and he would plead with Parrado to stop. C. Canessa’s attentional redirection would take different forms: window shopping in Montevideo or engaging in a continuous dialogue with God, addressing God as a friend D. Meditative practices are known to have positive health benefits 1. A meta-analysis comparing spiritual and secular meditation found that these effects tended to occur more frequently with spiritual meditation 2. Amy Wachholtz and Ken Pargament study E. Social interactions are among the most mentally and attentionally demanding activities in which humans engage. If Canessa had not believed he was having a “real” social interaction, it might not have worked as a coping strategy to redirect his mind from the torture of climbing the mountain. F. Social factors are ultimately the most responsible for the attentional capabilities of Homo sapiens. VII. Evolution of Attentional Control A. Attention- the ability to direct mental resources on a particular signal B. At least 3 different brain systems and processes are involved in attention: 1. Alerting- achieving an active mental state in which attention can be directed and sustained Chapter 6: Ritual Defeats the Mountain 2. Orienting- focusing mental energy on a selected signal or process while filtering out competing or irrelevant signals or processes 3. Executive control- resolving conflicts among competing signals or processes VIII. Predators and Prey A. The proper allocation of attentional resources is a widespread challenge across the animal world. Successful foragers must find a way of allocating attention so as to maximize resource intake, called the “attentive prey” model of attention 1. Energy acquired from the prey – energy resources necessary to detect and acquire prey = net energy required 2. Animal’s task is to maximize net energy acquired. B. We would expect predators that feed on cryptic prey to have a greater capacity for focusing and sustaining attention on a single object or event C. Evidence also shows that when more demands are made on attention, more attentional resources are required. D. We should expect the greatest selection pressure on attentional capacity under the following circumstances: 1. Greatest for those creatures that must regularly balance 2 important atttentional tasks (ex: creatures that are both predator and prey- survival requires striking the right balance) between finding food and not becoming food) 2. We would expect more selection pressure when these creatures’ prey are cryptic. E. About 4 million years ago- our ancestors were smallish bipedal apes called australopiths. 1. The early australopiths, such as Australopithecus anamensis and Australopithecus afarensis, were vegetarians. Later species had more varied diets: Australopithecus robustus also ate roots, tubers, and more meat. 2. Tubers, roots, and other USOs are a significant source of food because they must be dug up from the ground, by hand or with digging tools. Termites and other bugs often must be extracted from the ground, as well. Chapter 6: Ritual Defeats the Mountain 3. USOs, termites, and other bugs are cryptic prey that require more attentional effort than simply picking fruits and berries. 4. While later australopiths were searching the ground for cryptic prey, they were also the target of predation. a) We can see evidence of this in the skull of the Taung child, an immature A. africanus: sustained damage that is consistent with an attack by a predatory bird IX. Tools and Attention A. Australopithecus robustus may have also been the first to construct stone tools. B. As we’ve previously discussed, the earliest stone tools probably don’t represent a substantial leap in cognitive abilities. But one aspect of stone tool construction is relevant to the evolution of attentional capacity: the selection of cores. 1. Oldowan toolmakers were highly adept at selecting cores with the right physical properties for producing sharp flakes, which were often found near water sources frequented by large predators. Therefore, attentional resources had to be allocated judiciously so as not to become prey while doing so. 2. Thus, given the length of time necessary to create a hand ax compared to the time necessary to knock off an Oldowan flake, attentional capacity very likely expanded with the emergence of the Acheulean industry. 3. Archaeological remains point to a significant leap in attentional capacity about 400, 000 years ago. a) Boxgrove (England)- a member of Homo heidelbergensis began removing flakes from a core stone; a debitage pile remained. b) It was noticed that larger, well-shaped flakes were missing from the pile; it appears that the toolmaker shaped the core but also managed to keep an eye out for well-shaped flakes that could prove useful themselves. It seems he set these aside and brought them with him when he finished. 4. We can see that the maker of the hand ax kept 2 goals active in his conscious awareness (multitasking). Chapter 6: Ritual Defeats the Mountain a) The ability to multitask and switch back and forth between 2 processes is a form of controlling attention that had not been seen in earlier hominin species, suggesting that H. heidelbergensis had more total attentional resources, compared to their predecessors. X. Becoming Human: Fire and Attention A. Among traditional societies, rituals around fireplace are common. 1. Example: !Kung San of southern Africa hold healing dances about every 2 weeks, where they chant and dance around a big fire while shaman healers work themselves into a trance in which they lay their hands on others in order to transfer healing power to them: considered essential to the healthy and vitality of the !Kung community 2. Commonplace nature of community ritual involving fire suggests that fire played an important role in human cognitive evolution as a venue for social activities. a) Archaeologist Allison Brooks: “It is really the beginning of humans. When you have fire, you have people sitting around the campfire together.” B. 1.2 MYBP- first evidence of possible use of fire, found in the Swartkrans Cave site in South Africa 1. Evidence is indirect and controversial 2. Consists mainly of remains of burned, butchered bone; there were no hearths, no charcoal or other heat-altered sediments to support the controlled use of fire as a means of cooking C. Wonderwerk Cave in southern Africa- burned bones and plant remains were found in sediments dating to about 1 million years ago D. Gesher Benot Ya’aqov Cave in Israel- burned seeds and wood were uncovered, indicating that fire may have been used there around 800, 000 YBP 1. Found in conjunction with stone tools associated with Homo erectus. E. A recent review of the European record puts the earliest credible evidence of the controlled use of fire at around 400, 000 YBP, based on remains from Schoningen (Germany) and Beeches Pit in England F. If stone-lined hearths are required indicators of controlled use of fire, then the earliest evidence from caves in Africa and Eurasia dates to around 250, 000 YBP Chapter 6: Ritual Defeats the Mountain G. By the time that Homo sapiens and Neanderthals were present (roughly 200, 000 YBP), fire was definitely being used, although likely used differently by each group. 1. Neanderthals used fire extensively but their use appears pragmatic and relatively transient compared with that of Cro-Magnons. a) Abric Romani (a rock shelter near Barcelona, Spain, dating to between 70, 000 and 40, 000 YBP): numerous hearths were discovered, all indicating small, shallow, short-use, not-very-hot fires; most are associated with domestic activity b) Kebara Cave in Isreal has evidence of a few, somewhat larger and more substantial fires; but in general, Neanderthal fires tended to be more like Abric Romani, as were most of the CroMagnons (but not all). 2. Abri Pataud (rock shelter in southwestern France, dated to about 23, 000 YBP)- Cro-Magnons built large hearths and lined them with stones gathered from a nearby river 3. Dolni Vestonice site in the Czech Republic (23, 000 YBP)- larger hearths with deposits more than 1/3’ thick have been found; some of the hearths are associated with the shattered remains of carved clay figurines and pellets apparently made to explode when heated a) 2 stone kilns have been found, both of which could generate very hot fires b) The clay pellets and figurines were likely used in some ceremony involving fire, possibly in a religious ritual that invokes animal spirits. XI. Fires, Rituals, and Attention A. The social use of fire is relevant in 2 ways to the evolution of uniquely human levels of attentional control. B. First, the use of fire as a venue for social activities occurs in conjunction with other archaeological evidence of increased social complexity among our Upper Paleolithic ancestors. 1. Important because interacting more often with more people places a greater demand on working memory and control of attention. 2. Cro-Magnon campsites are generally larger, more commonly found, more intensely used and occupied, and typically more spatially structured than Neanderthal campsites. Chapter 6: Ritual Defeats the Mountain 3. Many sites suggest evidence of seasonal aggregation, larger population density, and other signs of social complexity and stratification. 4. Neuro-imaging studies show that social reasoning involves broad areas of the frontal lobe that are used in working memory and executive control. Neuro-imaging studies of brain activity while constructing stone tools failed to find activity in these same areas of the frontal lobe. This supports the notion that social factors, more than technological factors, were responsible for the emergence of uniquely human levels of working memory and attention control. C. Second, fire became a venue for psychologically demanding communal rituals. 1. Rituals of initiation are fairly common among traditional societies, which can be physically and mentally demanding (possibly involving forced dancing, chanting, genital mutilation, scarring, and tooth extraction); the shadowy figures induced by the light of the fire can increase the drama, stress, and terror of these initiation ceremonies. a) To endure these rituals, the individuals being initiated had to maintain their focus of attention on the ritual activity while suppressing the natural fight or flight response. 2. Rituals of shamanism were commonly performed around campfires. a) The shaman’s function is to enter an altered state of consciousness in which he or she connects with spiritual forces in order to gain knowledge or cure illness. b) Along with important group-bonding functions, these rituals also served as a community’s primary form of healthcare. (1) The individuals most able to focus their attention to produce a health-enhancing, healing-inducing altered state of mind were also most likely to survive injuries, chronic pain disorders, bleeding, and the difficulty of childbirth. (2) In the past, the mind was our best defense against sickness, injury, and pain; social rituals around the fire were our primary means of mobilizing that defense. XII. Getting Into the Flow A. As he climbed, Parrado experienced a “loss of self” similar to what he had described earlier about the rugby scrum. Chapter 6: Ritual Defeats the Mountain 1. Never before had he felt so focused, driven, and fiercely alive with all suffering ceased and life became a pure flow. B. Sometimes the altered state of consciousness associated with shamanistic rituals reaches such an intense peak that the individual is “lost” in the ecstasy of the moment. During this, he/she may engage in amazing feats of endurance and pain tolerance. C. Psychologist Mihaly Csikszentmihalyi studied the creative process. While watching painters work, he discovered that when the work was going well, the artists were oblivious to everything outside of the creative process. D. He termed this phenomenon “flow,” which has the following 5 characteristics: 1. Intense, focused concentration on the activity and the present moment 2. A total merging of action and awareness, with a loss of reflective self-awareness 3. A sense of effortless control, in a context of just-manageable challenge 4. A distorted sense of time, where time is compressed 5. A feeling of intrinsic reward arising from the activity itself E. Although flow is rarely a matter of life and death, it was for the expeditionaries on the mountain. F. Parrado tells that as he climbed, he lost himself in the activity, that his entire being seemed to merge with the physical act of climbing. His body was simply a survival vehicle. In the midst of this awful ordeal, he would have glorious, brief moments when his suffering stopped and he was more alive than he had ever been before. G. Though there were several accounts of death on the mountain, Parrado’s climb was a different confrontation with mortality. “It was a portrait of life furiously ablaze as it stares at its limit.” Discussion Questions: 1. Give two examples of ritual signaling respect for an object. Why is ritual effective in sending these messages of respect? 2. What is attention? Describe three different brain processes involved in attention that we discussed in class. 2. How is stone tool construction relevant to the evolution of attentional capacity? Chapter 6: Ritual Defeats the Mountain 3. In what ways is the social use of fire relevant to the evolution of attentional control? 4. What is “flow?” Discuss the 5 characteristics of flow. How does this relate to the expeditionaries on the mountain?